FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-03221
EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER: Fidelity Charles Street Trust
82 DEVONSHIRE STREET, BOSTON, MA 02109
(ADDRESS OF PRINCIPAL EXECUTIVE OFFICES)(ZIP CODE)
SCOTT C. GOEBEL, SECRETARY, 82 DEVONSHIRE STREET, BOSTON, MA 02109
(NAME AND ADDRESS OF AGENT FOR SERVICE)
REGISTRANT'S TELEPHONE NUMBER, INCLUDING AREA CODE: 617-563-7000
DATE OF FISCAL YEAR END: 9/30, 10/31
DATE OF REPORTING PERIOD: 07/01/2010 - 06/30/2011
SIGNATURES
PURSUANT TO THE REQUIREMENTS OF THE INVESTMENT COMPANY ACT OF 1940, THE REGISTRANT HAS DULY CAUSED THIS REPORT TO BE SIGNED ON ITS BEHALF BY THE UNDERSIGNED, THERE UNTO DULY AUTHORIZED.
Fidelity Charles Street Trust
BY: /s/ JOHN R. HEBBLE*
JOHN R. HEBBLE, TREASURER
DATE: 08/16/2011 02:33:36 PM
*BY: /s/ MARK LUNDVALL
MARK LUNDVALL, VICE PRESIDENT, FIDELITY MANAGEMENT & RESEARCH
COMPANY, PURSUANT TO A POWER OF ATTORNEY DATED JUNE 1, 2009 AND FILED
HEREWITH.
VOTE SUMMARY REPORT
FIDELITY ASSET MANAGER 20%
07/01/2010 - 06/30/2011
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
VOTE SUMMARY REPORT
FIDELITY ASSET MANAGER 30%
07/01/2010 - 06/30/2011
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
VOTE SUMMARY REPORT
FIDELITY ASSET MANAGER 40%
07/01/2010 - 06/30/2011
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
VOTE SUMMARY REPORT
FIDELITY ASSET MANAGER 50%
07/01/2010 - 06/30/2011
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
VOTE SUMMARY REPORT
FIDELITY ASSET MANAGER 60%
07/01/2010 - 06/30/2011
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
VOTE SUMMARY REPORT
FIDELITY ASSET MANAGER 70%
07/01/2010 - 06/30/2011
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
VOTE SUMMARY REPORT
FIDELITY ASSET MANAGER 85%
07/01/2010 - 06/30/2011
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
VOTE SUMMARY REPORT
FIDELITY GLOBAL BALANCED FUND
07/01/2010 - 06/30/2011
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
ABOVENET, INC.
MEETING DATE: JUN 23, 2011 |
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TICKER: ABVT
SECURITY ID: 00374N107
|
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey A. Brodsky | Management | For | For |
1.2 | Elect Director Michael J. Embler | Management | For | For |
1.3 | Elect Director William G. LaPerch | Management | For | For |
1.4 | Elect Director Richard Postma | Management | For | For |
1.5 | Elect Director Richard Shorten, Jr. | Management | For | For |
1.6 | Elect Director Stuart Subotnick | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
ACME PACKET, INC.
MEETING DATE: MAY 05, 2011 |
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TICKER: APKT
SECURITY ID: 004764106
|
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gary J. Bowen | Management | For | For |
1.2 | Elect Director Robert C. Hower | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
ADIDAS AG (FRMLY ADIDAS-SALOMON AG)
MEETING DATE: MAY 12, 2011 |
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TICKER: ADS
SECURITY ID: D0066B185
|
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2010 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 0.80 per Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2010 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2010 | Management | For | For |
5 | Approve Creation of EUR 25 Million Pool of Capital without Preemptive Rights | Management | For | For |
6 | Ratify KPMG AG as Auditors for Fiscal 2010 | Management | For | For |
AEGON NV
MEETING DATE: MAY 12, 2011 |
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TICKER: AGN
SECURITY ID: N00927298
|
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Presentation on the Course of Business and Significant Events in 2010 | Management | None | None |
3.1 | Receive Report of Management Board (Non-Voting) | Management | None | None |
3.2 | Adopt Financial Statements | Management | For | Did Not Vote |
4 | Omission of Dividends on Fiscal Year 2010 | Management | None | None |
5 | Approve Discharge of Management Board | Management | For | Did Not Vote |
6 | Approve Discharge of Supervisory Board | Management | For | Did Not Vote |
7 | Ratify Ernst and Young as Auditors | Management | For | Did Not Vote |
8 | Adopt Remuneration Policy for Management Board Members | Management | For | Did Not Vote |
9 | Reelect A.R. Wynaendts to Management Board | Management | For | Did Not Vote |
10 | Reelect A. Burgmans to Supervisory Board | Management | For | Did Not Vote |
11 | Reelect K.M.H. Peijs to Supervisory Board | Management | For | Did Not Vote |
12 | Reelect L.M. van Wijk to Supervisory Board | Management | For | Did Not Vote |
13 | Grant Board Authority to Issue Shares Up To Ten Percent of Issued Capital Plus Additional Ten Percent in Case of Takeover/Merger | Management | For | Did Not Vote |
14 | Authorize Board to Exclude Preemptive Rights from Issuance under Item 13 | Management | For | Did Not Vote |
15 | Authorize Board to Issue Shares Up To One Percent of Issued Capital Under Incentive Plans | Management | For | Did Not Vote |
16 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | Management | For | Did Not Vote |
17 | Other Business (Non-Voting) | Management | None | None |
18 | Close Meeting | Management | None | None |
AFFILIATED MANAGERS GROUP, INC.
