0001209191-22-032527.txt : 20220527
0001209191-22-032527.hdr.sgml : 20220527
20220527162001
ACCESSION NUMBER: 0001209191-22-032527
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191011
FILED AS OF DATE: 20220527
DATE AS OF CHANGE: 20220527
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sampel James
CENTRAL INDEX KEY: 0001799493
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-00261
FILM NUMBER: 22977834
MAIL ADDRESS:
STREET 1: 5386 QUARRY ROCK ROAD
CITY: LAKELAND
STATE: FL
ZIP: 33809
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ALICO, INC.
CENTRAL INDEX KEY: 0000003545
STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE PRODUCTION - CROPS [0100]
IRS NUMBER: 590906081
STATE OF INCORPORATION: FL
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 10070 DANIELS INTERSTATE COURT STE. 100
CITY: FT. MYERS,
STATE: FL
ZIP: 33913
BUSINESS PHONE: 239-226-2000
MAIL ADDRESS:
STREET 1: 10070 DANIELS INTERSTATE COURT STE. 100
CITY: FT. MYERS,
STATE: FL
ZIP: 33913
FORMER COMPANY:
FORMER CONFORMED NAME: ALICO INC
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: ALICO LAND DEVELOPMENT CO
DATE OF NAME CHANGE: 19740219
4/A
1
doc4a.xml
FORM 4/A SUBMISSION
X0306
4/A
2019-10-11
2020-12-29
0
0000003545
ALICO, INC.
ALCO
0001799493
Sampel James
5386 QUARRY ROCK ROAD
LAKELAND
FL
33809
0
1
0
0
Chief Information Officer
Option to purchase common stock
33.96
2019-10-11
4
A
0
12000
0.00
A
2026-12-31
Alico, Inc., Common Stock, Par Value $1.00
12000
12000
D
The Incentive Stock Options (right to buy) were granted under the Stock Incentive Plan of 2015.
The original Form 4 filed on December 29, 2020, is being amended by this Form 4 amendment solely to correct the number of stock options issued to Reporting Person and the corresponding number of underlying securities. The actual number of stock options issued to Reporting Person was 12,000 (as opposed to 16,000).
The options vest as follows: (i) 25% of the options will vest if the price of the Companys common stock during a consecutive 20-day trading period exceeds $35.00; (ii) 25% of the options will vest if the price of the Companys common stock during a consecutive 20-day trading period exceeds $40.00; (iii) 25% of the options will vest if the price of the Companys common stock during a consecutive 20-day trading period exceeds $45.00 and (iv) 25% of the options will vest if the price of the Companys common stock during a consecutive 20-day trading period exceeds $50.00, in each case subject to (x) the Reporting Person executing the Companys incentive stock option agreement and (y) the reporting persons continued employment or service with the Company on the applicable vesting date or such date as set forth in the incentive stock option agreement. Any options not vested on or before December 31, 2022 shall be forfeited.
James Sampel
2022-05-27