N-PX 1 d408043dnpx.htm NEW ALTERNATIVES FUND New Alternatives Fund

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED

MANAGEMENT INVESTMENT COMPANY

Investment Company Act file number  811-03287  

                                 New Alternatives Fund                                

(Exact name of registrant as specified in charter)

150 Broadhollow Road, Suite PH2

                                             Melville, New York 11747                                             

(Address of principal executive offices) (Zip code)

David J. Schoenwald, President

New Alternatives Fund

150 Broadhollow Road, Suite PH2

                                 Melville, New York 11747                                

(Name and address of agent for service)

Registrant’s telephone number, including area code:  631-423-7373

Date of fiscal year end:  December 31

Date of reporting period:  July 1, 2016 – June 30, 2017

Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.

A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.

PROXY VOTING RECORD

FOR PERIOD JULY 1, 2016 TO JUNE 30, 2017

Company Name   

Primary    

Ticker    

Symbol    

    Security ID     Meeting Date     Proposal Long Text    Director Name     Committee Name     

For/Against  

Recommended  

Vote  

    Vote   
                 
JOHNSON CONTROLS, INC.    JCI    478366107    17-Aug-2016    PROPOSAL TO APPROVE THE AGREEMENT AND PLAN OF MERGER, DATED AS OF JANUARY 24, 2016, AS AMENDED, BY AND AMONG JOHNSON CONTROLS, INC., TYCO INTERNATIONAL PLC AND CERTAIN OTHER PARTIES NAMED THEREIN, INCLUDING JAGARA MERGER SUB LLC (THE “MERGER PROPOSAL”)         Management    F    F
JOHNSON CONTROLS, INC.    JCI    478366107    17-Aug-2016    PROPOSAL TO APPROVE THE ADJOURNMENT OF THE JOHNSON CONTROLS SPECIAL MEETING TO ANOTHER DATE AND PLACE IF NECESSARY OR APPROPRIATE TO SOLICIT ADDITIONAL VOTES IN FAVOR OF THE MERGER PROPOSAL (THE “ADJOURNMENT PROPOSAL”)         Management    F    F
JOHNSON CONTROLS, INC.    JCI    478366107    17-Aug-2016    PROPOSAL TO APPROVE, ON A NON-BINDING, ADVISORY BASIS, THE COMPENSATION THAT MAY BECOME PAYABLE TO JOHNSON CONTROLS’ NAMED EXECUTIVE OFFICERS THAT IS BASED ON OR OTHERWISE RELATES TO THE MERGER (THE “ADVISORY COMPENSATION PROPOSAL”)         Management    F    F
TRUSTPOWER LIMITED         Q9239W105       09-Sep-2016       THAT THE DIRECTORS BE AUTHORISED TO FIX THE FEES AND EXPENSES OF PRICEWATERHOUSECOOPERS AS AUDITORS OF THE COMPANY FOR THE ENSUING YEAR         Management    F    F
TRUSTPOWER LIMITED         Q9239W105    09-Sep-2016    THAT MR M BOGOIEVSKI BE RE-ELECTED AS A DIRECTOR OF THE COMPANY         Management    F    F
TRUSTPOWER LIMITED         Q9239W105    09-Sep-2016    THAT MR GJC SWIER BE RE-ELECTED AS A DIRECTOR OF THE COMPANY         Management    F    F
TRUSTPOWER LIMITED         Q9239W105    09-Sep-2016    THAT MR AN BICKERS BE RE-ELECTED AS A DIRECTOR OF THE COMPANY         Management    F    F
TRUSTPOWER LIMITED         Q9239W105    09-Sep-2016    THAT MR RH AITKEN BE RE-ELECTED AS A DIRECTOR OF THE COMPANY         Management    F    F
TRUSTPOWER LIMITED         Q9239W105    09-Sep-2016    THAT MS SR PETERSON BE RE-ELECTED AS A DIRECTOR OF THE COMPANY         Management    F    F
TRUSTPOWER LIMITED         Q9239W105    09-Sep-2016    THAT MR PM RIDLEY-SMITH BE RE-ELECTED AS A DIRECTOR OF THE COMPANY         Management    F    F
TRUSTPOWER LIMITED         Q9239W105    09-Sep-2016    THAT THE DEMERGER AND THE FINANCING ARRANGEMENTS ARE APPROVED         Management    F    F
TRUSTPOWER LIMITED         Q9239W105    09-Sep-2016    THAT THE SUM OF UP TO NZD 150,000 BE PAID TO THE TRUSTPOWER BOARD, IN RESPECT OF THE ADDITIONAL WORK UNDERTAKEN BY THE TRUSTPOWER BOARD IN RESPECT OF THE DEMERGER PROPOSAL         Management    F    F
TRUSTPOWER LIMITED         Q9239W105    09-Sep-2016    24 AUG 2016: VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSAL “2” AND VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL WILL BE DISREGARDED. HENCE, IF YOU HAVE OBTAINED BENEFIT OR DO EXPECT TO OBTAIN FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE “ABSTAIN”) FOR THE RELEVANT PROPOSAL ITEM         Management    N     
TRUSTPOWER LIMITED         Q9239W105    09-Sep-2016    24 AUG 2016: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN MEETING TYPE FROM EGM TO SGM, RECORD DATE AND ADDITION OF VOTING EXCLUSION COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.         Management    N     
GAMESA CORPORACION TECNOLOGICA SA, ZAMUDIO         E54667113    24-Oct-2016    PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A SECOND CALL ON 25 OCT 2016 CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU         Management    F    M
GAMESA CORPORACION TECNOLOGICA SA, ZAMUDIO         E54667113    24-Oct-2016    APPROVAL OF THE MERGER BY ABSORPTION OF SIEMENS WIND HOLDCO: INDIVIDUAL BALANCE APPROVAL         Management    F    F
GAMESA CORPORACION TECNOLOGICA SA, ZAMUDIO         E54667113    24-Oct-2016    APPROVAL OF THE MERGER BY ABSORPTION OF SIEMENS WIND HOLDCO: APPROVAL OF MERGER COMMON TERMS         Management    F    F
GAMESA CORPORACION TECNOLOGICA SA, ZAMUDIO         E54667113    24-Oct-2016    APPROVAL OF THE MERGER BY ABSORPTION OF SIEMENS WIND HOLDCO: APPROVAL OF MERGER RESOLUTIONS         Management    F    F

GAMESA CORPORACION TECNOLOGICA SA, ZAMUDIO         E54667113     24-Oct-2016     APPROVAL OF THE MERGER BY ABSORPTION OF SIEMENS WIND HOLDCO: APPROVAL OF A CAPITAL INCREASE         Management    F    F
GAMESA CORPORACION TECNOLOGICA SA, ZAMUDIO         E54667113    24-Oct-2016    APPROVAL OF THE MERGER BY ABSORPTION OF SIEMENS WIND HOLDCO: APPROVAL OF THE REQUEST FOR ADMISSION TO TRADING         Management    F    F
GAMESA CORPORACION TECNOLOGICA SA, ZAMUDIO         E54667113    24-Oct-2016    APPROVAL OF THE MERGER BY ABSORPTION OF SIEMENS WIND HOLDCO: TAX NEUTRALITY REGIME         Management    F    F
GAMESA CORPORACION TECNOLOGICA SA, ZAMUDIO         E54667113    24-Oct-2016    APPROVAL OF THE MERGER BY ABSORPTION OF SIEMENS WIND HOLDCO: DELEGATION OF POWERS WITH REGARD TO THE MERGER RESOLUTIONS         Management    F    F
GAMESA CORPORACION TECNOLOGICA SA, ZAMUDIO         E54667113    24-Oct-2016    AMENDMENT TO THE COMPANY’S BYLAW: AMENDMENT OF ART. 2.2,35.2,37.2 & 37.4         Management    F    F
GAMESA CORPORACION TECNOLOGICA SA, ZAMUDIO         E54667113    24-Oct-2016    AMENDMENT TO THE COMPANY’S BYLAW: APPROVAL OF THE RESTATED TEXT         Management    F    F
GAMESA CORPORACION TECNOLOGICA SA, ZAMUDIO         E54667113    24-Oct-2016    EXTRAORDINARY CASH DIVIDEND: EUR 3.6 PER SHARE         Management    F    F
GAMESA CORPORACION TECNOLOGICA SA, ZAMUDIO         E54667113    24-Oct-2016    SETTING THE NUMBER OF DIRECTORS: 13         Management    F    F
GAMESA CORPORACION TECNOLOGICA SA, ZAMUDIO         E54667113    24-Oct-2016    APPOINTMENT MS ROSA MARIA G AS A BOARD OF DIRECTOR         Management    F    F
GAMESA CORPORACION TECNOLOGICA SA, ZAMUDIO         E54667113    24-Oct-2016    APPOINTMENT MS MARIEL VON S AS A BOARD OF DIRECTOR         Management    F    F
GAMESA CORPORACION TECNOLOGICA SA, ZAMUDIO         E54667113    24-Oct-2016    APPOINTMENT MS LISA DAVIS AS A BOARD OF DIRECTOR         Management    F    F
GAMESA CORPORACION TECNOLOGICA SA, ZAMUDIO         E54667113    24-Oct-2016    APPOINTMENT MR KLAUS HELMRICH AS A BOARD OF DIRECTOR         Management    F    F
GAMESA CORPORACION TECNOLOGICA SA, ZAMUDIO         E54667113    24-Oct-2016    APPOINTMENT MR RALF THOMAS AS A BOARD OF DIRECTOR         Management    F    F
GAMESA CORPORACION TECNOLOGICA SA, ZAMUDIO         E54667113    24-Oct-2016    APPOINTMENT MR KLAUS ROSENFELD AS A BOARD OF DIRECTOR         Management    F    F
GAMESA CORPORACION TECNOLOGICA SA, ZAMUDIO         E54667113    24-Oct-2016    APPOINTMENT MS SWANTJE CONRAD AS A BOARD OF DIRECTOR         Management    F    F
GAMESA CORPORACION TECNOLOGICA SA, ZAMUDIO         E54667113    24-Oct-2016    COOPTION AND RE-ELECTION OF MR GERARDO CODES         Management    F    F
GAMESA CORPORACION TECNOLOGICA SA, ZAMUDIO         E54667113    24-Oct-2016    DELEGATION OF POWERS         Management    F    F
GAMESA CORPORACION TECNOLOGICA SA, ZAMUDIO         E54667113    24-Oct-2016    30 SEP 2016: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE TEXT OF RESOLUTION 3 AND 4.1. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.         Management    N     
GAMESA CORPORACION TECNOLOGICA SA, ZAMUDIO         E54667113    24-Oct-2016    17 OCT 2016: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF TEXT IN RESOLUTION 2.1. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU         Management    N     
ABENGOA SA, SEVILLA         E0002V203    21-Nov-2016    PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 699086 DUE TO CHANGE IN VOTING STATUS OF RESOLUTION 9. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU         Management    F    M
ABENGOA SA, SEVILLA         E0002V203    21-Nov-2016    PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A SECOND CALL ON 22 NOV 2016 CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU         Management    F    M
ABENGOA SA, SEVILLA         E0002V203    21-Nov-2016    CONTRIBUTION TO THE COMPANY ABENGOA ABENEWCO 2, S.A.U. OF ESSENTIAL ASSETS AND ITS LATER CONTRIBUTION BY THIS ONE TO THE COMPANY ABENGOA ABENEWCO A,S.A.U         Management    F    F
ABENGOA SA, SEVILLA         E0002V203    21-Nov-2016    CAPITAL INCREASES IN ORDER TO INCREASE THEIR OWN FUNDS AS PER AGREEMENT, BY THE ISSUE OF NEW SHARES CLASS A OF EUR 0.02 OF NOMINAL VALUE AND CLASS B OF EUR 0.0002 OF NOMINAL VALUE         Management    F    F
ABENGOA SA, SEVILLA         E0002V203    21-Nov-2016    PROVISION OF GUARANTEES ON THE OBLIGATIONS ASSUMED         Management    F    F
ABENGOA SA, SEVILLA         E0002V203    21-Nov-2016    ISSUE OF WARRANTS IN FAVOR OF SHAREHOLDERS OF THE COMPANY         Management    F    F

