-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VF3UEq/FIpdAwmf884IOlSgJw+aw0gLHfvTJJNGoZQvumAn085ZOElnaAvIxZ5kb LgQPwVG9y9Sj4kZ3ny7Jvg== 0000354707-09-000014.txt : 20090311 0000354707-09-000014.hdr.sgml : 20090311 20090311171659 ACCESSION NUMBER: 0000354707-09-000014 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090309 FILED AS OF DATE: 20090311 DATE AS OF CHANGE: 20090311 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LAU CONSTANCE H CENTRAL INDEX KEY: 0001193241 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08503 FILM NUMBER: 09673302 MAIL ADDRESS: STREET 1: C/O HAWAIIAN ELECTRIC INDUSTRIES, INC. STREET 2: P O BOX 730 CITY: HONOLULIU STATE: HI ZIP: 96808 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HAWAIIAN ELECTRIC INDUSTRIES INC CENTRAL INDEX KEY: 0000354707 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 990208097 STATE OF INCORPORATION: HI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 900 RICHARDS ST CITY: HONOLULU STATE: HI ZIP: 96813 BUSINESS PHONE: 8085435662 MAIL ADDRESS: STREET 1: 900 RICHARDS STREET CITY: HONOLULU STATE: HI ZIP: 96813 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2009-03-09 0000354707 HAWAIIAN ELECTRIC INDUSTRIES INC HE 0001193241 LAU CONSTANCE H P.O. BOX 730 HONOLULU HI 96808-0730 1 1 0 0 President & CEO Common Stock 2009-03-09 4 P 0 1400 12.18 A 195169.4143 D Common Stock 2009-03-09 4 P 0 600 12.19 A 195769.4143 D Common Stock 2009-03-10 4 P 0 2000 12.75 A 197769.4143 D Common Stock 74.039 I By 401k Common Stock 6849.9118 I By custodian for children Dividend Equivalents 2009-03-02 4 M 0 632 D 2009-03-02 2009-03-15 Common Stock 632 0 D Dividend Equivalents 2009-03-02 4 A 0 1136.3636 0 A 2009-04-07 2015-04-07 Common Stock 1136.3636 1136.3636 D Previously reported shares. Shares held pursuant to the Hawaiian Electric Industries Retirement Savings Plan 401(k) (HEIRS) as of February 20, 2009. Effective 4/1/96 the participant's investment in HEI Common Stock was converted to units in the HEI Common Stock Fund portion of HEIRS. A small portion of the fund is held in cash; the overall value is based on the combined value of the HEI Common Stock and the cash portfolio. For SEC reporting purposes only the actual stock portion of the fund is being reported. Aggregate shares; earned dividends are automatically reinvested in the Hawaiian Electric Industries Dividend Reinvestment and Stock Purchase Plan (DRIP) Settlement of dividend equivalents (DEs) in compliance with Section 409A of the Internal Revenue Code, as amended. The DEs related to stock appreciation rights granted in 2004 and 2005 were accrued when and as dividends were paid on HEI Common Stock. Each dividend equivalent is the economic equivalent of one share of HEI Common Stock. $7.25 was also paid to the holder to settle a fractional dividend equivalent share of 0.5316, as provided in the grant agreement. The dividend equivalents accrued on 50,000 stock appreciation rights granted in 2005. Each dividend equivalent is the economic equivalent of one share of HEI Common Stock. Chester A. Richardson, Atty-in-Fact for Constance H. Lau 2009-03-11 -----END PRIVACY-ENHANCED MESSAGE-----