13F-HR 1 l94283ae13f-hr.txt FIFTH THIRD BANK FORM 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Quarter Ended: March 31, 2002 Check here if Amendment [ ]; Amendment Number: [ ] This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Fifth Third Bank Address: 1404 E. 9th Street Cleveland, Ohio 44114 13F File Number: 28-539 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person signing this Report on Behalf of Reporting Manager: Name: Neal E. Arnold Title: Executive Vice President, CFO Phone: 513-534-8577 Signature, Place, and Date of Signing: Neal E. Arnold Cincinnati, Ohio May 1, 2002 ----------------------- ---------------- ----------- [Signature] [City, State] [Date] Report Type (Check only one): [ ] 13F HOLDINGS REPORT [ ] 13F NOTICE [ x ] 13F COMBINATION REPORT List of Other Managers Reporting for this Manager: Fifth Third Bancorp - #28-03158 Form 13F Summary Page Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 266 Form 13F Information Table Value Total (x$1000): 231,569 List of Other Included Managers: None FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3Com COM 885535104 1967 322000 SH DEFINED 322000 A. G. Edwards COM 281760108 343 7800 SH DEFINED 7800 A. Schulman COM 808194104 710 38800 SH DEFINED 38800 AK Steel Holding COM 001547108 429 30000 SH DEFINED 30000 AT & T Wireless Services COM 00209a106 844 94323 SH DEFINED 87527 6796 AT&T COM 001957109 1067 67946 SH DEFINED 66296 1650 Abbott Laboratories COM 002824100 480 9130 SH DEFINED 8880 250 Allen Telecom COM 018091108 345 51650 SH DEFINED 49150 2500 Allou Health and Beauty Care COM 019782101 190 31800 SH DEFINED 30300 1500 Allstate COM 020002101 1397 36978 SH DEFINED 34518 2460 Alltel Corporation COM 020039103 224 4030 SH DEFINED 2600 1430 Amcast COM 023395106 69 12500 SH DEFINED 12500 American Electric Power COM 025537101 546 11850 SH DEFINED 10850 1000 American Express COM 025816109 2128 51960 SH DEFINED 50995 965 American International Group COM 026874107 1155 16008 SH DEFINED 14704 1304 American Power Conversion COM 029066107 1413 95620 SH DEFINED 93000 2620 Amgen Inc. COM 031162100 570 9550 SH DEFINED 9550 Angelica COM 034663104 1691 109163 SH DEFINED 107163 2000 Applera Celera Genomics COM 038020202 205 10000 SH DEFINED 10000 Applied Industrial Technologie COM 03820C105 565 29325 SH DEFINED 28525 800 Applied Materials Inc COM 038222105 1350 24875 SH DEFINED 23365 1510 Applied Signal Technology COM 038237103 419 45500 SH DEFINED 43000 2500 Associated Estates COM 045604105 1671 163360 SH DEFINED 163360 Ault COM 051503100 258 64580 SH DEFINED 59580 5000 Aviall COM 05366b102 461 51000 SH DEFINED 51000 Axcelis Technologies COM 054540109 298 20858 SH DEFINED 19108 1750
