0001209191-22-032527.txt : 20220527 0001209191-22-032527.hdr.sgml : 20220527 20220527162001 ACCESSION NUMBER: 0001209191-22-032527 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191011 FILED AS OF DATE: 20220527 DATE AS OF CHANGE: 20220527 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sampel James CENTRAL INDEX KEY: 0001799493 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-00261 FILM NUMBER: 22977834 MAIL ADDRESS: STREET 1: 5386 QUARRY ROCK ROAD CITY: LAKELAND STATE: FL ZIP: 33809 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALICO, INC. CENTRAL INDEX KEY: 0000003545 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE PRODUCTION - CROPS [0100] IRS NUMBER: 590906081 STATE OF INCORPORATION: FL FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 10070 DANIELS INTERSTATE COURT STE. 100 CITY: FT. MYERS, STATE: FL ZIP: 33913 BUSINESS PHONE: 239-226-2000 MAIL ADDRESS: STREET 1: 10070 DANIELS INTERSTATE COURT STE. 100 CITY: FT. MYERS, STATE: FL ZIP: 33913 FORMER COMPANY: FORMER CONFORMED NAME: ALICO INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: ALICO LAND DEVELOPMENT CO DATE OF NAME CHANGE: 19740219 4/A 1 doc4a.xml FORM 4/A SUBMISSION X0306 4/A 2019-10-11 2020-12-29 0 0000003545 ALICO, INC. ALCO 0001799493 Sampel James 5386 QUARRY ROCK ROAD LAKELAND FL 33809 0 1 0 0 Chief Information Officer Option to purchase common stock 33.96 2019-10-11 4 A 0 12000 0.00 A 2026-12-31 Alico, Inc., Common Stock, Par Value $1.00 12000 12000 D The Incentive Stock Options (right to buy) were granted under the Stock Incentive Plan of 2015. The original Form 4 filed on December 29, 2020, is being amended by this Form 4 amendment solely to correct the number of stock options issued to Reporting Person and the corresponding number of underlying securities. The actual number of stock options issued to Reporting Person was 12,000 (as opposed to 16,000). The options vest as follows: (i) 25% of the options will vest if the price of the Companys common stock during a consecutive 20-day trading period exceeds $35.00; (ii) 25% of the options will vest if the price of the Companys common stock during a consecutive 20-day trading period exceeds $40.00; (iii) 25% of the options will vest if the price of the Companys common stock during a consecutive 20-day trading period exceeds $45.00 and (iv) 25% of the options will vest if the price of the Companys common stock during a consecutive 20-day trading period exceeds $50.00, in each case subject to (x) the Reporting Person executing the Companys incentive stock option agreement and (y) the reporting persons continued employment or service with the Company on the applicable vesting date or such date as set forth in the incentive stock option agreement. Any options not vested on or before December 31, 2022 shall be forfeited. James Sampel 2022-05-27