-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WsVq+ZK9V4bhLx0dXdxqiSB23kJTRk5beEmMY72U37lPDzFT9erjkPOA7nwDqm6L Exylljd/BJPYRoxAAZRn7A== 0000950155-05-000106.txt : 20050519 0000950155-05-000106.hdr.sgml : 20050519 20050519171807 ACCESSION NUMBER: 0000950155-05-000106 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20050504 FILED AS OF DATE: 20050519 DATE AS OF CHANGE: 20050519 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CAPCO ENERGY INC CENTRAL INDEX KEY: 0000354767 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 840846529 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5555 SAN FELIPE STREET 2: SUITE 725 CITY: HOUSTON STATE: TX ZIP: 77056 BUSINESS PHONE: 713-622-5550 MAIL ADDRESS: STREET 1: 5555 SAN FELIPE STREET 2: SUITE 725 CITY: HOUSTON STATE: TX ZIP: 77056 FORMER COMPANY: FORMER CONFORMED NAME: ALFA RESOURCES INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DOLPHIN OFFSHORE PARTNERS LP CENTRAL INDEX KEY: 0001287741 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-10157 FILM NUMBER: 05845769 MAIL ADDRESS: STREET 1: 129 EAST 17TH STREET CITY: NEW YORK STATE: NY ZIP: 10003 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dolphin Management Inc. CENTRAL INDEX KEY: 0001289405 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-10157 FILM NUMBER: 05845770 BUSINESS ADDRESS: STREET 1: C/O DOLPHIN ASSET MANAGEMENT CORP. STREET 2: 129 EAST 17TH STREET CITY: NEW YORK STATE: NY ZIP: 10003 BUSINESS PHONE: (212) 982-5071 MAIL ADDRESS: STREET 1: C/O DOLPHIN ASSET MANAGEMENT CORP. STREET 2: 129 EAST 17TH STREET CITY: NEW YORK STATE: NY ZIP: 10003 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hoactzin Partners, L.P. CENTRAL INDEX KEY: 0001327371 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-10157 FILM NUMBER: 05845771 BUSINESS ADDRESS: STREET 1: 87 SOUTH SAXON AVENUE CITY: BAY SHORE STATE: NY ZIP: 11706 BUSINESS PHONE: 212-982-5071 MAIL ADDRESS: STREET 1: C/O DOLPHIN ASSET MANAGEMENT CORP. STREET 2: 129 EAST 17TH STREET CITY: NEW YORK STATE: NY ZIP: 10003 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SALAS PETER E CENTRAL INDEX KEY: 0001016286 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-10157 FILM NUMBER: 05845772 BUSINESS ADDRESS: BUSINESS PHONE: 2129825071 MAIL ADDRESS: STREET 1: 129 EAST 17TH STREET CITY: NEW YORK STATE: NY ZIP: 10003 3 1 e950326fr3_ex.xml FORM 3 X0202 3 2005-05-04 0 0000354767 CAPCO ENERGY INC CGYN.OB 0001327371 Hoactzin Partners, L.P. 87 SOUTH SAXON AVENUE BAY SHORE NY 11706 0 0 1 0 0001289405 Dolphin Management Inc. C/O DOLPHIN ASSET MANAGEMENT CORP. 129 EAST 17TH STREET NEW YORK NY 10003 0 0 1 0 0001016286 SALAS PETER E 129 EAST 17TH STREET NEW YORK NY 10003 0 0 1 0 0001287741 DOLPHIN OFFSHORE PARTNERS LP 129 EAST 17TH STREET NEW YORK NY 10003 0 0 1 0 Warrants to Purchase Common Stock, $0.001 par value 0.176 2004-12-03 2009-12-03 Common Stock, $0.001 par value 833333 D Warrants to Purchase Common Stock, $0.001 par value 0.176 2004-12-03 2009-12-03 Common Stock, $0.001 par value 833333 I footnote Warrants to Purchase Common Stock, $0.001 par value 0.195 2004-12-27 2009-12-27 Common Stock, $0.001 par value 10035213 D Warrants to Purchase Common Stock, $0.001 par value 0.195 2004-12-27 2009-12-27 Common Stock, $0.001 par value 10035213 I footnote Warrants to Purchase Common Stock, $0.001 par value 0.195 2005-05-04 2010-05-04 Common Stock, $0.001 par value 24032 D Warrants to Purchase Common Stock, $0.001 par value 0.195 2005-05-04 2010-05-04 Common Stock, $0.001 par value 24032 I footnote Warrants to Purchase Common Stock, $0.001 par value 0.30 2005-05-04 2010-05-04 Common Stock, $0.001 par value 13333333 D Warrants to Purchase Common Stock, $0.001 par value 0.30 2005-05-04 2010-05-04 Common Stock, $0.001 par value 13333333 I footnote $720,000 12% Convertible Notes 0.20 2004-06-30 2007-06-30 Common Stock, $0.001 par value 3600000 D $720,000 12% Convertible Notes 0.20 2004-06-30 2007-06-30 Common Stock, $0.001 par value 3600000 I footnote $660,000 9% Convertible Notes 0.16 2004-09-15 2007-09-15 Common Stock, $0.001 par value 4125000 D $660,000 9% Convertible Notes 0.16 2004-09-15 2007-09-15 Common Stock, $0.001 par value 4125000 I footnote These Warrants are owned directly by Hoactzin Partners, L.P. ("Hoactzin"). These Warrants are owned indirectly by Dolphin Advisors, LLC ("Dolphin Advisors"), Dolphin Management Inc. ("Dolphin Management") and Peter E. Salas ("Mr. Salas"). Mr. Salas is the sole shareholder and president of Dolphin Management, which is the sole managing member of Dolphin Advisors, which is the sole managing general partner of Hoactzin. Each of Mr. Salas, Dolphin Management and Dolphin Advisors disclaims beneficial ownership, within the meaning of Section 16 of the Exchange Act, or otherwise of such portion of the Warrants in which such reporting person has no actual pecuniary interest therein. These Convertible Notes are owned directly by Dolphin Offshore Partners, L.P. ("Dolphin Offshore"). These Convertible Notes are owned indirectly by Dolphin Management and Mr. Salas. Mr. Salas is the sole shareholder and president of Dolphin Management, which is the sole managing general partner of Dolphin Offshore. Each of Mr. Salas and Dolphin Management disclaims beneficial ownership, within the meaning of Section 16 of the Exchange Act, or otherwise of such portion of the Convertible Notes in which such reporting person has no actual pecuniary interest therein. These Convertible Notes are owned directly by Dolphin Offshore. These Convertible Notes are owned indirectly by Dolphin Management and Mr. Salas. Mr. Salas is the sole shareholder and president of Dolphin Management, which is the sole managing general partner of Dolphin Offshore. Each of Mr. Salas and Dolphin Management disclaims beneficial ownership, within the meaning of Section 16 of the Exchange Act, or otherwise of such portion of the Convertible Notes in which such reporting person has no actual pecuniary interest therein. The reporting person is a member of a Section 13(d) group that owns more than 10% of the issuer's outstanding common stock. There are five members of such group. Each of the foregoing persons, with exception of the aforementioned reporting person, are joint filers, as permitted under Rule 16(a)-3(j) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). Exhibit List Exhibit 99 - Joint Filer Information Peter E. Salas 2005-05-17 EX-99 2 e950326ex99.htm JOINT FILER INFORMATION EX-99 
                                                                      Exhibit 99
                            Joint Filer Information

