0001127602-23-014940.txt : 20230508 0001127602-23-014940.hdr.sgml : 20230508 20230508182738 ACCESSION NUMBER: 0001127602-23-014940 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230504 FILED AS OF DATE: 20230508 DATE AS OF CHANGE: 20230508 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cavaness Joel D CENTRAL INDEX KEY: 0001665268 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09761 FILM NUMBER: 23899358 MAIL ADDRESS: STREET 1: 2 PIERCE PLACE CITY: ITASCA STATE: IL ZIP: 60143 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Arthur J. Gallagher & Co. CENTRAL INDEX KEY: 0000354190 STANDARD INDUSTRIAL CLASSIFICATION: INSURANCE AGENTS BROKERS & SERVICES [6411] IRS NUMBER: 362151613 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2850 GOLF ROAD CITY: ROLLING MEADOWS STATE: IL ZIP: 60008-4050 BUSINESS PHONE: 630-773-3800 MAIL ADDRESS: STREET 1: 2850 GOLF ROAD CITY: ROLLING MEADOWS STATE: IL ZIP: 60008-4050 FORMER COMPANY: FORMER CONFORMED NAME: ARTHUR J. GALLAGHER & CO. DATE OF NAME CHANGE: 20190819 FORMER COMPANY: FORMER CONFORMED NAME: GALLAGHER ARTHUR J & CO DATE OF NAME CHANGE: 19920703 4 1 form4.xml PRIMARY DOCUMENT X0407 4 2023-05-04 0000354190 Arthur J. Gallagher & Co. AJG 0001665268 Cavaness Joel D 2850 GOLF ROAD ROLLING MEADOWS IL 60008-4002 1 Vice President 0 Common Stock 2022.63 I By Spouse Common Stock 293.47 I Gallagher 401(k) plan account Common Stock 2023-05-04 4 M 0 98.039 0 A 145276.039 D Common Stock 2023-05-04 4 F 0 98.039 211.72 D 145178 D Common Stock 2023-05-04 4 M 0 23300 56.86 A 168478 D Common Stock 2023-05-04 4 S 0 33300 210.57 D 135178 D Phantom Stock 2023-05-04 4 M 0 98.039 0 D Common Stock 98.039 124670.832 D Non-qualified Stock Option 56.86 2023-05-04 4 M 0 23300 0 D 2024-03-16 Common Stock 23300 1600 D Shares sold to cover payment of applicable taxes, in accordance with a schedule determined earlier in the year, with respect to a vested award under the Age 62 Plan. The price reported is an average weighted price. The shares were sold in multiple transactions at prices ranging from $210.40 to $210.94. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Each share of phantom stock represents a right to receive one share of Gallagher common stock. These shares represent awards under the Age 62 Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the reporting person. Participants vest in these awards when they attain age 62, or after a one-year period for participants who have attained age 61. One-third of this stock option becomes exerciseable on each of the 3rd, 4th, and 5th anniversaries of the grant date. /s/ Seth Diehl, by power of attorney 2023-05-08