-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Hx2eEoBT6GbNGxLNvM35pQ7DkV+n79twD0YG0nEuTbNiNSRCywcUr0qNtv168kqb J3vgmQry5+ts9d31jQa46g== 0001012870-98-000270.txt : 19980211 0001012870-98-000270.hdr.sgml : 19980211 ACCESSION NUMBER: 0001012870-98-000270 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980210 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SEAGATE SOFTWARE INC CENTRAL INDEX KEY: 0001046389 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER PERIPHERAL EQUIPMENT, NEC [3577] IRS NUMBER: 770397623 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-52799 FILM NUMBER: 98527925 BUSINESS ADDRESS: STREET 1: 915 DISC DRIVE STREET 2: P O BOX 67427 CITY: SCOTTS VALLEY STATE: CA ZIP: 95067-7427 BUSINESS PHONE: 4084392289 MAIL ADDRESS: STREET 1: 915 DISC DRIVE STREET 2: P O BOX 67427 CITY: SCOTTS VALLEY STATE: CA ZIP: 95067-7427 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SEAGATE TECHNOLOGY INC CENTRAL INDEX KEY: 0000354952 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 942612933 STATE OF INCORPORATION: DE FISCAL YEAR END: 0628 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 920 DISC DR CITY: SCOTTS VALLEY STATE: CA ZIP: 95066 BUSINESS PHONE: 4084386550 MAIL ADDRESS: STREET 1: 920 DISC DRIVE CITY: SCOTTS VALLEY STATE: CA ZIP: 95066 SC 13G 1 SCHEDULE 13G OMB APPROVAL --------------------------- OMB Number: 3235-0145 Expires: December 31, 1997 Estimated average burden hours per response....14.90 --------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. )* SEAGATE SOFTWARE, INC. - -------------------------------------------------------------------------------- (NAME OF ISSUER) Common Stock, $.001 par value per share Series A Preferred Stock, $.001 par value per share - -------------------------------------------------------------------------------- (TITLE OF CLASS OF SECURITIES) Not Applicable - -------------------------------------------------------------------------------- (CUSIP NUMBER) *The remainder of this cover page shall be filled out for a reporting person's initial filing of this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). SEC 1745 (2-95) Page 1 of 6 Pages CUSIP No. Not Applicable 13G Page 2 of 6 Pages 1 NAME OF REPORTING PERSON S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Seagate Technology, Inc. 94-2612933 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [_] (b) [_] 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 5 SOLE VOTING POWER Common Stock: 62,500 shares/1/ Series A Preferred Stock: 47,433,333 shares 6 SHARED VOTING POWER Common Stock: 0 shares Series A Preferred Stock: 7,200,000 shares 7 SOLE DISPOSITIVE POWER Common Stock: 62,500 shares Series A Preferred Stock: 47,433,333 shares 8 SHARED DISPOSITIVE POWER Common Stock: 0 shares Series A Preferred Stock: 7,200,000 shares 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON Common Stock: 62,500 shares Series A Preferred Stock: 54,633,333 shares 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* EXCLUDES CERTAIN SHARES* 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9/2/ Common Stock: 98.53%/3/ Series A Preferred Stock: 100.00% 12 TYPE OF REPORTING PERSON* CO *SEE INSTRUCTION BEFORE FILLING OUT! _________________________ /1/Seagate Software, Inc. (the "Issuer") Series A Preferred Stock is immediately convertible at the option of the holder into shares of the Issuer's Common Stock. /2/All share numbers and percentages reported herein are based on data as of December 31, 1997. As of that date, 876,184 shares of Common Stock were outstanding. Series A Preferred Stock outstanding was 54,633,333 shares and includes a right to acquire 7,200,000 shares of Series A Preferred Stock at the option