0000354204-12-001359.txt : 20121115 0000354204-12-001359.hdr.sgml : 20121115 20121115092627 ACCESSION NUMBER: 0000354204-12-001359 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120930 FILED AS OF DATE: 20121115 DATE AS OF CHANGE: 20121115 EFFECTIVENESS DATE: 20121115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DIMENSIONAL FUND ADVISORS LP CENTRAL INDEX KEY: 0000354204 IRS NUMBER: 222370029 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-01186 FILM NUMBER: 121207170 BUSINESS ADDRESS: STREET 1: 6300 BEE CAVE ROAD STREET 2: BUILDING ONE CITY: AUSTIN STATE: TX ZIP: 78746 BUSINESS PHONE: (512) 306-7400 MAIL ADDRESS: STREET 1: 6300 BEE CAVE ROAD STREET 2: BUILDING ONE CITY: AUSTIN STATE: TX ZIP: 78746 FORMER COMPANY: FORMER CONFORMED NAME: DIMENSIONAL FUND ADVISORS INC DATE OF NAME CHANGE: 19920929 13F-HR 1 sept2012.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2012 ----------------------- Check Here if Amendment / /; Amendment Number: --------- This Amendment (Check only one.): / / is a restatement. / / adds new holdings entries. Institutional Investment Manager Filing this Report: Name: DIMENSIONAL FUND ADVISORS LP ------------------------------- Address: Building One, 6300 Bee Cave Road ------------------------------- Austin, Texas 78746 ------------------------------- Form 13F File Number: 28-1186 --------------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Christopher Crossan ------------------------------- Title: Chief Compliance Officer ------------------------------- Phone: (512) 306-7400 ------------------------------- Signature, Place, and Date of Signing: /s/ Christopher Crossan Austin, TX 78746 November 14, 2012 ------------------------------- ------------------------------ ----------- [Signature] [City, State] [Date] Report Type (Check only one.): /X/ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) / / 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) / / 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [if there are no entries in this list, omit this section] Form 13F File Number Name 28-_______________________________________ [Repeat as necessary.] Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 2 -------------------- Form 13F Information Table Entry Total: 3,664 -------------------- Form 13F Information Table Value Total: $89,891,224 -------------------- (thousands) List of other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.
No. Form 13F File Number Name -- -------------------- -------- 1 Dimensional Fund Advisors Ltd. 2 DFA Australia Limited VOTING AUTHORITY TITLE OF VALUE SHARES SH/PRN INVSTMT MANA- NAME OF ISSUER CLASS CUSIP (x1000)PRN AMT PUT/CALLDISCRET GERS SOLE SHARED NONE 1-800-FLOWERS.COM INC-CL A COM 68243Q106 5809 1557434 SH DEFINED 1 1515758 0 41676 1ST CONSTITUTION BANCORP COM 31986N102 525 58610 SH SOLE 58610 0 0 1ST SOURCE CORP COM 336901103 41057 1843616 SH DEFINED 1,2 1805927 0 37689 1ST UNITED BANCORP INC/NORTH COM 33740N105 3302 511880 SH DEFINED 1,2 490196 0 21684 3D SYSTEMS CORP COM 88554D205 27327 831859 SH DEFINED 1,2 811797 0 20062 3M CO COM 88579Y101 56808 614674 SH DEFINED 1,2 611284 0 3390 8X8 INC COM 282914100 476 72525 SH SOLE 72525 0 0 A123 SYSTEMS INC COM 03739T108 186 742453 SH DEFINED 1,2 722553 0 19900 AAON INC COM 000360206 12340 626714 SH DEFINED 1,2 618782 0 7932 AAR CORP COM 000361105 48070 2927506 SH DEFINED 1,2 2891379 0 36127 AARON'S INC COM 002535300 30197 1085777 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BRANDS INC COM 988498101 26641 401517 SH DEFINED 1,2 398117 0 3400 ZAGG INC COM 98884U108 2199 257786 SH DEFINED 1,2 256176 0 1610 ZALE CORP COM 988858106 17437 2527047 SH DEFINED 1 2471217 0 55830 ZALICUS INC COM 98887C105 246 332991 SH DEFINED 1 322297 0 10694 ZAZA ENERGY CORP COM 98919T100 152 51243 SH DEFINED 1 50839 0 404 ZEBRA TECHNOLOGIES CORP-CL A CLA 989207105 18258 486362 SH DEFINED 1,2 474162 0 12200 ZEP INC COM 98944B108 6304 416902 SH DEFINED 1,2 411202 0 5700 ZHONE TECHNOLOGIES INC COM 98950P884 172 272366 SH DEFINED 1 269866 0 2500 ZIMMER HOLDINGS INC COM 98956P102 29205 431940 SH DEFINED 1,2 428682 0 3258 ZION OIL & GAS INC COM 989696109 240 104715 SH DEFINED 1 103085 0 1630 ZIONS BANCORPORATION COM 989701107 69842 3381452 SH DEFINED 1,2 3326638 0 54814 ZIPCAR INC COM 98974X103 313 40216 SH DEFINED 1 40216 0 0 ZIPREALTY INC COM 98974V107 2141 759214 SH DEFINED 1 746114 0 13100 ZIX CORP COM 98974P100 3109 1083128 SH DEFINED 1,2 1050792 0 32336 ZOLTEK COMPANIES INC COM 98975W104 20125 2616958 SH DEFINED 1,2 2551904 0 65054 ZUMIEZ INC COM 989817101 17102 616742 SH DEFINED 1,2 605029 0 11713 ZYGO CORP COM 989855101 20589 1125667 SH DEFINED 1,2 1106366 0 19301 S REPORT SUMMARY: 3664 DATA RECORDS, MVSUM 89891224, 2 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED