-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MOQXr2c6A1fnu5VKl1h7FPZGiW3ssbXjH/XlxtTLCubcXaIkQMeEgbXSYIDCWxwf oIerlHQ8b079f9EXx0QAaQ== 0001090002-04-000288.txt : 20041108 0001090002-04-000288.hdr.sgml : 20041108 20041108172509 ACCESSION NUMBER: 0001090002-04-000288 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040712 FILED AS OF DATE: 20041108 DATE AS OF CHANGE: 20041108 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HAYES PAUL L JR CENTRAL INDEX KEY: 0001305931 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-10157 FILM NUMBER: 041126762 BUSINESS ADDRESS: BUSINESS PHONE: 802-297-3311 MAIL ADDRESS: STREET 1: 209 MIDDLE RIDGE ROAD CITY: STRATTON MT STATE: VT ZIP: 05155 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CAPCO ENERGY INC CENTRAL INDEX KEY: 0000354767 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 840846529 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12241 NEWPORT AVENUE STREET 2: SUITE 221 CITY: SANTA ANA STATE: CA ZIP: 92705 BUSINESS PHONE: 7147346876 MAIL ADDRESS: STREET 1: 12241 NEWPORT AVENUE STREET 2: SUITE 221 CITY: SANTA ANA STATE: CA ZIP: 92705 FORMER COMPANY: FORMER CONFORMED NAME: ALFA RESOURCES INC DATE OF NAME CHANGE: 19920703 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2004-07-12 0 0000354767 CAPCO ENERGY INC CGYN 0001305931 HAYES PAUL L JR 209 MIDDLE RIDGE ROAD STRATTON MT VT 05155 1 0 0 0 Common Stock 2004-07-12 4 A 0 20000 0.0625 A 20000 D Common Stock 2004-07-12 4 S 0 20000 0.175 D 0 D Common Stock 2004-07-14 4 A 0 30000 0.0625 A 30000 D Common Stock 2004-07-14 4 S 0 15000 0.18 D 15000 D Common Stock 2004-07-14 4 S 0 15000 0.2 D 0 D Common Stock 2004-07-26 4 A 0 10000 0.0625 A 10000 D Common Stock 2004-07-28 4 A 0 20000 0.0625 A 30000 D Common Stock 2004-07-28 4 S 0 10000 0.17 D 20000 D Common Stock 2004-07-29 4 S 0 10000 0.17 D 10000 D Common Stock 2004-07-30 4 S 0 10000 0.17 D 0 D Common Stock 2004-08-10 4 A 0 10000 0.0625 A 10000 D Common Stock 2004-08-10 4 S 0 10000 0.16 D 0 D Common Stock 2004-08-23 4 A 0 10000 0.0625 A 10000 D Common Stock 2004-08-23 4 S 0 10000 0.16 D 0 D Common Stock 2004-08-26 4 A 0 30000 0.0625 A 30000 D Common Stock 2004-08-26 4 S 0 10000 0.17 D 20000 D Common Stock 2004-08-26 4 S 0 20000 0.16 D 0 D Common Stock 2004-09-10 4 A 0 50000 0.0625 A 50000 D Common Stock 2004-09-10 4 S 0 50000 0.17 D 0 D Common Stock 2004-09-14 4 A 0 10000 0.0625 A 10000 D Common Stock 2004-09-14 4 S 0 10000 0.17 D 0 D Common Stock 2004-09-15 4 A 0 10000 0.0625 A 10000 D Common Stock 2004-09-15 4 S 0 10000 0.17 D 0 D Common Stock 2004-09-30 4 A 0 10000 0.0625 A 10000 D Common Stock 2004-09-30 4 S 0 10000 0.155 D 0 D Option 0.0625 2004-07-12 4 M 0 20000 0 D 2003-06-05 2008-06-05 Common Stock 20000 260000 D Option 0.0625 2004-07-14 4 M 0 30000 0 D 2003-06-05 2008-06-05 Common Stock 30000 230000 D Option 0.0625 2004-07-26 4 M 0 10000 0 D 2003-06-05 2008-06-05 Common Stock 10000 220000 D Option 0.0625 2004-07-28 4 M 0 20000 0 D 2003-06-05 2008-06-05 Common Stock 20000 200000 D Option 0.0625 2004-08-10 4 M 0 10000 0 D 2003-06-05 2008-06-05 Common Stock 10000 190000 D Option 0.0625 2004-08-24 4 M 0 10000 0 D 2003-06-05 2008-06-05 Common Stock 10000 180000 D Option 0.0625 2004-08-26 4 M 0 30000 0 D 2003-06-05 2008-06-05 Common Stock 30000 150000 D Option 0.0625 2004-09-10 4 M 0 50000 0 D 2003-06-05 2008-06-05 Common Stock 50000 100000 D Option 0.0625 2004-09-14 4 M 0 10000 0 D 2003-06-05 2008-06-05 Common Stock 10000 90000 D Option 0.0625 2004-09-15 4 M 0 10000 0 D 2003-06-05 2008-06-05 Common Stock 10000 80000 D Option 0.0625 2004-09-30 4 M 0 10000 0 D 2003-06-05 2008-06-05 Common Stock 10000 70000 D Option 0.175 2004-09-29 4 A 0 200000 0 A 2004-09-29 2009-09-28 Common Stock 200000 200000 D Gives effect to 4:1 forward stock split on 12/26/2003. /s/ Paul L. Hayes, Jr. 2004-11-08 -----END PRIVACY-ENHANCED MESSAGE-----