-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DR3T70heZlqtvnl3yNJWLAZIlXgsIIPOW5TZPGc7IM2yZE97gkQMHSqtPGmhMCxP JuotNhwxYDM8G7r25FKSRQ== 0001193125-05-211917.txt : 20051031 0001193125-05-211917.hdr.sgml : 20051031 20051031133314 ACCESSION NUMBER: 0001193125-05-211917 CONFORMED SUBMISSION TYPE: DEFA14A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20051031 DATE AS OF CHANGE: 20051031 EFFECTIVENESS DATE: 20051031 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SMITH BARNEY INVESTMENT SERIES CENTRAL INDEX KEY: 0000810271 IRS NUMBER: 000000000 FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: DEFA14A SEC ACT: 1934 Act SEC FILE NUMBER: 811-05018 FILM NUMBER: 051165720 BUSINESS ADDRESS: STREET 1: 125 BROAD STREET STREET 2: 10TH FLOOR, MF-2 CITY: NEW YORK STATE: NY ZIP: 10004 BUSINESS PHONE: 800-451-2010 MAIL ADDRESS: STREET 1: 125 BROAD STREET STREET 2: 10TH FLOOR, MF-2 CITY: NEW YORK STATE: NY ZIP: 10004 FORMER COMPANY: FORMER CONFORMED NAME: CONCERT INVESTMENT SERIES DATE OF NAME CHANGE: 19980224 FORMER COMPANY: FORMER CONFORMED NAME: COMMON SENSE TRUST DATE OF NAME CHANGE: 19920703 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SMITH BARNEY INVESTMENT FUNDS INC /MD/ CENTRAL INDEX KEY: 0000355747 IRS NUMBER: 133089608 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: DEFA14A SEC ACT: 1934 Act SEC FILE NUMBER: 811-03275 FILM NUMBER: 051165721 BUSINESS ADDRESS: STREET 1: 125 BROAD STREET STREET 2: 10TH FLOOR, MF-2 CITY: NEW YORK STATE: NY ZIP: 10004 BUSINESS PHONE: 800-451-2010 MAIL ADDRESS: STREET 1: 125 BROAD STREET STREET 2: 10TH FLOOR, MF-2 CITY: NEW YORK STATE: NY ZIP: 10004 FORMER COMPANY: FORMER CONFORMED NAME: SMITH BARNEY SHEARSON INVESTMENT FUNDS INC DATE OF NAME CHANGE: 19931015 FORMER COMPANY: FORMER CONFORMED NAME: SLH INVESTMENT PORTFOLIOS INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: HUTTON INVESTMENT SERIES INC DATE OF NAME CHANGE: 19890310 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SMITH BARNEY EQUITY FUNDS CENTRAL INDEX KEY: 0000787514 IRS NUMBER: 000000000 FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: DEFA14A SEC ACT: 1934 Act SEC FILE NUMBER: 811-04551 FILM NUMBER: 051165722 BUSINESS ADDRESS: STREET 1: 125 BROAD STREET STREET 2: 10TH FLOOR, MF-2 CITY: NEW YORK STATE: NY ZIP: 10004 BUSINESS PHONE: 800-451-2010 MAIL ADDRESS: STREET 1: 125 BROAD STREET STREET 2: 10TH FLOOR, MF-2 CITY: NEW YORK STATE: NY ZIP: 10004 FORMER COMPANY: FORMER CONFORMED NAME: SMITH BARNEY SHEARSON EQUITY FUNDS DATE OF NAME CHANGE: 19931015 FORMER COMPANY: FORMER CONFORMED NAME: SHEARSON LEHMAN BROTHERS EQUITY FUNDS DATE OF NAME CHANGE: 19930331 FORMER COMPANY: FORMER CONFORMED NAME: SHEARSON LEHMAN BROTHERS SPECIAL EQUITIES PORTFOLIO DATE OF NAME CHANGE: 19920703 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SMITH BARNEY INVESTMENT TRUST CENTRAL INDEX KEY: 0000880366 IRS NUMBER: 000000000 FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: DEFA14A SEC ACT: 1934 Act SEC FILE NUMBER: 811-06444 FILM NUMBER: 051165723 BUSINESS ADDRESS: STREET 1: 125 BROAD STREET STREET 2: 10TH FLOOR, MF-2 CITY: NEW YORK STATE: NY ZIP: 10004 BUSINESS PHONE: 800-451-2010 MAIL ADDRESS: STREET 1: 125 BROAD STREET STREET 2: 10TH FLOOR, MF-2 CITY: NEW YORK STATE: NY ZIP: 10004 FORMER COMPANY: FORMER CONFORMED NAME: SMITH BARNEY SHEARSON INCOME TRUST DATE OF NAME CHANGE: 19931213 FORMER COMPANY: FORMER CONFORMED NAME: SHEARSON LEHMAN BROTHERS INCOME TRUST DATE OF NAME CHANGE: 19920929 FORMER COMPANY: FORMER CONFORMED NAME: SHEARSON LEHMAN BROTHERS INTERMEDIATE TERM TRUST DATE OF NAME CHANGE: 19600201 DEFA14A 1 ddefa14a.htm SMITH BARNEY INVESTMENT SERIES, INVESTMENT TRUST, EQUITY FUNDS, INVESTMENT FUNDS Smith Barney Investment Series, Investment Trust, Equity Funds, Investment Funds

