0001493152-20-023865.txt : 20201217
0001493152-20-023865.hdr.sgml : 20201217
20201217181327
ACCESSION NUMBER: 0001493152-20-023865
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201214
FILED AS OF DATE: 20201217
DATE AS OF CHANGE: 20201217
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TRAFELET REMY W
CENTRAL INDEX KEY: 0001297619
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-00261
FILM NUMBER: 201397342
MAIL ADDRESS:
STREET 1: C/O TRAFELET BROKAW CAPITAL MANAGEMENT,
STREET 2: 410 PARK AVENUE, 17TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ALICO, INC.
CENTRAL INDEX KEY: 0000003545
STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE PRODUCTION - CROPS [0100]
IRS NUMBER: 590906081
STATE OF INCORPORATION: FL
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 10070 DANIELS INTERSTATE COURT STE. 100
CITY: FT. MYERS,
STATE: FL
ZIP: 33913
BUSINESS PHONE: 239-226-2000
MAIL ADDRESS:
STREET 1: 10070 DANIELS INTERSTATE COURT STE. 100
CITY: FT. MYERS,
STATE: FL
ZIP: 33913
FORMER COMPANY:
FORMER CONFORMED NAME: ALICO INC
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: ALICO LAND DEVELOPMENT CO
DATE OF NAME CHANGE: 19740219
4
1
ownership.xml
X0306
4
2020-12-14
0
0000003545
ALICO, INC.
ALCO
0001297619
TRAFELET REMY W
C/O TRAFELET & COMPANY, LLC
NEW YORK
NY
10022
0
0
1
0
Alico, Inc., Common Stock, Par Value $1.00
2020-12-14
4
S
0
41811
31.50
D
869295
D
Alico, Inc., Common Stock, Par Value $1.00
2020-12-15
4
S
0
2794
31.50
D
866501
D
703,716 of these shares of Common Stock are held by a revocable trust of which Mr. Trafelet is the grantor.
162,785 of these shares of Common Stock are held by Delta Master II, LP (the "Fund") of which Mr. Trafelet may be considered to be the indirect beneficial owner by virtue of his position with Trafelet Capital Management, L.P. ("TCM"), which serves as investment manager to the Fund and, in such capacity, exercises voting and investment control over securities held for the accounts of the Fund. Mr. Trafelet disclaims beneficial ownership of the Common Stock held by the Fund except to the extent of his pecuniary interest therein.
/s/ Remy W. Trafelet
2020-12-17