-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GUtPkLn16GT7M178nDyTygPvihgT+4zLqOgP0XRWQK4OyLURbQBjx9kTdcsGx2Yj 0nPkLOlUfJr0zzLDIdODBA== 0000950152-02-006278.txt : 20020813 0000950152-02-006278.hdr.sgml : 20020813 20020813161407 ACCESSION NUMBER: 0000950152-02-006278 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020630 FILED AS OF DATE: 20020813 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FIFTH THIRD BANK CENTRAL INDEX KEY: 0000035528 IRS NUMBER: 310281170 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00539 FILM NUMBER: 02729890 BUSINESS ADDRESS: STREET 1: 38 FOUNTAIN SQUARE PLAZA CITY: CINCINNATI STATE: OH ZIP: 45238 BUSINESS PHONE: 5135795300 MAIL ADDRESS: STREET 1: 38 FOUNTAIN SQUARE PLAZA CITY: CINCINNATI STATE: OH ZIP: 45238 13F-HR 1 l95821ae13fvhr.txt FIFTH THIRD BANK FORM 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Quarter Ended: June 30, 2002 Check here if Amendment [ ]; Amendment Number: [ ] This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Fifth Third Bank Address: 1404 E. 9th Street Cleveland, Ohio 44114 13F File Number: 28-539 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person signing this Report on Behalf of Reporting Manager: Name: Neal E. Arnold Title: Executive Vice President, CFO Phone: 513-534-8577 Signature, Place, and Date of Signing: /s/ Neal E. Arnold Cincinnati, Ohio August 12, 2002 ------------------ ---------------- --------------- [Signature] [City, State] [Date] Report Type (Check only one): [ ] 13F HOLDINGS REPORT [ ] 13F NOTICE [x] 13F COMBINATION REPORT List of Other Managers Reporting for this Manager: Fifth Third Bancorp - #28-03158 Form 13F Summary Page Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 378 Form 13F Information Table Value Total (x$1000): 265,365 List of Other Included Managers: None Fifth Third Bank Investment Advisors FORM 13F 30-Jun-02
Voting Authority ------------------ Title of Value Shares/ Sh/ Put/ Invstmt Other Name of Issuer class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None - ------------------------------ -------- -------- -------- -------- --- ---- ------- -------- -------- ------ ---- Bernstein Intermediate Duratio 085568509 458 35888.275 SH Defined 35888.28 Franklin Income Class A 353496300 57 27601.694 SH Defined 27601.69 NC Investsment Funds - Capital n/a 185 184567.24 SH Defined 184567.2 Prudential GIA 16 14203.926 SH Defined 14203.93 Spartan Ohio Muni Income 316412105 610 51590.37 SH Defined 51590.37 Vanguard Balanced Index Fund 921931101 4778 288335.94 SH Defined 187320.7 101015.2 Vanguard FXD Inc Secs Intr Trm 922031885 1156 119179.31 SH Defined 85787.63 33391.69 Vanguard Fixed Income High Yie 922031208 561 93495.133 SH Defined 80731.82 12763.31 Vanguard Fixed Income ST Corp 922031406 5892 551646.46 SH Defined 397145.8 154500.7 3Com COM 885535104 1263 287000 SH Defined 287000 3m COM 88579Y101 335 2725 SH Defined 2575 150 A. G. Edwards COM 281760108 8 200 SH Defined 200 303 7800 SH Defined 7800 A. Schulman COM 808194104 789 36800 SH Defined 36800 AK Steel Holding COM 001547108 384 30000 SH Defined 30000 AT & T Wireless Services COM 00209a106 1 91 SH Defined 91 1227 209764 SH Defined 200268 9496 AT&T COM 001957109 3 285 SH Defined 285 1685 157446 SH Defined 155796 1650 Abbott Laboratories COM 002824100 10 267 SH Defined 267 344 9130 SH Defined 8880 250 Aflac COM 001055102 14 425 SH Defined 425 246 7700 SH Defined 4700 3000 Agere Systems - Class B COM 00845v209 1 352 SH Defined 352 69 46054 SH Defined 43663 2391 Allen Telecom COM 018091108 235 54650 SH Defined 52150 2500 Allou Health and Beauty Care COM 019782101 248 31800 SH Defined 30300 1500
