-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DuqlRyrSdOV1Fj+9U7dV/zrLPg5hVaB1tuHxZZVnsBH9PKJkGVVbsZaM5+EeaQo0 y5GBDOQDS1aF5A5SwYnStg== 0000919859-97-000041.txt : 19970730 0000919859-97-000041.hdr.sgml : 19970730 ACCESSION NUMBER: 0000919859-97-000041 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970729 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: GANDALF TECHNOLOGIES INC CENTRAL INDEX KEY: 0000355876 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER COMMUNICATIONS EQUIPMENT [3576] IRS NUMBER: 132991700 STATE OF INCORPORATION: A6 FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-35087 FILM NUMBER: 97646981 BUSINESS ADDRESS: STREET 1: 130 COLONNADE RD S CITY: NEPEAN ONTARIO CANAD STATE: A6 BUSINESS PHONE: 6137236500 MAIL ADDRESS: STREET 1: 130 COLONNADE RD S CITY: NEPEAN ONTARIO CANAD STATE: A6 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MACKENZIE FINANCIAL CORP CENTRAL INDEX KEY: 0000919859 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 150 BLOOR ST STE M111 STREET 2: TORONTO ONTARIO CITY: M5S 3B5 STATE: A6 BUSINESS PHONE: 6177287161 MAIL ADDRESS: STREET 1: 150 BLOOR STREET STREET 2: STE M111 CITY: TORONTO ONTARIO STATE: A6 SC 13D/A 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. One)* GANDALF TECHNOLOGIES INC. (Name of Issuer) COMMON SHARES (Title of Class of Securities) 364717108 (CUSIP Number) HAROLD P. HANDS, EXECUTIVE VICE PRESIDENT, LEGAL MACKENZIE FINANCIAL CORPORATION, 150 BLOOR STREET WEST, SUITE M111, TORONTO, ONTARIO M5S 3B5 (416) 922-5322 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) November 30, 1993 (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b) (3) or (4), check the following box [ ]. Check the following box if a fee is being paid with the statement [ ]. (A fee is not required only if the reporting person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class). (See Rule 13d-7). Note: Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13d-1(a) for other parties to whom copies are to be sent. * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 364717108 13D Page 2 of 4 1. NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Industrial Horizon Fund, by its Investment Advisor, Mackenzie Financial Corporation 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP * (a) [ ] (b) [ x ] 3. SEC USE ONLY 4. SOURCE OF FUNDS OO - Internal, Investment Company Assets 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(E) [ ] 6. CITIZENSHIP OR PLACE OF ORGANIZATION Toronto, Ontario, Canada NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: 7. SOLE VOTING POWER 0 Shares (through Investment Advisor, Mackenzie Financial Corporation) 8. SHARED VOTING POWER NIL 9. SOLE DISPOSITIVE POWER 0 Shares (through Investment Advisor, Mackenzie Financial Corporation) 10. SHARED DISPOSITIVE POWER NIL 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 Shares 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES. * [ ] 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.0% 14. TYPE OF REPORTING PERSON * IV - Unregistered Investment Company (Canadian Mutual Fund Trust) Schedule 13D Page 3 of 7 Item 1 Security and Issuer Common Shares GANDALF TECHNOLOGIES INC. 130 Colonnade Road South Nepean, Ontario K2E 7M4 Item 2 IDENTITY AND BACKGROUND Item 2(a) Name Industrial Horizon Fund Item 2(b) Business Address 150 Bloor Street West, Suite M111 Toronto, Ontario, Canada M5S 3B5 Item 2(c) Principle Business Canadian Mutual Fund Trust Item 2(d) Criminal Convictions Nil Item 2(e) Civil Proceedings Nil Item 2(f) Citizenship N/A Item 3 Source and Amount of Funds or Other Consideration Purchase price paid from internal source - net assets of Canadian mutual fund trust. Item 4 Purpose of Transaction The purpose of the transactions reported on this Form Schedule 13D is investment. The reporting entity has acquired the securities in the ordinary course of business and not with the purpose nor with the effect of changing or influencing the control of the issuer, nor in connection with or as participant in any transaction having such purpose or effect, including any transaction subject to Rule 13d-3(b) under the Securities and Exchange Act of 1934, as amended. Item 5 INTEREST IN SECURITIES OF THE ISSUER Item 5(a) Aggregate Number and Percentage of Shares Beneficially Owned 0 shares, 0.0% Schedule 13D Page 4 of 7 Item 5(b) Number of Shares as to which such person has: (i) Sole power to vote or direct the vote: 0 Shares (through Investment Adviser, Mackenzie Financial Corporation) (ii) Shared power to vote or direct the vote: NIL (iii) Sole power to dispose or direct the disposition:0 Shares (through Investment Adviser, Mackenzie Financial Corporation) (iv) Shared power to dispose or direct the disposition: NIL Item 5(c) Transactions (i) Transaction effected by: Industrial Horizon Fund (ii) Date: December 15, 1994 (iii) Amount: 40,000 Shares (iv) Price per share: $1.60 Cdn. (v) Where and how transaction effected: Market Purchase Transactions (i) Transaction