-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Qkw46iyfmbuhd6bdyFR5orjuhJrZ8usyOVBFcXw6Fm7kYSS7od7KatunexlHrEen BME0okrTeciODNKoBsZklw== /in/edgar/work/0001071035-00-000001/0001071035-00-000001.txt : 20001005 0001071035-00-000001.hdr.sgml : 20001005 ACCESSION NUMBER: 0001071035-00-000001 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20001004 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ESSEX CORPORATION CENTRAL INDEX KEY: 0000355199 STANDARD INDUSTRIAL CLASSIFICATION: [8711 ] IRS NUMBER: 540846569 STATE OF INCORPORATION: VA FISCAL YEAR END: 1227 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-33744 FILM NUMBER: 734845 BUSINESS ADDRESS: STREET 1: 9150 GILFORD RD CITY: COLUMBIA STATE: MD ZIP: 21046-1891 BUSINESS PHONE: 3019537797 MAIL ADDRESS: STREET 1: 9150 GUILFORD ROAD CITY: COLUMBIA STATE: MD ZIP: 21046-1891 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: TURPIN TERRY M CENTRAL INDEX KEY: 0001071035 STANDARD INDUSTRIAL CLASSIFICATION: [ ] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 9150 GUILFORD RD CITY: COLUMBIA STATE: MD ZIP: 21046-1891 BUSINESS PHONE: 3019397000 MAIL ADDRESS: STREET 1: 9150 GUILFORD RD CITY: COLUMBIA STATE: MD ZIP: 21046-1891 SC 13G/A 1 0001.txt SCHEDULE 13G AMEND. NO. 1 SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 )* - ESSEX CORPORATION ----------------- (Name of Issuer) Common Stock, no par value per share ------------------------------------ (Title of Class of Securities) 296744 10 5 --------------- (CUSIP Number) September 6, 2000 ------------------------------------------ (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13-d-1(b) [ X ] Rule 13-d-1(c) [ ] Rule 13-d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Continued on following pages) Page 1 of 5 Pages - --------------------------------- ------------------------------- CUSIP No. 296744 10 5 13G Page 2 of 5 Pages - --------------------------------- ------------------------------- - -------------------------------------------------------------------------------- 1 Name of Reporting Person TERRY M. TURPIN S.S. or I.R.S. Identification No. of Above Person ###-##-#### - -------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group* (a) (b) - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Citizenship or Place or Organization United States of America - -------------------------------------------------------------------------------- 5 Sole Voting Power Number 316,304 ------------------------------------ Of Shares 6 Shared Voting Power 54,889 Beneficially ------------------------------------ 7 Sole Dispositive Power Owned by Each 316,304 ------------------------------------ Reporting Person 8 Share Dispositive Power 54,889 With ------------------------------------ - -------------------------------------------------------------------------------- 9 Aggregate Amount Beneficially Owned by Each Reporting Person 371,193 - -------------------------------------------------------------------------------- 10 Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares* N/A - -------------------------------------------------------------------------------- 11 Percent of Class Represented by Amount in Row 9 8.25% - -------------------------------------------------------------------------------- 12 Type of Reporting Person IN - -------------------------------------------------------------------------------- SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) Item 1(a) - Name of Issuer: - --------------------------- ESSEX CORPORATION Item 1(b) - Address of Issuer's Principal Executive Offices: - ----------------------------------------------------------- 9150 Guilford Road, Columbia, MD 21046-1891 Item 2(a) - Name of Person Filing: - --------------------------------- Terry M. Turpin Item 2(b) - Address or principal business office or, if none, residence: - ------------------------------------------------------------------------ 9150 Guilford Road, Columbia, MD 21046-1891 Item 2(c) - Citizenship: - ------------------------ United States of America Item 2(d) - Title of Class of Securities: - ----------------------------------------- Common Stock, no par value per share Item 2(e) - Cusip Number: - ------------------------ 296744 10 5 Item 3 - ------ If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b) or (c), check whether the person filing ia a: (a) [ ] Broker or dealer registered under Section 15 of the Act; (b) [ ] Bank as defined in Section 3(a)(6) of the Act; (c) [ ] Insurance company as defined in Section 3(a)(19) of the Act; Page 3 of 5 Pages (d) [ ] Investment company registered under Section 8 of the Investment Company Act; (e) [ ] An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E); (f) [ ] An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F); (g) [ ] A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G); (h) [ ] A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act; (i) [ ] A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act; (j) [ ] Group, in accordance with Rule 13d-1(b)(1)(ii)(J). If this statement is filed pursuant to Rule 13d-1(c), check this box [ X ] Item 4 - Ownership: - ------------------- (a) Amount of Beneficially Owned: 371,193 (b) Percent of Class: 8.25% (c) Number of shares as to which such person has: (i) sole power to vote or direct to vote 316,304 (ii) shared power to vote or direct to vote 54,889 (iii) sole power to dispose of or to direct the disposition of 316,304 (iv) shared power to dispose or to direct the disposition of 54,889 Increase from amount previously reported is the result of qualified incentive stock options granted. Item 5 - Ownership of Five Percent or Less of a Class: - ------------------------------------------------------ If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [ ]. Item 6 - Ownership of More than Five Percent on Behalf of Another Person: - ------------------------------------------------------------------------- N/A Page 4 of 5 Pages Identification and Classification of the Subsidiary Which Acquired Item 7 - the Security Being Reported on by the Parent Holding Company: - -------------------------------------------------------------------------------- N/A Item 8 - Identification and Classification of Members of Group: - --------------------------------------------------------------- N/A Item 9 - Notice of Dissolution of Group: - ---------------------------------------- N/A Item 10 - Certification - ----------------------- By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. Signature After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: 10/04/00 By: /s/ Terry M. Turpin -------- ------------------- Terry M. Turpin Page 5 of 5 Pages -----END PRIVACY-ENHANCED MESSAGE-----