Page 1 BMC Software Inc COM 055921100 2866 147350 SH DEFINED 146100 1250 BP PLC Spons ADR COM 055622104 2738 51569 SH DEFINED 50367 1202 Baker Hughes COM 057224107 1587 41490 SH DEFINED 40890 600 Bank One COM 06423a103 342 8195 SH DEFINED 8195 Bank of America COM 060505104 609 8954 SH DEFINED 8759 195 Baxter Int'l COM 071813109 548 9210 SH DEFINED 9100 110 Bear Stearns COM 073902108 439 7000 SH DEFINED 7000 Berkshire Hathaway Inc Cl A COM 084670108 213 3 SH DEFINED 3 Big Lots COM 089302103 506 36000 SH DEFINED 36000 Bob Evans Farms COM 096761101 3035 107549 SH DEFINED 105049 2500 Bombay Company COM 097924104 327 110200 SH DEFINED 105700 4500 Borg Warner COM 099724106 503 8000 SH DEFINED 8000 Boston Scientific Corp COM 101137107 3423 136420 SH DEFINED 128500 7920 Boykin Lodging COM 103430104 299 32098 SH DEFINED 30500 1598 Bristol Myers Squibb Co. COM 110122108 3095 76430 SH DEFINED 75030 1400 Brush Engineered Materials COM 117421107 419 33000 SH DEFINED 33000 CSX COM 126408103 202 5300 SH DEFINED 5300 Cadbury Schweppes PLC ADR COM 127209302 416 15000 SH DEFINED 15000 Carrington Laboratories COM 144525102 194 101000 SH DEFINED 96000 5000 Century Business Services COM 156490104 514 148000 SH DEFINED 143000 5000 Cepheid COM 15670R107 98 23000 SH DEFINED 23000 Charles Schwab Corp COM 808513105 936 71500 SH DEFINED 71500 Charter One Financial COM 160903100 576 18461 SH DEFINED 17020 1441 Checkfree COM 162813109 204 13300 SH DEFINED 13000 300 ChevronTexaco COM 166764100 242 2678 SH DEFINED 2293 385 Chubb Corp. COM 171232101 231 3155 SH DEFINED 3155 Cigna Corp. COM 125509109 504 4966 SH DEFINED 4966 Cinergy Corp COM 172474108 233 6525 SH DEFINED 6175 350 Cisco Systems COM 17275R102 546 32223 SH DEFINED 29723 2500 Citigroup COM 172976101 546 11017 SH DEFINED 8184 2833 Citizens Communications COM 17453b101 129 12000 SH DEFINED 12000
Page 2 Colgate Palmolive COM 194162103 234 4100 SH DEFINED 4100 Compaq COM 204493100 368 35250 SH DEFINED 34250 1000 Comstock Resources COM 205768203 302 39500 SH DEFINED 37000 2500 Conoco COM 208251504 2762 94641 SH DEFINED 90441 4200 Cooper Industries Inc. COM 216669101 428 10200 SH DEFINED 10200 Cooper Tire and Rubber COM 216831107 628 29000 SH DEFINED 29000 Corning COM 219350105 2271 298016 SH DEFINED 283936 14080 Cubic COM 229669106 263 4025 SH DEFINED 4025 Dana COM 235811106 1476 68736 SH DEFINED 68736 Datatrak COM 238134100 601 167500 SH DEFINED 167500 Datum COM 238208102 1462 131000 SH DEFINED 128500 2500 Deere & Company COM 244199105 1158 25430 SH DEFINED 24850 580 Dell Computer Corp COM 247025109 554 21225 SH DEFINED 20625 600 Diebold COM 253651103 979 24038 SH DEFINED 22613 1425 Dow Chemical COM 260543103 923 28215 SH DEFINED 27415 800 E I DuPont COM 263534109 380 8061 SH DEFINED 7361 700 Eastman Kodak COM 277461109 406 13035 SH DEFINED 13035 El Paso COM 28336L109 2129 48356 SH DEFINED 47306 1050 Emerson Electric COM 291011104 222 3875 SH DEFINED 3725 150 Esterline Technology COM 297425100 945 46300 SH DEFINED 45300 1000 Ethyl COM 297659104 103 90000 SH DEFINED 90000 Europower COM g32027107 134 649500 SH DEFINED 649500 Exxon Mobil COM 30231G102 1538 35088 SH DEFINED 33428 1660 Federal Natl Mtg Assn COM 313586109 570 7130 SH DEFINED 6450 680 Fedex Corp COM 31428x106 1130 19455 SH DEFINED 18075 1380 First Amern Finl Corp COM 318522307 886 41615 SH DEFINED 38075 3540 First Union Real Estate COM 337400105 64 27076 SH DEFINED 27076 Firstmerit COM 337915102 396 13742 SH DEFINED 7192 6550 Flanders COM 338494107 26 13500 SH DEFINED 13500 Florida East Coast Industries COM 340632207 1103 42100 SH DEFINED 42100 Flow International COM 343468104 618 63200 SH DEFINED 61200 2000 Fortune Brands COM 349631101 494 10000 SH DEFINED 10000
