FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 12/16/2003 |
3. Issuer Name and Ticker or Trading Symbol
FIFTH THIRD BANCORP [ FITB ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 75,447(1) | D | |
Common Stock | 797.62 | I | As Custodian for Child |
Common Stock | 75 | I | As Agent for Child |
Common Stock | 610.7 | I | As Custodian for Child |
Common Stock | 95 | I | As Agent for Child |
Common Stock | 7,373.36 | I | by 401(k) Plan |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Phantom Stock(2) | (3) | (3) | Common Stock | 5,405.6861 | (3) | D | |
Option to Purchase | 07/19/1994 | 07/19/2004 | Common Stock | 20,251 | $10.321 | D | |
Option to Purchase | 06/20/1995 | 06/20/2005 | Common Stock | 25,313 | $11.0617 | D | |
Option to Purchase | 07/18/1996 | 07/18/2006 | Common Stock | 33,751 | $15.6297 | D | |
Option to Purchase | 05/08/1997 | 05/08/2007 | Common Stock | 50,627 | $22.7037 | D | |
Option to Purchase | 03/17/1998 | 03/17/2008 | Common Stock | 56,252 | $36.8611 | D | |
Option to Purchase | 03/11/1999 | 03/11/2009 | Common Stock | 56,250 | $48.875 | D | |
Option to Purchase | 03/22/2000 | 03/22/2010 | Common Stock | 60,000 | $40.1667 | D | |
Option to Purchase | 04/05/2001(4) | 04/05/2011 | Common Stock | 75,000 | $50.8125 | D | |
Option to Purchase | 04/22/2002(5) | 04/22/2012 | Common Stock | 75,000 | $68.01 | D | |
Option to Purchase | 03/28/2003(6) | 03/28/2013 | Common Stock | 60,000 | $51.46 | D |
Explanation of Responses: |
1. Pursuant to the Fifth Third Bancorp Stock Option Gain Deferral Plan, Mr. Stamper elected to defer receipt of 2,205 shares of common stock issuable upon exercise of an option. As a result, 2,205 shares of phantom stock have accrued to his Deferred Stock Unit Account under the Plan. Because these phantom stock units may only be settled by a one-for-one delivery of shares of common stock upon expiration of the deferral period, Mr. Stamper is currently deemed to be the direct beneficial owner of these shares which are included in his aggegate beneficial ownership on Table I. |
2. Acquired pursuant to The Fifth Third Bancorp Non Qualified Deferred Compensation Plan. |
3. The units are to be settled in Fifth Third Bancorp common stock on a 1-for-1 basis after termination of employment. |
4. Indicates grant date. Options are exercisable as follows: 25% on grant date; 50% one year from grant; 75% two years from grant and 100% three years from grant. |
5. Indicates grant date. Option are exercisable as follows: 25% six months from grant date; 50% one year from grant; 75% two years from grant and 100% three years from grant. |
6. Indicates grant date. Options are exercisable as follows: 25% one year from grant date; 50% two years from grant; 75% three years from grant and 100% four years from grant. |
Remarks: |
Paul L. Reynolds, as Attorney-in-Fact for Bradlee F. Stamper | 12/24/2003 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |