-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, M/JtQa9G3VqvpLD2GmtuRPzPSlLmnY85+xu+pvqITTsIi8uDf0PLeRyISns6K2rc SpqxGE+FXeCuHj4v0eyNYw== 0000355199-97-000002.txt : 19970520 0000355199-97-000002.hdr.sgml : 19970520 ACCESSION NUMBER: 0000355199-97-000002 CONFORMED SUBMISSION TYPE: NT 10-Q PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19970330 FILED AS OF DATE: 19970515 SROS: NASD FILER: COMPANY DATA: COMPANY CONFORMED NAME: ESSEX CORPORATION CENTRAL INDEX KEY: 0000355199 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-ENGINEERING SERVICES [8711] IRS NUMBER: 540846569 STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: NT 10-Q SEC ACT: 1934 Act SEC FILE NUMBER: 000-10772 FILM NUMBER: 97607551 BUSINESS ADDRESS: STREET 1: 9150 GILFORD ROAD CITY: COLUMBIA STATE: MD ZIP: 21046-1891 BUSINESS PHONE: 3019537797 MAIL ADDRESS: STREET 1: 9150 GUILFORD ROAD CITY: COLUMBIA STATE: MD ZIP: 21046-1891 NT 10-Q 1 NOTIFICATION OF LATE FILING UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC FILE NUMBER CUSIP NUMBER 33-82920 296744-10-5 (Check One): Form 10-K Form 20-F Form 11-K X Form 10-Q Form N-SAR --- --- --- --- --- For Period Ended: MARCH 30, 1997 -------------- --- Transition Report on Form 10-K --- Transition Report on Form 20-F --- Transition Report on Form 11-K --- Transition Report on Form 10-Q --- Transition Report on Form N-SAR For the Transition Period Ended: ----------------- If the notification relates to a portion of the filing checked above, identify the Items(s) to which the notification relates: ------------------------- PART I - REGISTRATION INFORMATION ESSEX CORPORATION - ----------------- (Full Name of Registrant) N/A - --- (Former Name if Applicable) 9150 GUILFORD ROAD, COLUMBIA, MARYLAND, 21046-1891 - -------------------------------------------------- (Address of Principal Executive Office [Street and Number], City, State and Zip Code) PART II - RULES 12b-25(b) and (c) If the subject report could not be filed without unreasonable effort or expense and the registrant seeks relief pursuant to Rule 12b-25(b), the following should be completed. (Check box if appropriate) (a) The reasons described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort or expense; (b) The subject annual report, semi-annual report, transition report on Form 10-K, Form 20-F, Form 11-K, From N-SAR, or portion thereof, will be filed on or before the fifteenth calendar day following the prescribed due date; or the subject quarterly report of transition report on Form 10-Q, or portion thereof will be filed on or before the fifth calendar day following the prescribed due date; and (c) The accountant's statement or other exhibit required by Rule 12b-25(c) has been attached if applicable. PART III - NARRATIVE The Company is unable to file Form 10-QSB for the quarterly period ended March 30, 1997 because it requires additional time to assemble information for inclusion in the Report, and to complete its legal and accounting review. PART IV - OTHER INFORMATION (1) Name and telephone number of person to contact in regard to this notification. JOSEPH R. KURRY, JR. (301) 953-8833 ----------------------- ------------------------------ Name) (Area Code) (Telephone Number) (2) Have all other periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports) been filed? If answer is no, identify report(s). X Yes No --- --- (3) Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be included in the subject report or portion thereof? X Yes No --- --- If so, attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons why a reasonable estimate of the results cannot be made. 1996 FIRST QUARTER RESULTS INCLUDED GAIN ON SETTLEMENT OF LAWSUIT OF $1.7 MILLION NET. - ------------------------------------------------------------------------------- ESSEX CORPORATION (Name of Registrant as Specified in Charter) has caused this notification to be signed on its behalf by the undersigned hereunto duly authorized. Date: MARCH 15, 1997 By: Joseph R. Kurry, Jr. ---------------- ------------------------------- Joseph R. Kurry, Jr. Vice President, Treasurer and Chief Financial Officer INSTRUCTION: The form may be signed by an executive officer of the registrant or by any other duly authorized representative. The name and title of the person signing the form shall be typed or printed beneath the signature. If the statement is signed on behalf of the registrant by an authorized representative (other than an executive officer), evidence of the representative's authority to sign on behalf of the registrant shall be filed with the form. ATTENTION Intentional misstatements or omissions of fact constitute Federal Criminal Violations (See 18 U.S.C. 1001). -----END PRIVACY-ENHANCED MESSAGE-----