-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EX94tiWyT+mdd1fwokf/dT5tsh7CuiH7K9QJ38x3cNVHzKj97SZAkqVnol+jMIXK 7ML9DBvGx38QOw4AXcy4CQ== 0000950152-01-000123.txt : 20010122 0000950152-01-000123.hdr.sgml : 20010122 ACCESSION NUMBER: 0000950152-01-000123 CONFORMED SUBMISSION TYPE: S-4 POS PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010105 EFFECTIVENESS DATE: 20010105 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FIFTH THIRD BANCORP CENTRAL INDEX KEY: 0000035527 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 310854434 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: S-4 POS SEC ACT: SEC FILE NUMBER: 333-47428 FILM NUMBER: 1502584 BUSINESS ADDRESS: STREET 1: 38 FOUNTAIN SQ PLZ STREET 2: FIFTH THIRD CENTER CITY: CINCINNATI STATE: OH ZIP: 45263 BUSINESS PHONE: 5135795300 S-4 POS 1 l85819as-4pos.txt FIFTH THIRD BANCORP FORM S-4POS AMENDMENT NO. 2 1 AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON JANUARY 5, 2001 REGISTRATION NO. 333-47428 =============================================================================== SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 2 TO FORM S-4 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 FIFTH THIRD BANCORP (Exact name of registrant as specified in its charter) OHIO 6711 31-0854434 (State or other jurisdiction of (Primary Standard Industrial (I.R.S. Employer incorporation or organization) Classification Code Number) Identification No.)
--------------- FIFTH THIRD CENTER, CINCINNATI, OHIO 45263 (513) 579-5300 (Address, including zip code, and telephone number, including area code, of registrant's principal executive offices) --------------- PAUL L. REYNOLDS, ESQ. FIFTH THIRD BANCORP 38 FOUNTAIN SQUARE PLAZA CINCINNATI, OHIO 45263 (513)579-5300 (513)744-6757 (FAX) (Name, address, including zip code and telephone number, including area code, of agent for service) --------------- COPIES OF COMMUNICATIONS TO: Richard G. Schmalzl, Esq. H. Samuel Lind, Esq. Graydon Head & Ritchey LLP 1900 Fifth Third Center 511 Walnut Street Cincinnati, Ohio 45202 (513)621-6464 (513)651-3836 (Fax) APPROXIMATE DATE OF COMMENCEMENT OF PROPOSED SALE OF THE SECURITIES TO THE PUBLIC: The merger of Ottawa Financial Corporation with and into Fifth Third Bancorp was consummated on December 8, 2000. Fifth Third is hereby amending this Registration Statement to deregister 663,109 shares of common stock, no par value, which were issuable to the shareholders of Ottawa in connection with the merger of Ottawa with and into Fifth Third. If the securities being registered on this Form are being offered in connection with the formation of a holding company and there is compliance with General Instruction G, check the following box. [ ] If this Form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. [ ] If this Form is a post-effective amendment filed pursuant to Rule 462(d) under the Securities Act, check the following box and list the registration statement number of the earlier effective registration statement for the same offering. [ ] This Post-Effective Amendment No. 2 to Registration Statement on Form S-4 (Reg. No. 333-47428) shall hereafter become effective in accordance with the provisions of Section 8(c) of the Securities Act of 1933. ================================================================================ 2 DEREGISTRATION OF SECURITIES In accordance with the undertaking of Fifth Third Bancorp set forth in the registration statement on Form S-4 (File No. 333-47428), declared effective on October 20, 2000, Fifth Third is filing this Post-Effective Amendment No. 2 to deregister an aggregate of 663,109 shares of its common stock, no par value, previously registered under the Securities Act of 1933 pursuant to the registration statement, issuable to the shareholders of Ottawa Financial Corporation in connection with the merger of Ottawa with and into Fifth Third. Pursuant to the registration statement on Form S-4, 4,700,000 shares of common stock were registered. These shares were registered