Allstate COM 020002101 1374 37143 SH Defined 34518 2625 Amcast COM 023395106 57 12500 SH Defined 12500 American Electric Power COM 025537101 474 11850 SH Defined 10850 1000 American Express COM 025816109 1773 48810 SH Defined 48095 715 4 100 SH Defined 100 American International Group COM 026874107 1055 15458 SH Defined 13604 1854 American Power Conversion COM 029066107 1119 88620 SH Defined 86000 2620 Amgen Inc. COM 031162100 515 12300 SH Defined 12300 Angelica COM 034663104 1878 109163 SH Defined 107163 2000 Applera Celera Genomics COM 038020202 6 500 SH Defined 500 593 49400 SH Defined 48600 800 Applied Industrial Technologie COM 03820C105 572 29325 SH Defined 28525 800 Applied Materials Inc COM 038222105 8 400 SH Defined 400 1166 61310 SH Defined 58090 3220 Applied Signal Technology COM 038237103 632 52000 SH Defined 49500 2500 Associated Estates COM 045604105 1573 148360 SH Defined 148360 Ault COM 051503100 288 64580 SH Defined 59580 5000 Aviall COM 05366b102 714 51000 SH Defined 51000 Axcelis Technologies COM 054540109 255 22594 SH Defined 19894 2700 BMC Software Inc COM 055921100 2284 137600 SH Defined 135675 1925 BP PLC Spons ADR COM 055622104 37 725 SH Defined 725 2604 51569 SH Defined 50367 1202 Baker Hughes COM 057224107 1335 40090 SH Defined 39490 600 Bank One COM 06423a103 238 6195 SH Defined 6195 Bank of America COM 060505104 15 210 SH Defined 210 314 4464 SH Defined 4339 125 Baxter Int'l COM 071813109 432 9710 SH Defined 9200 510 7 150 SH Defined 150 Bear Stearns COM 073902108 428 7000 SH Defined 7000 Berkshire Hathaway Inc Cl A COM 084670108 200 3 SH Defined 3 Big Lots COM 089302103 669 34000 SH Defined 34000 Bob Evans Farms COM 096761101 3131 99449 SH Defined 96949 2500 Bombay Company COM 097924104 654 145700 SH Defined 141200 4500 Borg Warner COM 099724106 433 7500 SH Defined 7500 Boston Scientific Corp COM 101137107 3430 117000 SH Defined 111675 5325 Boykin Lodging COM 103430104 351 32098 SH Defined 30500 1598 Bristol Myers Squibb Co. COM 110122108 6 225 SH Defined 225
2192 85280 SH Defined 83630 1650 1 50 SH Defined 50 Brush Engineered Materials COM 117421107 533 43000 SH Defined 43000 Cadbury Schweppes PLC ADR COM 127209302 1877 62200 SH Defined 60000 2200 18 600 SH Defined 600 Carrington Laboratories COM 144525102 3 2500 SH Defined 2500 129 107500 SH Defined 96000 11500 Century Business Services COM 156490104 482 148000 SH Defined 143000 5000 Cepheid COM 15670R107 128 23000 SH Defined 23000 Charles Schwab Corp COM 808513105 7 600 SH Defined 600 861 76850 SH Defined 76850 Charter One Financial COM 160903100 20 578 SH Defined 578 631 18345 SH Defined 17020 1325 ChevronTexaco COM 166764100 237 2678 SH Defined 2293 385 Chubb Corp. COM 171232101 294 4155 SH Defined 4155 Cigna Corp. COM 125509109 474 4866 SH Defined 4866 Cinergy Corp COM 172474108 16 450 SH Defined 450 278 7725 SH Defined 7375 350 18 500 SH Defined 500 Cisco Systems COM 17275R102 4 267 SH Defined 267 452 32423 SH Defined 28923 3500 4 300 SH Defined 300 Citigroup COM 172976101 303 7817 SH Defined 4884 2933 2 50 SH Defined 50 