-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SO5ujJO5hlv4vuXgeDCyLFsmR7kvZZTHq9QMJgHuGGe9uJICiUrVNe/SM92W2/OK zCwVjM0k1Dg74GRU5TsqiQ== 0001104659-10-037822.txt : 20100713 0001104659-10-037822.hdr.sgml : 20100713 20100713141212 ACCESSION NUMBER: 0001104659-10-037822 CONFORMED SUBMISSION TYPE: 424B3 PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20100713 DATE AS OF CHANGE: 20100713 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HSBC Finance Corp CENTRAL INDEX KEY: 0000354964 STANDARD INDUSTRIAL CLASSIFICATION: PERSONAL CREDIT INSTITUTIONS [6141] IRS NUMBER: 861052062 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-156219 FILM NUMBER: 10950027 BUSINESS ADDRESS: STREET 1: 224-544-2000 STREET 2: 26525 N. RIVERWOODS BLVD. CITY: METTAWA STATE: IL ZIP: 60045 BUSINESS PHONE: 224-544-2000 MAIL ADDRESS: STREET 1: 26525 N. RIVERWOODS BLVD. CITY: METTAWA STATE: IL ZIP: 60045 FORMER COMPANY: FORMER CONFORMED NAME: HSBC Finance CORP DATE OF NAME CHANGE: 20041215 FORMER COMPANY: FORMER CONFORMED NAME: HOUSEHOLD INTERNATIONAL INC DATE OF NAME CHANGE: 19920703 424B3 1 a10-13986_1424b3.htm 424B3

 

As filed pursuant to Rule 424(b)(3)

Registration No. 333-156219

PRICING SUPPLEMENT

(To Prospectus dated December 17, 2008 as supplemented by the Prospectus Supplement dated December 17, 2008)

 

CALCULATION OF REGISTRATION FEE

 

Title of Each Class of
Securities Offered

 

Proposed Maximum
Aggregate Offering Price

 

Amount of
Registration Fee(1)(2)

 

Debt Securities

 

$

15,723,000.00

 

$

1,121.05

 

 

(1) Calculated in accordance with Rule 457(r) of the Securities Act.

(2) Paid herewith.

 

HSBC Finance Corporation - Registration No. 333-156219
Rule 424(b)(3)

Pricing Supplement No. 40

Dated Monday, July 12, 2010

 

CUSIP
Number

 

Principal
Amount

 

Gross
Concession

 

Net
Proceeds

 

Coupon
Type

 

Coupon
Rate

 

Coupon
Frequency

 

Day Count
Basis

40429XXP6

 

$15,723,000.00

 

1.250%

 

$15,526,462.50

 

FIXED

 

3.850%

 

Semi-Annual

 

30/360

 

Maturity
Date

 

1st Coupon
Date

 

1st Coupon
Amount

 

Survivors
Option

 

Product
Ranking

 

Moody’s
Rating

 

S & P Rating

07/15/2015

 

01/15/2011

 

$19.25

 

YES

 

Senior Unsecured Notes

 

A3

 

A

 

Redemption Information: Non-Callable

 

Joint Lead Managers and Lead Agents:  Banc of America Securities LLC, HSBC Securities (USA) Inc. and INCAPITAL, LLC.

 

Agents: Charles Schwab & Company, Incorporated, Citigroup Global Markets Inc., Edward D. Jones & Co., L.P., Fidelity Capital Markets Services, a division of National Financial Services, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley & Co. Incorporated, RBC Capital Markets Corporation, UBS Securities LLC, and Wachovia Securities LLC.

 

If the maturity date or an interest payment date for any note is not a Business Day (as term is defined in the Prospectus), principal, premium, if any, and interest for that note is paid on the next Business Day, and no interest will accrue from, and after, the maturity date or interest payment date.

 

The notes represent obligations of HSBC Finance Corporation and are not obligations of, nor guaranteed by, HSBC Holdings plc or any of its affiliates.

 

HSBC Finance Corporation

 

Offering Dates: Tuesday, July 6, 2010 through

 

HSBC Finance Corporation

26525 N. Riverwoods Blvd.

 

Monday, July 12, 2010

 

 

Mettawa, IL 60045

 

Trade Date: Monday, July 12, 2010 @ 12:00 PM ET

 

HSBC Finance InterNotes

 

 

Settlement Date: Thursday, July 15, 2010

 

 

 

 

Minimum Denomination/Increments: $1,000.00/$1,000.00

 

Prospectus Supplement  dated

 

 

Initial trades settle flat and clear SDFS: DTC Book

 

December 17, 2008

 

 

Entry Only

 

to

 

 

DTC Number: 0235 via RBC Dain Rauscher Inc.

 

Prospectus dated

 

 

InterNotes® is a registered trademark of

 

December 17, 2008

 

 

Incapital Holdings LLC

 

 

 

 

All rights reserved.

 

 

 

 

 

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