0001144204-16-092524.txt : 20160404 0001144204-16-092524.hdr.sgml : 20160404 20160404151743 ACCESSION NUMBER: 0001144204-16-092524 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160401 FILED AS OF DATE: 20160404 DATE AS OF CHANGE: 20160404 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SPECIAL OPPORTUNITIES FUND CENTRAL INDEX KEY: 0000355933 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 351524384 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1300 S CLINTON STREET STREET 2: P O BOX 1110 CITY: FORT WAYNE STATE: IN ZIP: 46802 BUSINESS PHONE: 2194552000 MAIL ADDRESS: STREET 1: 1300 S CLINTON STREET STREET 2: POST OFFICE BOX 1110 CITY: FORT WAYNE STATE: IN ZIP: 46802 FORMER COMPANY: FORMER CONFORMED NAME: LINCOLN NATIONAL SPECIAL OPPORTUNITIES FUND INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WALDEN CHARLES C CENTRAL INDEX KEY: 0001475052 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-03291 FILM NUMBER: 161550310 MAIL ADDRESS: STREET 1: C/O INSURED MUNICIPAL INCOME FUND INC. STREET 2: 615 EAST MICHIGAN STREET CITY: MILWAUKEE STATE: WI ZIP: 53202 4 1 v436095_4.xml OWNERSHIP DOCUMENT X0306 4 2016-04-01 0 0000355933 SPECIAL OPPORTUNITIES FUND SPE 0001475052 WALDEN CHARLES C C/O SPECIAL OPPORTUNITIES FUND, INC. 615 EAST MICHIGAN STREET MILWAUKEE WI 53202 1 0 0 0 Common Stock 2016-04-01 4 P 0 4449 13.097 A 25000 D Common Stock 2016-04-01 4 S 0 4303 13.06 D 0 I By Spouse's IRA The reported securities were purchased in multiple trades with a weighted average price of $15.19 per share. The Reporting Person disclaims beneficial ownership of the securities owned by his spouse's IRA and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purposes. /s/ Charles C. Walden 2016-04-04