-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, J8/rBZNopltFa3PAwujynAnRxSD9spG9n8uYOMBv1Its6xV5ADM3kBZGggVEanZn /M0qPRo/49EopHCSfa4tsg== 0001021408-02-010904.txt : 20020814 0001021408-02-010904.hdr.sgml : 20020814 20020814134406 ACCESSION NUMBER: 0001021408-02-010904 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20020814 ITEM INFORMATION: FILED AS OF DATE: 20020814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FIFTH THIRD BANCORP CENTRAL INDEX KEY: 0000035527 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 310854434 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-08076 FILM NUMBER: 02734091 BUSINESS ADDRESS: STREET 1: 38 FOUNTAIN SQ PLZ STREET 2: FIFTH THIRD CENTER CITY: CINCINNATI STATE: OH ZIP: 45263 BUSINESS PHONE: 5135795300 8-K 1 d8k.txt CURRENT REPORT ================================================================================ SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 14, 2002 FIFTH THIRD BANCORP (Exact name of registrant as specified in its charter) Ohio 0-8076 31-0854434 (State or other jurisdiction (Commission (IRS Employer of incorporation) File Number) Identification No.) Fifth Third Center 38 Fountain Square Plaza, Cincinnati, Ohio 45263 (Address of principal executive offices) (Zip Code) Registrant's telephone number, including area code: (513) 534-5300 Not Applicable (Former name or address, if changed since last report) ================================================================================ Item 9. Regulation FD Disclosure: On August 14, 2002, each of the President and Chief Executive Officer, George A. Schaefer Jr., and Executive Vice President and Chief Financial Officer, Neal E. Arnold, of Fifth Third Bancorp submitted to the SEC sworn statements pursuant to Securities and Exchange Commission Order No. 4-460. A copy of each of these statements is attached hereto as Exhibit 99.1 and 99.2. SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. FIFTH THIRD BANCORP (Registrant) August 14, 2002 /s/ Neal E. Arnold --------------------------- Neal E. Arnold Executive Vice President and Chief Financial Officer Exhibit Index Exhibit 99.1: Statement Under Oath of President and Chief Executive Officer dated August 14, 2002 (Principal Executive Officer) Exhibit 99.2: Statement Under Oath of Executive Vice President and Chief Financial Officer dated August 14, 2002 (Principal Financial Officer) EX-99.1 3 dex991.txt STATEMENT UNDER OATH-PRESIDENT & CEO Exhibit 99.1 STATEMENT UNDER OATH OF PRINCIPAL EXECUTIVE OFFICER AND PRINCIPAL FINANCIAL OFFICER REGARDING FACTS AND CIRCUMSTANCES RELATING TO EXCHANGE ACT FILINGS I, George A. Schaefer, Jr., state and attest that: (1) To the best of my knowledge, based upon a review of the covered reports of Fifth Third Bancorp, and, except as corrected or supplemented in a subsequent covered report: . no covered report contained an untrue statement of a material fact as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed); and . no covered report omitted to state a material fact necessary to make the statements in the covered report, in light of the circumstances under which they were made, not misleading as of the end of the period covered by such report (or in the case of a report filed on Form 8-K or definitive proxy materials, as of the date on which it was filed). (2) I have reviewed the contents of this statement with the Company's audit committee. (3) In this statement under oath, each of the following, if filed on or before the date of this statement, is a "covered report": . Annual Report on Form 10-K for the year ended December 31, 2001 of Fifth Third Bancorp; . all reports on Form 10-Q, all reports on Form 8-K and all definitive proxy materials of Fifth Third Bancorp filed with the Commission subsequent to the filing of the Form 10-K identified above; and . any amendments to any of the foregoing. /s/ George A. Schaefer, Jr. Subscribed and sworn to - --------------------------- before me this 14th day of George A. Schaefer, Jr. August, 2002. August 14, 2002 /s/ Debra E. Aldred ------------------------- Notary Public My Commission Expires: July 12, 2004 ------------------------- EX-99.2 4 dex992.txt STATEMENT UNDER OATH-VICE PRESIDENT & CFO Exhibit 99.2 STATEMENT UNDER OATH OF PRINCIPAL EXECUTIVE OFFICER AND PRINCIPAL FINANCIAL OFFICER REGARDING FACTS AND CIRCUMSTANCES RELATING TO EXCHANGE ACT FILINGS I, Neal E. Arnold, state and attest that: (1) To the best of my knowledge, based upon a review of the covered reports of Fifth Third Bancorp, and, except as corrected or supplemented in a subsequent covered report: . no covered report contained an untrue statement of a material fact as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed); and . no covered report omitted to state a material fact necessary to make the statements in the covered report, in light of the circumstances under which they were made, not misleading as of the end of the period covered by such report (or in the case of a report filed on Form 8-K or definitive proxy materials, as of the date on which it was filed). (2) I have reviewed the contents of this statement with the Company's audit committee. (3) In this statement under oath, each of the following, if filed on or before the date of this statement, is a "covered report": . Annual Report on Form 10-K for the year ended December 31, 2001 of Fifth Third Bancorp; . all reports on Form 10-Q, all reports on Form 8-K and all definitive proxy materials of Fifth Third Bancorp filed with the Commission subsequent to the filing of the Form 10-K identified above; and . any amendments to any of the foregoing. /s/ Neal E. Arnold Subscribed and sworn to - -------------------------- before me this 14th day of Neal E. Arnold August, 2002. August 14, 2002 /s/ Debra E. Aldred ------------------------- Notary Public My Commission Expires: July 12, 2004 ------------------------- -----END PRIVACY-ENHANCED MESSAGE-----