Cobra Electronics COM 191042100 82 10000 SH Defined 10000 Colgate Palmolive COM 194162103 205 4100 SH Defined 4100 Comstock Resources COM 205768203 300 39500 SH Defined 37000 2500 Conoco COM 208251504 2995 107741 SH Defined 102441 5300 19 700 SH Defined 700 Converse Technologies COM 205862402 321 34700 SH Defined 34700 Cooper Industries Class A COM g24182100 763 19425 SH Defined 19200 225 Cooper Tire and Rubber COM 216831107 545 26500 SH Defined 26500 Corning COM 219350105 7 1905 SH Defined 1905 1646 463566 SH Defined 442136 21430 Cree Research COM 225447101 311 23500 SH Defined 23500 Dana COM 235811106 1277 68936 SH Defined 68736 200 Datatrak COM 238134100 396 144000 SH Defined 144000
Datum COM 238208102 1583 153100 SH Defined 151700 1400 Deere & Company COM 244199105 1209 25230 SH Defined 24750 480 Dell Computer Corp COM 247025109 555 21225 SH Defined 20625 600 4 150 SH Defined 150 Diebold COM 253651103 951 25538 SH Defined 24113 1425 Dow Chemical COM 260543103 5 150 SH Defined 150 970 28215 SH Defined 27415 800 17 500 SH Defined 500 E I DuPont COM 263534109 349 7861 SH Defined 7161 700 E Trade Group COM 269246104 180 33000 SH Defined 33000 EMC Corp (Mass) COM 268648102 817 108185 SH Defined 105785 2400 Eastman Kodak COM 277461109 380 13035 SH Defined 13035 El Paso COM 28336L109 784 38050 SH Defined 37700 350 2 100 SH Defined 100 Eli Lilly & Co. COM 532457108 7 125 SH Defined 125 214 3792 SH Defined 3792 Esterline Technology COM 297425100 1051 46300 SH Defined 45300 1000 Ethyl COM 297659104 67 90000 SH Defined 90000 Exxon Mobil COM 30231G102 11 267 SH Defined 267 1446 35348 SH Defined 33428 1920 Federal Natl Mtg Assn COM 313586109 494 6700 SH Defined 6100 600 7 100 SH Defined 100 Fedex Corp COM 31428x106 1039 19455 SH Defined 18075 1380 First Amern Finl Corp COM 318522307 1048 45565 SH Defined 41675 3890 First Union Real Estate COM 337400105 61 27076 SH Defined 27076 Firstmerit COM 337915102 379 13742 SH Defined 7192 6550 Flanders COM 338494107 4 2000 SH Defined 2000 27 13500 SH Defined 13500 Florida East Coast Industries COM 340632207 1002 42100 SH Defined 42100 Flow International COM 343468104 419 62200 SH Defined 60200 2000 Fortune Brands COM 349631101 532 9500 SH Defined 9500 Friedman Billings Ramsey Group COM 358433100 687 54000 SH Defined 52000 2000 General Electric COM 369604103 9 300 SH Defined 300 1128 38834 SH Defined 36934 1900 4 150 SH Defined 150 General Motors COM 370442105 2426 45380 SH Defined 44500 880 Gensci Regeneration Sciences I COM 37244v109 10 40000 SH Defined 40000
Goodrich COM 382388106 410 15000 SH Defined 15000 Goodyear Tire and Rubber COM 382550101 1162 62110 SH Defined 59360 2750 Great Plains Energy COM 391164100 442 21700 SH Defined 21700 Harken Energy COM 412552309 92 184000 SH Defined 169000 15000 Harris COM 413875105 4461 123090 SH Defined 120850 2240 Hartford Financial Services COM 416515104 595 10000 SH Defined 10000 Hartmarx COM 417119104 75 30000 SH Defined 30000 Heidrick & Struggles Internati COM 422819102 1101 55135 SH Defined 53900 1235 Hewlett Packard COM 428236103 1605 105038 SH Defined 102506 2532 Hologic COM 436440101 709 49000 SH Defined 47000 2000 Home Depot Inc. COM 437076102 417 11345 SH Defined 10145 1200 Honeywell COM 438516106 939 26650 SH Defined 25100 1550 4 100 SH Defined 100 Huffy COM 444356109 563 65200 SH Defined 63000 2200 Humana Inc