ABENGOA SA, SEVILLA         E0002V203     21-Nov-2016     INTEGRATION OF CLASS A AND CLASS B SHARES INTO ONLY ONE CLASS OF ORDINARY SHARES         Management    F    F
ABENGOA SA, SEVILLA         E0002V203    21-Nov-2016    RESIGNATION OF DIRECTORS         Management    F    F
ABENGOA SA, SEVILLA         E0002V203    21-Nov-2016    NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS         Management    F    F
ABENGOA SA, SEVILLA         E0002V203    21-Nov-2016    APPOINTMENT OF MR GONZALO URQUIJO FERNANDEZ DE ARAOZ         Management    F    F
ABENGOA SA, SEVILLA         E0002V203    21-Nov-2016    APPOINTMENT OF MR MANUEL CASTRO ALADRO         Management    F    F
ABENGOA SA, SEVILLA         E0002V203    21-Nov-2016    APPOINTMENT OF MR JOSE LUIS DEL VALLE DOBLADO         Management    F    F
ABENGOA SA, SEVILLA         E0002V203    21-Nov-2016    APPOINTMENT OF MR JOSE WAHNON LEVY         Management    F    F
ABENGOA SA, SEVILLA         E0002V203    21-Nov-2016    APPOINTMENT OF MR RAMON SOTOMAYOR JAUREGUI         Management    F    F
ABENGOA SA, SEVILLA         E0002V203    21-Nov-2016    APPOINTMENT OF MR JAVIER TARGHETTA ROZA         Management    F    F
ABENGOA SA, SEVILLA         E0002V203    21-Nov-2016    APPOINTMENT OF MS PILAR CAVERO MESTRE         Management    F    F
ABENGOA SA, SEVILLA         E0002V203    21-Nov-2016    EFFICIENCY AND EXECUTION OF THE AGREEMENTS         Management    F    F
ABENGOA SA, SEVILLA         E0002V203    21-Nov-2016    AMENDMENTS OF THE BYLAWS ARTS 39, 40, 41 AND 48         Management    F    F
ABENGOA SA, SEVILLA         E0002V203    21-Nov-2016    AMEND ARTICLE 25 AND PARAGRAPHS 2.A, 2.C.IV AND 3.A IN ARTICLE 44A, DELETE PARAGRAPH 4 IN ARTICLE 44A         Management    F    F
ABENGOA SA, SEVILLA         E0002V203    21-Nov-2016    APPROVAL OF THE NEW TEXT OF BYLAWS         Management    F    F
ABENGOA SA, SEVILLA         E0002V203    21-Nov-2016    EFFICIENCY OF AGREEMENT         Management    F    F
ABENGOA SA, SEVILLA         E0002V203    21-Nov-2016    AMENDMENT OF THE REGULATION OF THE GENERAL MEETING ARTS 6, 7, 8, 9, 12, 14 AND 19         Management    F    F
ABENGOA SA, SEVILLA         E0002V203    21-Nov-2016    APPROVAL OF THE NEW TEXT OF THE REGULATION OF THE GENERAL MEETINGS         Management    F    F
ABENGOA SA, SEVILLA         E0002V203    21-Nov-2016    EFFICIENCY OF THE AGREEMENTS         Management    F    F
ABENGOA SA, SEVILLA         E0002V203    21-Nov-2016    INFORMATION ABOUT AMENDMENTS OF THE REGULATION OF THE BOARD OF DIRECTORS         Management    F    M
ABENGOA SA, SEVILLA         E0002V203    21-Nov-2016    REPEAL OF THE INSTRUCTIONS TO BOARD OF DIRECTORS OF OBSERVANCE OF A MAXIMUM LIMIT TO THE COMMITMENTS OF CAPEX         Management    F    F
ABENGOA SA, SEVILLA         E0002V203    21-Nov-2016    DELEGATION OF POWERS         Management    F    F
ABENGOA SA, SEVILLA         E0002V203    21-Nov-2016    25 OCT 2016: SHAREHOLDERS HOLDING LESS THAN “375” SHARES (MINIMUM AMOUNT TO ATTEND THE MEETING) MAY GRANT A PROXY TO ANOTHER SHAREHOLDER ENTITLED TO LEGAL ASSISTANCE OR GROUP THEM TO REACH AT LEAST THAT NUMBER, GIVING REPRESENTATION TO A SHAREHOLDER OF THE GROUPED OR OTHER PERSONAL SHAREHOLDER ENTITLED TO ATTEND THE MEETING         Management    F    M
ABENGOA SA, SEVILLA         E0002V203    21-Nov-2016    25 OCT 2016: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES FOR MID: 699283 PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU         Management    F    M
WHOLE FOODS MARKET, INC.    WFM    966837106    17-Feb-2017    ELECTION OF DIRECTOR: DR. JOHN ELSTROTT         Management    F    F
WHOLE FOODS MARKET, INC.    WFM    966837106    17-Feb-2017    ELECTION OF DIRECTOR: MARY ELLEN COE         Management    F    F
WHOLE FOODS MARKET, INC.    WFM    966837106    17-Feb-2017    ELECTION OF DIRECTOR: SHAHID (HASS) HASSAN         Management    F    F
WHOLE FOODS MARKET, INC.    WFM    966837106    17-Feb-2017    ELECTION OF DIRECTOR: STEPHANIE KUGELMAN         Management    F    F
WHOLE FOODS MARKET, INC.    WFM    966837106    17-Feb-2017    ELECTION OF DIRECTOR: JOHN MACKEY         Management    N    A
WHOLE FOODS MARKET, INC.    WFM    966837106    17-Feb-2017    ELECTION OF DIRECTOR: WALTER ROBB         Management    F    F
WHOLE FOODS MARKET, INC.    WFM    966837106    17-Feb-2017    ELECTION OF DIRECTOR: JONATHAN SEIFFER         Management    F    F
WHOLE FOODS MARKET, INC.    WFM    966837106    17-Feb-2017    ELECTION OF DIRECTOR: MORRIS (MO) SIEGEL         Management    F    F
WHOLE FOODS MARKET, INC.    WFM    966837106    17-Feb-2017    ELECTION OF DIRECTOR: JONATHAN SOKOLOFF         Management    F    F
WHOLE FOODS MARKET, INC.    WFM    966837106    17-Feb-2017    ELECTION OF DIRECTOR: DR. RALPH SORENSON         Management    F    F
WHOLE FOODS MARKET, INC.    WFM    966837106    17-Feb-2017    ELECTION OF DIRECTOR: GABRIELLE SULZBERGER         Management    F    F
WHOLE FOODS MARKET, INC.    WFM    966837106    17-Feb-2017    ELECTION OF DIRECTOR: WILLIAM (KIP) TINDELL, III         Management    F    F
WHOLE FOODS MARKET, INC.    WFM    966837106    17-Feb-2017    ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS.         Management    F    F
WHOLE FOODS MARKET, INC.    WFM    966837106    17-Feb-2017    ADVISORY VOTE ON THE FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE COMPENSATION.         Management    F    1
WHOLE FOODS MARKET, INC.    WFM    966837106    17-Feb-2017    RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITOR FOR THE COMPANY FOR THE FISCAL YEAR ENDING SEPTEMBER 24, 2017.         Management    F    F
WHOLE FOODS MARKET, INC.    WFM    966837106    17-Feb-2017    PROPOSAL ASKING OUR BOARD OF DIRECTORS TO ADOPT REVISIONS TO THE COMPANY’S PROXY ACCESS BYLAW.         Management    N    F

WHOLE FOODS MARKET, INC.    WFM    966837106     17-Feb-2017     PROPOSAL ASKING THE COMPANY TO ISSUE A REPORT REGARDING OUR FOOD WASTE EFFORTS.         Management    N    F
DONG ENERGY A/S, FREDERICIA         K3192G104    02-Mar-2017    IN THE MAJORITY OF MEETINGS THE VOTES ARE CAST WITH THE REGISTRAR WHO WILL FOLLOW CLIENT INSTRUCTIONS. IN A SMALL PERCENTAGE OF MEETINGS THERE IS NO REGISTRAR AND CLIENTS VOTES MAY BE CAST BY THE CHAIRMAN OF THE BOARD OR A BOARD MEMBER AS PROXY. CLIENTS CAN ONLY EXPECT THEM TO ACCEPT PRO-MANAGEMENT VOTES. THE ONLY WAY TO GUARANTEE THAT ABSTAIN AND/OR AGAINST VOTES ARE REPRESENTED AT THE MEETING IS TO SEND YOUR OWN REPRESENTATIVE OR ATTEND THE MEETING IN PERSON. THE SUB CUSTODIAN BANKS OFFER REPRESENTATION SERVICES FOR AN ADDED FEE IF REQUESTED. THANK YOU         Management    F    M
DONG ENERGY A/S, FREDERICIA         K3192G104    02-Mar-2017    PLEASE BE ADVISED THAT SPLIT AND PARTIAL VOTING IS NOT AUTHORISED FOR A BENEFICIAL OWNER IN THE DANISH MARKET. PLEASE CONTACT YOUR GLOBAL CUSTODIAN FOR FURTHER INFORMATION.         Management    F    M
DONG ENERGY A/S, FREDERICIA         K3192G104    02-Mar-2017    IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE         Management    F    M
DONG ENERGY A/S, FREDERICIA         K3192G104    02-Mar-2017    REPORT BY THE BOARD OF DIRECTORS         Management    F    M
DONG ENERGY A/S, FREDERICIA         K3192G104    02-Mar-2017    PRESENTATION OF THE AUDITED ANNUAL REPORT FOR APPROVAL         Management    F    F
DONG ENERGY A/S, FREDERICIA         K3192G104    02-Mar-2017    PROPOSAL TO DISCHARGE THE BOARD OF DIRECTORS AND THE EXECUTIVE BOARD         Management    F    F
DONG ENERGY A/S, FREDERICIA         K3192G104    02-Mar-2017    PROPOSAL FOR THE APPROPRIATION OF THE PROFIT ACCORDING TO THE APPROVED ANNUAL REPORT: DKK 6 PER SHARE         Management    F    F
DONG ENERGY A/S, FREDERICIA         K3192G104    02-Mar-2017    PROPOSAL, IF ANY, FROM THE BOARD OF DIRECTORS FOR AUTHORIZATION TO ACQUIRE TREASURY SHARES         Management    F    M
DONG ENERGY A/S, FREDERICIA         K3192G104    02-Mar-2017    PROPOSAL FROM THE BOARD OF DIRECTORS FOR AMENDMENTS OF THE ARTICLES OF ASSOCIATION: ARTICLE 4.2, ARTICLE 4.3, ARTICLE 4.4, ARTICLE 4.5, ARTICLE 4.6 AND ARTICLE 10.11 OF THE COMPANY’S ARTICLES OF ASSOCIATION ARE DELETED         Management    F    F
DONG ENERGY A/S, FREDERICIA         K3192G104    02-Mar-2017    SIX MEMBERS OF THE BOARD OF DIRECTORS ARE ELECTED BY THE GENERAL MEETING         Management    F    F
DONG ENERGY A/S, FREDERICIA         K3192G104    02-Mar-2017    RE-ELECTION OF THOMAS THUNE ANDERSEN AS CHAIRMAN OF THE BOARD OF DIRECTORS         Management    F    F
DONG ENERGY A/S, FREDERICIA         K3192G104    02-Mar-2017    RE-ELECTION OF LENE SKOLE AS DEPUTY CHAIRMAN OF THE BOARD OF DIRECTORS         Management    F    F
DONG ENERGY A/S, FREDERICIA         K3192G104    02-Mar-2017    RE-ELECTION OF LYNDA ARMSTRONG AS MEMBER OF THE BOARD OF DIRECTORS         Management    F    F
DONG ENERGY A/S, FREDERICIA         K3192G104    02-Mar-2017    RE-ELECTION OF PIA GJELLERUP AS MEMBER OF THE BOARD OF DIRECTORS         Management    F    F
DONG ENERGY A/S, FREDERICIA         K3192G104    02-Mar-2017    RE-ELECTION OF BENNY D. LOFT AS MEMBER OF THE BOARD OF DIRECTORS         Management    F    F
DONG ENERGY A/S, FREDERICIA         K3192G104    02-Mar-2017    ELECTION OF PETER KORSHOLM AS NEW MEMBER OF THE BOARD OF DIRECTORS         Management    F    F
DONG ENERGY A/S, FREDERICIA         K3192G104    02-Mar-2017    POSSIBLE AMENDED PROPOSAL: IF THE NOMINATION COMMITTEE SUBMITS A REVISED RECOMMENDATION FOR THE ELECTION OF ONE OR TWO NEW ADDITIONAL BOARD MEMBERS. IN THAT CASE, THIS VOTE SHALL BE CAST IN RELATION TO SUCH REVISED PROPOSAL         Management    F    F
DONG ENERGY A/S, FREDERICIA         K3192G104    02-Mar-2017    DETERMINATION OF THE REMUNERATION PAYABLE TO THE BOARD OF DIRECTORS FOR THE FINANCIAL YEAR 2017         Management    F    F
DONG ENERGY A/S, FREDERICIA         K3192G104    02-Mar-2017    APPOINTMENT OF AUDITOR - RE-ELECTION OF PRICEWATERHOUSECOOPERS STATSAUTORISERET REVISIONSPARTNERSELSKAB         Management    F    F

