UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report:
| Exact Name of Registrant | Commission | I.R.S. Employer |
| as Specified in Its Charter | File Number | Identification No. |
State of
(State or other jurisdiction of incorporation)
(Address of principal executive offices and zip code)
Registrant’s telephone number, including area code:
(
None
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to 12(b) of the Act:
| Registrant | Title of each class | Trading Symbol(s) |
Name of each exchange on which registered |
| Hawaiian Electric Industries, Inc. |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule12b-2 of the Securities Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the
Exchange Act. ¨
Item 7.01 Regulation FD Disclosure.
The attached Letter to HEI Shareholders and HEI Fact Sheet entitled “Delivering Value to Customers, Communities and Shareholders” were sent to certain investors and stakeholders and posted on the Investor Relations page of HEI’s website.
The Letter to HEI Shareholders is furnished as Exhibit 99.1 and the HEI Fact Sheet is furnished as Exhibit 99.2.
Item 9.01 Financial Statements and Exhibits.
| (d) Exhibits | |
| Exhibit 99.1 | Letter to HEI Shareholders dated November 12, 2019 |
| Exhibit 99.2 | HEI Fact Sheet, “Delivering Value to Customers, Communities and Shareholders.” |
The information furnished in connection with this current report on Form 8-K shall not be deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the Exchange Act), or incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific reference in such a filing.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
| HAWAIIAN ELECTRIC INDUSTRIES, INC. | |
| (Registrant) | |
| /s/ Gregory C. Hazelton | |
| Gregory C. Hazelton | |
| Executive Vice President, | |
| Chief Financial Officer and Treasurer | |
| (Principal Financial Officer) | |
| Date: November 13, 2019 |
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EXHIBIT INDEX
| Exhibit No. | Description | |
| Exhibit 99.1 | Letter to HEI Shareholders dated November 12, 2019 | |
| Exhibit 99.2 | HEI Fact Sheet, “Delivering Value to Customers, Communities and Shareholders.” | |
| 104 | Cover Page Interactive Data File (embedded within the Inline XBRL document). |
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