pursuant to the registration statement in order to be issued: (i) to the shareholders of Ottawa in connection with the merger and (ii) upon the exercise of options granted to certain directors, officers and employees of Ottawa under its 1995 Stock Option and Incentive Plan, as amended. Upon the consummation of the merger, Fifth Third issued a total of 3,658,125 of these shares to the shareholders of Ottawa. Fifth Third then amended the registration statement by filing Post-Effective Amendment No.1 on Form S-8 to Form S-4 to register 378,766 of these shares to be issued upon the exercise of the options. Therefore, in accordance with the undertaking mentioned above, Fifth Third hereby deregisters the remaining 663,109 shares of Fifth Third common stock previously registered pursuant to the registration statement. SIGNATURES Pursuant to the requirements of the Securities Act of 1933, the Registrant has duly caused this Post-Effective Amendment No. 2 to Registration Statement No. 333-47428 to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Cincinnati, State of Ohio, on January 5, 2001. FIFTH THIRD BANCORP By: /s/ GEORGE A. SCHAEFER, JR. --------------------------- George A. Schaefer, Jr. President and Chief Executive Officer Pursuant to the requirements of the Securities Act of 1933, this Post-Effective Amendment No. 2 to Registration Statement No. 333-47428 has been signed by the following persons in the capacities and on the dates indicated. Principal Executive Officer: /s/ GEORGE A. SCHAEFER, JR. Date: January 5, 2001 - ------------------------------------ George A. Schaefer, Jr. President and Chief Executive Officer 3 Principal Financial Officer: /s/ NEAL E. ARNOLD Date: January 5, 2001 - ----------------------------------- Neal E. Arnold Chief Financial Officer, Executive Vice President and Treasurer Principal Accounting Officer: /s/ ROGER W. DEAN Date: January 5, 2001 - ----------------------------------- Roger W. Dean Controller Directors of the Company: /s/ DARRYL F. ALLEN* Date: January 5, 2001 - ----------------------------------- Darryl F. Allen Date: - ----------------------------------- John F. Barrett Date: - ----------------------------------- Gerald V. Dirvin Date: - ----------------------------------- Thomas B. Donnell /s/ RICHARD T. FARMER* Date: January 5, 2001 - ----------------------------------- Richard T. Farmer Date: - ----------------------------------- Joseph H. Head, Jr. /s/ JOAN R. HERSCHEDE* Date: January 5, 2001 - ----------------------------------- Joan R. Herschede 4 /s/ ALLEN M. HILL* Date: January 5, 2001 - ----------------------------------- Allen M. Hill /s/ WILLIAM G. KAGLER* Date: January 5, 2001 - ----------------------------------- William G. Kagler /s/ JAMES D. KIGGEN* Date: January 5, 2001 - ----------------------------------- James D. Kiggen Date: - ----------------------------------- Robert L. Koch, II /s/ MITCHEL D. LIVINGSTON* Date: January 5, 2001 - ----------------------------------- Mitchel D. Livingston, Ph.D. /s/ ROBERT B. MORGAN* Date: January 5, 2001 - ----------------------------------- Robert B. Morgan /s/ DAVID E. REESE* Date: January 5, 2001 - ----------------------------------- David E. Reese /s/ JAMES E. ROGERS* Date: January 5, 2001 - ----------------------------------- James E. Rogers Date: - ----------------------------------- Brian H. Rowe /s/ GEORGE A. SCHAEFER, JR. Date: January 5, 2001 - ----------------------------------- George A. Schaefer, Jr. 5 /s/ JOHN J. SCHIFF, JR.* Date: January 5, 2001 - ----------------------------------- John J. Schiff, Jr. Date: - ----------------------------------- Donald B. Schackelford Date: - ----------------------------------- Dennis J. Sullivan, Jr. Date: - ----------------------------------- Dudley S. Taft Date: - ----------------------------------- Thomas W. Traylor *By: /s/ GEORGE A. SCHAEFER, JR. --------------------------- George A. Schaefer, Jr. as attorney-in-fact pursuant to a power of attorney previously filed -----END PRIVACY-ENHANCED MESSAGE-----