DONG ENERGY A/S, FREDERICIA         K3192G104     02-Mar-2017     ANY OTHER BUSINESS         Management    F    M
DONG ENERGY A/S, FREDERICIA         K3192G104    02-Mar-2017    PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘ABSTAIN’ ONLY FOR RESOLUTION NUMBERS “7.A TO 7.F, 7.II AND 9”. THANK YOU.         Management    F    M
JOHNSON CONTROLS INTERNATIONAL PLC    JCI    G51502105    08-Mar-2017    ELECTION OF DIRECTOR: DAVID P. ABNEY         Management    F    F
JOHNSON CONTROLS INTERNATIONAL PLC    JCI    G51502105    08-Mar-2017    ELECTION OF DIRECTOR: NATALIE A. BLACK         Management    F    F
JOHNSON CONTROLS INTERNATIONAL PLC    JCI    G51502105    08-Mar-2017    ELECTION OF DIRECTOR: MICHAEL E. DANIELS         Management    F    F
JOHNSON CONTROLS INTERNATIONAL PLC    JCI    G51502105    08-Mar-2017    ELECTION OF DIRECTOR: BRIAN DUPERREAULT         Management    F    F
JOHNSON CONTROLS INTERNATIONAL PLC    JCI    G51502105    08-Mar-2017    ELECTION OF DIRECTOR: JEFFREY A. JOERRES         Management    F    F
JOHNSON CONTROLS INTERNATIONAL PLC    JCI    G51502105    08-Mar-2017    ELECTION OF DIRECTOR: ALEX A. MOLINAROLI         Management    F    F
JOHNSON CONTROLS INTERNATIONAL PLC    JCI    G51502105    08-Mar-2017    ELECTION OF DIRECTOR: GEORGE R. OLIVER         Management    F    F
JOHNSON CONTROLS INTERNATIONAL PLC    JCI    G51502105    08-Mar-2017    ELECTION OF DIRECTOR: JUAN PABLO DEL VALLE PEROCHENA         Management    F    F
JOHNSON CONTROLS INTERNATIONAL PLC    JCI    G51502105    08-Mar-2017    ELECTION OF DIRECTOR: JURGEN TINGGREN         Management    F    F
JOHNSON CONTROLS INTERNATIONAL PLC    JCI    G51502105    08-Mar-2017    ELECTION OF DIRECTOR: MARK VERGNANO         Management    F    F
JOHNSON CONTROLS INTERNATIONAL PLC    JCI    G51502105    08-Mar-2017    ELECTION OF DIRECTOR: R. DAVID YOST         Management    F    F
JOHNSON CONTROLS INTERNATIONAL PLC    JCI    G51502105    08-Mar-2017    TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT AUDITORS OF THE COMPANY.         Management    F    F
JOHNSON CONTROLS INTERNATIONAL PLC    JCI    G51502105    08-Mar-2017    TO AUTHORIZE THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS TO SET THE AUDITORS’ REMUNERATION.         Management    F    F
JOHNSON CONTROLS INTERNATIONAL PLC    JCI    G51502105    08-Mar-2017    TO AUTHORIZE THE COMPANY AND/OR ANY SUBSIDIARY OF THE COMPANY TO MAKE MARKET PURCHASES OF COMPANY SHARES.         Management    F    F
JOHNSON CONTROLS INTERNATIONAL PLC    JCI    G51502105    08-Mar-2017    TO DETERMINE THE PRICE RANGE AT WHICH THE COMPANY CAN RE-ALLOT SHARES THAT IT HOLDS AS TREASURY SHARES (SPECIAL RESOLUTION).         Management    F    F
JOHNSON CONTROLS INTERNATIONAL PLC    JCI    G51502105    08-Mar-2017    TO APPROVE, IN A NON-BINDING ADVISORY VOTE, THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS.         Management    F    F
JOHNSON CONTROLS INTERNATIONAL PLC    JCI    G51502105    08-Mar-2017    TO APPROVE, IN A NON-BINDING ADVISORY VOTE, THE FREQUENCY OF THE NON-BINDING ADVISORY VOTE ON THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS.         Management    F    1
JOHNSON CONTROLS INTERNATIONAL PLC    JCI    G51502105    08-Mar-2017    TO APPROVE THE MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER THE JOHNSON CONTROLS INTERNATIONAL PLC 2012 SHARE AND INCENTIVE PLAN.         Management    F    F
JOHNSON CONTROLS INTERNATIONAL PLC    JCI    G51502105    08-Mar-2017    TO APPROVE THE DIRECTORS’ AUTHORITY TO ALLOT SHARES UP TO APPROXIMATELY 33% OF ISSUED SHARE CAPITAL.         Management    F    F
JOHNSON CONTROLS INTERNATIONAL PLC    JCI    G51502105    08-Mar-2017    TO APPROVE THE WAIVER OF STATUTORY PRE-EMPTION RIGHTS WITH RESPECT TO UP TO 5% OF ISSUED SHARE CAPITAL (SPECIAL RESOLUTION)         Management    F    F
EDP RENOVAVEIS, SA, OVIEDO         E3847K101    06-Apr-2017    REVIEW AND APPROVAL, WHERE APPROPRIATE, OF THE INDIVIDUAL ANNUAL ACCOUNTS OF EDP RENOVAVEIS, S.A., AS WELL AS THOSE CONSOLIDATED WITH ITS SUBSIDIARIES, FOR THE FISCAL YEAR ENDED ON 31/DEC/2016         Management    F    F
EDP RENOVAVEIS, SA, OVIEDO         E3847K101    06-Apr-2017    REVIEW AND APPROVAL, WHERE APPROPRIATE, OF THE PROPOSED APPLICATION OF RESULTS FOR THE FISCAL YEAR ENDED ON 31/DEC/2016, AS WELL AS THE DISTRIBUTION OF DIVIDENDS         Management    F    F
EDP RENOVAVEIS, SA, OVIEDO         E3847K101    06-Apr-2017    REVIEW AND APPROVAL, WHERE APPROPRIATE, OF THE INDIVIDUAL MANAGEMENT REPORT OF EDP RENOVAVEIS S.A., THE CONSOLIDATED MANAGEMENT REPORT WITH ITS SUBSIDIARIES, AND ITS CORPORATE GOVERNANCE REPORT, FOR THE FISCAL YEAR ENDED 31/DEC/2016         Management    F    F
EDP RENOVAVEIS, SA, OVIEDO         E3847K101    06-Apr-2017    REVIEW AND APPROVAL, WHERE APPROPRIATE, OF THE MANAGEMENT AND PERFORMANCE BY THE BOARD OF DIRECTORS AND ITS EXECUTIVE COMMITTEE DURING THE FISCAL YEAR ENDED 31/DEC/2016         Management    F    F
EDP RENOVAVEIS, SA, OVIEDO         E3847K101    06-Apr-2017    RE-ELECTION OF THE CHAIRMAN OF THE SHAREHOLDERS MEETING FOR A SECOND THREE (3) YEAR TERM: JOSE ANTONIO DE MELO PINTO RIBEIRO         Management    F    F

