Fifth Third Bancorp NASDAQ Depositary Shares Representing a 1/1000th Ownership Interest in a Share of 6.625% Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock NASDAQ NASDAQ Depositary Shares Representing a 1/1000th Ownership Interest in a Share of 4.95% Non-Cumulative Perpetual Preferred Stock, Series K NASDAQ false 0000035527 0000035527 2020-01-30 2020-01-30 0000035527 us-gaap:CommonStockMember 2020-01-30 2020-01-30 0000035527 fitb:SeriesIPreferredStockMember 2020-01-30 2020-01-30 0000035527 us-gaap:SeriesAPreferredStockMember 2020-01-30 2020-01-30 0000035527 fitb:DepositarySharesRepresentingA11000thOwnershipInterestInAShareOf4.95PercentNonCumulativePerpetualPreferredStockSeriesKMember 2020-01-30 2020-01-30

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

 

FORM 8-K

 

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(D)

OF THE SECURITIES EXCHANGE ACT OF 1934

Date of report (Date of earliest event reported): January 30, 2020

 

IMAGE

(Exact name of registrant as specified in its charter)

 

Ohio

  

001-33653

  

31-0854434

(State or other jurisdiction

of incorporation)

  

(Commission

File Number)

  

(IRS Employer

Identification No.)

Fifth Third Center

38 Fountain Square Plaza, Cincinnati, Ohio

45263

(Address of Principal Executive Offices)

  

(Zip Code)

(800) 972-3030

(Registrant’s telephone number, including area code)

Not Applicable

(Former name or former address, if changed since last report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

  ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

  ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

  ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

  ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class

  

Trading

Symbol(s)

  

Name of each exchange

on which registered

Common Stock, Without Par Value

  

FITB

  

The NASDAQ Stock Market LLC

Depositary Shares Representing a 1/1000th Ownership Interest in a Share of 6.625% Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series I

 

FITBI

  

The NASDAQ Stock Market LLC

Depositary Shares Representing a 1/40th Ownership Interest in a Share of 6.00% Non-Cumulative Perpetual Class B Preferred Stock, Series A

  

FITBP

  

The NASDAQ Stock Market LLC

Depositary Shares Representing a 1/1000th Ownership Interest in a Share of 4.95% Non-Cumulative Perpetual Preferred Stock, Series K

 

FITBO

  

The NASDAQ Stock Market LLC

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company  ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  ☐

 

 

Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

On January 30, 2020, Fifth Third Bancorp (the “Company”) promoted James C. Leonard to Executive Vice President and Chief Risk Officer, and Kevin Lavender to Executive Vice President and Head of Corporate Banking. Frank R. Forrest has been appointed to the role of Executive Vice President and Special Advisor for Risk Management and Regulatory Matters of the Company, to serve until December 31, 2020, at which time he will retire from the Company. Lars C. Anderson has been appointed to the role of Executive Vice President and Vice Chairman of Commercial Banking Strategic Growth Initiatives.

Item 7.01 Regulation FD Disclosure

The Company’s press release announcing the above-referenced matter is attached to this report as Exhibit 99.1.

Item 9.01 Financial Statements and Exhibits
 

Exhibit 99.1

    

Press Release dated January 30, 2020 (This press release shall not be deemed filed for purposes of Section 18 of the Securities Act of 1934, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933, except as shall be expressly set forth by specific reference)

         
 

Exhibit 104

    

Cover Page Interactive Data File (embedded within the Inline XBRL document).

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

  

 

FIFTH THIRD BANCORP

  

 

(Registrant)

             

January 30, 2020

  

 

By:

  

/s/ TAYFUN TUZUN

  

 

 

Tayfun Tuzun

  

 

 

Executive Vice President and

  

 

 

Chief Financial Officer