Designated Filer:                   Hoactzin Partners, L.P.
Issuer & Ticker Symbol:             Capco Energy, Inc. (CGYN.OB)
Date of Event
   Requiring Statement:             04/05/05


                                       /s/ Peter E. Salas
                                       -----------------------------------------
                                       PETER E. SALAS

                                       DOLPHIN MANAGEMENT INC.

                                       By:  /s/ Peter E. Salas
                                            ------------------------------------
                                       Name:  Peter E. Salas
                                       Its:   President

                                       DOLPHIN ADVISORS, LLC

                                       By:    Dolphin Management Inc.
                                       Its:   Managing Member

                                       By:  /s/ Peter E. Salas
                                            ------------------------------------
                                       Name:  Peter E. Salas
                                       Its:   President

                                       HOACTZIN PARTNERS, LP

                                       By:    Dolphin Advisors, LLC
                                       Its:   Managing Partner

                                       By:    Dolphin Management Inc.
                                       Its:   Managing Member

                                       By:  /s/ Peter E. Salas
                                            ------------------------------------
                                       Name:  Peter E. Salas
                                       Its:   President

                                       DOLPHIN OFFSHORE PARTNERS, L.P.

                                       By:  Dolphin Management Inc.
                                       Its:  Managing Partner

                                       By:  /s/ Peter E. Salas
                                            ------------------------------------
                                       Name:  Peter E. Salas
                                       Its:   President
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