-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KTdLpX7tyuXHeNxekGOJMfBMj1THcUZHb3rwxTVG/Y8LDE0h/oCrCiuOAygD5XZv Nkav9vSu1iQCboh+vfoHFw== 0001193241-04-000002.txt : 20040421 0001193241-04-000002.hdr.sgml : 20040421 20040421164551 ACCESSION NUMBER: 0001193241-04-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040419 FILED AS OF DATE: 20040421 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LAU CONSTANCE H CENTRAL INDEX KEY: 0001193241 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08503 FILM NUMBER: 04745936 MAIL ADDRESS: STREET 1: C/O HAWAIIAN ELECTRIC INDUSTRIES, INC. STREET 2: P O BOX 730 CITY: HONOLULIU STATE: HI ZIP: 96808 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HAWAIIAN ELECTRIC INDUSTRIES INC CENTRAL INDEX KEY: 0000354707 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 990208097 STATE OF INCORPORATION: HI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 900 RICHARDS ST CITY: HONOLULU STATE: HI ZIP: 96813 BUSINESS PHONE: 8085435662 MAIL ADDRESS: STREET 1: 900 RICHARDS STREET CITY: HONOLULU STATE: HI ZIP: 96813 4 1 edgar.xml PRIMARY DOCUMENT X0201 4 2004-04-19 0000354707 HAWAIIAN ELECTRIC INDUSTRIES INC HE 0001193241 LAU CONSTANCE H C/O HAWAIIAN ELECTRIC INDUSTRIES, INC. P.O. BOX 730 HONOLULU HI 96808 1 0 0 0 Common Stock 3164 D Common Stock 28.587 I By 401(k) Common Stock 1 I By custodian for child (Jennifer) Common Stock 1 I By custodian for child (Eric) Common Stock 1 I By custodian for child (Gregory) Common Stock 1176.3247 I By custodian for child (Jennifer) Common Stock 1176.3246 I By custodian for child (Eric) Common Stock 1176.3246 I By custodian for child (Gregory) Stock Appreciation Right 52.04 2004-04-19 4 A 0 6250 52.04 A 2005-04-19 2014-04-19 Common Stock 6250 6250 D Stock Appreciation Right 52.04 2004-04-19 4 A 0 6250 52.04 A 2006-04-19 2014-04-19 Common Stock 6250 12500 D Stock Appreciation Right 52.04 2004-04-19 4 A 0 6250 52.04 A 2007-04-19 2014-04-19 Common Stock 6250 18750 D Stock Appreciation Right 52.04 2004-04-19 4 A 0 6250 52.04 A 2008-04-19 2014-04-19 Common Stock 6250 25000 D Options & DERs (right to buy) Common Stock 149460.2477 D Previously reported. Shares held pursuant to the Hawaiian Electric Industries Retirement Savings Plan 401(k) (HEIRS). Effective 4/1/96 the participant's investment in HEI Common Stock was converted to units in the HEI Common Stock Fund portion of HEIRS. A small portion of the Fund is held in cash and the overall value of the Fund is based on the combined value of the HEI Common Stock and the cash portfolio. For SEC reporting purposes only the actual stock portion of the Fund is being reported. Aggregate shares; earned dividends are automatically reinvested in the Hawaiian Electric Industries Dividend Reinvestment and Stock Purchase Plan (DRIP). Aggregate option shares and dividend equivalent rights (DERs); option grants previously reported. Constance H. Lau 2004-04-21 -----END PRIVACY-ENHANCED MESSAGE-----