-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WGPneBOll4qpEHCSYY9je3QViBARCWwYEwK+D0mwJOVpzmcwBto6wjOw6gp9v/kF NIFDvv8M1FsKQbussZ0S5A== 0000355948-97-000007.txt : 19970225 0000355948-97-000007.hdr.sgml : 19970225 ACCESSION NUMBER: 0000355948-97-000007 CONFORMED SUBMISSION TYPE: SC 13E4/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 19970204 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: RICHARDSON ELECTRONICS LTD/DE CENTRAL INDEX KEY: 0000355948 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-ELECTRONIC PARTS & EQUIPMENT, NEC [5065] IRS NUMBER: 362096643 STATE OF INCORPORATION: DE FISCAL YEAR END: 0531 FILING VALUES: FORM TYPE: SC 13E4/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-36031 FILM NUMBER: 97517011 BUSINESS ADDRESS: STREET 1: 40W267 KESLINGER RD CITY: LAFOX STATE: IL ZIP: 60147 BUSINESS PHONE: 7082082200 MAIL ADDRESS: STREET 1: 40W267 KESLINGER ROAD CITY: LAFOX STATE: IL ZIP: 60147 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: RICHARDSON ELECTRONICS LTD/DE CENTRAL INDEX KEY: 0000355948 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-ELECTRONIC PARTS & EQUIPMENT, NEC [5065] IRS NUMBER: 362096643 STATE OF INCORPORATION: DE FISCAL YEAR END: 0531 FILING VALUES: FORM TYPE: SC 13E4/A BUSINESS ADDRESS: STREET 1: 40W267 KESLINGER RD CITY: LAFOX STATE: IL ZIP: 60147 BUSINESS PHONE: 7082082200 MAIL ADDRESS: STREET 1: 40W267 KESLINGER ROAD CITY: LAFOX STATE: IL ZIP: 60147 SC 13E4/A 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SECOND AMENDMENT TO SCHEDULE 13E-4 Issuer Tender Offer Statement (Pursuant to Section 13(e)(1) of the Securities Exchange Act of 1934) RICHARDSON ELECTRONICS, LTD. (Name of Issuer) RICHARDSON ELECTRONICS, LTD. (Name of Person(s) Filing Statement) 7-1/4% Convertible Subordinated Debentures Due December 15, 2006 (Title of Class of Securities) 763165AB3 (CUSIP Number of Class of Securities) William G. Seils Richardson Electronics, Ltd. 40W267 Keslinger Road LaFox, IL 60147 (630) 208-2370 with copies to Scott Hodes Jay R. Schifferli Ross & Hardies Kelley Drye & Warren LLP 150 N. Michigan Avenue Two Stamford Plaza Chicago, IL 60601-7567 281 Tresser Blvd. (312) 750-2750 Stamford, CT 06901-3229 (203) 351-8023 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications on Behalf of the Person(s) Filing Statement) December 18, 1996 (Date Tender Offer First Published, Sent or Given to Security Holders) Calculation of Filing Fee Transaction Valuation: *$34,800,000 Amount of Filing Fee: $6,960 _______________ *For purposes of calculating the filing fee pursuant to Rule 0-11 of the Securities Exchange Act of 1934, as amended, the market value of the 7-1/4% Convertible Subordinated Debentures due December 15, 2006 proposed to be acquired was established by multiplying 87%, the average of the high and low prices of such Debentures as reported on December 16, 1996 expressed as a percentage of principal amount, by $40,000,000, the maximum principal amount proposed to be accepted for exchange. [x ] Check box if any part of the fee is offset as provided by Rule 0-11(a)(2) and identify the filing with which the offsetting fee was previously paid. Identify the previous filing by registration statement number, or the Form or Schedule and the date of its filing. Amount Previously Paid: $6,900 Filing Party: Richardson Electronics, Ltd. Form or Registration No.: 13E-4 Date Filed: December 18, 1996 Item 9. Material to be Filed as Exhibits. (a)(4) Letter to holders of 7-1/4% Convertible Subordinated Debentures due December 15, 2006 regarding extension of Expiration Date of Exchange Offer to 5:00 P.M. Chicago Time on February 14, 1997. Signature After due inquiry and to the best of my knowledge and belief I certify that the information set forth in this statement is true, complete and correct. February 3, 1997 Date /s/ Edward J. Richardson Signature Edward J. Richardson, Chairman, and Chief Executive Officer (Name and Title) EX-1 2 Holders of Richardson Electronics, Ltd. 7-1/4% Convertible Subordinated Debentures due December 15, 2006 RE: Exchange Offer Expiration Date Dear Ladies and Gentlemen: Reference is made to the Offering Circular and Consent Solicitation dated December 18, 1996 and Consent and Letter of Transmittal which was previously sent to you. Such documents contained our offer to exchange our 8-1/4% Convertible Senior Subordinated Debentures due June 15, 2006 (between $25,000,000 and $40,000,000 aggregate principal amount) for our 7-1/4% Convertible Subordinated Debentures due December 15, 2006 ($70,825,000 principal amount outstanding) and solicitation of consents (collectively the "Exchange Offer"). These documents reflected that the Exchange Offer would expire at 12 Midnight New York City Time on January 31, 1997 unless extended. This is to advise that the Expiration Date has been extended to 5:00 P.M. Chicago Time on February 14, 1997. All other terms and conditions of the offer remain unchanged and you may deposit or withdraw our 7-1/4% Convertible Subordinated Debentures due December 15, 2006 at any time up to the new Expiration Date of February 14, 1997 in the manner as set forth in the Offering Circular. This extension is being issued in order to obtain an order of qualification from the Securities and Exchange Commission with respect to the Indenture dated as of December 16, 1996 between our Company and American National Bank and Trust Company of Chicago under which the new 8-1/4% Convertible Senior Subordinated Debentures due June 15, 2006 will be issued. This order is a condition of the consummation of the Exchange Offer as set forth under the heading "The Exchange Offer-Conditions of the Exchange Offer" on page 21 of the Offering Circular. The application for such qualification, which is made on Form T-3 with the Securities and Exchange Commission, was inadvertently not filed at the time of filing the Exchange Offer. Such application now has been filed. A request for acceleration of the effectiveness of the qualification is being requested. If such acceleration is not granted and the order is not issued by the new Expiration Date, it is expected the offer will be further extended to permit the Company to obtain the necessary order of qualification. It is hoped that this delay will not cause you any inconvenience. Should you have any questions please contact William G. Seils of the Company, at Richardson Electronics, Ltd., 40W267 Keslinger Road, LaFox, Illinois 60147, telephone 630-208-2370. -----END PRIVACY-ENHANCED MESSAGE-----