COM 444859102 4273 273400 SH Defined 257075 16325 Huntington Bancshares COM 446150104 1235 63617 SH Defined 39031 24586 I Shares S&P 500/Barra Value I COM 464287408 322 6500 SH Defined 6500 IBM Corp. COM 459200101 10 133 SH Defined 133 2104 29228 SH Defined 28528 700 4 50 SH Defined 50 Infospace COM 45678T102 47 115000 SH Defined 115000 Input\Output COM 457652105 903 100300 SH Defined 96300 4000 Int'l Flavor & Fragrances COM 459506101 305 9400 SH Defined 9400 Intel COM 458140100 7 400 SH Defined 400 2539 138989 SH Defined 127814 11175 International Paper COM 460146103 1430 32820 SH Defined 32670 150 Invacare COM 461203101 1188 32121 SH Defined 31141 980 Iomega COM 462030305 705 54900 SH Defined 52900 2000 Ionics COM 462218108 492 20300 SH Defined 20000 300 Irwin Financial COM 464119106 1049 52200 SH Defined 51200 1000 J P Morgan Chase & Company COM 46625h100 1833 54026 SH Defined 50636 3390 17 500 SH Defined 500 JDS Uniphase COM 46612j101 596 223150 SH Defined 223150 Johnson & Johnson COM 478160104 599 11454 SH Defined 10140 1314 5 100 SH Defined 100 K Mart Co COM 482584109 102 99100 SH Defined 99100 K2 Inc COM 482732104 287 28000 SH Defined 28000
KVH Industries COM 482738101 113 15000 SH Defined 15000 KeyCorp COM 493267108 3706 135738 SH Defined 132453 3285 Lance COM 514606102 398 27300 SH Defined 27300 Lazare Kaplan International COM 521078105 1048 146600 SH Defined 146600 Lehman Brothers Holdings COM 524908100 250 4000 SH Defined 4000 Lesco COM 526872106 560 48500 SH Defined 47500 1000 Lillian Vernon COM 532430105 190 27200 SH Defined 24000 3200 Liz Claiborne Incorporated COM 539320101 1334 41950 SH Defined 39800 2150 6 200 SH Defined 200 Lowes Companies COM 548661107 5 100 SH Defined 100 894 19700 SH Defined 18800 900 Lucent Technologies Inc COM 549463107 2 1333 SH Defined 1333 932 561292 SH Defined 550492 10800 Martin Industries COM 57326k102 33 331500 SH Defined 331500 Masco Corp COM 574599106 1925 71000 SH Defined 71000 Materials Science COM 576674105 1224 87326 SH Defined 86326 1000 Maxwell Technologies Inc COM 577767106 9 1000 SH Defined 1000 654 75000 SH Defined 70500 4500 Media 100 COM 58440w105 191 105900 SH Defined 105900 Mellon Financial Corp COM 58551a108 286 9100 SH Defined 5150 3950 Merck COM 589331107 19 375 SH Defined 375 1507 29750 SH Defined 26795 2955 15 300 SH Defined 300 Mercury Air Group COM 589354109 867 190500 SH Defined 185500 5000 Mercury General Corp. COM 589400100 1886 38895 SH Defined 37510 1385 Merrill Lynch COM 590188108 878 21680 SH Defined 20240 1440 Microsoft COM 594918104 29 525 SH Defined 525 673 12307 SH Defined 11807 500 Millennium Pharmaceuticals COM 599902103 176 14500 SH Defined 14500 Morgans Foods Inc COM 616900106 316 78999 SH Defined 78999 Motorola COM 620076109 295 20250 SH Defined 18700 1550 Mylan Laboratories COM 628530107 2459 78425 SH Defined 73275 5150 ND Holdings COM 628945107 37 50000 SH Defined 50000 National City Corp. COM 635405103 2517 75714 SH Defined 74714 1000 Neiman Marcus Class A COM 640204202 278 8000 SH Defined 8000 New Brunswick Scientific COM 642876106 250 35675 SH Defined 33475 2200 Newell Rubbermaid COM 651229106 2139 61003 SH Defined 58388 2615
