0001127602-16-046977.txt : 20160318
0001127602-16-046977.hdr.sgml : 20160318
20160318190455
ACCESSION NUMBER: 0001127602-16-046977
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160316
FILED AS OF DATE: 20160318
DATE AS OF CHANGE: 20160318
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GALLAGHER ARTHUR J & CO
CENTRAL INDEX KEY: 0000354190
STANDARD INDUSTRIAL CLASSIFICATION: INSURANCE AGENTS BROKERS & SERVICES [6411]
IRS NUMBER: 362151613
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: TWO PIERCE PLACE
CITY: ITASCA
STATE: IL
ZIP: 60143
BUSINESS PHONE: 6307733800
MAIL ADDRESS:
STREET 1: TWO PIERCE PLACE
CITY: ITASCA
STATE: IL
ZIP: 60143-3141
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HOWELL DOUGLAS K
CENTRAL INDEX KEY: 0001222374
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09761
FILM NUMBER: 161517234
MAIL ADDRESS:
STREET 1: ARTHUR J. GALLAGHER & CO.
STREET 2: TWO PIERCE PLACE
CITY: ITASCA
STATE: IL
ZIP: 60143
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2016-03-16
0000354190
GALLAGHER ARTHUR J & CO
AJG
0001222374
HOWELL DOUGLAS K
ARTHUR J. GALLAGHER & CO.
TWO PIERCE PLACE
ITASCA
IL
60143
1
VP & Chief Financial Officer
Common Stock (restricted)
2016-03-16
4
M
0
1987
42.97
D
35069
D
Common Stock
2016-03-16
4
M
0
1987
42.97
A
32231.742
D
Common Stock (restricted)
2016-03-16
4
M
0
5963
D
29106
D
Common Stock (restricted)
2016-03-17
4
A
0
5350
0
A
34456
D
Common Stock
350
I
By Spouse
Notional Stock Units
2016-03-16
4
M
0
5963
A
Common Stock
5963
5963
D
Non-qualified Stock Option
43.71
2016-03-17
4
A
0
26700
0
A
2023-03-17
Common Stock
26700
26700
D
Phantom Stock
2016-03-18
4
A
0
10453
0
A
Common Stock
10453
130174
D
Each notional stock unit represents a right to receive one share of Gallagher common stock.
The reporting person has no voting or invesment power over these shares and disclaims beneficial ownership.
The notional stock units become payable in July 2017.
One-third of this stock option becomes exerciseable on each of the 3rd, 4th, and 5th anniversaries of the grant date.
Each share of phantom stock represents a right to receive one share of Gallagher common stock.
The reported transaction resulted from the Company's allocation of an award to the reporting person under the Company's Age 62 Plan.
These shares represent awards under the Age 62 Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the reporting person. Participants vest in these awards when they attain age 62, or after a one-year period for participants who have attained age 61.
/s/ April Hanes-Dowd, by power of attorney
2016-03-18