-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, K/GIlGTkbLNBcc44Mh1mQBl1dAPSLQCPLyl8Nw/PmDH++wfQuUHJkVcjIPJIYrjd dbHTE0ubBQW19pB1dsyEiw== 0000899140-00-000503.txt : 20030731 0000899140-00-000503.hdr.sgml : 20001212 ACCESSION NUMBER: 0000899140-00-000503 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20001130 FILED AS OF DATE: 20001211 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: GADZOOX NETWORKS INC CENTRAL INDEX KEY: 0001084722 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS & ACCESSORIES [3670] IRS NUMBER: 770308899 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26541 FILM NUMBER: 786883 BUSINESS ADDRESS: STREET 1: 5850 HELLYER AVENUE CITY: SAN JOSE STATE: CA ZIP: 95138-1004 BUSINESS PHONE: 4083606005 MAIL ADDRESS: STREET 1: 5850 HELLYER AVENUE CITY: SAN JOSE STATE: CA ZIP: 951381004 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: VERITAS SOFTWARE TECHNOLOGY CORP CENTRAL INDEX KEY: 0000354952 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] RELATIONSHIP: OWNER IRS NUMBER: 942612933 STATE OF INCORPORATION: DE FISCAL YEAR END: 0628 FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 920 DISC DR CITY: SCOTTS VALLEY STATE: CA ZIP: 95066 BUSINESS PHONE: 8314386550 MAIL ADDRESS: STREET 1: 920 DISC DRIVE CITY: SCOTTS VALLEY STATE: CA ZIP: 95066 FORMER COMPANY: FORMER CONFORMED NAME: SEAGATE TECHNOLOGY INC DATE OF NAME CHANGE: 19920703 4 1 0001.txt STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
FORM 4 OMB APPROVAL - -------------------- ------------------------------ [X] Check this box if no longer subject to Section OMB Number: 3235-0287 16. Form 4 or Form 5 obligations may Expires: December 31, 2001 continue. See Instruction 1(b). Estimated average burden hours per response 0.5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 - ----------------------------------------- -------------------------------------------- --------------------------------------------- 1. Name and Address of Reporting Person* 2. Issuer Name and Ticker or Trading Symbol 6. Relationship of Reporting Person(s) to VERITAS SOFTWARE TECHNOLOGY CORPORATION Issuer (Check all applicable) (formerly known as SEAGATE TECHNOLOGY, INC.) GADZOOX NETWORKS INC. (ZOOX) - ----------------------------------------- -------------------------------------------- (Last) (First) (Middle) 3. IRS or Social 4. Statement for [ ] Director [X] 10% Owner Security Number Month/Year [ ] Officer (give [ ] Other (specify of Reporting title below) below) Person November/00 1600 Plymouth Street (Voluntary) - ----------------------------------------- ------------------------- --------------------------------------------- (Street) 5. If Amendment, Date of 7. Individual or Joint/Group Filing Original (Month/Year) (Check Applicable Line) [X] Form filed by One Reporting Person [ ] Form filed by More than One Reporting Mountain View CA 94043 Person - ----------------------------------------- ------------------ ------------------------- --------------------------------------------- (City) (State) (Zip)
- ------------------------------------------------------------------------------------------------------------------------------------ Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned - ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Security (Instr. 3) 2. Trans- 3. Trans- 4. Securities Acquired (A) 5. Amount of 6. Owner- 7. Nature action action or Disposed of (D) Securities ship of In- Date Code (Instr. 3, 4 and 5) Beneficially Form: direct (Instr. 8) Owned at Direct Bene- (Month/ End of (D) or ficial Day/ Month Indirect Owner- Year) (Instr. 3 (I) ship and 4) (Instr. 4) (Instr. 4) ------------ --------------------------- Code V Amount (A) or (D) Price - --------------------------------- ------------- ------ --- ------ ---------- ------- ----------------- ------------ ------------ Common Stock, par value 11/01/00 S 230,000 D $3.5 $.005 per share - --------------------------------- ------------- ------ --- ------ ---------- ------- ----------------- ------------ ------------ Common Stock, par value 11/06/00 S 132,375 D $4.75 $.005 per share - --------------------------------- ------------- ------ --- ------ ---------- ------- ----------------- ------------ ------------ Common Stock, par value 11/07/00 S 200,000 D $4.4063 $.005 per share - --------------------------------- ------------- ------ --- ------ ---------- ------- ----------------- ------------ ------------ Common Stock, par value 11/13/00 S 854,056 D $3.625 $.005 per share - --------------------------------- ------------- ------ --- ------ ---------- ------- ----------------- ------------ ------------ Common Stock, par value 11/20/00 S 462,850 D $3.125 $.005 per share - --------------------------------- ------------- ------ --- ------ ---------- ------- ----------------- ------------ ------------ 2,092,234 D - --------------------------------- ------------- ------ --- ------ ---------- ------- ----------------- ------------ ------------ Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. (Over) SEC 1474 (7-96) *If the form is filed by more than one reporting person, see Instruction 4(b)(v). (Print or Type Responses)