Newmont Mining COM 651639106 2268 86125 SH Defined 82350 3775 Nortel Networks COM 656568102 93 63875 SH Defined 63875 Northern Trust Corp COM 665859104 240 5450 SH Defined 5050 400 Northwest Pipe COM 667746101 632 27000 SH Defined 27000 Novell COM 670006105 512 159548 SH Defined 157048 2500 Occidental Petroleum COM 674599105 1021 34033 SH Defined 34033 Officemax COM 67622M108 85 14500 SH Defined 14500 Oglebay Norton COM 677007106 201 15700 SH Defined 14700 1000 Olympic Steel COM 68162K106 3242 540278 SH Defined 535278 5000 Oracle Systems Corp COM 68389X105 2 233 SH Defined 233 255 26916 SH Defined 25316 1600 Orthologic COM 68750j107 89 16100 SH Defined 16100 Osteotech Inc COM 688582105 931 126000 SH Defined 119700 6300 Outback Steakhouse COM 689899102 244 6960 SH Defined 6150 810 Overland Data Inc COM 690213103 709 43000 SH Defined 43000 Pall Corp. COM 696429307 3850 185540 SH Defined 176950 8590 17 800 SH Defined 800 Penny (J.C.) COM 708160106 1633 74181 SH Defined 73181 1000 Pennzoil Quaker State COM 709323109 248 11500 SH Defined 11500 Pepsico COM 713448108 32 667 SH Defined 667 530 11000 SH Defined 11000 Perceptron COM 71361F100 417 269100 SH Defined 258600 10500 Perkin Elmer COM 714046109 2311 209112 SH Defined 199152 9960 Pfizer Inc COM 717081103 19 555 SH Defined 555 1061 30303 SH Defined 28003 2300 Phillip Morris COM 718154107 223 5100 SH Defined 5100 Pier One Imports COM 720279108 210 10000 SH Defined 10000 Pioneer Standard Electronics COM 723877106 865 83254 SH Defined 82254 1000 Polyone COM 73179P106 705 62700 SH Defined 61700 1000 Potomac Electric COM 737679100 1173 54600 SH Defined 54600 Price Legacy COM 74144p106 866 225009 SH Defined 219342 5667 Procter & Gamble COM 742718109 279 3128 SH Defined 2978 150 RG Barry COM 068798107 433 82000 SH Defined 77000 5000 RPM Inc. COM 749685103 1023 67056 SH Defined 65931 1125 Rawlings Sporting Goods COM 754459105 626 117920 SH Defined 117920 Robotic Vision COM 771074101 95 103500 SH Defined 103500 Rocky Shoes & Boots COM 774830103 1024 163550 SH Defined 160550 3000
Royal Appliance COM 780076105 763 118300 SH Defined 118300 Royal Dutch Pete Co NY Registr COM 780257705 11 200 SH Defined 200 295 5340 SH Defined 4940 400 SBC Communications COM 78387G103 20 660 SH Defined 660 263 8611 SH Defined 8261 350 Safeguard Scientific COM 786449108 1193 596500 SH Defined 589500 7000 Saks COM 79377w108 404 31500 SH Defined 31500 Saucony Class A COM 804120103 71 10000 SH Defined 10000 Schering Plough Corp COM 806605101 2117 86075 SH Defined 81235 4840 Schlumberger Limited COM 806857108 1979 42550 SH Defined 40330 2220 Sea Containers Ltd Class A COM 811371707 360 25000 SH Defined 23000 2000 Second Bancorp COM 813114105 300 11000 SH Defined 11000 Sector Spdr Tr Shrs Ben Int Te COM 81369y803 245 15500 SH Defined 15500 Silicon Graphics Inc COM 827056102 107 36500 SH Defined 36500 Snap On Tools COM 833034101 1294 43575 SH Defined 43075 500 SouthTrust Corporation COM 844730101 947 36250 SH Defined 35650 600 Southwestern Energy COM 845467109 456 30000 SH Defined 30000 Spacelabs Medical COM 846247104 324 22800 SH Defined 22800 Steris COM 859152100 860 45000 SH Defined 44600 400 Stewart & Stevenson Services I COM 860342104 204 11500 SH Defined 11500 Strategic Distribution COM 862701307 1868 132500 SH Defined 130500 2000 Sun Microsystems COM 866810104 2 350 SH Defined 350 1554 310255 SH Defined 301355 8900 Supervalu COM 868536103 1307 53300 SH Defined 52500 800 Symmetricom COM 871543104 53 14500 SH Defined 9500 5000 Tab Products COM 873197107 