effected by: Industrial Horizon Fund (ii) Date: March 29, 1995 (iii) Amount: 15,000 Shares (iv) Price per share: $6.375 Cdn. (v) Where and how transaction effected: Market Sale Transactions (i) Transaction effected by: Industrial Horizon Fund (ii) Date: April 25, 1995 (iii) Amount: 26,200 Shares (iv) Price per share: $6.5057 Cdn. (v) Where and how transaction effected: Market Sale Transactions (i) Transaction effected by: Industrial Horizon Fund (ii) Date: April 26, 1995 (iii) Amount: 68,800 Shares (iv) Price per share: $6.7794 Cdn. (v) Where and how transaction effected: Market Sale Transactions (i) Transaction effected by: Industrial Horizon Fund (ii) Date: May 1, 1995 (iii) Amount: 90,000 Shares (iv) Price per share: $7.4791 Cdn. (v) Where and how transaction effected: Market Sale Transactions (i) Transaction effected by: Industrial Horizon Fund (ii) Date: May 2, 1995 (iii) Amount: 15,000 Shares (iv) Price per share: $7.625 Cdn. (v) Where and how transaction effected: Market Sale Transactions (i) Transaction effected by: Industrial Horizon Fund (ii) Date: May 16, 1995 (iii) Amount: 15,000 Shares (iv) Price per share: $7.625 Cdn. (v) Where and how transaction effected: Market Sale Schedule 13D Page 5 of 7 Transactions (i) Transaction effected by: Industrial Horizon Fund (ii) Date: May 18, 1995 (iii) Amount: 70,000 Shares (iv) Price per share: $7.25 Cdn. (v) Where and how transaction effected: Market Sale Transactions (i) Transaction effected by: Industrial Horizon Fund (ii) Date: May 29, 1995 (iii) Amount: 50,000 Shares (iv) Price per share: $7.75 Cdn. (v) Where and how transaction effected: Market Sale Transactions (i) Transaction effected by: Industrial Horizon Fund (ii) Date: May 31, 1995 (iii) Amount: 16,900 Shares (iv) Price per share: $8.375 Cdn. (v) Where and how transaction effected: Market Sale Transactions (i) Transaction effected by: Industrial Horizon Fund (ii) Date: June 1, 1995 (iii) Amount: 45,600 Shares (iv) Price per share: $8.464 Cdn. (v) Where and how transaction effected: Market Sale Transactions (i) Transaction effected by: Industrial Horizon Fund (ii) Date: June 5, 1995 (iii) Amount: 29,400 Shares (iv) Price per share: $8.375 Cdn. (v) Where and how transaction effected: Market Sale Transactions (i) Transaction effected by: Industrial Horizon Fund (ii) Date: June 6, 1995 (iii) Amount: 100,000 Shares (iv) Price per share: $8.958 Cdn. (v) Where and how transaction effected: Market Sale Transactions (i) Transaction effected by: Industrial Horizon Fund (ii) Date: June 7, 1995 (iii) Amount: 27,800 Shares (iv) Price per share: $9.875 Cdn. (v) Where and how transaction effected: Market Sale Transactions (i) Transaction effected by: Industrial Horizon Fund (ii) Date: June 8, 1995 (iii) Amount: 72,200 Shares (iv) Price per share: $9.9313 Cdn. (v) Where and how transaction effected: Market Sale Schedule 13D Page 6 of 7 Transactions (i) Transaction effected by: Industrial Horizon Fund (ii) Date: June 19, 1995 (iii) Amount: 59,100 Shares (iv) Price per share: $11.01 Cdn. (v) Where and how transaction effected: Market Sale Transactions (i) Transaction effected by: Industrial Horizon Fund (ii) Date: June 20, 1995 (iii) Amount: 15,000 Shares (iv) Price per share: $11.625 Cdn. (v) Where and how transaction effected: Market Sale Transactions (i) Transaction effected by: Industrial Horizon Fund (ii) Date: June 22, 1995 (iii) Amount: 35,000 Shares (iv) Price per share: $11.953 Cdn. (v) Where and how transaction effected: Market Sale Transactions (i) Transaction effected by: Industrial Horizon Fund (ii) Date: July 7, 1995 (iii) Amount: 25,000 Shares (iv) Price per share: $12.375 Cdn. (v) Where and how transaction effected: Market Sale Transactions (i) Transaction effected by: Industrial Horizon Fund (ii) Date: July 10, 1995 (iii) Amount: 25,000 Shares (iv) Price per share: $12.375 Cdn. (v) Where and how transaction effected: Market Sale Transactions (i) Transaction effected by: Industrial Horizon Fund (ii) Date: July 12, 1995 (iii) Amount: 50,000 Shares (iv) Price per share: $12.5625 Cdn. (v) Where and how transaction effected: Market Sale Transactions (i) Transaction effected by: Industrial Horizon Fund (ii) Date: July 13, 1995 (iii) Amount: 10,600 Shares (iv) Price per share: $12.1283 Cdn. (v) Where and how transaction effected: Market Sale Transactions (i) Transaction effected by: Industrial Horizon Fund (ii) Date: July 14, 1995 (iii) Amount: 39,400 Shares (iv) Price per share: $11.625 Cdn. (v) Where and how transaction effected: Market Sale Schedule 13D Page 7 of 7 Item 5(d) Other Interests Nil Item 5(e) Date on which reporting person ceased to be beneficial owner of more than 5% November 30, 1993 - Shares outstanding increased Item 6 Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer N/A Item 7 Material to be Filed as Exhibits N/A After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Harold P. Hands Executive Vice-President, Legal July 28, 1997 -----END PRIVACY-ENHANCED MESSAGE-----