-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KuPyYzdjpnUSZAcNDP1vz5mdZ0uxlQLOBHGBqcmkTuv6COS0P+Ux+nAwdK9DQR4p 8LrQ92+MIihm521bJYA00w== 0000355199-03-000078.txt : 20031211 0000355199-03-000078.hdr.sgml : 20031211 20031211155537 ACCESSION NUMBER: 0000355199-03-000078 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20031211 ITEM INFORMATION: Other events ITEM INFORMATION: Financial statements and exhibits FILED AS OF DATE: 20031211 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ESSEX CORPORATION CENTRAL INDEX KEY: 0000355199 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-ENGINEERING SERVICES [8711] IRS NUMBER: 540846569 STATE OF INCORPORATION: VA FISCAL YEAR END: 1230 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-31703 FILM NUMBER: 031049622 BUSINESS ADDRESS: STREET 1: 9150 GILFORD RD CITY: COLUMBIA STATE: MD ZIP: 21046 BUSINESS PHONE: 3019397000 MAIL ADDRESS: STREET 1: 9150 GUILFORD ROAD CITY: COLUMBIA STATE: MD ZIP: 21046 8-K 1 form8kpricing.txt FORM 8-K PRICING OFFERING PR SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report: December 11, 2003 ESSEX CORPORATION (Exact name of Registrant as specified in its charter) Commission File No. 0-10772 Virginia 54-0846569 (State or other jurisdiction of (IRS Employer ID No.) incorporation or organization) 9150 Guilford Road Columbia, Maryland 21046-2306 (Address of principal executive office) (Zip Code) Registrant's telephone number, including area code: (301) 939-7000 ESSEX CORPORATION ITEM 5. OTHER EVENTS On December 11, 2003, Essex Corporation issued a press release announcing that it has priced the follow-on public offering of its common stock at a price of $8.50 per share. The offering consists of 4 million shares offered by the Company. The Company has granted the underwriters the right to purchase up to 150,000 additional shares from the Company and up to 450,000 additional shares from certain selling shareholders to cover over-allotments, if any. A copy of the Registrant's press release is attached hereto as Exhibit 99.1. ITEM 7. FINANCIAL STATEMENTS AND EXHIBITS (c) Exhibits 99.1 Press Release dated December 11, 2003, issued by Essex Corporation. SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. ESSEX CORPORATION (Registrant) /S/ JOSEPH R. KURRY, JR. DATE: December 11, 2003 Joseph R. Kurry, Jr. ------------------------------------ Sr. Vice President, Treasurer and Chief Financial Officer EXHIBIT INDEX Exhibit NUMBER DESCRIPTION 99.1 Press Release dated December 11, 2003, issued by Essex Corporation. EX-99 3 ex991prpricing.txt EXHIBIT 99.1 PRESS RELEASE PRICING Exhibit 99.1 FOR IMMEDIATE RELEASE CONTACT: Leonard E. Moodispaw CEO & President 301.939.7000 ESSEX PRICES FOLLOW-ON PUBLIC OFFERING COLUMBIA, MD - December 11, 2003 - Essex Corporation (AMEX: EYW), announced today that it has priced the follow-on public offering of its common stock at a price of $8.50 per share. The offering consists of 4 million shares offered by the Company. The Company has granted the underwriters the right to purchase up to 150,000 additional shares from the Company and up to 450,000 additional shares from certain selling shareholders to cover over-allotments, if any. C.E. Unterberg, Towbin served as the sole bookrunner and lead manager for the offering, with A.G. Edwards & Sons, Inc. serving as co-managing underwriter. A registration statement relating to these securities has been filed with the Securities and Exchange Commission and has been declared effective. This press release shall not constitute an offer to sell or the solicitation of any offer to buy, nor shall there be any sale of these securities in any state or jurisdiction in which such offer, solicitation or sale would be unlawful prior to the registration or qualification under the security laws of any such state or jurisdiction. The shares of common stock may only be offered by means of a prospectus. Copies of the final prospectus relating to the offering may be obtained from C.E. Unterberg, Towbin at the following address: The Syndicate Department C.E. Unterberg, Towbin 350 Madison Avenue New York, NY 10017 ABOUT ESSEX: Essex creates solutions for today's most advanced signal and image processing challenges, serving commercial, defense and intelligence customers. For more information contact Essex Corporation, 9150 Guilford Road, Columbia MD 21046; Phone 301.939.7000; Fax 301.953.7880; E-mail info@essexcorp.com, or on the Web at WWW.ESSEXCORP.COM. THIS PRESS RELEASE CONTAINS FORWARD-LOOKING STATEMENTS REGARDING EXPECTATIONS AS TO THE COMPLETION OF A FOLLOW-ON PUBLIC OFFERING. A NUMBER OF RISKS AND UNCERTAINTIES COULD CAUSE ACTUAL EVENTS TO DIFFER FROM THE COMPANY'S EXPECTATIONS INDICATED BY THESE FORWARD-LOOKING STATEMENTS. THESE RISKS INCLUDE SUCCESSFUL CLOSING WITH THE UNDERWRITERS AND COMPLETION OF THE OFFERING, AS WELL AS OTHER RISKS ADDRESSED IN THE COMPANY'S PERIODIC REPORTS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION, INCLUDING BUT NOT LIMITED TO ITS ANNUAL REPORT ON FORM 10-KSB AND ITS QUARTERLY REPORTS ON FORM 10-QSB. # # # # -----END PRIVACY-ENHANCED MESSAGE-----