SCHEDULE 14A INFORMATION

 

Proxy Statement Pursuant to Section 14(a) of the

Securities Exchange Act of 1934

(Amendment No.      )

 

 

Filed by the Registrant x   Filed by a Party other than the Registrant ¨

 

Check the appropriate box:

 

¨  Preliminary Proxy Statement

 

¨  Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))

 

¨  Definitive Proxy Statement

 

x  Definitive Additional Materials

 

¨  Soliciting Material Pursuant to Section 240.14a-12

 

 

 

SMITH BARNEY INVESTMENT SERIES

SMITH BARNEY INVESTMENT TRUST

SMITH BARNEY EQUITY FUNDS

SMITH BARNEY INVESTMENT FUNDS INC.

(Name of Registrant as Specified In Its Charter)

 

 

 

(Name of Person(s) Filing Proxy Statement, if other than the Registrant)

 

 

Payment of Filing Fee (Check the appropriate box):

 

x  No fee required.

 

¨  Fee computed on table below per Exchange Act Rules 14a-6(i)(1) and 0-11.

 

  (1)  Title of each class of securities to which transaction applies:

 

 
  (2)  Aggregate number of securities to which transaction applies:

 

 
  (3)  Per unit price or other underlying value of transaction computed pursuant to Exchange Act Rule 0-11 (set forth the amount on which the filing fee is calculated and state how it was determined):

 

 
  (4)  Proposed maximum aggregate value of transaction:

 

 
  (5)  Total fee paid:

 

 

 

¨  Fee paid previously with preliminary materials.

 

¨  Check box if any part of the fee is offset as provided by Exchange Act Rule 0-11(a)(2) and identify the filing for which the offsetting fee was paid previously. Identify the previous filing by registration statement number, or the Form or Schedule and the date of its filing.

 

  (1)  Amount Previously Paid:

 

 
  (2)  Form, Schedule or Registration Statement No.:

 

 
  (3)  Filing Party:

 

 
  (4)  Date Filed:

 

 

 

 

PRIMERICA   Primerica Shareholder Services
SHAREHOLDER SERVICES   P.O. Box 9662
    Providence, RI 02940-9662
    1 800 544 5445
    Monday through Friday 8 a.m. to 8 p.m.
    Spanish Speaking 1-800-544-7278
    TDD 1-800-824-1721
    www.primerica.com

 

We need your help!

 

You might have overlooked some proxy materials that came in the mail. Because you are a shareholder in one or more Smith Barney mutual funds, you should have received a package of proxy materials that explain the proposed transactions between Citigroup and Legg Mason.

 

It is extremely important to Primerica that you vote regarding the proposal and it only takes a few minutes. The easiest way to vote is by telephone. Just pick up the phone (do it right now if you can) and dial (toll free) 1-866-718-0017. A representative is standing by to assist you in casting your vote.

 

There are also other ways to vote:

 

  1. Vote by Mail. You may vote your shares by signing and dating the enclosed white proxy card, and mailing it in the enclosed postage-paid envelope.

 

  2. Vote through the Internet. You may vote your shares by computer by going to the following Internet address https://vote.proxy-direct.com/ and following the instructions, using the enclosed white proxy card as a guide.

 

  3. Vote through an Automated Touch-tone System. Dial 1-866-290-1380 and follow the instructions, using the enclosed white proxy card as a guide.

 

We know that your investments are very important to you and your financial future. The final deadline for voting is November 14th, 2005 but we are asking for you to vote right now if you possibly can.

 

Your help is greatly appreciated.

 

Sincerely,

 

Primerica Shareholder Services

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