FORM 4 (continued) Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) - --------------------------------------------------------------------------------------------------------------------------- 1. Title of 2. Conver- 3.Trans- 4. Transac- 5. Number of 6. Date Exer- 7. Title and Amount of Derivative sion or action tion Code Derivative cisable and Underlying Securities Security Exercise Date (Instr. 8) Securities Expiration (Instr. 3 and 4) (Instr. 3) Price of (Month/ Acquired (A) Date (Month/ Derivative Day/ or Disposed Day/Year) Security Year) of (D) (Instr.3, 4, and 5) Code V (A) (D) Date Expira- Amount or Exer- tion Title Number of cisable Date Shares - --------------------- -------------- ---------- ------ ------ ------ --------- -------- --------- ----------- ------------- - --------------------- -------------- ---------- ------ ------ ------ --------- -------- --------- ----------- ------------- - --------------------- -------------- ---------- ------ ------ ------ --------- -------- --------- ----------- ------------- - --------------------- -------------- ---------- ------ ------ ------ --------- -------- --------- ----------- ------------- - --------------------- -------------- ---------- ------ ------ ------ --------- -------- --------- ----------- ------------- - --------------------- -------------- ---------- ------ ------ ------ --------- -------- --------- ----------- ------------- - --------------------- -------------- ---------- ------ ------ ------ --------- -------- --------- ----------- ------------- - --------------------- -------------- ---------- ------ ------ ------ --------- -------- --------- ----------- ------------- - --------------------- -------------- ---------- ------ ------ ------ --------- -------- --------- ----------- ------------- - --------------------- -------------- ---------- ------ ------ ------ --------- -------- --------- ----------- ------------- - --------------------- -------------- ---------- ------ ------ ------ --------- -------- --------- ----------- ------------- - --------------------- -------------- ---------- ------ ------ ------ --------- -------- --------- ----------- ------------- - --------------------- -------------- ---------- ------ ------ ------ --------- -------- --------- ----------- -------------
[CONTINUATION OF THE ABOVE CHART] - -------------------------------------------------------------------- 8. Title of 9. Number 10. Owner- 11. Nature Derivative of Deriv- ship of In- Security ative Form direct (Instr. 3) Secur- of De- Bene- ities rivative ficial Bene- Secu- Owner- ficially rity: ship Owned Direct (Instr. 4) at (D) or End Indi- of rect (I) Month (Instr. 4) (Instr. 4) - --------------- --------------- ---------------- ------------------- - --------------- --------------- ---------------- ------------------- - --------------- --------------- ---------------- ------------------- - --------------- --------------- ---------------- ------------------- - --------------- --------------- ---------------- ------------------- - --------------- --------------- ---------------- ------------------- - --------------- --------------- ---------------- ------------------- - --------------- --------------- ---------------- ------------------- - --------------- --------------- ---------------- ------------------- - --------------- --------------- ---------------- ------------------- - --------------- --------------- ---------------- ------------------- - --------------- --------------- ---------------- ------------------- - --------------- --------------- ---------------- ------------------- Explanation of Responses: By: /s/ Ted Urschel December 11, 2000 ------------------------------- ----------------- ** Intentional misstatements or omissions of facts constitute Federal Criminal **Signature of Reporting Person Date Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Ted Urschel Associate General Counsel and Note: File three copies of this Form, one of which must be manually signed. Assistant Secretary Page 2 If space is insufficient, see Instruction 6 for procedure. On behalf of VERITAS Software SEC 1474 (7-96) Technology Corporation
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