SC 13G/A 1 doc1.htm NONE Schedule 13G


 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
SCHEDULE 13G
 
 
Under the Securities Exchange Act of 1934
(Amendment No. 02)*
 
CVB Financial Corporation 

(Name of Issuer)
 
Common Stock

(Title of Class of Securities)
 
126600105

(CUSIP Number)
 
December 31, 2014

(Date of Event Which Requires Filing of this Statement)
 
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
 
     o  Rule 13d-1(b)
 
     x  Rule 13d-1(c)
 
     o  Rule 13d-1(d)
 
* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
 
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
 


 
 

 
 
CUSIP No.  126600105      
 
      
1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
 George Borba Family Trust
906238488
   
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

 (a)   x
 (b)   o
   
3 SEC USE ONLY
  
  
   
4 CITIZENSHIP OR PLACE OF ORGANIZATION
  
 USA
    
NUMBER OF SHARES BENEFICIALLY  OWNED BY EACH REPORTING PERSON WITH: 5 SOLE VOTING POWER
  
 4599439
   
6 SHARED VOTING POWER
  
 0
   
7 SOLE DISPOSITIVE POWER
  
 4599439
   
8 SHARED DISPOSITIVE POWER
  
 0
   
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
  
 4599439
   
10 CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
  
 o
   
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
  
 4.3%
   
12 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
  
 OO
 

FOOTNOTES
  
 Trust
 
 

 
 
CUSIP No.  126600105      
 
      
1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
 The Borba Childrens Holding Trust
466388658
   
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

 (a)   x
 (b)   o
   
3 SEC USE ONLY
  
  
   
4 CITIZENSHIP OR PLACE OF ORGANIZATION
  
 USA
    
NUMBER OF SHARES BENEFICIALLY  OWNED BY EACH REPORTING PERSON WITH: 5 SOLE VOTING POWER
  
 2277000
   
6 SHARED VOTING POWER
  
 0
   
7 SOLE DISPOSITIVE POWER
  
 2277000
   
8 SHARED DISPOSITIVE POWER
  
 0
   
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
  
 2277000
   
10 CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
  
 o
   
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
  
 2.2%
   
12 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
  
 OO
 

FOOTNOTES
  
 Trust
 
 

 
 
CUSIP No.  126600105      
 
      
1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
 George A Borba Jr
   
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

 (a)   x
 (b)   o
   
3 SEC USE ONLY
  
  
   
4 CITIZENSHIP OR PLACE OF ORGANIZATION
  
 USA
    
NUMBER OF SHARES BENEFICIALLY  OWNED BY EACH REPORTING PERSON WITH: 5 SOLE VOTING POWER
  
 15520
   
6 SHARED VOTING POWER
  
 6876439
   
7 SOLE DISPOSITIVE POWER
  
 15520
   
8 SHARED DISPOSITIVE POWER
  
 6876439
   
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
  
 470920
   
10 CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
  
 x
   
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
  
 0.4%
   
12 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
  
 IN
 

FOOTNOTES
  
 Sole voting and sole dispositive power shares include 288 shares held as custodian for minor children Shared voting and shared dispositive power shares consist of 4599439 shares held by the George Borba Family Trust as to which George Borba Jr is a successor co trustee with shared voting and dispositive power and 2277000 shares held by the Borba Childrens Holding Trust of which George Borba Jr is a co trustee with shared voting and dispositive power The aggregate amount beneficially owned by each reporting person Mr Borba disclaims beneficial ownership of the shares held by the George Borba Family Trust and the Borba Childrens Holding Trust except to the extent of his distributable interest in the Borba Childrens Holding Trust
 
 

 
 
CUSIP No.  126600105      
 
      
1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
 Linda Borba Gourdikian
   
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

 (a)   x
 (b)   o
   
3 SEC USE ONLY
  
  
   
