-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QApbYCPaSocVkf55pd/64fHTZtSxBbhYG/AQ4RIGCZRG4VQ6N+I8x7LpuSOYqwma CFeCbINwvM2/Y6X2XWh1Pw== 0000950152-96-000461.txt : 19960216 0000950152-96-000461.hdr.sgml : 19960216 ACCESSION NUMBER: 0000950152-96-000461 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19960214 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: BHC FINANCIAL INC CENTRAL INDEX KEY: 0000885273 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 232264646 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-42751 FILM NUMBER: 96518160 BUSINESS ADDRESS: STREET 1: ONE COMMERCE SQ STREET 2: 2005 MARKET ST CITY: PHILADELPHIA STATE: PA ZIP: 19103 BUSINESS PHONE: 2156363000 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: FIFTH THIRD BANCORP CENTRAL INDEX KEY: 0000035527 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 310854434 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 38 FOUNTAIN SQ PLZ STREET 2: FIFTH THIRD CENTER CITY: CINCINNATI STATE: OH ZIP: 45263 BUSINESS PHONE: 5135795300 SC 13G/A 1 FIFTH THIRD BANCORP/BHC FINANCIAL, INC. 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL -------------------------- OMB Number: 3235-0145 Expires: October 31, 1994 Estimated average burden hours per person.... 14.90 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2 )* ------------ BHC Financial, Inc. (Name of Issuer) Common Shares, $.001 Par Value - -------------------------------------------------------------------------------- (Title of Class of Securities) 05544W101 - -------------------------------------------------------------------------------- (CUSIP Number) Check the following box if a fee is being paid with this statement [ ]. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7). *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). SEC 1745 (2/92) Page 1 of 5 pages 2
- ----------------------------------------- ----------------------------------------- | CUSIP NO. 05544W101 | 13G | Page 2 of 5 Pages | | ------------- | | ------- ------- | - ----------------------------------------- ----------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- 1 | NAME OF REPORTING PERSON | S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON | | Fifth Third Bancorp | 31-0854434 - ------|---------------------------------------------------------------------------------------------------------------------------- 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* | (a) / x / | | (b) / / - ------|---------------------------------------------------------------------------------------------------------------------------- 3 | SEC USE ONLY | | - ------|---------------------------------------------------------------------------------------------------------------------------- 4 | CITIZENSHIP OR PLACE OF ORGANIZATION | | Ohio Corporation - ----------------------------------------------------------------------------------------------------------------------------------- | 5 | SOLE VOTING POWER NUMBER OF | | SHARES | | 347,667 BENEFICIALLY |--------|-------------------------------------------------------------------------------------------- OWNED BY | 6 | SHARED VOTING POWER EACH | | REPORTING | | 0 PERSON |--------|-------------------------------------------------------------------------------------------- WITH | 7 | SOLE DISPOSITIVE POWER | | | | 347,667 |--------|-------------------------------------------------------------------------------------------- | 8 | SHARED DISPOSITIVE POWER | | | | 0 - ----------------------------------------------------------------------------------------------------------------------------------- 9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | | 347,667 - ------|---------------------------------------------------------------------------------------------------------------------------- 10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* | | NOT APPLICABLE - ------|---------------------------------------------------------------------------------------------------------------------------- 11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | | 4.97% - ------|---------------------------------------------------------------------------------------------------------------------------- 12 | TYPE OF REPORTING PERSON* | HC - -----------------------------------------------------------------------------------------------------------------------------------
*SEE INSTRUCTION BEFORE FILLING OUT! Page 2 of 5 pages 3 BHC Financial, Inc. Page 3 of 5 05544W101 Item 1 (a) Name of Issuer: BHC Financial, Inc. Item 1 (b) Address of Issuer's Principal Executive Office: One Commerce Square 2005 Market Street, 12th Floor Philadelphia, PA 19103 Item 2 (a) - (c) Names, Addresses & Citizenship of Persons Filing: Fifth Third Bancorp 38 Fountain Square Plaza Cincinnati, Ohio 45263 Item 2 (d) Title of Class of Securities: Common Shares, $.001 par value Item 2 (e) CUSIP Number: 05544W101 Item 3 Fifth Third Bancorp is filing as a parent holding company in accordance with Section 240.13 (d-1)(b) (ii)(G) of the Exchange Act Rules. Item 4 Ownership: This report relates to beneficial holdings by Fifth Third Bancorp, through Fifth Third Investment Company, a 100% owned subsidiary, of an aggregate of 347,677 outstanding shares of the Common Stock of BHC Financial, Inc., $.001 par value. The following tabulations set forth the shares with respect of which voting rights are held or shared and those shares to which there is the power of disposal. (a) Amount Beneficially Owned: The following are held by Fifth Third Investment Company and are deemed to be beneficially owned: 4 BHC Financial, Inc. Page 4 of 5 05544W101 Powers: No. of Shares Full voting; full dispositive 347,667 Full voting; shared dispositive -0- Full voting; no dispositive -0- Shared voting; full dispositive -0- Shared voting; shared dispositive -0- Shared voting; no dispositive -0- No voting; full dispositive -0- No voting; shared dispositive -0- (b) Percentage of Class: Fifth Third Bancorp has aggregate beneficial ownership of 4.97%. (c) Number of Shares as to which such Person has: (i) Sole Power to Vote or to Direct the Vote 347,677 (ii) Shared Power to Vote or to Direct the Vote 0 (iii) Sole Power to Dispose or to Direct the Disposition of 347,667 (iv) Shared Power to Dispose or to Direct the disposition of 0 Item 5 Ownership of Five Percent or Less of a Class. If this statement is being filed to report the fact that as of the date hereof this reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following /X/. Item 6 Ownership of More than Five Percent on Behalf of Another Person. Not Applicable Item 7 Identification and Classification of the Subsidiary which acquired the Security being Reported on by the Parent Holding Company. Fifth Third Bancorp, as parent holding company of the subsidiary listed below, has filed this schedule. The subsidiary is filing in accordance with Section 240.13 (d-1)(b)(ii)(G) of the Exchange Act Rules.
List of Banking Subsidiaries Federal Tax ID Number Item 3 Classification ---------------------------- --------------------- --------------------- Fifth Third Investment Company 31-1285183 IV
5 BHC Financial, Inc. Page 5 of 5 05544W101 Items 8 Identification and Classification of Members of the Group Not Applicable Items 8 Notice of Dissolution of Group Not Applicable Item 10 Certification By signing below the undersigned certifies that, to the best of his knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 1, 1996 - ---------------- Date THE FIFTH THIRD BANCORP By: /S/ ROGER W. DEAN ---------------------------- Name: Roger W. Dean -------------------------- Title: Controller -----END PRIVACY-ENHANCED MESSAGE-----