MEETING DATE: MAY 31, 2011 |
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TICKER: AMG
SECURITY ID: 008252108
|
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Samuel T. Byrne | Management | For | For |
1.2 | Elect Director Dwight D. Churchill | Management | For | For |
1.3 | Elect Director Sean M. Healey | Management | For | For |
1.4 | Elect Director Harold J. Meyerman | Management | For | For |
1.5 | Elect Director William J. Nutt | Management | For | For |
1.6 | Elect Director Rita M. Rodriguez | Management | For | For |
1.7 | Elect Director Patrick T. Ryan | Management | For | For |
1.8 | Elect Director Jide J. Zeitlin | Management | For | For |
2 | Approve Stock Option Plan | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Ratify Auditors | Management | For | For |
AGEAS SA/NV
MEETING DATE: APR 28, 2011 |
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TICKER: AGS
SECURITY ID: B0148L104
|
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2.1.1 | Receive Directors' Report (Non-Voting) | Management | None | None |
2.1.2 | Receive Consolidated Financial Statements (Non-Voting) | Management | None | None |
2.1.3 | Accept Financial Statements | Management | For | Did Not Vote |
2.2.1 | Receive Explanation on Reserves and Dividend Policy | Management | None | None |
2.2.2 | Approve Dividends of EUR 0.08 Per Share | Management | For | Did Not Vote |
2.3 | Approve Discharge of Directors | Management | For | Did Not Vote |
3.1 | Discussion on Company's Corporate Governance Structure | Management | None | None |
3.2 | Approve Remuneration Report | Management | For | Did Not Vote |
3.3 | Approve Remuneration Policy | Management | For | Did Not Vote |
4.1 | Elect Ronny Bruckner as Director | Shareholder | For | Did Not Vote |
4.2 | Reelect Frank Arts as Director | Management | For | Did Not Vote |
4.3 | Reelect Shaoliang Jin as Director | Management | For | Did Not Vote |
4.4 | Reelect Roel Nieuwdorp as Director | Management | For | Did Not Vote |
4.5 | Reelect Jozef De Mey as Director | Management | For | Did Not Vote |
4.6 | Reelect Guy de Selliers de Moranville as Director | Management | For | Did Not Vote |
4.7 | Reelect Lionel Perl as Director | Management | For | Did Not Vote |
4.8 | Reelect Jan Zegering Hadders as Director | Management | For | Did Not Vote |
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Did Not Vote |
6.1.1 | Increase Authorized Capital | Management | For | Did Not Vote |
6.1.2 | Renew Authorization to Increase Share Capital within the Framework of Authorized Capital | Management | For | Did Not Vote |
6.1.3 | Eliminate Preemptive Rights Re: Item 6.1.2 | Management | For | Did Not Vote |
6.2 | Amend Articles Re: Board Committees | Management | For | Did Not Vote |
6.3.1 | Amend Articles Re: Shareholders' Right to Submit Agenda Items | Management | For | Did Not Vote |
6.3.2 | Amend Articles Re: Submission of Agenda Items at EGMs | Management | For | Did Not Vote |
6.3.3 | Amend Articles Re: Convocation of Shareholder Meeting | Management | For | Did Not Vote |
6.3.4 | Amend Articles Re: Record Date and Proxies | Management | For | Did Not Vote |
6.4 | Amend Articles Re: Dividend Announcement | Management | For | Did Not Vote |
6.5 | Amend Articles Re: Quorum Requirements for Dissolution of the Company | Management | For | Did Not Vote |
6.6 | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Management | For | Did Not Vote |
7 | Close Meeting | Management | None | None |
AGNICO-EAGLE MINES LIMITED
MEETING DATE: APR 29, 2011 |
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TICKER: AEM
SECURITY ID: 008474108
|
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Leanne M. Baker as Director | Management | For | For |
1.2 | Elect Douglas R. Beaumont as Director | Management | For | For |
1.3 | Elect Sean Boyd as Director | Management | For | For |
1.4 | Elect Martine A. Celej as Director | Management | For | For |
1.5 | Elect Clifford J. Davis as Director | Management | For | For |
1.6 | Elect Robert J. Gemmell as Director | Management | For | For |
1.7 | Elect Bernard Kraft as Director | Management | For | For |
1.8 | Elect Mel Leiderman as Director | Management | For | For |
1.9 | Elect James D.Nasso as Director | Management | For | For |
1.10 | Elect Sean Riley as Director | Management | For | For |
1.11 | Elect J. Merfyn Roberts as Director | Management | For | For |
1.12 | Elect Eberhard Scherkus as Director | Management | For | For |
1.13 | Elect Howard R. Stockford as Director | Management | For | For |
1.14 | Elect Pertti Voutilainen as Director | Management | For | For |
2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Re-approve Stock Option Plan | Management | For | For |
4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
AGRIUM INC.
