-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, L2jckJT3bLZ5pivqREbyYApgOi4v3FoGKRUKm3JrlqazZd9n2ZlrIB5ZFR+AR7lf 1Kk801sYCAE11Ske5DTeKA== 0001078782-09-001116.txt : 20090805 0001078782-09-001116.hdr.sgml : 20090805 20090805181814 ACCESSION NUMBER: 0001078782-09-001116 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19981026 FILED AS OF DATE: 20090805 DATE AS OF CHANGE: 20090805 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SOFTECH INC CENTRAL INDEX KEY: 0000354260 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373] IRS NUMBER: 042453033 STATE OF INCORPORATION: MA FISCAL YEAR END: 0531 BUSINESS ADDRESS: STREET 1: 2 HIGHWOOD DRIVE CITY: TEWKSBURY STATE: MA ZIP: 01876 BUSINESS PHONE: 9786406222 MAIL ADDRESS: STREET 1: 2 HIGHWOOD DRIVE STREET 2: - CITY: TEWKSBURY STATE: MA ZIP: 01876 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GREENLEAF CAPITAL INC CENTRAL INDEX KEY: 0001469636 STATE OF INCORPORATION: MI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-10665 FILM NUMBER: 09989446 BUSINESS ADDRESS: STREET 1: 100 W MICHIGAN AVE, STE 300 CITY: KALAMAZOO STATE: MI ZIP: 49007 BUSINESS PHONE: 800-416-4555 MAIL ADDRESS: STREET 1: 100 W MICHIGAN AVE, STE 300 CITY: KALAMAZOO STATE: MI ZIP: 49007 4 1 primary_doc.xml PRIMARY DOCUMENT X0303 4 1998-10-26 0 0000354260 SOFTECH INC SOFT.OB 0001469636 GREENLEAF CAPITAL INC 100 W MICHIGAN AVE, STE 300 KALAMAZOO MI 49007 0 0 1 0 Common Stock, $.10 par value 2000-02-29 4 C 0 807972 1.856 A 2020220 D Common Stock, $.10 par value 2000-05-26 4 C 0 1783000 1.0781 A 3803220 D Common Stock, $.10 par value 2002-03-27 4 C 0 1463452 1.0781 A 5266672 D Common Stock, $.10 par value 2007-06-12 4 P 0 21571 0.08 A 5288243 D Convertible Note 1.2 1999-10-31 4 A 0 1500000 1500000 A 1999-10-31 Common Stock 807972 0 D Call Option (obligation to sell to Issuer) 1.233 1999-10-31 4 D 0 1 0 A 1999-10-31 Common Stock 807972 0 D Convertible Note 1.0781 2000-05-26 4 A 0 3500000 3500000 A 2000-05-26 Common Stock 3246452 0 D Call Option (obligation to sell to Issuer) 1.233 2000-05-26 4 D 0 1 0 A 2000-05-26 Common Stock 3246452 0 D Convertible Note 1.2 2000-02-29 4 C 0 1500000 0 A 1999-10-31 Common Stock 807972 0 D Convertible Note 1.0781 2002-03-27 4 C 0 1577748 0 A 2000-05-26 Common Stock 1463452 0 D Convertible Note 1.0781 2002-05-26 4 C 0 1922252 0 A 2000-05-26 Common Stock 1783000 0 D These shares were acquired directly from the issuer in connection with the conversion of $1.5M of indebtedness into common stock. These shares (an aggregate of 3,246,452 shares) were acquired directly from the issuer in connection with the conversion of an aggregate of $3.5 million of indebtedness into common stock. Of the aggregate 3,246,452 shares, 1,783,000 were issued on 05/26/00, and the remaining 1,463,452 shares were issued on 03/27/02. The conversion price was equal to the greater of $1.20 (fixed price) or the average closing sale price of the Issuer's common stock for the five trading days prior to conversion. Each of the derivative securities has a perpetual term. Each of the convertible notes is represented by a single contract. As of the date of filing of this Form 4, the Reporting Person no longer beneficially owns any convertible notes. Each of the call options is represented by a single contract. The conversion price was equal to the lesser of $1.0781 (fixed price) or the average closing sale price of the Issuer's common stock for the five trading days prior to conversion. /s/ Greenleaf Capital, Inc. William D. Johnston, President 2009-08-01 -----END PRIVACY-ENHANCED MESSAGE-----