EDP RENOVAVEIS, SA, OVIEDO         E3847K101     06-Apr-2017     APPROVAL OF THE REMUNERATION POLICY OF THE MEMBERS OF THE BOARD OF DIRECTORS OF THE COMPANY         Management    F    F
EDP RENOVAVEIS, SA, OVIEDO         E3847K101    06-Apr-2017    RE-ELECTION, AS EXTERNAL AUDITOR OF EDP RENOVAVEIS S.A., OF KPMG AUDITORES, S.L. REGISTERED AT THE OFFICIAL REGISTER OF AUDITORS UNDER NUMBER S0702 AND WITH TAX IDENTIFICATION NUMBER B-78510153, FOR THE YEAR 2017         Management    F    F
EDP RENOVAVEIS, SA, OVIEDO         E3847K101    06-Apr-2017    DELEGATION OF POWERS TO THE FORMALIZATION AND IMPLEMENTATION OF ALL RESOLUTIONS ADOPTED AT THE GENERAL SHAREHOLDERS MEETING, FOR THE EXECUTION OF ANY RELEVANT PUBLIC DEED AND FOR ITS INTERPRETATION, CORRECTION, ADDITION OR DEVELOPMENT IN ORDER TO OBTAIN THE APPROPRIATE REGISTRATIONS         Management    F    F
EDP RENOVAVEIS, SA, OVIEDO         E3847K101    06-Apr-2017    07 MAR 2017: PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF CHAIRMAN NAME AND ADDITION OF QUORUM COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.         Management    F    M
EDP RENOVAVEIS, SA, OVIEDO         E3847K101    06-Apr-2017    07 MAR 2017: PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A SECOND CALL ON 12 APR 2017. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU.         Management    F    M
VESTAS WIND SYSTEMS A/S, AARHUS         K9773J128    06-Apr-2017    IN THE MAJORITY OF MEETINGS THE VOTES ARE CAST WITH THE REGISTRAR WHO WILL FOLLOW CLIENT INSTRUCTIONS. IN A SMALL PERCENTAGE OF MEETINGS THERE IS NO REGISTRAR AND CLIENTS VOTES MAY BE CAST BY THE CHAIRMAN OF THE BOARD OR A BOARD MEMBER AS PROXY. CLIENTS CAN ONLY EXPECT THEM TO ACCEPT PRO-MANAGEMENT VOTES. THE ONLY WAY TO GUARANTEE THAT ABSTAIN AND/OR AGAINST VOTES ARE REPRESENTED AT THE MEETING IS TO SEND YOUR OWN REPRESENTATIVE OR ATTEND THE MEETING IN PERSON. THE SUB CUSTODIAN BANKS OFFER REPRESENTATION SERVICES FOR AN ADDED FEE IF REQUESTED. THANK YOU         Management    F    M
VESTAS WIND SYSTEMS A/S, AARHUS         K9773J128    06-Apr-2017    PLEASE BE ADVISED THAT SPLIT AND PARTIAL VOTING IS NOT AUTHORISED FOR A BENEFICIAL OWNER IN THE DANISH MARKET. PLEASE CONTACT YOUR GLOBAL CUSTODIAN FOR FURTHER INFORMATION.         Management    F    M
VESTAS WIND SYSTEMS A/S, AARHUS         K9773J128    06-Apr-2017    IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE         Management    F    M
VESTAS WIND SYSTEMS A/S, AARHUS         K9773J128    06-Apr-2017    PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘ABSTAIN’ ONLY FOR RESOLUTION NUMBERS “4.A TO 4.H AND 6”. THANK YOU         Management    F    M
VESTAS WIND SYSTEMS A/S, AARHUS         K9773J128    06-Apr-2017    THE BOARD OF DIRECTORS’ REPORT         Management    F    M
VESTAS WIND SYSTEMS A/S, AARHUS         K9773J128    06-Apr-2017    PRESENTATION AND ADOPTION OF THE ANNUAL REPORT         Management    F    F
VESTAS WIND SYSTEMS A/S, AARHUS         K9773J128    06-Apr-2017    RESOLUTION FOR THE ALLOCATION OF THE RESULT OF THE YEAR: DKK 9.71 PER SHARE         Management    F    F
VESTAS WIND SYSTEMS A/S, AARHUS         K9773J128    06-Apr-2017    RE-ELECTION OF MEMBER TO THE BOARD OF DIRECTOR: BERT NORDBERG         Management    F    F
VESTAS WIND SYSTEMS A/S, AARHUS         K9773J128    06-Apr-2017    RE-ELECTION OF MEMBER TO THE BOARD OF DIRECTOR: CARSTEN BJERG         Management    F    F
VESTAS WIND SYSTEMS A/S, AARHUS         K9773J128    06-Apr-2017    RE-ELECTION OF MEMBER TO THE BOARD OF DIRECTOR: EIJA PITKANEN         Management    F    F
VESTAS WIND SYSTEMS A/S, AARHUS         K9773J128    06-Apr-2017    RE-ELECTION OF MEMBER TO THE BOARD OF DIRECTOR: HENRIK ANDERSEN         Management    F    F

VESTAS WIND SYSTEMS A/S, AARHUS         K9773J128       06-Apr-2017       RE-ELECTION OF MEMBER TO THE BOARD OF DIRECTOR: HENRY STENSON         Management    F    F
VESTAS WIND SYSTEMS A/S, AARHUS         K9773J128    06-Apr-2017    RE-ELECTION OF MEMBER TO THE BOARD OF DIRECTOR: LARS JOSEFSSON         Management    F    F
VESTAS WIND SYSTEMS A/S, AARHUS         K9773J128    06-Apr-2017    RE-ELECTION OF MEMBER TO THE BOARD OF DIRECTOR: LYKKE FRIIS         Management    F    F
VESTAS WIND SYSTEMS A/S, AARHUS         K9773J128    06-Apr-2017    RE-ELECTION OF MEMBER TO THE BOARD OF DIRECTOR: TORBEN BALLEGAARD SORENSEN         Management    F    F
VESTAS WIND SYSTEMS A/S, AARHUS         K9773J128    06-Apr-2017    ADOPTION OF THE REMUNERATION OF THE BOARD OF DIRECTORS: FINAL APPROVAL OF THE REMUNERATION OF THE BOARD OF DIRECTORS FOR 2016         Management    F    F
VESTAS WIND SYSTEMS A/S, AARHUS         K9773J128    06-Apr-2017    ADOPTION OF THE REMUNERATION OF THE BOARD OF DIRECTORS: APPROVAL OF THE LEVEL OF REMUNERATION OF THE BOARD OF DIRECTORS FOR 2017         Management    F    F
VESTAS WIND SYSTEMS A/S, AARHUS         K9773J128    06-Apr-2017    RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS STATSAUTORISERET REVISIONSPARTNERSELSKAB AS AUDITOR         Management    F    F
VESTAS WIND SYSTEMS A/S, AARHUS         K9773J128    06-Apr-2017    PROPOSALS FROM THE BOARD OF DIRECTORS: REDUCTION OF THE COMPANY’S SHARE CAPITAL - AMENDMENT OF ARTICLE 2(1) OF THE ARTICLES OF ASSOCIATION-THE COMPANY’S SHARE CAPITAL IS REDUCED FROM NOMINALLY DKK 221,544,727 TO NOMINALLY DKK 215,496,947 THROUGH CANCELLATION OF TREASURY SHARES         Management    F    F
VESTAS WIND SYSTEMS A/S, AARHUS         K9773J128    06-Apr-2017    PROPOSALS FROM THE BOARD OF DIRECTORS: RENEWAL OF THE AUTHORISATION TO ACQUIRE TREASURY SHARES- AUTHORISATION TO ACQUIRE TREASURY SHARES ON AN ONGOING BASIS UNTIL 31 DECEMBER 2018         Management    F    F
VESTAS WIND SYSTEMS A/S, AARHUS         K9773J128    06-Apr-2017    PROPOSALS FROM THE BOARD OF DIRECTORS: NOTIFICATION OF ATTENDANCE AT A GENERAL MEETING - AMENDMENT OF ARTICLES 6(3) AND 6(4) OF THE ARTICLES OF ASSOCIATION- THE COMPANY’S ARTICLES OF ASSOCIATION ARE AMENDED TO THE EFFECT THAT SHAREHOLDERS ARE NOT REQUIRED TO REQUEST AN ADMISSION CARD IN ORDER TO ATTEND A GENERAL MEETING. INSTEAD SHAREHOLDERS MUST NOTIFY THE COMPANY OF THEIR ATTENDANCE         Management    F    F
VESTAS WIND SYSTEMS A/S, AARHUS         K9773J128    06-Apr-2017    AUTHORISATION OF THE CHAIRMAN OF THE GENERAL MEETING         Management    F    F
VESTAS WIND SYSTEMS A/S, AARHUS         K9773J128    06-Apr-2017    07 MAR 2017: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE TEXT OF RESOLUTION NO 3. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.         Management    F    M
OWENS CORNING    OC    690742101    20-Apr-2017    ELECTION OF DIRECTOR: CESAR CONDE         Management    F    F
OWENS CORNING    OC    690742101    20-Apr-2017    ELECTION OF DIRECTOR: J. BRIAN FERGUSON         Management    F    F
OWENS CORNING    OC    690742101    20-Apr-2017    ELECTION OF DIRECTOR: RALPH F. HAKE         Management    F    F
OWENS CORNING    OC    690742101    20-Apr-2017    ELECTION OF DIRECTOR: F. PHILIP HANDY         Management    F    F
OWENS CORNING    OC    690742101    20-Apr-2017    ELECTION OF DIRECTOR: EDWARD F. LONERGAN         Management    F    F
OWENS CORNING    OC    690742101    20-Apr-2017    ELECTION OF DIRECTOR: MARYANN T. MANNEN         Management    F    F
OWENS CORNING    OC    690742101    20-Apr-2017    ELECTION OF DIRECTOR: JAMES J. MCMONAGLE         Management    F    F
OWENS CORNING    OC    690742101    20-Apr-2017    ELECTION OF DIRECTOR: W. HOWARD MORRIS         Management    F    F
OWENS CORNING    OC    690742101    20-Apr-2017    ELECTION OF DIRECTOR: SUZANNE P. NIMOCKS         Management    F    F
OWENS CORNING    OC    690742101    20-Apr-2017    ELECTION OF DIRECTOR: MICHAEL H. THAMAN         Management    F    F
OWENS CORNING    OC    690742101    20-Apr-2017    ELECTION OF DIRECTOR: JOHN D. WILLIAMS         Management    F    F
OWENS CORNING    OC    690742101    20-Apr-2017    TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017.         Management    F    F
OWENS CORNING    OC    690742101    20-Apr-2017    TO APPROVE, ON AN ADVISORY BASIS, 2016 NAMED EXECUTIVE OFFICER COMPENSATION.         Management    F    F
OWENS CORNING    OC    690742101    20-Apr-2017    TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF NAMED EXECUTIVE OFFICER COMPENSATION VOTES.         Management    F    1

NRG YIELD, INC.    NYLD    62942X405       25-Apr-2017       DIRECTOR    MAURICIO GUTIERREZ    Management    F    F
NRG YIELD, INC.    NYLD    62942X405    25-Apr-2017    DIRECTOR    JOHN F. CHLEBOWSKI    Management    F    F
NRG YIELD, INC.    NYLD    62942X405    25-Apr-2017    DIRECTOR    KIRKLAND B. ANDREWS    Management    F    F
NRG YIELD, INC.    NYLD    62942X405    25-Apr-2017    DIRECTOR    JOHN CHILLEMI    Management    F    F
NRG YIELD, INC.    NYLD    62942X405    25-Apr-2017    DIRECTOR    BRIAN R. FORD    Management    F    F
NRG YIELD, INC.    NYLD    62942X405    25-Apr-2017    DIRECTOR    FERRELL P. MCCLEAN    Management    F    F
NRG YIELD, INC.    NYLD    62942X405    25-Apr-2017    DIRECTOR    CHRISTOPHER S. SOTOS    Management    F    F
NRG YIELD, INC.    NYLD    62942X405    25-Apr-2017    TO APPROVE NRG YIELD’S ANNUAL INCENTIVE PLAN FOR DESIGNATED CORPORATE OFFICERS.         Management    F    F
NRG YIELD, INC.    NYLD    62942X405    25-Apr-2017    TO APPROVE, ON A NON-BINDING ADVISORY BASIS, NRG YIELD’S EXECUTIVE COMPENSATION.         Management    F    F
NRG YIELD, INC.    NYLD    62942X405    25-Apr-2017    TO APPROVE, ON A NON-BINDING ADVISORY BASIS, THE FREQUENCY OF THE VOTE TO APPROVE NRG YIELD’S EXECUTIVE COMPENSATION.         Management    F    1
NRG YIELD, INC.    NYLD    62942X405    25-Apr-2017    TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2017 FISCAL YEAR.         Management    F    F
NRG YIELD, INC.    NYLDA    62942X306    25-Apr-2017    DIRECTOR    MAURICIO GUTIERREZ    Management    F    F
NRG YIELD, INC.    NYLDA    62942X306    25-Apr-2017    DIRECTOR    JOHN F. CHLEBOWSKI    Management    F    F
NRG YIELD, INC.    NYLDA    62942X306    25-Apr-2017    DIRECTOR    KIRKLAND B. ANDREWS    Management    F    F
NRG YIELD, INC.    NYLDA    62942X306    25-Apr-2017    DIRECTOR    JOHN CHILLEMI    Management    F    F
NRG YIELD, INC.    NYLDA    62942X306    25-Apr-2017    DIRECTOR    BRIAN R. FORD    Management    F    F
NRG YIELD, INC.    NYLDA    62942X306    25-Apr-2017    DIRECTOR    FERRELL P. MCCLEAN    Management    F    F
NRG YIELD, INC.    NYLDA    62942X306    25-Apr-2017    DIRECTOR    CHRISTOPHER S. SOTOS    Management    F    F
NRG YIELD, INC.    NYLDA    62942X306    25-Apr-2017    TO APPROVE NRG YIELD’S ANNUAL INCENTIVE PLAN FOR DESIGNATED CORPORATE OFFICERS.         Management    F    F
NRG YIELD, INC.    NYLDA    62942X306    25-Apr-2017    TO APPROVE, ON A NON-BINDING ADVISORY BASIS, NRG YIELD’S EXECUTIVE COMPENSATION.         Management    F    F
NRG YIELD, INC.    NYLDA    62942X306    25-Apr-2017    TO APPROVE, ON A NON-BINDING ADVISORY BASIS, THE FREQUENCY OF THE VOTE TO APPROVE NRG YIELD’S EXECUTIVE COMPENSATION.         Management    F    1
NRG YIELD, INC.    NYLDA    62942X306    25-Apr-2017    TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2017 FISCAL YEAR.         Management    F    F
SUNPOWER CORPORATION    SPWR    867652406    27-Apr-2017    DIRECTOR    HELLE KRISTOFFERSEN    Management    F    F
SUNPOWER CORPORATION    SPWR    867652406    27-Apr-2017    DIRECTOR    THOMAS R. MCDANIEL    Management    F    F
SUNPOWER CORPORATION    SPWR    867652406    27-Apr-2017    DIRECTOR    THOMAS H. WERNER    Management    F    F
SUNPOWER CORPORATION    SPWR    867652406    27-Apr-2017    THE APPROVAL, IN AN ADVISORY VOTE, OF OUR NAMED EXECUTIVE OFFICER COMPENSATION.         Management    F    F
SUNPOWER CORPORATION    SPWR    867652406    27-Apr-2017    THE PROPOSAL TO APPROVE, IN AN ADVISORY VOTE, WHETHER A STOCKHOLDER ADVISORY VOTE ON OUR NAMED EXECUTIVE OFFICER COMPENSATION SHOULD BE HELD EVERY (A) ONE YEAR, (B) TWO YEARS, OR (C) THREE YEARS.         Management    F    1
SUNPOWER CORPORATION    SPWR    867652406    27-Apr-2017    THE RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2017.         Management    F    F

HAFSLUND ASA, OSLO         R28315126       03-May-2017       SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT NEED TO BE RE-REGISTERED IN THE BENEFICIAL OWNERS NAME TO BE ALLOWED TO VOTE AT MEETINGS. SHARES WILL BE TEMPORARILY TRANSFERRED TO A SEPARATE ACCOUNT IN THE BENEFICIAL OWNER’S NAME ON THE PROXY DEADLINE AND TRANSFERRED BACK TO THE OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE MEETING.         Management    F    M
HAFSLUND ASA, OSLO         R28315126    03-May-2017    IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE         Management    F    M
HAFSLUND ASA, OSLO         R28315126    03-May-2017    MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED IN ORDER FOR YOUR VOTE TO BE LODGED         Management    F    M
HAFSLUND ASA, OSLO         R28315126    03-May-2017    BLOCKING SHOULD ALWAYS BE APPLIED, RECORD DATE OR NOT.         Management    F    M
HAFSLUND ASA, OSLO         R28315126    03-May-2017    APPROVAL OF THE NOTICE OF MEETING AND AGENDA         Management    F    F
HAFSLUND ASA, OSLO         R28315126    03-May-2017    THE BOARD RECOMMENDS THAT THE PROPOSAL FROM A SHAREHOLDER BE REJECTED         Management    F    F
HAFSLUND ASA, OSLO         R28315126    03-May-2017    RESOLUTION ON THE 2016 ANNUAL FINANCIAL STATEMENTS, INCLUDING THE DISTRIBUTION OF DIVIDENDS: NOK 3.25 PER SHARE         Management    F    F
HAFSLUND ASA, OSLO         R28315126    03-May-2017    CHANGE TO ARTICLES OF ASSOCIATION AND GUIDELINES FOR THE NOMINATION COMMITTEE: ARTICLE 3, ARTICLE 7, ARTICLE 8         Management    F    F
HAFSLUND ASA, OSLO         R28315126    03-May-2017    LOANS TO EMPLOYEES - RELATED TO EMPLOYEE SHARE OFFERS         Management    F    F
HAFSLUND ASA, OSLO         R28315126    03-May-2017    AUTHORISATION FOR THE BOARD TO ACQUIRE TREASURY SHARES         Management    F    F
HAFSLUND ASA, OSLO         R28315126    03-May-2017    THE BOARD’S DECLARATION ON DETERMINATION OF SALARIES AND OTHER REMUNERATION FOR SENIOR EXECUTIVES: SUGGESTED GUIDELINES (ADVISORY VOTE)         Management    F    F
HAFSLUND ASA, OSLO         R28315126    03-May-2017    THE BOARD’S DECLARATION ON DETERMINATION OF SALARIES AND OTHER REMUNERATION FOR SENIOR EXECUTIVES: BINDING GUIDELINES (BINDING VOTE)         Management    F    F
HAFSLUND ASA, OSLO         R28315126    03-May-2017    RE-ELECTION OF PER LANGER TO THE BOARD         Management    F    F
HAFSLUND ASA, OSLO         R28315126    03-May-2017    RE-ELECTION OF ODD HAKON HOELSAETER TO THE BOARD         Management    F    F
HAFSLUND ASA, OSLO         R28315126    03-May-2017    DETERMINATION OF REMUNERATION OF THE BOARD OF DIRECTORS AND DEPUTY BOARD MEMBERS         Management    F    F
HAFSLUND ASA, OSLO         R28315126    03-May-2017    RE-ELECTION OF ANDERS BERG TO THE NOMINATION COMMITTEE         Management    F    F
HAFSLUND ASA, OSLO         R28315126    03-May-2017    ELECTION OF AAGE SCHAANING TO THE NOMINATION COMMITTEE         Management    F    F
HAFSLUND ASA, OSLO         R28315126    03—May-2017    DETERMINATION OF REMUNERATION FOR THE MEMBERS OF THE NOMINATION COMMITTEE         Management    F    F
HAFSLUND ASA, OSLO         R28315126    03-May-2017    APPROVAL OF AUDITOR’S REMUNERATION         Management    F    F
TRANSALTA RENEWABLES INC, CALGARY, AB         893463109    04-May-2017    PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘ABSTAIN’ FOR ALL RESOLUTIONS. THANK YOU         Management    F    M
TRANSALTA RENEWABLES INC, CALGARY, AB         893463109    04-May-2017    ELECTION OF DIRECTOR: DAVID W. DRINKWATER         Management    F    F
TRANSALTA RENEWABLES INC, CALGARY, AB         893463109    04-May-2017    ELECTION OF DIRECTOR: BRETT M. GELLNER         Management    F    F
TRANSALTA RENEWABLES INC, CALGARY, AB         893463109    04-May-2017    ELECTION OF DIRECTOR: ALLEN R. HAGERMAN         Management    F    F
TRANSALTA RENEWABLES INC, CALGARY, AB         893463109    04-May-2017    ELECTION OF DIRECTOR: KATHRYN B. MCQUADE         Management    F    F
TRANSALTA RENEWABLES INC, CALGARY, AB         893463109    04-May-2017    ELECTION OF DIRECTOR: PAUL H.E. TAYLOR         Management    F    F
TRANSALTA RENEWABLES INC, CALGARY, AB         893463109    04-May-2017    ELECTION OF DIRECTOR: ARON J. WILLIS         Management    F    F

