0000354964-11-000041.txt : 20110314 0000354964-11-000041.hdr.sgml : 20110314 20110314164448 ACCESSION NUMBER: 0000354964-11-000041 CONFORMED SUBMISSION TYPE: 424B3 PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20110314 DATE AS OF CHANGE: 20110314 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HSBC Finance Corp CENTRAL INDEX KEY: 0000354964 STANDARD INDUSTRIAL CLASSIFICATION: PERSONAL CREDIT INSTITUTIONS [6141] IRS NUMBER: 861052062 FISCAL YEAR END: 1230 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-156219 FILM NUMBER: 11685963 BUSINESS ADDRESS: STREET 1: 224-544-2000 STREET 2: 26525 N. RIVERWOODS BLVD. CITY: METTAWA STATE: IL ZIP: 60045 BUSINESS PHONE: 224-544-2000 MAIL ADDRESS: STREET 1: 26525 N. RIVERWOODS BLVD. CITY: METTAWA STATE: IL ZIP: 60045 FORMER COMPANY: FORMER CONFORMED NAME: HSBC Finance CORP DATE OF NAME CHANGE: 20041215 FORMER COMPANY: FORMER CONFORMED NAME: HOUSEHOLD INTERNATIONAL INC DATE OF NAME CHANGE: 19920703 424B3 1 prelim71.htm PRELIMINARY PRICING SUPPLEMENT NO. 71 prelim71.htm
 
 

 

As filed pursuant to Rule 424(b)(3)
Registration No. 333-156219
PRICING SUPPLEMENT
(To Prospectus dated December 17, 2008 as supplemented by the Prospectus Supplement dated December 17, 2008)
CALCULATION OF REGISTRATION FEE
Title of Each Class of
Securities Offered
Proposed Maximum
Aggregate Offering Price
Amount of
Registration Fee(1)(2)
 
 
 
 
 
(1) Calculated in accordance with Rule 457(r) of the Securities Act.
(2) Paid herewith.
HSBC Finance Corporation - Registration No. 333-156219
Rule 424(b)(3)
Preliminary Pricing Supplement No. 71
Dated March 14, 2011
 
CUSIP
Number
Principal Amount
Gross Concession
Net
 Proceeds
Coupon Type
Coupon Rate
Coupon Frequency
Day Count Basis
40429XZH2
 
[  ]
0.825%
[  ]
FIXED
2.000%
Semi-Annual
30/360
Maturity
 Date
1st Coupon Date
1st Coupon Amount
Survivors Option
Product
Ranking
 
 
3/15/2014
09/15/2011
$9.50
YES
Senior Unsecured Notes
   
Redemption Information: Non-Callable
 
 
CUSIP
Number
Principal Amount
Gross Concession
Net
 Proceeds
Coupon Type
Coupon Rate
Coupon Frequency
Day Count Basis
40429XZJ8
 
[  ]
1.250%
[  ]
FIXED
3.000%
Semi-Annual
30/360
Maturity
 Date
1st Coupon Date
1st Coupon Amount
Survivors Option
Product
Ranking
 
 
03/15/2016
09/15/2011
$14.25
YES
Senior Unsecured Notes
   
Redemption Information: Non-Callable
 
 
 
Joint Lead Managers and Lead Agents:  Banc of America Securities LLC, HSBC Securities (USA) Inc. and INCAPITAL, LLC.
Agents: Charles Schwab & Company, Incorporated, Citigroup Global Markets Inc., Edward D. Jones & Co., L.P., Fidelity Capital Markets Services, a division of National Financial Services, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley & Co. Incorporated, RBC Capital Markets Corporation, UBS Securities LLC, and Wachovia Securities LLC.
 
If the maturity date or an interest payment date for any note is not a Business Day (as term is defined in the Prospectus), principal, premium, if any, and interest for that note is paid on the next Business Day, and no interest will accrue from, and after, the maturity date or interest payment date.
 
The notes represent obligations of HSBC Finance Corporation and are not obligations of, nor guaranteed by, HSBC Holdings plc or any of its affiliates.
 
HSBC Finance Corporation
26525 N. Riverwoods Blvd.
Mettawa, IL  60045
Offering Dates: Monday, March 14, 2011 through
Monday, March 21, 2011
Trade Date: Monday, March 21, 2011 @ 12:00 PM ET
Settlement Date: Thursday, March 24, 2011
Minimum Denomination/Increments: $1,000.00/$1,000.00
Initial trades settle flat and clear SDFS: DTC Book
Entry Only
DTC Number: 0235 via RBC Dain Rauscher Inc.
InterNotes® is a registered trademark of
Incapital Holdings LLC
All rights reserved.
HSBC Finance Corporation
 
HSBC Finance InterNotes
 
Prospectus Supplement dated December 17, 2008
to
Prospectus dated
December 17, 2008
 


 
 

 

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