4 CITIZENSHIP OR PLACE OF ORGANIZATION
  
 USA
    
NUMBER OF SHARES BENEFICIALLY  OWNED BY EACH REPORTING PERSON WITH: 5 SOLE VOTING POWER
  
 28822
   
6 SHARED VOTING POWER
  
 6923789
   
7 SOLE DISPOSITIVE POWER
  
 28822
   
8 SHARED DISPOSITIVE POWER
  
 6923789
   
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
  
 531572
   
10 CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
  
 x
   
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
  
 0.5%
   
12 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
  
 IN
 

FOOTNOTES
  
 Sole voting and sole dispositive power shares include 275 of vested option shares Shared voting and shared dispositive power shares consist of 4599439 shares held by the George Borba Family Trust as to which Ms Gourdikian is a successor co trustee with shared voting and dispositive power and 2277000 shares held by the Borba Childrens Holding Trust of which Ms Gourdikian is a co trustee with shared voting and dispositive power Also includes 47350 shares held by the Gourdikian Family Trust of which Ms Gourdikian and her husband are co trustees and beneficiaries The aggregate amount beneficially owned by each reporting person Ms Gourdikian disclaims beneficial ownership of the shares held by the George Borba Family Trust and the Borba Childrens Holding Trust except to the extent of her distributable interest in the Borba Childrens Holding Trust
 
 

 
 
Item 1.

 
(a)
Name of Issuer
 
 
CVB Financial Corporation

 
(b)
Address of Issuer’s Principal Executive Offices
 
 
701 North Haven Avenue
Ontario, CA 91764

Item 2.

 
(a)
Name of Person Filing
 
 
This schedule 13G is being filed jointly by the George Borba Family Trust of which George A Borba Jr and Linda Borba Gourdikian are co trustees By the Borba Childrens Holding Trust dated December 4, 2012 of which George A Borba Jr and Linda Borba Goudikian as co trustees and by George A Borba Jr and Linda Borba Gourdikian as individuals

 
(b)
Address of Principal Business Office or, if none, Residence
 
 
701 North Haven Avenue
Ontario, CA 91764

 
(c)
Citizenship
 
 
USA

 
(d)
Title of Class of Securities
 
 
Common Stock no par value

 
(e)
CUSIP Number
 
 
126600105

 
Item 3.
If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

 
(a)
o
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).

 
(b)
o
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).

 
(c)
o
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).

 
(d)
o
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8).

 
(e)
o
An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);

 
(f)
o
An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);

 
(g)
o
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);

 
(h)
o
A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);

 
(i)
o
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);

 
(j)
o
A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J).

 
(k)
o
A group, in accordance with § 240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:

 
 
 

 
 
Item 4.
Ownership.
 
Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

 
(a)
Amount beneficially owned: 6,952,611

 
(b)
Percent of class: 6.6%

 
(c)
Number of shares as to which the person has:

 
(i)
Sole power to vote or to direct the vote: 0

 
(ii)
Shared power to vote or to direct the vote: 6,952,611

 
(iii)
Sole power to dispose or to direct the disposition of: 0

 
(iv)
Shared power to dispose or to direct the disposition of: 6,952,611

Item 5.
Ownership of Five Percent or Less of a Class
 
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following o .
 
n/a
 
Item 6.
Ownership of More than Five Percent on Behalf of Another Person.
 
Dolores S Borba has the right to receive dividends and proceeds from the sale of shares held by the George Borba Family Trust during her lifetime
 
Item 7.
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company
 
n/a
 
Item 8.
Identification and Classification of Members of the Group
 
n/a
 
Item 9.
Notice of Dissolution of Group
 
n/a
 
 
 

 
 
 
Item 10.
Certification
  
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
 
 

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 
 
 The George Borba Family Trust
 
    
Date: February 12, 2015
By:
/s/  George A Borba Jr and Linda Borba Gourdikian 
   Name: George A Borba Jr and Linda Borba Gourdikian 
   Title:  Co trustees 
    
 
 
 
 The Borba Childrens Holding Trust
 
    
Date: February 12, 2015
By:
/s/  George A Borba Jr and Linda Borba Gourdikian 
   Name: George A Borba Jr and Linda Borba Gourdikian 
   Title:  Co trustees 
    
 
 
 
  
    
Date: February 12, 2015
By:
/s/  George A Borba Jr 
   Name: George A Borba Jr 
   
    
 
 
 
  
    
Date: February 12, 2015
By:
/s/  Linda Borba Gourdikian 
   Name: Linda Borba Gourdikian 
   
    
 
Footnotes:

Attention:
Intentional misstatements or omissions of fact constitute Federal criminal violations (See 18 U.S.C. 1001)