0001493152-20-023865.txt : 20201217 0001493152-20-023865.hdr.sgml : 20201217 20201217181327 ACCESSION NUMBER: 0001493152-20-023865 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201214 FILED AS OF DATE: 20201217 DATE AS OF CHANGE: 20201217 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TRAFELET REMY W CENTRAL INDEX KEY: 0001297619 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-00261 FILM NUMBER: 201397342 MAIL ADDRESS: STREET 1: C/O TRAFELET BROKAW CAPITAL MANAGEMENT, STREET 2: 410 PARK AVENUE, 17TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALICO, INC. CENTRAL INDEX KEY: 0000003545 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE PRODUCTION - CROPS [0100] IRS NUMBER: 590906081 STATE OF INCORPORATION: FL FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 10070 DANIELS INTERSTATE COURT STE. 100 CITY: FT. MYERS, STATE: FL ZIP: 33913 BUSINESS PHONE: 239-226-2000 MAIL ADDRESS: STREET 1: 10070 DANIELS INTERSTATE COURT STE. 100 CITY: FT. MYERS, STATE: FL ZIP: 33913 FORMER COMPANY: FORMER CONFORMED NAME: ALICO INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: ALICO LAND DEVELOPMENT CO DATE OF NAME CHANGE: 19740219 4 1 ownership.xml X0306 4 2020-12-14 0 0000003545 ALICO, INC. ALCO 0001297619 TRAFELET REMY W C/O TRAFELET & COMPANY, LLC NEW YORK NY 10022 0 0 1 0 Alico, Inc., Common Stock, Par Value $1.00 2020-12-14 4 S 0 41811 31.50 D 869295 D Alico, Inc., Common Stock, Par Value $1.00 2020-12-15 4 S 0 2794 31.50 D 866501 D 703,716 of these shares of Common Stock are held by a revocable trust of which Mr. Trafelet is the grantor. 162,785 of these shares of Common Stock are held by Delta Master II, LP (the "Fund") of which Mr. Trafelet may be considered to be the indirect beneficial owner by virtue of his position with Trafelet Capital Management, L.P. ("TCM"), which serves as investment manager to the Fund and, in such capacity, exercises voting and investment control over securities held for the accounts of the Fund. Mr. Trafelet disclaims beneficial ownership of the Common Stock held by the Fund except to the extent of his pecuniary interest therein. /s/ Remy W. Trafelet 2020-12-17