TRANSALTA RENEWABLES INC, CALGARY, AB         893463109       04-May-2017       APPOINTMENT OF ERNST & YOUNG LLP AS AUDITORS AT A REMUNERATION TO BE FIXED BY THE BOARD OF DIRECTORS. DIRECTORS AND MANAGEMENT RECOMMEND SHAREHOLDERS VOTE FOR THE APPOINTMENT OF ERNST & YOUNG LLP         Management    F    F
INNERGEX RENEWABLE ENERGY INC, LONGUEUIL, QC         45790B104    09-May-2017    PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’ ONLY FOR RESOLUTIONS 3 AND 4 AND ‘IN FAVOR’ OR ‘ABSTAIN’ ONLY FOR RESOLUTION NUMBERS 1.1 TO 1.7 AND 2. THANK YOU         Management    F    M
INNERGEX RENEWABLE ENERGY INC, LONGUEUIL, QC         45790B104    09-May-2017    ELECTION OF DIRECTOR: JEAN LA COUTURE         Management    F    F
INNERGEX RENEWABLE ENERGY INC, LONGUEUIL, QC         45790B104    09-May-2017    ELECTION OF DIRECTOR: NATHALIE FRANCISCI         Management    F    F
INNERGEX RENEWABLE ENERGY INC, LONGUEUIL, QC         45790B104    09-May-2017    ELECTION OF DIRECTOR: RICHARD GAGNON         Management    F    F
INNERGEX RENEWABLE ENERGY INC, LONGUEUIL, QC         45790B104    09-May-2017    ELECTION OF DIRECTOR: DANIEL LAFRANCE         Management    F    F
INNERGEX RENEWABLE ENERGY INC, LONGUEUIL, QC         45790B104    09-May-2017    ELECTION OF DIRECTOR: MICHEL LETELLIER         Management    F    F
INNERGEX RENEWABLE ENERGY INC, LONGUEUIL, QC         45790B104    09-May-2017    ELECTION OF DIRECTOR: DALTON MCGUINTY         Management    F    F
INNERGEX RENEWABLE ENERGY INC, LONGUEUIL, QC         45790B104    09-May-2017    ELECTION OF DIRECTOR: MONIQUE MERCIER         Management    F    F
INNERGEX RENEWABLE ENERGY INC, LONGUEUIL, QC         45790B104    09-May-2017    THE APPOINTMENT OF DELOITTE LLP, AS AUDITOR OF THE CORPORATION AND AUTHORIZING THE DIRECTORS OF THE CORPORATION TO FIX ITS REMUNERATION         Management    F    F
INNERGEX RENEWABLE ENERGY INC, LONGUEUIL, QC         45790B104    09-May-2017    TO ADOPT A SPECIAL RESOLUTION TO REDUCE THE STATED CAPITAL ACCOUNT MAINTAINED IN RESPECT OF THE COMMON SHARES OF THE CORPORATION TO CAD 500,000, AND TO CREDIT TO THE CONTRIBUTED SURPLUS ACCOUNT OF THE CORPORATION AN AMOUNT EQUAL TO THE DIFFERENCE BETWEEN THE CURRENT STATED CAPITAL ACCOUNT MAINTAINED IN RESPECT OF THE COMMON SHARES AND CAD 500,000         Management    F    F
INNERGEX RENEWABLE ENERGY INC, LONGUEUIL, QC         45790B104    09-May-2017    TO ADOPT AN ADVISORY RESOLUTION ON THE CORPORATION’S APPROACH TO EXECUTIVE COMPENSATION         Management    F    F
AMERICAN WATER WORKS COMPANY, INC.    AWK    030420103    12-May-2017    ELECTION OF DIRECTOR: JULIE A. DOBSON         Management    F    F
AMERICAN WATER WORKS COMPANY, INC.    AWK    030420103    12-May-2017    ELECTION OF DIRECTOR: PAUL J. EVANSON         Management    F    F
AMERICAN WATER WORKS COMPANY, INC.    AWK    030420103    12-May-2017    ELECTION OF DIRECTOR: MARTHA CLARK GOSS         Management    F    F
AMERICAN WATER WORKS COMPANY, INC.    AWK    030420103    12-May-2017    ELECTION OF DIRECTOR: VERONICA M. HAGEN         Management    F    F
AMERICAN WATER WORKS COMPANY, INC.    AWK    030420103    12-May-2017    ELECTION OF DIRECTOR: JULIA L. JOHNSON         Management    F    F
AMERICAN WATER WORKS COMPANY, INC.    AWK    030420103    12-May-2017    ELECTION OF DIRECTOR: KARL F. KURZ         Management    F    F
AMERICAN WATER WORKS COMPANY, INC.    AWK    030420103    12-May-2017    ELECTION OF DIRECTOR: GEORGE MACKENZIE         Management    F    F
AMERICAN WATER WORKS COMPANY, INC.    AWK    030420103    12-May-2017    ELECTION OF DIRECTOR: SUSAN N. STORY         Management    F    F
AMERICAN WATER WORKS COMPANY, INC.    AWK    030420103    12-May-2017    APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS.         Management    F    F
AMERICAN WATER WORKS COMPANY, INC.    AWK    030420103    12-May-2017    APPROVAL, ON AN ADVISORY BASIS, OF THE FREQUENCY OF THE APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS.         Management    F    1
AMERICAN WATER WORKS COMPANY, INC.    AWK    030420103    12-May-2017    APPROVAL OF THE AMERICAN WATER WORKS COMPANY, INC. 2017 OMNIBUS EQUITY COMPENSATION PLAN.         Management    N    A
AMERICAN WATER WORKS COMPANY, INC.    AWK    030420103    12-May-2017    APPROVAL OF THE AMERICAN WATER WORKS COMPANY, INC. AND ITS DESIGNATED SUBSIDIARIES 2017 NONQUALIFIED EMPLOYEE STOCK PURCHASE PLAN.         Management    N    A
AMERICAN WATER WORKS COMPANY, INC.    AWK    030420103    12-May-2017    RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S INDEPENDENT AUDITORS FOR 2017.         Management    F    F
ELECNOR SA, MADRID         E39152181    15-May-2017    PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 755064 DUE TO DELETION OF RESOLUTION 12. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU         Management    F    M
ELECNOR SA, MADRID         E39152181    15-May-2017    PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A SECOND CALL ON 16 MAY 2017. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU         Management    F    M

ELECNOR SA, MADRID         E39152181       15-May-2017       SHAREHOLDERS HOLDING LESS THAN “10” SHARES (MINIMUM AMOUNT TO ATTEND THE MEETING) MAY GRANT A PROXY TO ANOTHER SHAREHOLDER ENTITLED TO LEGAL ASSISTANCE OR GROUP THEM TO REACH AT LEAST THAT NUMBER, GIVING REPRESENTATION TO A SHAREHOLDER OF THE GROUPED OR OTHER PERSONAL SHAREHOLDER ENTITLED TO ATTEND THE MEETING         Management    F    M
ELECNOR SA, MADRID         E39152181    15-May-2017    REVIEW AND APPROVE, AS THE CASE MAY BE, THE ANNUAL ACCOUNTS, INCLUDING THE BALANCE SHEET, PROFIT AND LOSS ACCOUNT, STATEMENT OF CHANGES IN NET WORTH, CASH FLOW STATEMENT AND NOTES TO THE ACCOUNTS, AND THE MANAGEMENT REPORT OF THE COMPANY AND ITS CONSOLIDATED GROUP, WITH REFERENCE TO THE FISCAL YEAR 2016         Management    F    F
ELECNOR SA, MADRID         E39152181    15-May-2017    APPROVE, AS THE CASE MAY BE, THE PROPOSED APPLICATION OF 2016 PROFITS         Management    F    F
ELECNOR SA, MADRID         E39152181    15-May-2017    APPROVE, AS THE CASE MAY BE, THE PERFORMANCE OF THE BOARD OF DIRECTORS DURING THE FISCAL YEAR 2016         Management    N    N
ELECNOR SA, MADRID         E39152181    15-May-2017    REAPPOINTMENT OF D. RAFAEL MARTIN DE BUSTAMANTE VEGA AS EXECUTIVE DIRECTOR         Management    F    F
ELECNOR SA, MADRID         E39152181    15-May-2017    GRANT TO THE BOARD OF DIRECTORS THE AUTHORITY TO CARRY OUT THE DERIVATIVE ACQUISITION OF OWN SHARES, EITHER BY THE COMPANY OR VIA ITS SUBSIDIARIES, IN CONFORMITY WITH THE PROVISIONS OF SECTIONS 146 AND 509 OF THE CAPITAL COMPANIES ACT, WITH AUTHORITY TO ACQUIRE THE MAXIMUM NUMBER OF SHARES PERMITTED BY THE CURRENT LAWS THAT, WHEN ADDED TO THE OUTSTANDING SHARES, DOES NOT EXCEED 10 PCT. OF THE SHARE CAPITAL, BEING THE MINIMUM ACQUISITION PRICE THE NOMINAL VALUE OF THE SHARES, AND THE MAXIMUM, A PRICE NOT EXCEEDING 30 PCT. OF THE QUOTATION OF THE SHARES IN THE STOCK EXCHANGE, FOR A 5 YEAR PERIOD AND RENDERING VOID THE OUTSTANDING AUTHORITY GRANTED BY THE GENERAL MEETING OF 23 MAY 2012         Management    F    F
ELECNOR SA, MADRID         E39152181    15-May-2017    REAPPOINTMENT OF THE COMPANY AUDITORS FOR A 1 YEAR PERIOD         Management    F    F
ELECNOR SA, MADRID         E39152181    15-May-2017    APPROVE THE DIRECTORS REMUNERATION POLICY FOR THE FISCAL YEARS 2017, 2018 AND 2019         Management    F    F
ELECNOR SA, MADRID         E39152181    15-May-2017    DIRECTORS EXTRAORDINARY REMUNERATION. SET THE AMOUNT OF REMUNERATION IN CASH ACCORDING TO ARTICLE 12 OF THE ARTICLES OF ASSOCIATION         Management    N    N
ELECNOR SA, MADRID         E39152181    15-May-2017    VOTE, FOR CONSULTATIVE PURPOSES, THE ANNUAL REPORT ON DIRECTORS REMUNERATION         Management    F    F
ELECNOR SA, MADRID         E39152181    15-May-2017    DELEGATE POWERS FOR THE EXECUTION OF THE RESOLUTIONS ADOPTED AND, AS THE CASE MAY BE, FOR THE CONSTRUCTION, RECTIFICATION AND IMPLEMENTATION THEREOF, AND TO FILE THE INDIVIDUAL AND CONSOLIDATED ANNUAL ACCOUNTS AND THE GENERAL MEETING AGREEMENTS WITH THE REGISTRAR OF COMPANIES         Management    F    F
ELECNOR SA, MADRID         E39152181    15-May-2017    ANY OTHER BUSINESS         Management    N    F
ACCIONA SA, MADRID         E0008Z109    17-May-2017    APPROVE ALLOCATION OF INCOME AND DIVIDENDS         Management    F    F
ACCIONA SA, MADRID         E0008Z109    17-May-2017    APPOINT KPMG AUDITORES AS AUDITOR         Management    F    F
ACCIONA SA, MADRID         E0008Z109    17-May-2017    REELECT JERONIMO MARCOS GERARD RIVERO AS DIRECTOR         Management    F    F
ACCIONA SA, MADRID         E0008Z109    17-May-2017    ELECT KAREN CHRISTIANA FIGUERES OLSEN AS DIRECTOR         Management    F    F
ACCIONA SA, MADRID         E0008Z109    17-May-2017    AUTHORIZE SHARE REPURCHASE PROGRAM         Management    F    F
ACCIONA SA, MADRID         E0008Z109    17-May-2017    APPROVE REMUNERATION POLICY         Management    F    F
ACCIONA SA, MADRID         E0008Z109    17-May-2017    FIX NUMBER OF SHARES AVAILABLE FOR GRANTS         Management    N    N
ACCIONA SA, MADRID         E0008Z109    17-May-2017    ADVISORY VOTE ON REMUNERATION REPORT         Management    N    A
ACCIONA SA, MADRID         E0008Z109    17-May-2017    APPROVE CORPORATE SOCIAL RESPONSIBILITY REPORT         Management    F    F
ACCIONA SA, MADRID         E0008Z109    17-May-2017    AUTHORIZE COMPANY TO CALL EGM WITH 15 DAYS’ NOTICE         Management    N    A