Page 3 Friedman Billings Ramsey Group COM 358433100 489 69800 SH DEFINED 66800 3000 General Electric COM 369604103 1417 37834 SH DEFINED 37034 800 General Motors COM 370442105 2755 45580 SH DEFINED 44700 880 Gensci Regeneration Sciences I COM 37244v109 8 40000 SH DEFINED 40000 Genuity Class A COM 37248e103 96 110000 SH DEFINED 110000 Goodrich COM 382388106 475 15000 SH DEFINED 15000 Goodyear Tire and Rubber COM 382550101 1550 60610 SH DEFINED 57860 2750 Great Lakes Bancorp COM 361778103 101 10400 SH DEFINED 10400 Great Plains Energy COM 391164100 541 21700 SH DEFINED 21700 Harken Energy COM 412552309 171 190500 SH DEFINED 175500 15000 Harris COM 413875105 4528 126090 SH DEFINED 123850 2240 Hartford Financial Services COM 416515104 681 10000 SH DEFINED 10000 Hartmarx COM 417119104 63 30000 SH DEFINED 30000 Heidrick & Struggles Internati COM 422819102 1105 53135 SH DEFINED 51900 1235 Hewlett Packard COM 428236103 1536 85634 SH DEFINED 83934 1700 Hologic COM 436440101 803 52000 SH DEFINED 50000 2000 Home Depot Inc. COM 437076102 498 10245 SH DEFINED 9945 300 Honeywell COM 438516106 1020 26650 SH DEFINED 25100 1550 Huffy COM 444356109 85 12500 SH DEFINED 12500 Humana Inc COM 444859102 3777 279155 SH DEFINED 262675 16480 Huntington Bancshares COM 446150104 1568 79617 SH DEFINED 39031 40586 I Shares Russell 1000 Value In COM 464287598 867 15000 SH DEFINED 15000 I Shares Russell 2000 Index Fu COM 464287655 200 2000 SH DEFINED 2000 I Shares S&P 500/Barra Value I COM 464287408 1482 26500 SH DEFINED 26500 IBM Corp. COM 459200101 3529 33928 SH DEFINED 33428 500 Infospace COM 45678T102 175 115000 SH DEFINED 115000 Input\Output COM 457652105 895 98300 SH DEFINED 94300 4000 Instinet COM 457750107 65 10000 SH DEFINED 10000 Int'l Flavor & Fragrances COM 459506101 329 9400 SH DEFINED 9400 Intel COM 458140100 3713 122089 SH DEFINED 113114 8975 International Paper COM 460146103 1412 32820 SH DEFINED 32670 150
Page 4 Invacare COM 461203101 1473 39171 SH DEFINED 37941 1230 Iomega COM 462030305 495 55900 SH DEFINED 53900 2000 Ionics COM 462218108 337 10500 SH DEFINED 10500 Irwin Financial COM 464119106 999 53400 SH DEFINED 52400 1000 J P Morgan Chase & Company COM 46625h100 1698 47626 SH DEFINED 44836 2790 JDS Uniphase COM 46612j101 698 118457 SH DEFINED 118457 Jo-Ann Stores Cl B COM 47758P208 142 11000 SH DEFINED 11000 Johnson & Johnson COM 478160104 711 10954 SH DEFINED 10040 914 K Mart Co COM 482584109 159 99100 SH DEFINED 99100 K2 Inc COM 482732104 183 28000 SH DEFINED 28000 KLA-Tencor Corp COM 482480100 239 3600 SH DEFINED 3600 KeyCorp COM 493267108 3535 132638 SH DEFINED 129353 3285 Lance COM 514606102 390 27300 SH DEFINED 27300 Lazare Kaplan International COM 521078105 960 146600 SH DEFINED 146600 Lehman Brothers Holdings COM 524908100 259 4000 SH DEFINED 4000 Lesco COM 526872106 451 48500 SH DEFINED 47500 1000 Liz Claiborne Incorporated COM 539320101 1241 43750 SH DEFINED 42200 1550 Lowes