MEETING DATE: MAY 10, 2011 |
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TICKER: AGU
SECURITY ID: 008916108
|
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Ralph S. Cunningham, Russell K. Girling, Susan A. Henry, Russell J. Horner, David J. Lesar, John E. Lowe, A. Anne McLellan, Derek G. Pannell, Frank W. Proto, Michael M. Wilson, and Victor J. Zaleschuk as Directors | Management | For | For |
1.1 | Elect Director Ralph S. Cunningham | Management | For | For |
1.2 | Elect Director Russell K. Girling | Management | For | For |
1.3 | Elect Director Susan A. Henry | Management | For | For |
1.4 | Elect Director Russell J. Horner | Management | For | For |
1.5 | Elect Director David J. Lesar | Management | For | For |
1.6 | Elect Director John E. Lowe | Management | For | For |
1.7 | Elect Director A. Anne McLellan | Management | For | For |
1.8 | Elect Director Derek G. Pannell | Management | For | For |
1.9 | Elect Director Frank W. Proto | Management | For | For |
1.10 | Elect Director Michael M. Wilson | Management | For | For |
1.11 | Elect Director Victor J. Zaleschuk | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
AKER SOLUTIONS ASA
MEETING DATE: MAY 06, 2011 |
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TICKER: AKSO
SECURITY ID: R0180X100
|
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
1b | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
2 | Receive Information About Business | Management | None | None |
3 | Approve Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 2.75 per Share | Management | For | Did Not Vote |
4 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
5 | Approve Remuneration of Directors for 2010 | Management | For | Did Not Vote |
6 | Approve Remuneration of Members of Nominating Committee for 2010 | Management | For | Did Not Vote |
7 | Elect Directors | Management | For | Did Not Vote |
8 | Elect Members of Nominating Committee | Management | For | Did Not Vote |
9 | Approve Remuneration of Auditors for 2010 | Management | For | Did Not Vote |
10 | Authorize Share Repurchase Program | Management | For | Did Not Vote |
11 | Approval of Instructions to the Nominating Committee | Management | For | Did Not Vote |
12 | Resolution Regarding Demerger | Management | For | Did Not Vote |
13 | Amend Articles Re: Share Capital and Registration; Term of Board Membership; Voting Procedure | Management | For | Did Not Vote |
14 | Reduction of the Share Premium Account | Management | For | Did Not Vote |
ALCATEL LUCENT
MEETING DATE: MAY 27, 2011 |
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TICKER: ALU
SECURITY ID: 013904305
|
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Absence of Dividends | Management | For | For |
4 | Reelect Daniel Bernard as Director | Management | For | For |
5 | Reelect W. Frank Blount as Director | Management | For | For |
6 | Acknowledge Auditors' Special Report Regarding Related-Party Transactions and Absence of New Related-Party Transaction | Management | For | For |
7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
8 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
9 | Amend Articles 16 and 21 of Bylaws Re: Electronic Signature and Shareholders Identification | Management | For | For |
10 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
ALEXION PHARMACEUTICALS, INC.
MEETING DATE: MAY 11, 2011 |
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TICKER: ALXN
SECURITY ID: 015351109
|
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Leonard Bell | Management | For | For |
1.2 | Elect Director Max Link | Management | For | For |
1.3 | Elect Director William R. Keller | Management | For | For |
1.4 | Elect Director Joseph A. Madri | Management | For | For |
1.5 | Elect Director Larry L. Mathis | Management | For | For |
1.6 | Elect Director R. Douglas Norby | Management | For | For |
1.7 | Elect Director Alvin S. Parven | Management | For | For |
1.8 | Elect Director Andreas Rummelt | Management | For | For |
1.9 | Elect Director Ann M. Veneman | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
ALLERGAN, INC.
MEETING DATE: MAY 03, 2011 |
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TICKER: AGN
SECURITY ID: 018490102
|
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Deborah Dunsire | Management | For | For |
2 | Elect Director Trevor M. Jones | Management | For | For |
3 | Elect Director Louis J. Lavigne, Jr. | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
7 | Approve Executive Incentive Bonus Plan | Management | For | For |
8 | Approve Omnibus Stock Plan | Management | For | For |
9 | Declassify the Board of Directors | Management | For | For |
ALSTOM
MEETING DATE: JUN 28, 2011 |
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TICKER: ALO
SECURITY ID: F0259M475
|
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 0.62 per Share | Management | For | For |
4 | Reelect Patrick Kron as Director | Management | For | For |
5 | Reelect Candace Beinecke as Director | Management | For | For |
6 | Reelect Jean-Martin Folz as Director | Management | For | For |
7 | Reelect James W Leng as Director | Management | For | For |
8 | Reelect Klaus Mangold as Director | Management | For | For |
9 | Reelect Alan Thomson as Director | Management | For | For |
10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
11 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
12 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
ALTERA CORPORATION
MEETING DATE: MAY 10, 2011 |
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TICKER: ALTR
SECURITY ID: 021441100
|
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John P. Daane | Management | For | For |
2 | Elect Director Robert J. Finocchio, Jr. | Management | For | For |
3 | Elect Director Kevin McGarity | Management | For | For |
4 | Elect Director T. Michael Nevens | Management | For | For |
5 | Elect Director Krish A. Prabhu | Management | For | For |
6 | Elect Director John Shoemaker | Management | For | For |
7 | Elect Director Susan Wang | Management | For | For |
8 | Amend Omnibus Stock Plan | Management | For | Against |
9 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
10 | Reduce Supermajority Vote Requirement | Management | For | For |
11 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | For |
12 | Provide Right to Call Special Meeting | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
15 | Ratify Auditors | Management | For | For |
AMAZON.COM, INC.
