0001127602-16-046977.txt : 20160318 0001127602-16-046977.hdr.sgml : 20160318 20160318190455 ACCESSION NUMBER: 0001127602-16-046977 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160316 FILED AS OF DATE: 20160318 DATE AS OF CHANGE: 20160318 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GALLAGHER ARTHUR J & CO CENTRAL INDEX KEY: 0000354190 STANDARD INDUSTRIAL CLASSIFICATION: INSURANCE AGENTS BROKERS & SERVICES [6411] IRS NUMBER: 362151613 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: TWO PIERCE PLACE CITY: ITASCA STATE: IL ZIP: 60143 BUSINESS PHONE: 6307733800 MAIL ADDRESS: STREET 1: TWO PIERCE PLACE CITY: ITASCA STATE: IL ZIP: 60143-3141 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HOWELL DOUGLAS K CENTRAL INDEX KEY: 0001222374 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09761 FILM NUMBER: 161517234 MAIL ADDRESS: STREET 1: ARTHUR J. GALLAGHER & CO. STREET 2: TWO PIERCE PLACE CITY: ITASCA STATE: IL ZIP: 60143 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2016-03-16 0000354190 GALLAGHER ARTHUR J & CO AJG 0001222374 HOWELL DOUGLAS K ARTHUR J. GALLAGHER & CO. TWO PIERCE PLACE ITASCA IL 60143 1 VP & Chief Financial Officer Common Stock (restricted) 2016-03-16 4 M 0 1987 42.97 D 35069 D Common Stock 2016-03-16 4 M 0 1987 42.97 A 32231.742 D Common Stock (restricted) 2016-03-16 4 M 0 5963 D 29106 D Common Stock (restricted) 2016-03-17 4 A 0 5350 0 A 34456 D Common Stock 350 I By Spouse Notional Stock Units 2016-03-16 4 M 0 5963 A Common Stock 5963 5963 D Non-qualified Stock Option 43.71 2016-03-17 4 A 0 26700 0 A 2023-03-17 Common Stock 26700 26700 D Phantom Stock 2016-03-18 4 A 0 10453 0 A Common Stock 10453 130174 D Each notional stock unit represents a right to receive one share of Gallagher common stock. The reporting person has no voting or invesment power over these shares and disclaims beneficial ownership. The notional stock units become payable in July 2017. One-third of this stock option becomes exerciseable on each of the 3rd, 4th, and 5th anniversaries of the grant date. Each share of phantom stock represents a right to receive one share of Gallagher common stock. The reported transaction resulted from the Company's allocation of an award to the reporting person under the Company's Age 62 Plan. These shares represent awards under the Age 62 Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the reporting person. Participants vest in these awards when they attain age 62, or after a one-year period for participants who have attained age 61. /s/ April Hanes-Dowd, by power of attorney 2016-03-18