-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OU9737tG+sUH5DhI5Z68PWAPNV6HaAfTgzTBOiya1TkjJQ/W417Ygh279ia9Rytt CVoshkF7/L9jjG+lq95UGA== 0001133884-02-000422.txt : 20020416 0001133884-02-000422.hdr.sgml : 20020416 ACCESSION NUMBER: 0001133884-02-000422 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020331 FILED AS OF DATE: 20020410 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: WORKGROUP TECHNOLOGY CORP CENTRAL INDEX KEY: 0001007021 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 043153644 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27798 FILM NUMBER: 02607276 BUSINESS ADDRESS: STREET 1: 81 HARTWELL AVE CITY: LEXINGTON STATE: MA ZIP: 02173 BUSINESS PHONE: 6176742000 MAIL ADDRESS: STREET 1: 81 HARTWELL AVE CITY: LEXINGTON STATE: MA ZIP: 02173 COMPANY DATA: COMPANY CONFORMED NAME: SOFTECH INC CENTRAL INDEX KEY: 0000354260 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373] OWNER IRS NUMBER: 042453033 STATE OF INCORPORATION: MA FISCAL YEAR END: 0531 FILING VALUES: FORM TYPE: 3 BUSINESS ADDRESS: STREET 1: 2 HOGHWAY DRIVE STREET 2: SUITE B 130 CITY: TEWSBURY STATE: MA ZIP: 01876 BUSINESS PHONE: 9786406222 MAIL ADDRESS: STREET 1: 4695 44TH STREET N E STREET 2: SUITE B 130 CITY: GRAND RAPIDS STATE: MI ZIP: 49512 3 1 gform3-27988a.txt FORM 3 U.S. SECURITIES AND EXCHANGE COMMISSION FORM 3 Washington, D.C. 20549 OMB APPROVAL --------------------------- OMB Number: 3235-0104 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Expires: October 31, 2001 Estimated average burden hours per response......0.5 ---------------------------- Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 1. Name and Address of Reporting Person 2. Date of Event Re- 4. Issuer Name and Ticker quiring Statement or Trading Symbol Softech, Inc. (Month/Day/Year) - -------------------------------------------------- April 3, 2002 Workgroup Technology Group (WKGP) ------------------- ------------------------------------------------------- 3. IRS Identification 5. Relationship of Reporting 6. If Amendment, Date Number of Reporting Person to Issuer of Original Filing 2 Highwood Drive Person, if an Entity (Check all applicable) (Month/Day/Year) - --------------------------------------------------- (Voluntary) (Street) 04-2453033 Director X Owner 7. Individual or Joint/ ---------------------- --- --- Group Officer Other (Check Applicable --- (give --- (specify Form filed by One title below) below) --- Reporting Person --------------------------- X Form filed by --- More than One Reporting Tewksbury MA 08176 Person - ------------------------------------------------------------------------------------------------------------------------------------ City) (State) (Zip) TABLE 1 - NON-DERIVATIVE SECURITIES BENEFICIALLY OWNED - ------------------------------------------------------------------------------------------------------------------------------------ - ----------------------------------------------------------------------------- -------------------------------- --------------------- 1. Title of Security 2. Amount of Securities 3.Ownership 4. Nature of Indirect Beneficial Ownership (Instr. 4) Beneficially Owned Form: Direct (Instr. 5) Instr. 4) (D) or Indirect (I) (Instr. 5) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock, $.01 par value 86,500 D owned by Softech, Inc. - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock, $.01 par value 100,000 D owned by Greenleaf Capital, Inc. - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock, $.01 par value owned by William D. Johnston 100,000 I owned by Greenleaf Capital, Inc. - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ----------------------------------------------------------------------------- ------------------------------------------------------ *If the Form is filed by more than one Reporting Person, see Instruction 5(b)(v). Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. (Print or Type Responses) (Over)
Page 1 of 3 - ----------------------------------------------------------------------------------------------------------------------------------- FORM 3 (CONTINUED) TABLE II - DERIVATIVE SECURITIES BENEFICIALLY OWNED (E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES) - ------------------------------------------------------- -------------------------------- -------------------------------------- ---- 1. Title of 2. Date Exercisable and 3. Title and Amount of Securities 4. Conver- 5. Owner- 6. Nature of Derivative Security Expiration Date Underlying Derivative Security sion or ship Indirect (Instr. 4) (Month//Day/Year) (Instr. 4) Exercise Form of Beneficial Price of Derivative Ownership -------------------------------------------------------------- Derivative Security: (Instr. 5) Date Expiration Title Amount or Security Direct (D) Exercisable Date Number of shares or Indirect (I) (Instr. 5) - ----------------------------------------------------------------------------------------------------------------------------------- - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ Reminder: Report on a seperate line for each class of securities beneficially owned directly or indirectly. Explanation of Responses: Softech, Inc., Greenleaf Capital, Inc. and William D. Johnston are filing jointly, because they are members of the same "group", as defined in Section 13(d)(3) of the Exchange Act. William D. Johnston is the President and sole shareholder of Greenleaf Capital, Inc. Softech, Inc. /s/ Joseph P. Mullaney April 10, 2002 ---------------------- -------------- Joseph P. Mullaney Date President and CEO Greenleaf Capital, Inc. /s/ William D. Johnston April 10, 2002 ----------------------- -------------- William D. Johnston Date President /s/ William D. Johnston April 10, 2002 ----------------------- -------------- William D. Johnston Date ** Signature of Reporting Person * If the form is filed by more than one reporting person, see Instruction 5(b)(v). ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, See Instruction 6 for procedure.
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FORM 3 (CONTINUED) Item 1. Name and Address of Reporting Person (Designated Filer): Softech, Inc. IRS Number: 04-2453033 2 Highwood Drive Tewksbury, MA 08176 Item 2. Date of Event Requiring Statement: April 3, 2002 Item 4. Issuer Name and Ticker or Trading Symbol: Workgroup Technology Group (WKGP) Other Reporting Persons: - ----------------------- Greenleaf Capital, Inc. IRS Number: 38-3309224 3505 Greenleaf Blvd. Kalamazoo, MI 49008 William D. Johnston C/o Greenleaf Capital, Inc. 3505 Greenleaf Blvd. Kalamazoo, MI 49008
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