-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RUCnKVvLp0F9B571UQ1zRjWSGM4TGkR5Ov7PgHA29d7U1Q6lM5wimtNa87LVwEfz XsG0zI/xTu91T+OBvrvkZQ== 0001125319-04-000001.txt : 20040408 0001125319-04-000001.hdr.sgml : 20040408 20040408180353 ACCESSION NUMBER: 0001125319-04-000001 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040108 FILED AS OF DATE: 20040408 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LEONARD H JEFFREY CENTRAL INDEX KEY: 0001212921 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-31703 FILM NUMBER: 04725750 BUSINESS ADDRESS: STREET 1: ESSEX CORP. STREET 2: 9150 GUILFORD ROAD CITY: COLUMBIA STATE: MD ZIP: 21046 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GLOBAL ENVIRONMENT STRATEGIC TECHNOLOGY PARTNERS L P CENTRAL INDEX KEY: 0001125319 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-31703 FILM NUMBER: 04725754 BUSINESS ADDRESS: STREET 1: 1225 SYE STREET NW STREET 2: SUITE 900 CITY: WASHINGTON STATE: DC ZIP: 20005 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GLOBAL ENVIRONMENT CAPITAL CO LLC CENTRAL INDEX KEY: 0001227355 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-31703 FILM NUMBER: 04725752 MAIL ADDRESS: STREET 1: 1225 EYE STREET NW SUITE 900 CITY: WASHINGTON STATE: DC ZIP: 22209 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GEF MANAGEMENT CORP CENTRAL INDEX KEY: 0001227356 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-31703 FILM NUMBER: 04725751 MAIL ADDRESS: STREET 1: 1225 EYE STREET NW SUITE 900 CITY: WASHINGTON STATE: DC ZIP: 22209 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GEF TECHNOLOGY MANAGERS CO LLC CENTRAL INDEX KEY: 0001273807 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-31703 FILM NUMBER: 04725753 BUSINESS ADDRESS: STREET 1: 1225 EYE STREET NW STREET 2: SUITE 900 CITY: WASHINGTON STATE: DC ZIP: 20005 BUSINESS PHONE: 2027894500 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ESSEX CORPORATION CENTRAL INDEX KEY: 0000355199 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-ENGINEERING SERVICES [8711] IRS NUMBER: 540846569 STATE OF INCORPORATION: VA FISCAL YEAR END: 1230 BUSINESS ADDRESS: STREET 1: 9150 GILFORD RD CITY: COLUMBIA STATE: MD ZIP: 21046 BUSINESS PHONE: 3019397000 MAIL ADDRESS: STREET 1: 9150 GUILFORD ROAD CITY: COLUMBIA STATE: MD ZIP: 21046 4/A 1 primary_doc.xml PRIMARY DOCUMENT X0201 4/A 2004-01-08 2004-01-09 0 0000355199 ESSEX CORPORATION KEYW 0001125319 GLOBAL ENVIRONMENT STRATEGIC TECHNOLOGY PARTNERS L P 0 0 1 1 Member of Group Owning 10% 0001273807 GEF TECHNOLOGY MANAGERS CO LLC 0 0 1 1 Member of Group Owning 10% 0001227355 GLOBAL ENVIRONMENT CAPITAL CO LLC 1225 EYE STREET NW SUITE 900 WASHINGTON DC 22209 0 0 1 1 Member of Group Owning 10% 0001227356 GEF MANAGEMENT CORP 1225 EYE STREET NW SUITE 900 WASHINGTON DC 22209 0 0 1 1 Member of Group Owning 10% 0001212921 LEONARD H JEFFREY 1 0 1 1 Member of Group Owning 10% Common Stock, no par value 2004-01-08 4 S 0 300000 8.5 D 864166 D Common Stock, no par value 749918 D Common Stock, no par value 864166 I See footnotes for field 6. Common Stock, no par value 118200 D Common Stock, no par value 1614084 I Please see footnotes for Field 6. Common Stock, no par value 582472 D Common Stock, no par value 1732284 I See footnotes for Field 6. Common Stock, no par value 29755 D Common Stock 2314756 I See footnotes for Field 6. (1) This Form 4 is a joint filing that amends the Form 4 originally filed individually by each of the Reporting Persons on January 9, 2004. This amendment is being filed in order to separately report each Reporting Person's direct and indirect beneficial ownership of the Issuer's securities, to clarify the nature of such ownership and, with respect to GECC (as defined in footnote (6) below), to correctly report the amount of securities beneficially owned. GESTP (as defined in footnote (3) below) is reporting direct beneficial ownership on this Form 4. Each other Reporting Person is reporting both direct and indirect beneficial ownership on this Form 4. The entities and individual identified in the footnotes of this Form 4 may be deemed members of a group holding equity securities of the Issuer. The filing of this Form 4 shall not be deemed to be an admission that such entities and individual are members of such group. The amount of securities shown in this row is owned directly by Global Environment Strategic Technology Partners, LP ("GESTP"). The amount of securities shown in this row is owned directly by GEF Technology Managers Co., LLC ("GETM"). The amount of securities shown in this row is owned directly by GESTP. As the general partner to GESTP, GETM may be deemed to be the beneficial owner of the Issuer's securities held by GESTP. GETM disclaims any beneficial ownership of such securities for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended (the "'34 Act"), or otherwise, except as to securities representing GETM's pro rata interest in, and interest in the profits of, GESTP. The amount of securities shown in this row is the total amount of securities owned directly by GESTP. GETM does not have a pecuniary interest in all of such securities. The amount of securities shown in this row is owned directly by Global Environment Capital Company, LLC ("GECC"). The amount of securities shown in this row is owned directly by GESTP and GETM. As an investment adviser to GESTP and the managing member of GETM, GECC may be deemed to be the beneficial owner of the Issuer's securities held by GESTP and GETM. GECC disclaims any beneficial ownership of such securities for purposes of Rule 16(a)-1(a) under the '34 Act or otherwise. The amount of securities shown in this row is the total amount of securities owned directly by GESTP and GETM, which is greater than the amount of securities in which GECC has a pecuniary interest. The amount of securities shown in this row is owned directly by GEF Management Corporation ("GEFMC"). The amount of securities shown in this row is owned directly by GESTP, GETM and GECC. As an investment adviser to GESTP and the investment adviser to GECC, which is the managing member of GETM, GEFMC may be deemed to be the beneficial owner of the Issuer's securities held by GESTP, GETM and GECC. GEFMC disclaims any beneficial ownership of such securities for purposes of Rule 16(a)-1(a) under the '34 Act or otherwise. The amount of securities shown in this row is the total amount of securities owned directly by GESTP, GETM and GECC. GEFMC does not have a pecuniary interest in all of such securities. The amount of securities shown in this row is owned directly by H. Jeffrey Leonard ("Leonard"). The amount of securities shown in this row is owned directly by GESTP, GETM, GECC and GEFMC. As the President and a Director of GEFMC, Leonard may be deemed to be the beneficial owner of the Issuer's securities held by GESTP, GETM, GECC and GEFMC. Leonard disclaims any beneficial ownership of such securities for purposes of Rule 16(a)-1(a) under the '34 Act or otherwise. The amount of securities shown in this row is the total amount of securities owned directly by GESTP, GETM, GECC and GEFMC. Leonard does not have a pecuniary interest in all of such securities. Katie Vasilescu 2004-04-08 -----END PRIVACY-ENHANCED MESSAGE-----