MEETING DATE: JUN 07, 2011 |
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TICKER: AMZN
SECURITY ID: 023135106
|
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Jeffrey P. Bezos | Management | For | For |
2 | Elect Director Tom A. Alberg | Management | For | For |
3 | Elect Director John Seely Brown | Management | For | For |
4 | Elect Director William B. Gordon | Management | For | For |
5 | Elect Director Alain Monie | Management | For | For |
6 | Elect Director Jonathan J. Rubinstein | Management | For | For |
7 | Elect Director Thomas O. Ryder | Management | For | For |
8 | Elect Director Patricia Q. Stonesifer | Management | For | For |
9 | Ratify Auditors | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
11 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
12 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | Against |
13 | Report on Climate Change | Shareholder | Against | Abstain |
AMERICAN COMMERCIAL LINES INC.
MEETING DATE: DEC 14, 2010 |
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TICKER: ACLI
SECURITY ID: 025195405
|
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
AMP LIMITED
MEETING DATE: MAY 12, 2011 |
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TICKER: AMP
SECURITY ID: Q0344G101
|
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
2a | Elect Brian Clark as a Director | Management | For | For |
2b | Elect Peter Shergold as a Director | Management | For | For |
2c | Elect Catherine Brenner as a Director | Management | For | For |
2d | Elect Richard Allert as a Director | Management | For | For |
2e | Elect Patricia Akopiantz as a Director | Management | For | For |
3 | Approve the Adoption of the Remuneration Report | Management | For | For |
4 | Approve the Grant of Performance Rights with a Value of A$2.2 Million at the Time of the Grant to Craig Dunn, Managing Director of the Company | Management | For | For |
5 | Approve the Maximum Aggregate Director's Fee of AMP Ltd at A$3.85 Million | Management | For | For |
6 | Approve the Issuance of 1,200 Notes at an Issue Price of A$500,000 Each to Certain Investors Selected and Arranged By UBS Ltd. | Management | For | For |
APPLE INC.
MEETING DATE: FEB 23, 2011 |
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TICKER: AAPL
SECURITY ID: 037833100
|
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William V. Campbell | Management | For | For |
1.2 | Elect Director Millard S. Drexler | Management | For | For |
1.3 | Elect Director Albert A. Gore, Jr. | Management | For | For |
1.4 | Elect Director Steven P. Jobs | Management | For | For |
1.5 | Elect Director Andrea Jung | Management | For | For |
1.6 | Elect Director Arthur D. Levinson | Management | For | For |
1.7 | Elect Director Ronald D. Sugar | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Adopt Policy on Succession Planning | Shareholder | Against | Against |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
ARC ENERGY TRUST (ARC RESOURCES LTD.)
MEETING DATE: DEC 15, 2010 |
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TICKER: ARX
SECURITY ID: 001986108
|
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Conversion from Income Trust to Corporation | Management | For | For |
2 | Approve New ARC Option Plan | Management | For | For |
ARCELORMITTAL
MEETING DATE: MAY 10, 2011 |
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TICKER: LOR
SECURITY ID: L0302D129
|
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Board's and Auditor's Reports on Financial Statements for FY 2010 | Management | None | None |
2 | Accept Consolidated Financial Statements for FY 2010 | Management | For | Did Not Vote |
3 | Accept Financial Statements for FY 2010 | Management | For | Did Not Vote |
4 | Approve Allocation of Income and Dividends of USD 0.75 per Share | Management | For | Did Not Vote |
5 | Approve Remuneration of Directors | Management | For | Did Not Vote |
6 | Approve Discharge of Directors | Management | For | Did Not Vote |
7 | Re-elect Lakshmi N. Mittal as Director | Management | For | Did Not Vote |
8 | Re-elect Antoine Spillmann as Director | Management | For | Did Not Vote |
9 | Re-elect Lewis B. Kaden as Director | Management | For | Did Not Vote |
10 | Re-elect HRH Prince Guillaume de Luxembourg as Director | Management | For | Did Not Vote |
11 | Elect Bruno Lafont as New Director | Management | For | Did Not Vote |
12 | Ratify Deloitte SA as Auditors | Management | For | Did Not Vote |
13 | Approve Restricted Share Unit Plan and Performance Share Unit Plan | Management | For | Did Not Vote |
ARDEA BIOSCIENCES, INC.
MEETING DATE: MAY 19, 2011 |
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TICKER: RDEA
SECURITY ID: 03969P107
|
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Felix J. Baker, Ph.D. | Management | For | For |
1.2 | Elect Director Wendy L. Dixon, Ph.D. | Management | For | For |
1.3 | Elect Director Henry J. Fuchs, M.D. | Management | For | For |
1.4 | Elect Director Craig A. Johnson | Management | For | For |
1.5 | Elect Director John W. Poyhonen | Management | For | For |
1.6 | Elect Director Barry D. Quart | Management | For | For |
1.7 | Elect Director Kevin C. Tang | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
ARKEMA
MEETING DATE: MAY 24, 2011 |
||||
TICKER: AKE
SECURITY ID: F0392W125
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 1 per Share | Management | For | For |
4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
5 | Reelect Isabelle Kocher as Director | Management | For | For |
6 | Reelect Francois Enaud as Director | Management | For | For |
7 | Reelect Laurent Mignon as Director | Management | For | For |
8 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
9 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
10 | Amend Article 10.1.3 of Bylaws Re: Age Limit for Directors | Management | For | For |
11 | Amend Article 8.2 of Bylaws Re: Share Ownership Disclosure Thresholds | Management | For | For |
12 | Amend Article 16.5 of Bylaws Re: Attendance to General Meetings | Management | For | For |
13 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
ARM HOLDINGS PLC
MEETING DATE: MAY 12, 2011 |
||||
TICKER: ARM
SECURITY ID: 042068106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Elect Larry Hirst as Director | Management | For | For |
5 | Elect Janice Roberts as Director | Management | For | For |
6 | Elect Andy Green as Director | Management | For | For |
7 | Re-elect Doug Dunn as Director | Management | For | For |
8 | Re-elect Warren East as Director | Management | For | For |
9 | Re-elect Tudor Brown as Director | Management | For | For |
10 | Re-elect Mike Inglis as Director | Management | For | For |
11 | Re-elect Mike Muller as Director | Management | For | For |
12 | Re-elect Kathleen O'Donovan as Director | Management | For | For |
13 | Re-elect Philip Rowley as Director | Management | For | For |
14 | Re-elect Tim Score as Director | Management | For | For |
15 | Re-elect Simon Segars as Director | Management | For | For |
16 | Re-elect Young Sohn as Director | Management | For | For |
17 | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | Management | For | For |
18 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
19 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | Against |
20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | Against |
21 | Authorise Market Purchase | Management | For | For |
22 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
ARMSTRONG WORLD INDUSTRIES, INC.