Companies COM 548661107 878 20200 SH DEFINED 19300 900 Lucent Technologies Inc COM 549463107 812 171742 SH DEFINED 162692 9050 MBNA Corp COM 55262L100 219 5690 SH DEFINED 4440 1250 Marconi PLC Spons ADR COM 566306205 5 23000 SH DEFINED 23000 Martin Industries COM 57326k102 30 331500 SH DEFINED 331500 Masco Corp COM 574599106 1949 71000 SH DEFINED 71000 Materials Science COM 576674105 761 72826 SH DEFINED 72826 Maxwell Technologies Inc COM 577767106 581 62500 SH DEFINED 58000 4500 Media 100 COM 58440w105 321 115900 SH DEFINED 110900 5000 Mellon Financial Corp COM 58551a108 252 6530 SH DEFINED 4800 1730 Merck COM 589331107 1309 22730 SH DEFINED 20995 1735 Mercury Air Group COM 589354109 941 211500 SH DEFINED 206500 5000 Mercury General Corp. COM 589400100 2299 49445 SH DEFINED 47810 1635 Merrill Lynch COM 590188108 935 16880 SH DEFINED 15690 1190 Microsoft COM 594918104 779 12917 SH DEFINED 12657 260
Page 5 Minnesota Mining and Manufactu COM 604059105 313 2725 SH DEFINED 2575 150 Morgans Foods Inc COM 616900106 201 78999 SH DEFINED 78999 Motorola COM 620076109 325 22868 SH DEFINED 21318 1550 Mylan Laboratories COM 628530107 2198 74625 SH DEFINED 70125 4500 ND Holdings COM 628945107 35 50000 SH DEFINED 50000 National City Corp. COM 635405103 2329 75714 SH DEFINED 74714 1000 Neiman Marcus Class A COM 640204202 276 8000 SH DEFINED 8000 New Brunswick Scientific COM 642876106 280 31250 SH DEFINED 29250 2000 Newell Rubbermaid COM 651229106 1952 61081 SH DEFINED 58466 2615 Newmont Mining COM 651639106 3370 121700 SH DEFINED 116500 5200 Nortel Networks COM 656568102 466 103875 SH DEFINED 103875 Northwest Pipe COM 667746101 413 27000 SH DEFINED 27000 Novell COM 670006105 562 144548 SH DEFINED 142048 2500 Occidental Petroleum COM 674599105 992 34033 SH DEFINED 34033 Officemax COM 67622M108 81 14500 SH DEFINED 14500 Oglebay Norton COM 677007106 159 15700 SH DEFINED 14700 1000 Olympic Steel COM 68162K106 3429 566857 SH DEFINED 561857 5000 Oracle Systems Corp COM 68389X105 394 30816 SH DEFINED 28916 1900 Orthologic COM 68750j107 89 16000 SH DEFINED 16000 Osteotech Inc COM 688582105 758 113500 SH DEFINED 107200 6300 Outback Steakhouse COM 689899102 229 6415 SH DEFINED 6150 265 Overland Data Inc COM 690213103 1857 172700 SH DEFINED 170700 2000 Pall Corp. COM 696429307 3764 183690 SH DEFINED 175100 8590 Parker Hannifin COM 701094104 339 6787 SH DEFINED 6787 Penny (J.C.) COM 708160106 1536 74181 SH DEFINED 73181 1000 Pennzoil Quaker State COM 709323109 690 32155 SH DEFINED 32155 Pepsico COM 713448108 566 11000 SH DEFINED 11000 Perceptron COM 71361F100 485 263600 SH DEFINED 258600 5000 Perkin Elmer COM 714046109 3509 189692 SH DEFINED 180652 9040 Pfizer Inc COM 717081103 1084 27288 SH DEFINED 25628 1660 Phillip Morris COM 718154107 321 6100 SH DEFINED 6100