ACCIONA SA, MADRID         E0008Z109       17-May-2017       AUTHORIZE BOARD TO RATIFY AND EXECUTE APPROVED RESOLUTIONS         Management    F    F
ACCIONA SA, MADRID         E0008Z109    17-May-2017    PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A SECOND CALL ON 18 MAY 2017. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU         Management    F    M
ACCIONA SA, MADRID         E0008Z109    17-May-2017    APPROVE CONSOLIDATED AND STANDALONE FINANCIAL STATEMENTS         Management    F    F
ACCIONA SA, MADRID         E0008Z109    17-May-2017    APPROVE DISCHARGE OF BOARD AND MANAGEMENT REPORTS         Management    F    F
FIRST SOLAR, INC.    FSLR    336433107    17-May-2017    ELECTION OF DIRECTOR: MICHAEL J. AHEARN         Management    F    F
FIRST SOLAR, INC.    FSLR    336433107    17-May-2017    ELECTION OF DIRECTOR: SHARON L. ALLEN         Management    F    F
FIRST SOLAR, INC.    FSLR    336433107    17-May-2017    ELECTION OF DIRECTOR: RICHARD D. CHAPMAN         Management    F    F
FIRST SOLAR, INC.    FSLR    336433107    17-May-2017    ELECTION OF DIRECTOR: GEORGE A. HAMBRO         Management    F    F
FIRST SOLAR, INC.    FSLR    336433107    17-May-2017    ELECTION OF DIRECTOR: CRAIG KENNEDY         Management    F    F
FIRST SOLAR, INC.    FSLR    336433107    17-May-2017    ELECTION OF DIRECTOR: JAMES F. NOLAN         Management    F    F
FIRST SOLAR, INC.    FSLR    336433107    17-May-2017    ELECTION OF DIRECTOR: WILLIAM J. POST         Management    F    F
FIRST SOLAR, INC.    FSLR    336433107    17-May-2017    ELECTION OF DIRECTOR: J. THOMAS PRESBY         Management    F    F
FIRST SOLAR, INC.    FSLR    336433107    17-May-2017    ELECTION OF DIRECTOR: PAUL H. STEBBINS         Management    F    F
FIRST SOLAR, INC.    FSLR    336433107    17-May-2017    ELECTION OF DIRECTOR: MICHAEL SWEENEY         Management    F    F
FIRST SOLAR, INC.    FSLR    336433107    17-May-2017    ELECTION OF DIRECTOR: MARK R. WIDMAR         Management    F    F
FIRST SOLAR, INC.    FSLR    336433107    17-May-2017    RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL)         Management    F    F
FIRST SOLAR, INC.    FSLR    336433107    17-May-2017    ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION.         Management    N    A
FIRST SOLAR, INC.    FSLR    336433107    17-May-2017    ADVISORY VOTE ON THE FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE COMPENSATION.         Management    N    1
HANNON ARMSTRONG SUSTAINABLE INFRA CAPTL    HASI    41068X100    01-Jun-2017    DIRECTOR    JEFFREY W. ECKEL    Management    F    F
HANNON ARMSTRONG SUSTAINABLE INFRA CAPTL    HASI    41068X100    01-Jun-2017    DIRECTOR    REBECCA A. BLALOCK    Management    F    F
HANNON ARMSTRONG SUSTAINABLE INFRA CAPTL    HASI    41068X100    01-Jun-2017    DIRECTOR    TERESA M. BRENNER    Management    F    F
HANNON ARMSTRONG SUSTAINABLE INFRA CAPTL    HASI    41068X100    01-Jun-2017    DIRECTOR    MARK J. CIRILLI    Management    F    F
HANNON ARMSTRONG SUSTAINABLE INFRA CAPTL    HASI    41068X100    01-Jun-2017    DIRECTOR    CHARLES M. O’NEIL    Management    F    F
HANNON ARMSTRONG SUSTAINABLE INFRA CAPTL    HASI    41068X100    01-Jun-2017    DIRECTOR    RICHARD J. OSBORNE    Management    F    F
HANNON ARMSTRONG SUSTAINABLE INFRA CAPTL    HASI    41068X100    01-Jun-2017    DIRECTOR    STEVEN G. OSGOOD    Management    F    F
HANNON ARMSTRONG SUSTAINABLE INFRA CAPTL    HASI    41068X100    01-Jun-2017    THE RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017.         Management    F    F
HANNON ARMSTRONG SUSTAINABLE INFRA CAPTL    HASI    41068X100    01-Jun-2017    THE APPROVAL OF THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS AS DESCRIBED IN THE COMPENSATION DISCUSSION AND ANALYSIS, THE COMPENSATION TABLES AND OTHER NARRATIVE DISCLOSURE IN THIS PROXY STATEMENT.         Management    F    F
HANNON ARMSTRONG SUSTAINABLE INFRA CAPTL    HASI    41068X100    01-Jun-2017    THE FREQUENCY IN YEARS WITH WHICH STOCKHOLDERS ARE PROVIDED AN ADVISORY VOTE ON EXECUTIVE COMPENSATION, PURSUANT TO THE COMPENSATION DISCLOSURE RULES OF THE SEC.         Management    F    1
PATTERN ENERGY GROUP INC.    PEGI    70338P100    01-Jun-2017    ELECTION OF DIRECTOR: ALAN BATKIN         Management    F    F
PATTERN ENERGY GROUP INC.    PEGI    70338P100    01-Jun-2017    ELECTION OF DIRECTOR: PATRICIA BELLINGER         Management    F    F
PATTERN ENERGY GROUP INC.    PEGI    70338P100    01-Jun-2017    ELECTION OF DIRECTOR: THE LORD BROWNE OF MADINGLEY         Management    F    F
PATTERN ENERGY GROUP INC.    PEGI    70338P100    01-Jun-2017    ELECTION OF DIRECTOR: MICHAEL GARLAND         Management    F    F
PATTERN ENERGY GROUP INC.    PEGI    70338P100    01-Jun-2017    ELECTION OF DIRECTOR: DOUGLAS HALL         Management    F    F
PATTERN ENERGY GROUP INC.    PEGI    70338P100    01-Jun-2017    ELECTION OF DIRECTOR: MICHAEL HOFFMAN         Management    F    F
PATTERN ENERGY GROUP INC.    PEGI    70338P100    01-Jun-2017    ELECTION OF DIRECTOR: PATRICIA NEWSON         Management    F    F
PATTERN ENERGY GROUP INC.    PEGI    70338P100    01-Jun-2017    TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2017.         Management    F    F

PATTERN ENERGY GROUP INC.    PEGI    70338P100       01-Jun-2017       AN ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION.         Management    F    F
PATTERN ENERGY GROUP INC.    PEGI    70338P100    01-Jun-2017    TO APPROVE THE AMENDED AND RESTATED 2013 EQUITY INCENTIVE AWARD PLAN.         Management    N    N
NORTHLAND POWER INC, TORONTO ON         666511100    05-Jun-2017    PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘ABSTAIN’ ONLY FOR RESOLUTION NUMBERS 1 TO 7. THANK YOU         Management    F    M
NORTHLAND POWER INC, TORONTO ON         666511100    05-Jun-2017    ELECTING JAMES C. TEMERTY AS A DIRECTOR OF THE CORPORATION         Management    F    F
NORTHLAND POWER INC, TORONTO ON         666511100    05-Jun-2017    ELECTING RT. HON. JOHN N. TURNER, Q.C. AS A DIRECTOR OF THE CORPORATION         Management    F    F
NORTHLAND POWER INC, TORONTO ON         666511100    05-Jun-2017    ELECTING MARIE BOUNTROGIANNI AS A DIRECTOR OF THE CORPORATION         Management    F    F
NORTHLAND POWER INC, TORONTO ON         666511100    05-Jun-2017    ELECTING LINDA L. BERTOLDI AS A DIRECTOR OF THE CORPORATION         Management    F    F
NORTHLAND POWER INC, TORONTO ON         666511100    05-Jun-2017    ELECTING BARRY GILMOUR AS A DIRECTOR OF THE CORPORATION         Management    F    F
NORTHLAND POWER INC, TORONTO ON         666511100    05-Jun-2017    ELECTING RUSSELL GOODMAN AS A DIRECTOR OF THE CORPORATION         Management    F    F
NORTHLAND POWER INC, TORONTO ON         666511100    05-Jun-2017    REAPPOINTMENT OF ERNST & YOUNG LLP AS AUDITORS OF THE CORPORATION         Management    F    F
TESLA, INC.    TSLA    88160R101    06-Jun-2017    ELECTION OF CLASS I DIRECTOR: ELON MUSK         Management    F    F
TESLA, INC.    TSLA    88160R101    06-Jun-2017    ELECTION OF CLASS I DIRECTOR: ROBYN M. DENHOLM         Management    F    F
TESLA, INC.    TSLA    88160R101    06-Jun-2017    ELECTION OF CLASS I DIRECTOR: STEPHEN T. JURVETSON         Management    F    F
TESLA, INC.    TSLA    88160R101    06-Jun-2017    A NON-BINDING ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE COMPENSATION.         Management    F    F
TESLA, INC.    TSLA    88160R101    06-Jun-2017    A NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES.         Management    F    3
TESLA, INC.    TSLA    88160R101    06-Jun-2017    TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS TESLA’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017.         Management    F    F
TESLA, INC.    TSLA    88160R101    06-Jun-2017    A STOCKHOLDER PROPOSAL REGARDING DECLASSIFICATION OF THE BOARD OF DIRECTORS.         Management    N    A
GAMESA CORPORACION TECNOLOGICA SA, ZAMUDIO         E54667113    20-Jun-2017    PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A SECOND CALL ON 21 JUNE 2017 CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU’         Management    F    M
GAMESA CORPORACION TECNOLOGICA SA, ZAMUDIO         E54667113    20-Jun-2017    APPROVAL OF INDIVIDUAL AND CONSOLIDATED ANNUAL ACCOUNTS         Management    F    F
GAMESA CORPORACION TECNOLOGICA SA, ZAMUDIO         E54667113    20-Jun-2017    APPROVAL OF INDIVIDUAL AND CONSOLIDATED MANAGEMENT REPORTS         Management    F    F
GAMESA CORPORACION TECNOLOGICA SA, ZAMUDIO         E54667113    20-Jun-2017    APPROVAL OF THE MANAGEMENT OF THE BOARD OF DIRECTORS         Management    F    F
GAMESA CORPORACION TECNOLOGICA SA, ZAMUDIO         E54667113    20-Jun-2017    ALLOCATION OF RESULTS         Management    F    F
GAMESA CORPORACION TECNOLOGICA SA, ZAMUDIO         E54667113    20-Jun-2017    RE-ELECTION OF MR LUIS JAVIER CORTES DOMINGUEZ AS INDEPENDENT DIRECTOR         Management    F    F
GAMESA CORPORACION TECNOLOGICA SA, ZAMUDIO         E54667113    20-Jun-2017    RE-ELECTION OF MR MARKUS TACKE AS EXECUTIVE DIRECTOR         Management    F    F
GAMESA CORPORACION TECNOLOGICA SA, ZAMUDIO         E54667113    20-Jun-2017    RE-ELECTION OF MR MICHAEL SEN AS DOMINICAL DIRECTOR         Management    F    F
GAMESA CORPORACION TECNOLOGICA SA, ZAMUDIO         E54667113    20-Jun-2017    RE-ELECTION OF MR CARLOS RODRIGUEZ QUIROGA MENENDEZ AS EXECUTIVE DIRECTOR         Management    F    F
GAMESA CORPORACION TECNOLOGICA SA, ZAMUDIO         E54667113    20-Jun-2017    AMENDMENT OF THE BYLAWS ARTICLE 1         Management    F    F
GAMESA CORPORACION TECNOLOGICA SA, ZAMUDIO         E54667113    20-Jun-2017    ARTICLE 17         Management    F    F
GAMESA CORPORACION TECNOLOGICA SA, ZAMUDIO         E54667113    20-Jun-2017    ARTICLE 49         Management    F    F
GAMESA CORPORACION TECNOLOGICA SA, ZAMUDIO         E54667113    20-Jun-2017    APPROVAL OF THE NEW TEXT OF THE BYLAWS         Management    F    F
GAMESA CORPORACION TECNOLOGICA SA, ZAMUDIO         E54667113    20-Jun-2017    AMENDMENT OF THE REGULATION OF THE GENERAL MEETING ARTICLES 1 AND 5         Management    F    F
GAMESA CORPORACION TECNOLOGICA SA, ZAMUDIO         E54667113    20-Jun-2017    ARTICLE 19         Management    F    F
GAMESA CORPORACION TECNOLOGICA SA, ZAMUDIO         E54667113    20-Jun-2017    APPROVAL OF THE NEW TEXT OF THE REGULATION OF THE GENERAL MEETING         Management    F    F
GAMESA CORPORACION TECNOLOGICA SA, ZAMUDIO         E54667113    20-Jun-2017    RE-ELECITON OF AUDITORS: ERNST YOUNG         Management    F    F

