0001193125-14-091243.txt : 20140310 0001193125-14-091243.hdr.sgml : 20140310 20140310145233 ACCESSION NUMBER: 0001193125-14-091243 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20140310 DATE AS OF CHANGE: 20140310 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: BARCLAYS BANK PLC CENTRAL INDEX KEY: 0000312070 STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL BANKS, NEC [6029] IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-83036 FILM NUMBER: 14680419 BUSINESS ADDRESS: STREET 1: 5 THE NORTH COLONNADE STREET 2: CANARY WHARF CITY: LONDON STATE: X0 ZIP: E14 4BB BUSINESS PHONE: 0044-20-3555-4999 MAIL ADDRESS: STREET 1: 5 THE NORTH COLONNADE STREET 2: CANARY WHARF CITY: LONDON STATE: X0 ZIP: E14 4BB FORMER COMPANY: FORMER CONFORMED NAME: BARCLAYS BANK PLC /ENG/ DATE OF NAME CHANGE: 19990402 FORMER COMPANY: FORMER CONFORMED NAME: BARCLAYS BANK INTERNATIONAL LTD DATE OF NAME CHANGE: 19850313 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: FIFTH THIRD BANCORP CENTRAL INDEX KEY: 0000035527 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 310854434 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 38 FOUNTAIN SQ PLZ STREET 2: FIFTH THIRD CENTER CITY: CINCINNATI STATE: OH ZIP: 45263 BUSINESS PHONE: 5135795300 MAIL ADDRESS: STREET 1: 38 FOUNTAIN SQ PLZ STREET 2: FIFTH THIRD CENTER CITY: CINCINNATI STATE: OH ZIP: 45263 SC 13G 1 d688377dsc13g.htm SC 13G SC 13G

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13G

Under the Securities Exchange Act of 1934

 

 

BARCLAYS BK PLC ETF IPATH S&P 500 DYNAM

(Name of Issuer)

Common Shares

(Title of Class of Securities)

06741L609

(CUSIP Number)

February 28, 2014

(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

x Rule 13d-1(b)

¨ Rule 13d-1(c)

¨ Rule 13d-1(d)

 

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act, but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 


Page 2 of 6 Pages

 

 

  1   

NAMES OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

 

Fifth Third Bancorp. IRS Identification Number 31-0854434

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)

(a)  ¨        (b)  ¨

 

  3  

SEC USE ONLY

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Ohio

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

     

SOLE VOTING POWER

 

139,976

   6   

SHARED VOTING POWER

 

4,988

   7   

SOLE DISPOSITIVE POWER

 

97,415

   8   

SHARED DISPOSITIVE POWER

 

47,459

  9  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

144,964

10  

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES  ¨

(See Instructions)

 

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

10.27%

12  

TYPE OF REPORTING PERSON (See Instructions)

 

HC

 


Page 3 of 6 Pages

 

Item 1.       
  (a)      Name of Issuer:
       BARCLAYS BK PLC ETF IPATH S&P 500 DYNAM
  (b)      Address of Issuer’s Principal Executive Offices:
       Barclays
       2 Churchill Place
       London, E14 5RB, United Kingdom 0845 755 5555
Item 2.       
  (a)      Name of Person Filing:
       Fifth Third Bancorp
  (b)      Address of Principal Business Office, or if None, Residence:
       Fifth Third Center, Cincinnati, Ohio 45263
  (c)      Citizenship:
       Ohio
  (d)      Title of Class of Securities:
       Mutual Fund Holdings
  (e)      CUSIP Number:
       06741L609


Page 4 of 6 Pages

 

Item 3. If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a:

 

(a)    ¨    Broker or dealer registered under Section 15 of the Act (15 U.S.C. 78o);
(b)    ¨    Bank as defined in Section 3(a)(6) of the Act (15 U.S.C. 78c);
(c)    ¨    Insurance company as defined in Section 3(a)(19) of the Act (15 U.S.C. 78c);
(d)    ¨    Investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
(e)    ¨    An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E);
(f)    ¨    An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F);
(g)    x    A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G);
(h)    ¨    A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
(i)    ¨    A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); or
(j)    ¨    Group, in accordance with Rule 13d-1(b)(1)(ii)(J).
Item 4.    Ownership.
  

a.      Amount beneficially owned:

     144,964     
  

b.      Percent of class

     10.27  
  

c.      Number of shares as to which such person has:

         

 
     

a.      Sole power to vote or to direct the vote:

     139,976     
     

b.      Shared power to vote or to direct the vote:

     4,988     
     

c.      Sole power to dispose or to direct the disposition of:

     97,415     
     

d.      Shared power to dispose or to direct the disposition of:

     47,549     

 

Item 5.    Ownership of Five Percent or Less of a Class.
   If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following:
Item 6.    Ownership of More than Five Percent on Behalf of Another Person.
   The securities covered by this Schedule are held in trust, agency or custodial capacities by Fifth Third Bank. These trust, agency or custodial accounts receive the dividends from, or the proceeds from the sale of, such securities.
Item 7.    Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company.

 

Subsidiary

  

Item 3 Classification

Fifth Third Bank – an Ohio Banking Corporation

   Bank


Page 5 of 6 Pages

 

Item 8.    Identification and Classification of Members of the Group.
   Not applicable.
Item 9.    Notice of Dissolution of Group.
   Not applicable.
Item 10.    Certifications.
   Not applicable.


Page 6 of 6 Pages

 

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Date: March 10, 2014

 

FIFTH THIRD BANCORP
/s/ Richard W. Holmes, Jr.
By:   Richard W. Holmes Jr.
Its:   Counsel