236 45000 SH Defined 45000 Thomas & Betts Corp. COM 884315102 2031 109175 SH Defined 107050 2125 Touch American Holdings COM 891539108 742 269700 SH Defined 262700 7000 Toys R US COM 892335100 949 54300 SH Defined 53300 1000 Transocean Sedco Forex COM G90078109 42 1350 SH Defined 1350 3267 104890 SH Defined 100680 4210 19 600 SH Defined 600 Tripath Technology COM 89627p104 16 15000 SH Defined 15000 Union Pacific COM 907818108 253 4000 SH Defined 4000 United Technologies COM 913017109 268 3950 SH Defined 3650 300 Value City Dept. Stores COM 920387107 31 11000 SH Defined 11000 Verizon Communications COM 92343v104 8 200 SH Defined 200
1645 40967 SH Defined 40122 845 12 300 SH Defined 300 Vicinity COM 925653107 320 160000 SH Defined 150000 10000 Vignette COM 926734104 171 87000 SH Defined 80000 7000 Vishay Intertechnology Inc COM 928298108 352 16000 SH Defined 16000 Wachovia Corp. COM 929903102 650 17035 SH Defined 17035 Walmart COM 931142103 575 10450 SH Defined 9950 500 Walt Disney Co. COM 254687106 1539 81440 SH Defined 75390 6050 Wells Fargo & Co. COM 949740104 203 4053 SH Defined 2701 1352 Wendys COM 950590109 1652 41470 SH Defined 41200 270 Westar Energy COM 95709t100 302 19700 SH Defined 19700 Whirlpool COM 963320106 1752 26800 SH Defined 26800 Winn-Dixie Stores COM 974280109 1232 79000 SH Defined 73500 5500 Worldcom GA New MCI Group COM 95157d304 6 54841 SH Defined 54305 536 Worldcom GA New Worldcom Group COM 98157d106 27 334493 SH Defined 327479 7014 Wyeth COM 983024100 474 9265 SH Defined 9265 Zevex International COM 98950e400 42 15500 SH Defined 15500 csusgenu COM 114 30000 SH Defined 30000 2002 Target Term Trust COM 902106103 165 11300 SH Defined 11300 American Income COM 02672T109 146 17000 SH Defined 17000 Blackrock Income COM 09247F100 211 27000 SH Defined 27000 Blackrock Investment Quality T COM 09247J102 113 12000 SH Defined 12000 Blackrock North American Gov't COM 092475102 412 38000 SH Defined 38000 MFS Gov't Markets Income Trust COM 552939100 405 60000 SH Defined 60000 MFS Intermediate Income Trust COM 55273C107 372 52000 SH Defined 52000 Pioneer Interest COM 723703104 178 15000 SH Defined 15000 Putnam Master Intermediate Inc COM 746909100 70 11200 SH Defined 11200 Putnam Premier Income Trust COM 746853100 63 10000 SH Defined 10000 Van Kampen Series Income Trust COM 920961109 197 27400 SH Defined 27400 Royce Value Trust PFD 8% PRD 780910204 222 8500 SH Defined 8500 Scudder Intermeidate Governmen PRD 811163104 69 10000 SH Defined 10000 Allen Group PFD D 7.75% PRD 018091207 267 7500 SH Defined 7000 500 Equity Residential Property Tr PRD 29476L859 326 13000 SH Defined 13000 Glenborough Realty $1.94 PRD 37803p204 461 21000 SH Defined 21000 Simon Properties Group PFD Ser PRD 828806406 230 2400 SH Defined 2400 Aim Value Fund Cl B 96 11937.734 SH Defined 11937.73 Alliance Growth & Income Fund 018597104 92 30746.696 SH Defined 30746.7