GAMESA CORPORACION TECNOLOGICA SA, ZAMUDIO         E54667113       20-Jun-2017       APPROVAL OF THE NEW REMUNERATION POLICY FOR DIRECTORS         Management    F    F
GAMESA CORPORACION TECNOLOGICA SA, ZAMUDIO         E54667113    20-Jun-2017    DELEGATION OF POWERS TO THE BOARD OF DIRECTORS TO IMPLEMENT AGREEMENTS ADOPTED BY SHAREHOLDERS AT THE GENERAL MEETING         Management    F    F
GAMESA CORPORACION TECNOLOGICA SA, ZAMUDIO         E54667113    20-Jun-2017    CONSULTIVE VOTE REGARDING THE ANNUAL REMUNERATION REPORT OF THE BOARD OF DIRECTORS         Management    F    F
GAMESA CORPORACION TECNOLOGICA SA, ZAMUDIO         E54667113    20-Jun-2017    17 MAY 2017: PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF AUDITOR NAME IN RESOLUTION 11 AND CHANGE IN RECORD DATE FROM 9 JUNE 2017 TO 15 JUNE 2017. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.         Management    F    M
HAFSLUND ASA, OSLO         R28315126    20-Jun-2017    SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT NEED TO BE RE-REGISTERED IN THE BENEFICIAL OWNERS NAME TO BE ALLOWED TO VOTE AT MEETINGS. SHARES WILL BE TEMPORARILY TRANSFERRED TO A SEPARATE ACCOUNT IN THE BENEFICIAL OWNER’S NAME ON THE PROXY DEADLINE AND TRANSFERRED BACK TO THE OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE MEETING.         Management    F    M
HAFSLUND ASA, OSLO         R28315126    20-Jun-2017    IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE         Management    F    M
HAFSLUND ASA, OSLO         R28315126    20-Jun-2017    MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED IN ORDER FOR YOUR VOTE TO BE LODGED         Management    F    M
HAFSLUND ASA, OSLO         R28315126    20-Jun-2017    PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 785688 DUE TO CHANGE IN VOTING STATUS OF RESOLUTION NUMBERS 1, 2 AND 4. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU         Management    F    M
HAFSLUND ASA, OSLO         R28315126    20-Jun-2017    OPENING OF MEETING AND ELECTION OF MEETING CHAIRMAN         Management    F    M
HAFSLUND ASA, OSLO         R28315126    20-Jun-2017    ESTABLISHMENT OF A LIST OF ATTENDING SHAREHOLDERS         Management    F    M
HAFSLUND ASA, OSLO         R28315126    20-Jun-2017    APPROVAL OF NOTICE OF MEETING AND AGENDA         Management    F    F
HAFSLUND ASA, OSLO         R28315126    20-Jun-2017    ELECTION OF ONE SHAREHOLDER TO SIGN THE MINUTES TOGETHER WITH THE MEETING CHAIRMAN         Management    F    M
HAFSLUND ASA, OSLO         R28315126    20-Jun-2017    THE BOARD OF DIRECTORS PROPOSE THAT THE DEMERGER PLAN DATED 15 MAY REGARDING DEMERGER OF HAFSLUND ASA IS APPROVED         Management    N    N
HAFSLUND ASA, OSLO         R28315126    20-Jun-2017    PROPOSED CHANGE TO THE ARTICLES OF ASSOCIATION, INCLUDING CHANGE OF COMPANY NAME AND PURPOSE         Management    N    N
AVANGRID, INC.    AGR    05351W103    22-Jun-2017    DIRECTOR    IGNACIO SANCHEZ GALAN    Management    F    F
AVANGRID, INC.    AGR    05351W103    22-Jun-2017    DIRECTOR    JOHN E. BALDACCI    Management    F    F
AVANGRID, INC.    AGR    05351W103    22-Jun-2017    DIRECTOR    PEDRO AZAGRA BLAZQUEZ    Management    F    F
AVANGRID, INC.    AGR    05351W103    22-Jun-2017    DIRECTOR    FELIPE CALDERON    Management    F    F
AVANGRID, INC.    AGR    05351W103    22-Jun-2017    DIRECTOR    ARNOLD L. CHASE    Management    F    F
AVANGRID, INC.    AGR    05351W103    22-Jun-2017    DIRECTOR    ALFREDO ELIAS AYUB    Management    F    F
AVANGRID, INC.    AGR    05351W103    22-Jun-2017    DIRECTOR    CAROL L. FOLT    Management    F    F
AVANGRID, INC.    AGR    05351W103    22-Jun-2017    DIRECTOR    JOHN L. LAHEY    Management    F    F
AVANGRID, INC.    AGR    05351W103    22-Jun-2017    DIRECTOR    SANTIAGO M. GARRIDO    Management    F    F

AVANGRID, INC.    AGR    05351W103       22-Jun-2017       DIRECTOR    JUAN CARLOS R. LICEAGA    Management    F    F
AVANGRID, INC.    AGR    05351W103    22-Jun-2017    DIRECTOR    JOSE SAINZ ARMADA    Management    F    F
AVANGRID, INC.    AGR    05351W103    22-Jun-2017    DIRECTOR    ALAN D. SOLOMONT    Management    F    F
AVANGRID, INC.    AGR    05351W103    22-Jun-2017    DIRECTOR    ELIZABETH TIMM    Management    F    F
AVANGRID, INC.    AGR    05351W103    22-Jun-2017    DIRECTOR    JAMES P. TORGERSON    Management    F    F
AVANGRID, INC.    AGR    05351W103    22-Jun-2017    RATIFICATION OF THE SELECTION OF KPMG US LLP AS AVANGRID, INC.‘S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2017.         Management    F    F
AVANGRID, INC.    AGR    05351W103    22-Jun-2017    NON-BINDING ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS.         Management    F    F
AVANGRID, INC.    AGR    05351W103    22-Jun-2017    APPROVAL OF AN AMENDMENT TO THE AVANGRID, INC. BY-LAWS TO ADOPT A MAJORITY VOTING STANDARD IN THE ELECTION OF DIRECTORS IN UNCONTESTED ELECTIONS.         Management    F    F
AVANGRID, INC.    AGR    05351W103    22-Jun-2017    APPROVAL OF AN AMENDMENT TO THE AVANGRID, INC. BY-LAWS TO INCREASE THE MINIMUM NUMBER OF INDEPENDENT MEMBERS OF THE BOARD OF DIRECTORS FROM THREE (3) TO FIVE (5).         Management    F    F
ATLANTICA YIELD PLC    ABY    G0751N103    23-Jun-2017    TO RECEIVE THE ACCOUNTS AND REPORTS OF THE DIRECTORS AND AUDITORS FOR THE YEAR ENDED 31 DECEMBER 2016         Management    F    F
ATLANTICA YIELD PLC    ABY    G0751N103    23-Jun-2017    TO APPROVE THE DIRECTORS’ REMUNERATION REPORT, EXCLUDING THE DIRECTORS’ REMUNERATION POLICY, FOR THE YEAR ENDED 31 DECEMBER 2016         Management    F    F
ATLANTICA YIELD PLC    ABY    G0751N103    23-Jun-2017    TO APPROVE THE DIRECTORS’ REMUNERATION POLICY         Management    F    F
ATLANTICA YIELD PLC    ABY    G0751N103    23-Jun-2017    TO REAPPOINT DELOITTE LLP AND DELOITTE S.L. AS AUDITORS OF THE COMPANY         Management    F    F
ATLANTICA YIELD PLC    ABY    G0751N103    23-Jun-2017    TO AUTHORISE THE AUDIT COMMITTEE TO DETERMINE THE AUDITORS’ REMUNERATION         Management    F    F
ATLANTICA YIELD PLC    ABY    G0751N103    23-Jun-2017    TO ELECT JOAQUIN FERNANDEZ DE PIEROLA AS DIRECTOR         Management    F    F
ATLANTICA YIELD PLC    ABY    G0751N103    23-Jun-2017    TO RE-ELECT MARIA JOSE ESTERUELAS AS DIRECTOR         Management    F    F
ATLANTICA YIELD PLC    ABY    G0751N103    23-Jun-2017    TO RE-ELECT SANTIAGO SEAGE AS DIRECTOR         Management    F    F
ATLANTICA YIELD PLC    ABY    G0751N103    23-Jun-2017    TO RE-ELECT DANIEL VILLALBA AS INDEPENDENT NON-EXECUTIVE DIRECTOR         Management    F    F
ATLANTICA YIELD PLC    ABY    G0751N103    23-Jun-2017    TO RE-ELECT JACKSON ROBINSON AS INDEPENDENT NON-EXECUTIVE DIRECTOR         Management    F    F
ATLANTICA YIELD PLC    ABY    G0751N103    23-Jun-2017    TO ELECT ROBERT DOVE AS INDEPENDENT NON-EXECUTIVE DIRECTOR         Management    F    F
ATLANTICA YIELD PLC    ABY    G0751N103    23-Jun-2017    TO ELECT ANDREA BRENTAN AS INDEPENDENT NON-EXECUTIVE DIRECTOR         Management    F    F
ATLANTICA YIELD PLC    ABY    G0751N103    23-Jun-2017    TO ELECT FRANCISCO JOSE MARTINEZ AS INDEPENDENT NON-EXECUTIVE DIRECTOR         Management    F    F
PANASONIC CORPORATION    PCRFY    69832A205    29-Jun-2017    TO PARTIALLY AMEND THE ARTICLES OF INCORPORATION         Management    F    F
PANASONIC CORPORATION    PCRFY    69832A205    29-Jun-2017    DIRECTOR    SHUSAKU NAGAE    Management    F    F
PANASONIC CORPORATION    PCRFY    69832A205    29-Jun-2017    DIRECTOR    MASAYUKI MATSUSHITA    Management    F    F
PANASONIC CORPORATION    PCRFY    69832A205    29-Jun-2017    DIRECTOR    KAZUHIRO TSUGA    Management    F    F
PANASONIC CORPORATION    PCRFY    69832A205    29-Jun-2017    DIRECTOR    YOSHIO ITO*    Management    F    F
PANASONIC CORPORATION    PCRFY    69832A205    29-Jun-2017    DIRECTOR    MOTOTSUGU SATO*    Management    F    F
PANASONIC CORPORATION    PCRFY    69832A205    29-Jun-2017    DIRECTOR    MASAYUKI OKU    Management    F    F
PANASONIC CORPORATION    PCRFY    69832A205    29-Jun-2017    DIRECTOR    YOSHINOBU TSUTSUI    Management    F    F
PANASONIC CORPORATION    PCRFY    69832A205    29-Jun-2017    DIRECTOR    HIROKO OTA    Management    F    F
PANASONIC CORPORATION    PCRFY    69832A205    29-Jun-2017    DIRECTOR    KAZUHIKO TOYAMA    Management    F    F
PANASONIC CORPORATION    PCRFY    69832A205    29-Jun-2017    DIRECTOR    JUN ISHII*    Management    F    F
PANASONIC CORPORATION    PCRFY    69832A205    29-Jun-2017    DIRECTOR    YASUYUKI HIGUCHI#    Management    F    F
PANASONIC CORPORATION    PCRFY    69832A205    29-Jun-2017    DIRECTOR    HIROKAZU UMEDA#    Management    F    F

SIGNATURES

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

Registrant   

New Alternatives Fund

 

By (Signature and Title)*  

/s/ David J. Schoenwald

       David J. Schoenwald, President and Treasurer
       (principal executive officer)

 

Date   

August 14, 2017

*Print the name and title of each signing officer under his or her signature.