MEETING DATE: JUN 24, 2011 |
||||
TICKER: AWI
SECURITY ID: 04247X102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stan A. Askren | Management | For | For |
1.2 | Elect Director David Bonderman | Management | For | Withhold |
1.3 | Elect Director Kevin R. Burns | Management | For | For |
1.4 | Elect Director Matthew J. Espe | Management | For | For |
1.5 | Elect Director James J. Gaffney | Management | For | For |
1.6 | Elect Director Tao Huang | Management | For | For |
1.7 | Elect Director Michael F. Johnston | Management | For | For |
1.8 | Elect Director Larry S. McWilliams | Management | For | For |
1.9 | Elect Director James J. O'Connor | Management | For | For |
1.10 | Elect Director John J. Roberts | Management | For | For |
1.11 | Elect Director Richard E. Wenz | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
6 | Ratify Auditors | Management | For | For |
ASAHI GLASS CO. LTD.
MEETING DATE: MAR 30, 2011 |
||||
TICKER: 5201
SECURITY ID: J02394120
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 14 | Management | For | For |
2.1 | Elect Director Ishimura, Kazuhiko | Management | For | For |
2.2 | Elect Director Nishimi, Yuji | Management | For | For |
2.3 | Elect Director Kato, Katsuhisa | Management | For | For |
2.4 | Elect Director Fujino, Takashi | Management | For | For |
2.5 | Elect Director Matsuo, Kunihiro | Management | For | For |
2.6 | Elect Director Sawabe, Hajime | Management | For | For |
2.7 | Elect Director Sakane, Masahiro | Management | For | For |
3 | Appoint Statutory Auditor Haga, Kenji | Management | For | For |
4 | Approve Adjustment to Aggregate Compensation Ceiling for Directors | Management | For | For |
5 | Approve Stock Option Plan | Management | For | For |
ASAHI KASEI CORP.
MEETING DATE: JUN 29, 2011 |
||||
TICKER: 3407
SECURITY ID: J0242P110
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ito, Ichiro | Management | For | For |
1.2 | Elect Director Fujiwara, Taketsugu | Management | For | For |
1.3 | Elect Director Fujiwara, Koji | Management | For | For |
1.4 | Elect Director Yoshida, Yasuyuki | Management | For | For |
1.5 | Elect Director Inada, Tsutomu | Management | For | For |
1.6 | Elect Director Mizuno, Yuuji | Management | For | For |
1.7 | Elect Director Mizunaga, Masanori | Management | For | For |
1.8 | Elect Director Kodama, Yukiharu | Management | For | For |
1.9 | Elect Director Ikeda, Morio | Management | For | For |
1.10 | Elect Director Ichino, Norio | Management | For | For |
2.1 | Appoint Statutory Auditor Kawasaki, Toshiyuki | Management | For | For |
2.2 | Appoint Statutory Auditor Tezuka, Kazuo | Management | For | Against |
3 | Appoint Alternate Statutory Auditor Kobayashi, Koji | Management | For | Against |
4 | Approve Takeover Defense Plan (Poison Pill) | Management | For | Against |
5 | Approve Retirement Bonus Payment for Director and Statutory Auditor | Management | For | For |
ASML HOLDING NV
MEETING DATE: APR 20, 2011 |
||||
TICKER: ASML
SECURITY ID: N07059178
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Discuss the Company's Business and Finacial Situation | Management | None | None |
3 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
4 | Approve Discharge of Management Board | Management | For | Did Not Vote |
5 | Approve Discharge of Supervisory Board | Management | For | Did Not Vote |
6 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
7 | Approve Dividends of EUR 0.40 Per Share | Management | For | Did Not Vote |
8 | Amend Articles Re: Legislative Changes | Management | For | Did Not Vote |
9 | Approve the Numbers of Stock Options, Respectively Shares for Employees | Management | For | Did Not Vote |
10a | Reelect W.T. Siegle to Supervisory Board | Management | For | Did Not Vote |
10b | Reelect J.W.B. Westerburgen to Supervisory Board | Management | For | Did Not Vote |
11 | Announcement of Retirement of Supervisory Board Members O. Bilous, F.W. Froehlich, A.P.M. van der Poel by Rotation in 2012. | Management | None | None |
12 | Approve Remuneration of Supervisory Board | Management | For | Did Not Vote |
13a | Grant Board Authority to Issue Shares Up to 5 Percent of Issued Capital | Management | For | Did Not Vote |
13b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 13a | Management | For | Did Not Vote |
13c | Grant Board Authority to Issue Additional Shares of up to 5 Percent in Case of Takeover/Merger | Management | For | Did Not Vote |
13d | Authorize Board to Exclude Preemptive Rights from Issuance under Item 13c | Management | For | Did Not Vote |
14 | Authorize Repurchase Shares | Management | For | Did Not Vote |
15 | Authorize Cancellation of Repurchased Shares | Management | For | Did Not Vote |
16 | Authorize Additionnal Cancellation of Repurchased Shares | Management | For | Did Not Vote |
17 | Other Business | Management | None | None |
18 | Close Meeting | Management | None | None |
ATOS ORIGIN
MEETING DATE: JUN 01, 2011 |
||||
TICKER: ATO
SECURITY ID: F06116101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 0.50 per Share | Management | For | For |
4 | Authorize Repurchase of Up to 5 Percent of Issued Share Capital | Management | For | Against |
5 | Approve Remuneration of Directors in the Aggregate Amount of EUR 500,000 | Management | For | For |
6 | Renew Appointment of Colette Neuville as Censor | Management | For | For |
7 | Ratify Change of Registered Office to River Ouest, 80, Quai Voltaire 95870 Bezons | Management | For | For |
8 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
9 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
AVAGO TECHNOLOGIES LIMITED
MEETING DATE: MAR 30, 2011 |
||||
TICKER: AVGO
SECURITY ID: Y0486S104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Reelect Hock E. Tan as Director | Management | For | For |
1.2 | Reelect Adam H. Clammer as Director | Management | For | For |
1.3 | Reelect James A. Davidson as Director | Management | For | For |
1.4 | Reelect James V. Diller as Director | Management | For | For |
1.5 | Reelect Kenneth Y. Hao as Director | Management | For | For |
1.6 | Reelect John M. Hsuan as Director | Management | For | For |
1.7 | Reelect David Kerko as Director | Management | For | For |
1.8 | Reelect Justine F. Lien as Director | Management | For | For |
1.9 | Reelect Donald Macleod as Director | Management | For | For |
1.10 | Reelect Bock Seng Tan as Director | Management | For | For |
2 | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve Cash Compensation to Directors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
6 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
7 | Approve Repurchase of Up to 10 Percent of Issued Capital | Management | For | For |
AVIVA PLC
MEETING DATE: MAY 04, 2011 |
||||
TICKER: AV.
SECURITY ID: G0683Q109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Elect Igal Mayer as Director | Management | For | For |
4 | Re-elect Mary Francis as Director | Management | For | For |
5 | Re-elect Richard Goeltz as Director | Management | For | For |
6 | Re-elect Euleen Goh as Director | Management | For | For |
7 | Re-elect Michael Hawker as Director | Management | For | For |
8 | Re-elect Mark Hodges as Director | Management | For | For |
9 | Re-elect Andrew Moss as Director | Management | For | For |
10 | Re-elect Carole Piwnica as Director | Management | For | For |
11 | Re-elect Patrick Regan as Director | Management | For | For |
12 | Re-elect Colin Sharman as Director | Management | For | For |
13 | Re-elect Leslie Van de Walle as Director | Management | For | For |
14 | Re-elect Russell Walls as Director | Management | For | For |
15 | Re-elect Scott Wheway as Director | Management | For | For |
16 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
17 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
20 | Approve Remuneration Report | Management | For | For |
21 | Receive and Consider the Corporate Responsibility Report | Management | For | For |
22 | Approve EU Political Donations and Expenditure | Management | For | For |
23 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
24 | Approve Annual Bonus Plan 2011 | Management | For | For |
25 | Approve Long Term Incentive Plan 2011 | Management | For | For |
26 | Amend All Employee Share Ownership Plan | Management | For | For |
27 | Authorise Market Purchase | Management | For | For |
28 | Authorise Market Purchase | Management | For | For |
29 | Authorise Market Purchase | Management | For | For |
AVIVA PLC
MEETING DATE: MAY 04, 2011 |
||||
TICKER: AV.