Amcap Fd 023375108 207 14626.991 SH Defined 9454.084 5172.907 Artisan International 04314H204 194 10698.561 SH Defined 9651.751 1046.81 Baron Growth Fund 068278209 243 7975.528 SH Defined 5112.351 2863.177 CGM Focus 267 11152.965 SH Defined 5172.388 5980.577 Capital Income Builder 140193103 228 5114.338 SH Defined 5114.338 Dodge & Cox Stock 256219106 714 7283.124 SH Defined 5258.814 2024.31 Europacific Growth Fund 298706102 224 8582.38 SH Defined 5416.868 3165.512 Harris Assoc Invt TR Oakmark S 413838608 948 36911.221 SH Defined 31510.89 5400.331 Heartland Value 422359109 226 5903.128 SH Defined 2862.866 3040.262 Invesco Energy 46127j109 492 27300.357 SH Defined 21133.88 6166.477 Investment Company of America 461308108 236 9033.413 SH Defined 9033.413 Janus Balanced Fund 471023879 259 13795.433 SH Defined 8636.599 5158.834 Liberty Acorn International Cl 283 15200.844 SH Defined 1858.727 13342.12 Marsico Focus Fund 573012101 312 22727.518 SH Defined 15139.06 7588.46 Masters Select Value 576417406 258 24595.303 SH Defined 11577.11 13018.19 Masters' Select Equity Fund 576417109 2268 204837.28 SH Defined 166950.6 37886.7 Masters' Select International 576417208 1938 149873.24 SH Defined 123449.6 26423.64 Mutual Series Beacon Fund 628380305 15 1196.458 SH Defined 1196.458 217 17335.373 SH Defined 17335.37 Mutual Series Discovery Class 628380404 896 49252.417 SH Defined 47587.63 1664.783 Mutual Series Shares Class Z 628380107 1614 87402.139 SH Defined 75248.12 12154.02 Oakmark Intl Small Cap Fund 413838509 577 44082.383 SH Defined 33775.2 10307.18 PBHG Clipper Focus 69316h544 1525 102626.13 SH Defined 76147.25 26478.88 Putnam Money Market Fund Class 48 48794.98 SH Defined 48794.98 Red Oak Technology 671081305 69 12519.641 SH Defined 8963.677 3555.964 Robertson Stephens Emerging Gr 74972h101 229 9993.978 SH Defined 8588.233 1405.745 Rydex Nova 783554108 263 12927.912 SH Defined 12822.29 105.619 Rydex OTC 783554603 221 30216.28 SH Defined 25649.28 4567 Rydex Series Mekros 783554389 286 14540.43 SH Defined 12614.96 1925.468 State Street Research Capital 857475404 67 16090.877 SH Defined 16090.88 Torray 891402109 1174 34208.682 SH Defined 31109.24 3099.441 Vanguard Equity Income 921921102 253 11870.618 SH Defined 11870.62 Vanguard Mid-Cap Index 922908843 247 21737.225 SH Defined 7034.675 14702.55 Vanguard Prime Capital 921936100 3 80.82 SH Defined 80.82 235 5447.224 SH Defined 5447.224 Vanguard Prime Money Market Fu 922906201 119 119385.8 SH Defined 119385.8 Vanguard Total Intl Stock Inde 118 12875.381 SH Defined 12875.38
Vanguard Value Index Trust 922908405 473 27856.999 SH Defined 27337.52 519.48 Vanguard Windsor 922018106 196 14384.807 SH Defined 14384.81 Vanguard Windsor II 922018205 395 16392.026 SH Defined 7220.222 9171.804 Fifth Third International Equi 316786672 123 14666.223 SH Defined 10463.84 4202.38 Fifth Third Microcap 31678R403 56 8447.132 SH Defined 8447.132 6766 1026690.1 SH Defined 922400.6 104289.4 Fifth Third Microcap Value Ins 316786128 40 6036.18 SH Defined 6036.18 6550 982038.44 SH Defined 974829.7 7208.754 Fifth Third Multicap Value 31678R205 4435 254598.94 SH Defined 229249.7 25349.2 Fifth Third Quality Growth 316786771 220 15725.178 SH Defined 11155.69 4569.484 Fifth Third Worldwide 31678R304 295 26669.14 SH Defined 26669.14 5691 514110.38 SH Defined 418267.8 95842.55 Brantley Capital COM 105494108 2285 240500 SH Defined 238000 2500 Equus II COM 294766100 273 36823 SH Defined 36823 John Hancock Bank & Thrift COM 409735107 14 1600 SH Defined 1600 1247 146500 SH Defined 146500 Malaysia Fund COM 560905101 515 120000 SH Defined 120000 Malaysia Fund COM 560905101 193 45000 SH Defined 45000 REPORT SUMMARY 378 DATA RECORDS 265365 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED
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