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Page 7 Strategic Distribution COM 862701307 1198 140900 SH DEFINED 138900 2000 Sun Microsystems COM 866810104 2001 226855 SH DEFINED 223455 3400 Supervalu COM 868536103 3476 134725 SH DEFINED 130825 3900 TRW Inc COM 872649108 1691 32847 SH DEFINED 32197 650 Tab Products COM 873197107 191 45000 SH DEFINED 45000 Thomas & Betts Corp. COM 884315102 2306 109000 SH DEFINED 107450 1550 Touch American Holdings COM 891539108 610 160000 SH DEFINED 155000 5000 Transocean Sedco Forex COM G90078109 3407 102540 SH DEFINED 98880 3660 Tripath Technology COM 89627p104 25 15000 SH DEFINED 15000 Trump Hotels Casino Resorts COM 898168109 54 29900 SH DEFINED 29900 United Technologies COM 913017109 627 8450 SH DEFINED 8450 Value City Dept. Stores COM 920387107 46 11000 SH DEFINED 11000 Verizon Communications COM 92343v104 1993 43224 SH DEFINED 42554 670 Vicinity COM 925653107 336 160000 SH DEFINED 150000 10000 Vishay Intertechnology Inc COM 928298108 387 19050 SH DEFINED 19050 Wachovia Corp. COM 929903102 721 19435 SH DEFINED 19435 Walmart COM 931142103 530 8650 SH DEFINED 8650 Walt Disney Co. COM 254687106 1815 78640 SH DEFINED 74890 3750 Wendys COM 950590109 1556 44470 SH DEFINED 44200 270 Western Resources COM 959425109 338 19700 SH DEFINED 19700 Whirlpool COM 963320106 2044 27050 SH DEFINED 27050 Winn-Dixie Stores COM 974280109 1184 73800 SH DEFINED 69500 4300 Worldcom GA New MCI Group COM 95157d304 324 54841 SH DEFINED 54305 536 Worldcom GA New Worldcom Group COM 98157d106 2058 305395 SH DEFINED 299379 6016 Wyeth COM 983024100 608 9265 SH DEFINED 9265 Xerox Corp. COM 984121103 812 75500 SH DEFINED 74150 1350 Zevex International COM 98950e400 51 15500 SH DEFINED 15500 2002 Target Term Trust COM 902106103 164 11300 SH DEFINED 11300 Aberdeen Asia Pacific Income COM 003009107 211 50000 SH DEFINED 50000 Aberdeen Commonwealth Income COM 003013109 149 17000 SH DEFINED 17000 American Income COM 02672T109 144 17000 SH DEFINED 17000
Page 8 Blackrock Income COM 09247F100 214 29000 SH DEFINED 29000 Blackrock Investment Quality T COM 09247J102 111 12000 SH DEFINED 12000 Blackrock North American Gov't COM 092475102 399 40000 SH DEFINED 40000 MFS Gov't Markets Income Trust COM 552939100 411 63000 SH DEFINED 63000 MFS Intermediate Income Trust COM 55273C107 435 65000 SH DEFINED 65000 Pioneer Interest COM 723703104 170 15000 SH DEFINED 15000 Putnam Master Intermediate Inc COM 746909100 69 11200 SH DEFINED 11200 Putnam Premier Income Trust COM 746853100 170 28000 SH DEFINED 28000 Templeton Global Income I COM 880198106 89 13000 SH DEFINED 13000 Van Kampen Series Income Trust COM 920961109 200 27400 SH DEFINED 27400 Royce Value Trust PFD 8% PRD 780910204 224 8500 SH DEFINED 8500 Scudder Intermeidate Governmen PRD 811163104 68 10000 SH DEFINED 10000 Allen Group PFD D 7.75% PRD 018091207 261 5500 SH DEFINED 5000 500 Equity Residential Property Tr PRD 29476L859 331 13000 SH DEFINED 13000 Glenborough Realty $1.94 PRD 37803p204 507 23000 SH DEFINED 23000 Simon Properties Group PFD Ser PRD 828806406 211 2400 SH DEFINED 2400 Brantley Capital COM 105494108 2487 240500 SH DEFINED 238000 2500 Equus II COM 294766100 288 36823 SH DEFINED 36823 John Hancock Bank & Thrift COM 409735107 1239 146500 SH DEFINED 146500 Malaysia Fund COM 560905101 589 120000 SH DEFINED 120000 Malaysia Fund COM 560905101 221 45000 SH DEFINED 45000
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