of Seagate Technology International Holdings, a wholly-owned subsidiary of Seagate Technology, Inc. /3/The percent of class for Common Stock includes 54,633,333 shares of Series A Preferred Stock that was immediately convertible to the Issuer's Common Stock as of December 31, 1997. CUSIP No. Not Applicable 13G Page 3 of 6 Pages 1 NAME OF REPORTING PERSON S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Seagate Technology International Holdings/4/ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [_] (b) [_] 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION Cayman Islands NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 5 SOLE VOTING POWER Common Stock: 0 shares Series A Preferred Stock: 0 shares 6 SHARED VOTING POWER Common Stock: 0 shares Series A Preferred Stock: 7,200,000 shares/5/ 7 SOLE DISPOSITIVE POWER Common Stock: 0 shares Series A Preferred Stock: 0 shares 8 SHARED DISPOSITIVE POWER Common Stock: 0 shares Series A Preferred Stock: 7,200,000 shares 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON Common Stock: 0 shares Series A Preferred Stock: 7,200,000 shares 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 Common Stock: 0% Series A Preferred Stock: 13.18% 12 TYPE OF REPORTING PERSON* CO *SEE INSTRUCTION BEFORE FILLING OUT! _______________________ /4/Seagate Technology International Holdings is a wholly-owned subsidiary of Seagate Technology, Inc. /5/Represents 1 share of Special Voting Preferred Stock with rights to vote 7,200,000 shares of Series A Preferred Stock of Issuer. CUSIP No. Not Applicable Page 4 of 6 Pages -------------- ITEM 1. (a) NAME OF ISSUER: Seagate Software, Inc. (b) ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 915 Disc Drive, Scotts Valley, CA 95066 ITEM 2. (a) NAME OF PERSON FILING: Seagate Technology, Inc. (b) ADDRESS OF PRINCIPAL OFFICE: 920 Disc Drive, Scotts Valley, CA 95066 (c) CITIZENSHIP: Delaware (d) TITLE OF CLASS OF SECURITIES: Common Stock, $.001 par value Series A Preferred Stock, $.001 par value (e) CUSIP NUMBER: NOT APPLICABLE ITEM 3. NOT APPLICABLE ITEM 4. (a) AMOUNT BENEFICIALLY OWNED: Common Stock: 62,500 Series A Preferred Stock: 54,633,333 (b) PERCENT OF CLASS: Common Stock: 98.53%/6/ Series A Preferred Stock: 100.00%/7/ (c) NUMBER OF SHARES AS TO WHICH SUCH PERSON HAS: (i) Sole power to vote or to direct the vote: Common Stock 62,500; Series A Preferred Stock 47,433,333 (ii) Shared power to vote or to direct the vote: 7,200,000 (iii) Sole power to dispose or direct the disposition of: Common Stock 62,500; Series A Stock 47,433,333 (iv) Shared power to dispose or direct the disposition of: 7,200,000 ________________________ /6/See Note 3 on Page 2 of this Schedule. /7/See Note 2 on Page 2 of this Schedule. CUSIP No. Not Applicable Page 5 of 6 Pages -------------- ITEM 5. NOT APPLICABLE ITEM 6. NOT APPLICABLE ITEM 7. NOT APPLICABLE ITEM 8. NOT APPLICABLE ITEM 9. NOT APPLICABLE CUSIP No. Not Applicable Page 6 of 6 Pages -------------- ITEM 10. BY SIGNING BELOW I CERTIFY THAT, TO THE BEST OF MY KNOWLEDGE AND BELIEF, THE SECURITIES REFERRED TO ABOVE WERE ACQUIRED IN THE ORDINARY COURSE OF BUSINESS AND WERE ACQUIRED FOR THE PURPOSE OF AND DO NOT HAVE THE EFFECT OF CHANGING OR INFLUENCING THE CONTROL OF THE ISSUER OF SUCH SECURITIES AND WERE NOT ACQUIRED IN CONNECTION WITH OR AS A PARTICIPANT IN ANY TRANSACTION HAVING SUCH PURPOSES OR EFFECT. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 10, 1998 ------------------------------------------ Date /s/ Thomas F. Mulvaney ------------------------------------------ Signature Thomas F. Mulvaney, Senior Vice President ------------------------------------------ Name/Title -----END PRIVACY-ENHANCED MESSAGE-----