0001209191-22-032195.txt : 20220526
0001209191-22-032195.hdr.sgml : 20220526
20220526162059
ACCESSION NUMBER: 0001209191-22-032195
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220524
FILED AS OF DATE: 20220526
DATE AS OF CHANGE: 20220526
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sampel James
CENTRAL INDEX KEY: 0001799493
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-00261
FILM NUMBER: 22970395
MAIL ADDRESS:
STREET 1: 5386 QUARRY ROCK ROAD
CITY: LAKELAND
STATE: FL
ZIP: 33809
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ALICO, INC.
CENTRAL INDEX KEY: 0000003545
STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE PRODUCTION - CROPS [0100]
IRS NUMBER: 590906081
STATE OF INCORPORATION: FL
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 10070 DANIELS INTERSTATE COURT STE. 100
CITY: FT. MYERS,
STATE: FL
ZIP: 33913
BUSINESS PHONE: 239-226-2000
MAIL ADDRESS:
STREET 1: 10070 DANIELS INTERSTATE COURT STE. 100
CITY: FT. MYERS,
STATE: FL
ZIP: 33913
FORMER COMPANY:
FORMER CONFORMED NAME: ALICO INC
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: ALICO LAND DEVELOPMENT CO
DATE OF NAME CHANGE: 19740219
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2022-05-24
0
0000003545
ALICO, INC.
ALCO
0001799493
Sampel James
5386 QUARRY ROCK ROAD
LAKELAND
FL
33809
0
1
0
0
Chief Information Officer
Alico, Inc., Common Stock, Par Value $1.00
2022-05-24
4
M
0
3000
33.96
A
3991
D
Alico, Inc., Common Stock, Par Value $1.00
2022-05-24
4
S
0
3000
42.00
D
991
D
Employee stock option (right to buy)
33.96
2022-05-24
4
M
0
3000
0.00
D
2026-12-31
Common Stock
3000
9000
D
The options, representing the right to purchase a total of 12,000 shares, vest as follows: (i) 25% of the options will vest if the price of the Companys common stock during a consecutive 20-day trading period exceeds $35.00; (ii) 25% of the options will vest if the price of the Companys common stock during a consecutive 20-day trading period exceeds $40.00; (iii) 25% of the options will vest if the price of the Companys common stock during a consecutive 20-day trading period exceeds $45.00 and (iv) 25% of the options will vest if the price of the Companys common stock during a consecutive 20-day trading period exceeds $50.00, in each case subject to (x) the reporting person executing the Companys incentive stock option agreement and (y) the reporting persons continued employment or service with the Company on the applicable vesting date or such date as set forth in the incentive stock option agreement.
Due to the 1000 character limit, Footnote 2 is a continuation of Footnote 1: Of the options mentioned in the preceding sentence, options representing the right to purchase 3,000 shares became exercisable on January 27, 2020; and the exercise of the options representing the right to purchase such 3,000 shares is reflected in the transaction reported in this Form 4 filing. Any of the remaining 9,000 options not vested on or before December 31, 2022 shall be forfeited.
James Sampel
2022-05-26