-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BO99L/t93rOzcvMTQcaXJ8EjFivzvzjkNezO8nqYDUY1e0AtI4i7DZxJPojNnpB6 T3wrcSJPhLGdH5urbRS1sQ== 0001133884-02-000996.txt : 20020913 0001133884-02-000996.hdr.sgml : 20020913 20020913150114 ACCESSION NUMBER: 0001133884-02-000996 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020731 FILED AS OF DATE: 20020913 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: WORKGROUP TECHNOLOGY CORP CENTRAL INDEX KEY: 0001007021 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 043153644 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27798 FILM NUMBER: 02763631 BUSINESS ADDRESS: STREET 1: 81 HARTWELL AVE CITY: LEXINGTON STATE: MA ZIP: 02173 BUSINESS PHONE: 6176742000 MAIL ADDRESS: STREET 1: 81 HARTWELL AVE CITY: LEXINGTON STATE: MA ZIP: 02173 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: SOFTECH INC CENTRAL INDEX KEY: 0000354260 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373] RELATIONSHIP: OWNER IRS NUMBER: 042453033 STATE OF INCORPORATION: MA FISCAL YEAR END: 0531 FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 2 HOGHWAY DRIVE STREET 2: SUITE B 130 CITY: TEWSBURY STATE: MA ZIP: 01876 BUSINESS PHONE: 9786406222 MAIL ADDRESS: STREET 1: 4695 44TH STREET N E STREET 2: SUITE B 130 CITY: GRAND RAPIDS STATE: MI ZIP: 49512 4 1 g4-29689.txt 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION OMB Approval FORM 4 WASHINGTON, D.C. 20549 ------------------ |_| Check this box if no OMB Number 3235-0287 longer subject to Expires: December 31, 2001 Section 16. Form 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Estimated average burden or Form 5 Hours per response....0.5 obligations may continue Instruction 1(b). Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 (Print or Type Responses) - -------------------------------------------- ----------------------------------------------- --------------------------------------- 1. Name and Address of Reporting Person* 2. Issuer Name and Ticker or Trading Symbol 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) SofTech, Inc Workgroup Technology Corporation (WKGP) Director X 10% Owner - -------------------------------------------- ----------------------------------------------- --- --- (Last) (First) (Middle) 3. IRS or Social Security 4. Statement for Officer (give Other (specify Number of Reporting Month/Year --- title below) --- below) Person (Voluntary) 2 Highwood Drive 04-2453033 July 2002 ------------------------------------- - -------------------------------------------- --------------------------- ------------------- ------------------------------------- (Street) 5. If Amendment, 7. Individual or Joint/Group Filing Date of Original (Check Applicable Line) (Month/Year) Form filed by One Reporting Person --- X Form filed by More than One Tewksbury MA 08176 ---Reporting Person - ----------------------------------------------------------------------------------------------------------------------------------- (City) (State) (Zip) TABLE I - NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED - ---------------------------------------------------------------------------------------------------------------------------------- 1.Title of Security 2.Trans- 3.Trans- 4. Securities Acquired (A) 5. Amount of 6. Owner- 7.Nature of (Instr. 3) action action or Disposed of (D) Securities ship Indirect Date Code (Instr. 3, 4 and 5) Beneficially Form: Beneficial (Instr. 8) Owned at Direct Owner- End of Month (D) or ship (Month/ ------------------------------------- (Instr. 3 Indirect (Instr. 4) Day/ Code V Amount (A)or Price and 4) (I) Year) (D) (Instr.4) - ------------------------------------------------------------------------------------------------------------------------------------ Greenleaf Capital, Inc. - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock, $.01 par value 100,000 D per share - ------------------------------------------------------------------------------------------------------------------------------------ William D. Johnston - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 100,000 I Owned by Greenleaf Capital, Inc. - ------------------------------------------------------------------------------------------------------------------------------------ SofTech, Inc. - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 7/2/2002 P 5,000 A $0.98 - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 7/3/2002 P 5,000 A $0.96 - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 7/3/2002 P 5,000 A $0.98 - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 7/23/2002 P 2,650 A $0.88 - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 7/24/2002 P 3,400 A $0.88 - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 129,501 D - ------------------------------------------------------------------------------------------------------------------------------------ Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. (Over) * If the form is filed by more than one reporting person, see Instruction 4(b)(v). SEC 1474 (7-96)
FORM 4 (CONTINUED) TABLE II-- DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED (E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES) - -------------- ---------- --------- --------- ------------- ------------- ------------ -------- --------- ---------- ------------- 1.Title of 2.Conver- 3.Trans- 4.Trans- 5.Number of 6.Date Exer- 7.Title and 8.Price 9.Number 10.Owner- 11.Nature Derivative sion action action Derivative cisable and Amount of of of ship of Security or Date Code Securities Expiration Underlying Deriv- Deriv- Form Indirect Instr. 3) Exercise (Instr. Acquired Date Securities Ative ative of Beneficial Price of (Month/ 8) (A)or (Month/Day/ (Instr. 3 Secur- Secur- Deriv- Ownership Deri- Day/ Disposed of Year) and 4) ity ities ative (Instr.4) vative Year) (D)(Instr. (Instr Bene- Security: Security 3, 4 and 5) 5) ficially Direct Owned (D) or ----- --- ----- ----- ------- ------- ----- ------- at End Indirect Code V (A) (D) Date Expira- Title Amount of (I) Exer- tion or Month (Instr. cisable Date Number (Instr. 4) of 4) Shares - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ Explanation of Responses: SofTech, Inc., Greenleaf Capital, Inc. and William D. Johnston are filing jointly, because they are members of the same "group", as defined in Section 13(d)(3) of the Exchange Act. William D. Johnston is the President and sole shareholder of Greenleaf Capital, Inc. SofTech, Inc. /s/ Joseph P. Mullaney September 13, 2002 **Intentional misstatements or omissions of facts constitute ----------------------------- ------------------ Federal Criminal Violations. Joseph P. Mullaney Date SEE 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). President and CEO Greenleaf Capital, Inc. /s/ William D. Johnston September 13, 2002 ----------------------------- ------------------ William D. Johnston Date President /s/ William D. Johnston September 13, 2002 ----------------------------- ------------------ William D. Johnston Date Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, SEE Instruction 6 for procedure. ,Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. Page 2 SEC 1474 (7-96)
FORM 4 (CONTINUED) Item 1. Name and Address of Reporting Person (Designated Filer): SofTech, Inc. IRS Number: 04-2453033 2 Highwood Drive Tewksbury, MA 08176 Item 2. Issuer Name and Ticker or Trading Symbol: Workgroup Technology Group (WKGP) Item 4. Statement for: July, 2002 Other Reporting Persons: - ----------------------- Greenleaf Capital, Inc. IRS Number: 38-3309224 3505 Greenleaf Blvd. Kalamazoo, MI 49008 William D. Johnston C/o Greenleaf Capital, Inc. 3505 Greenleaf Blvd. Kalamazoo, MI 49008 Page 3 SEC 1474 (7-96)
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