0001127602-22-009538.txt : 20220316 0001127602-22-009538.hdr.sgml : 20220316 20220316200945 ACCESSION NUMBER: 0001127602-22-009538 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220314 FILED AS OF DATE: 20220316 DATE AS OF CHANGE: 20220316 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HOWELL DOUGLAS K CENTRAL INDEX KEY: 0001222374 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09761 FILM NUMBER: 22746373 MAIL ADDRESS: STREET 1: ARTHUR J. GALLAGHER & CO. STREET 2: TWO PIERCE PLACE CITY: ITASCA STATE: IL ZIP: 60143 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Arthur J. Gallagher & Co. CENTRAL INDEX KEY: 0000354190 STANDARD INDUSTRIAL CLASSIFICATION: INSURANCE AGENTS BROKERS & SERVICES [6411] IRS NUMBER: 362151613 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2850 GOLF ROAD CITY: ROLLING MEADOWS STATE: IL ZIP: 60008-4050 BUSINESS PHONE: 630-773-3800 MAIL ADDRESS: STREET 1: 2850 GOLF ROAD CITY: ROLLING MEADOWS STATE: IL ZIP: 60008-4050 FORMER COMPANY: FORMER CONFORMED NAME: ARTHUR J. GALLAGHER & CO. DATE OF NAME CHANGE: 20190819 FORMER COMPANY: FORMER CONFORMED NAME: GALLAGHER ARTHUR J & CO DATE OF NAME CHANGE: 19920703 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2022-03-14 0000354190 Arthur J. Gallagher & Co. AJG 0001222374 HOWELL DOUGLAS K 2850 GOLF ROAD ROLLING MEADOWS IL 60008-4002 1 VP & Chief Financial Officer Common Stock (restricted) 2022-03-14 4 A 0 16900 0 A 29525 D Common Stock (restricted) 2022-03-14 4 M 0 8450 0 D 21075 D Common Stock 2022-03-14 4 M 0 8450 0 A 73287.1015 D Common Stock (restricted) 2022-03-14 4 M 0 8450 154.74 D 12625 D Common Stock 2022-03-14 4 F 0 3645 154.74 D 69642.1015 D Common Stock (restricted) 2022-03-16 4 M 0 3700 162.67 D 8925 D Common Stock 3165 I By Spouse Common Stock 214.63 I Gallagher 401(k) plan account Notional Stock Units 0 2022-03-14 4 M 0 8450 0 A Common Stock 8450 215074.16 D Non-qualified Stock Option 158.56 2022-03-15 4 A 0 14545 0 A 2029-03-15 Common Stock 14545 14545 D Notional Stock Units 0 2022-03-16 4 M 0 3700 0 A Common Stock 3700 218811.56 D Phantom Stock 2022-03-16 4 I 0 3791.3 158.26 A Common Stock 3791.3 186458.141 D Performance share units (awarded on March 14, 2019) earned and vested as of March 14, 2022. Restricted stock units deferred into the Supplemental Plan upon vesting. The reporting person has no voting or invesment power over these shares and disclaims beneficial ownership. Each notional stock unit represents a right to receive one share of Gallagher common stock. Portions of these notional stock units are payable to the reporting person in shares of common stock in July of 2021, 2022, 2023, 2025 and 2026 and following the reporting person's separation from service. One-third of this stock option becomes exerciseable on each of the 3rd, 4th, and 5th anniversaries of the grant date. Each share of phantom stock represents a right to receive one share of Gallagher common stock. These shares represent awards under the Age 62 Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the reporting person. Participants vest in these awards when they attain age 62, or after a one-year period for participants who have attained age 61. /s/ Seth Diehl, by power of attorney 2022-03-16