SECURITY ID: G0683Q109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve the Partial Disposal of the Company's Interest in Delta Lloyd NV | Management | For | For |
AXA
MEETING DATE: APR 27, 2011 |
||||
TICKER: CS
SECURITY ID: F06106102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Treatment of Losses and Dividends of EUR 0.69 per Share | Management | For | For |
4 | Approve Auditors' Special Report on Related-Party Transactions and Approve New Transaction | Management | For | For |
5 | Reelect Jean-Martin Folz as Director | Management | For | For |
6 | Reelect Giuseppe Mussari as Director | Management | For | For |
7 | Elect Marcus Schenck as Director | Management | For | For |
8 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Against |
9 | Authorize Capitalization of Reserves of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value | Management | For | For |
10 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billion | Management | For | For |
11 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion | Management | For | For |
12 | Approve Issuance of Shares up to 20 Percent of Issued Capital Per Year for a Private Placement, up to EUR 1 Billiion | Management | For | For |
13 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights under Items 11 and 12 | Management | For | For |
14 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote under Items 10 to 13 and 17 | Management | For | For |
15 | Authorize Capital Increase of Up to EUR 1 Billion for Future Exchange Offers | Management | For | For |
16 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
17 | Authorize Issuance of Equity upon Conversion of a Subsidiary's Equity-Linked Securities for Up to EUR 1 Billion | Management | For | For |
18 | Approve Issuance of Securities Convertible into Debt up to an Aggregate Nominal Amount of EUR 2 Billion | Management | For | For |
19 | Approve Employee Stock Purchase Plan | Management | For | For |
20 | Approve Stock Purchase Plan Reserved for Employees of International Subsidiaries | Management | For | For |
21 | Authorize up to 2 Percent of Issued Capital for Use in Stock Option Plan | Management | For | For |
22 | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plan | Management | For | For |
23 | Authorize up to 0.4 Percent of Issued Capital for Use in Restricted Stock Plan | Management | For | Against |
24 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
25 | Amend Article 23 of Bylaws to Comply with New Legislation Re: General Meetings | Management | For | For |
26 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
BAKER HUGHES INCORPORATED
MEETING DATE: APR 28, 2011 |
||||
TICKER: BHI
SECURITY ID: 057224107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Larry D. Brady | Management | For | For |
1.2 | Elect Director Clarence P. Cazalot, Jr. | Management | For | For |
1.3 | Elect Director Chad C. Deaton | Management | For | For |
1.4 | Elect Director Anthony G. Fernandes | Management | For | For |
1.5 | Elect Director Claire W. Gargalli | Management | For | For |
1.6 | Elect Director Pierre H. Jungels | Management | For | For |
1.7 | Elect Director James A. Lash | Management | For | For |
1.8 | Elect Director J. Larry Nichols | Management | For | For |
1.9 | Elect Director H. John Riley, Jr. | Management | For | For |
1.10 | Elect Director J. W. Stewart | Management | For | For |
1.11 | Elect Director Charles L. Watson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
BANCO SANTANDER S.A.
MEETING DATE: JUN 16, 2011 |
||||
TICKER:
SECURITY ID: E19790109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.A | Accept Individual and Consolidated Financial Statements and Statutory Reports for FY 2010 | Management | For | For |
1.B | Approve Discharge of Directors for FY 2010 | Management | For | For |
2 | Approve Allocation of Income for FY 2010 | Management | For | For |
3.A | Reelect Ana Patricia Botin-Sanz de Sautuola y O'Shea as Director | Management | For | For |
3.B | Reelect Rodrigo Echenique Gordillo as Director | Management | For | For |
3.C | Reelect Lord Burns as Director | Management | For | For |
3.D | Reelect Assicurazioni Generali S.p.A. as Director | Management | For | For |
4 | Reelect Deloitte, S.L. as Auditors for FY 2011 | Management | For | For |
5.A | Amend Articles 8, 11, 15, 16 and 18 Re: Equity-Related | Management | For | For |
5.B | Amend Several Articles of Bylaws | Management | For | For |
5.C | Amend Article 62 and 69 of Bylaws | Management | For | For |
6.A | Amend Preamble and Article 2 of General Meeting Regulations | Management | For | For |
6.B | Amend Articles 4, 5 and 8 of General Meeting Regulations; Add Article 6 Bis to General Meeting Regulations | Management | For | For |
6.C | Amend Article 12, 19, 21 and Additional Provision of General Meeting Regulations | Management | For | For |
7 | Grant Board Authorization to Increase Capital | Management | For | For |
8.A | Authorize Increase in Capital Charged to Voluntary Reserves for Bonus Issue; Amend Article 5 of Bylaws Accordingly; Approve Listing of Shares | Management | For | For |
8.B | Authorize Increase in Capital Charged to Voluntary Reserves for Bonus Issue; Amend Article 5 of Bylaws Accordingly; Approve Listing of Shares | Management | For | For |
9.A | Authorize to Issuance of Convertible and/or Exchangeable Debt Securities Including Warrants Without Preemptive Rights; Void Authorization Granted at 2010 AGM | Management | For | For |
9.B | Authorize Issuance of Non Convertible Debt Securities Including Warrants | Management | For | For |
10.A | Approve Sixth Cycle of Performance Share Plan | Management | For | For |
10.B | Approve Second Cycle of Deferred and Conditional Share Plan | Management | For | For |
10.C | Approve First Cycle of Deferred and Conditional Variable Remuneration Plan | Management | For | For |
10.D | Approve Savings Plan for Santander UK plc Employees and Other Companies of Santander Group in UK | Management | For | For |
11 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
12 | Advisory Vote on Remuneration Policy Report | Management | For | For |
BANK OF AMERICA CORPORATION
MEETING DATE: MAY 11, 2011 |
||||
TICKER: BAC
SECURITY ID: 060505104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Mukesh D. Ambani | Management | For | For |
2 | Elect Director Susan S. Bies | Management | For | For |
3 | Elect Director Frank P. Bramble, Sr. | Management | For | For |
4 | Elect Director Virgis W. Colbert | Management | For | For |
5 | Elect Director Charles K. Gifford | Management | For | For |
6 | Elect Director Charles O. Holliday, Jr. | Management | For | For |
7 | Elect Director D. Paul Jones, Jr. | Management | For | For |
8 | Elect Director Monica C. Lozano | Management | For | For |
9 | Elect Director Thomas J. May | Management | For | For |
10 | Elect Director Brian T. Moynihan | Management | For | For |
11 | Elect Director Donald E. Powell | Management | For | For |
12 | Elect Director Charles O. Rossotti | Management | For | For |
13 | Elect Director Robert W. Scully | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
16 | Ratify Auditors | Management | For | For |
17 | Disclose Prior Government Service | Shareholder | Against | Against |
18 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
19 | Require Audit Committee Review and Report on Controls Related to Loans, Foreclosure and Securitizations | Shareholder | Against | Against |
20 | Report on Lobbying Expenses | Shareholder | Against | Abstain |
21 | Report on Collateral in Derivatives Trading | Shareholder | Against | For |
22 | Restore or Provide for Cumulative Voting | Shareholder | Against | Against |
23 | Claw-back of Payments under Restatements | Shareholder | Against | For |
24 | Prohibit Certain Relocation Benefits to Senior Executives | Shareholder | Against | Against |
BANK OF MONTREAL
MEETING DATE: MAR 22, 2011 |
||||
TICKER: BMO
SECURITY ID: 063671101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert M. Astley | Management | For | For |
1.2 | Elect Director David R. Beatty | Management | For | For |
1.3 | Elect Director Sophie Brochu | Management | For | For |
1.4 | Elect Director Robert Chevrier | Management | For | For |
1.5 | Elect Director George A. Cope | Management | For | For |
1.6 | Elect Director William A. Downe | Management | For | For |
1.7 | Elect Director Christine A. Edwards | Management | For | For |
1.8 | Elect Director Ronald H. Farmer | Management | For | For |
1.9 | Elect Director David A. Galloway | Management | For | For |
1.10 | Elect Director Harold N. Kvisle | Management | For | For |
1.11 | Elect Director Bruce H. Mitchell | Management | For | For |
1.12 | Elect Director Philip S. Orsino | Management | For | For |
1.13 | Elect Director Martha C. Piper | Management | For | For |
1.14 | Elect Director J. Robert S. Prichard | Management | For | For |
1.15 | Elect Director Guylaine Saucier | Management | For | For |
1.16 | Elect Director Don M. Wilson III | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Amend Bank's By-Laws | Management | For | For |
4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
5 | Critical Mass of Qualified Women on the Board | Shareholder | Against | Against |
6 | Adopt a Policy Stipulating an Internal Pay Ratio | Shareholder | Against | Against |
7 | Abolition of Subsidiaries and Branches in Tax Havens | Shareholder | Against | Against |
8 | Additional Information Regarding Peer Comparisons of Compensation | Shareholder | Against | Against |
BANK OF NOVA SCOTIA
MEETING DATE: APR 05, 2011 |
||||
TICKER: BNS
SECURITY ID: 064149107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ronald A. Brenneman | Management | For | For |
1.2 | Elect Director C.J. Chen | Management | For | For |
1.3 | Elect Director David A. Dodge | Management | For | For |
1.4 | Elect Director N. Ashleigh Everett | Management | For | For |
1.5 | Elect Director John C. Kerr | Management | For | For |
1.6 | Elect Director Michael J.L. Kirby | Management | For | For |
1.7 | Elect Director John T. Mayberry | Management | For | For |
1.8 | Elect Director Thomas C. O'Neill | Management | For | For |
1.9 | Elect Director Alexis E. Rovzar de la Torre | Management | For | For |
1.10 | Elect Director Indira V. Samarasekera | Management | For | For |
1.11 | Elect Director Allan C. Shaw | Management | For | For |
1.12 | Elect Director Paul D. Sobey | Management | For | For |
1.13 | Elect Director Barbara S. Thomas | Management | For | For |
1.14 | Elect Director Richard E. Waugh | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Amend By-Law No.1 | Management | For | For |
4 | Re-approve Stock Option Plan | Management | For | For |
5 | Advisory Vote on Executive Compensation Approach | Management | For | For |
6 | Adopt a Policy Seeking to Reach Gender Parity | Shareholder | Against | Against |
7 | Adopt a Policy Stipulating an Internal Pay Ratio | Shareholder | Against | Against |
8 | Abolition of Subsidiaries and Branches in Tax Havens | Shareholder | Against | Against |
9 | Additional Information Regarding Peer Comparisons of Compensation | Shareholder | Against | Against |
10 | Disclose Individual Targets Used to Determine Executive Compensation | Shareholder | Against | Against |
BARLOWORLD LTD
MEETING DATE: JAN 26, 2011 |
||||
TICKER: BAW
SECURITY ID: S08470189
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for the Year Ended 30 September 2010 | Management | For | For |
2 | Elect Peter Bulterman as Director | Management | For | For |
3 | Re-elect Alexander Hamilton as Director | Management | For | For |
4 | Re-elect Martin Laubscher as Director | Management | For | For |
5 | Re-elect Thembalihle Nyasulu as Director | Management | For | Against |
6 | Re-elect Clive Thomson as Director | Management | For | For |
7 | Reappoint the Members of the Audit Committee | Management | For | For |
8 | Reappoint Deloitte & Touche as Auditors with G Berry as the Individual Registered Auditor and Authorise the Board to Determine Their Remuneration | Management | For | For |
9.1 | Approve Fees for the Chairman of the Board | Management | For | For |
9.2 | Approve Fees for the Resident Non-executive Directors | Management | For | For |
9.3 | Approve Fees for the Non-resident Non-executive Directors | Management | For | For |
9.4 | Approve Fees for the Chairman of the Audit Committee (Non-resident) | Management | For | For |
9.5 | Approve Fees for the Resident Members of the Audit Committee | Management | For | For |
9.6 | Approve Fees for the Chairman of the Remuneration Committee (Non-resident) | Management | For | For |
9.7 | Approve Fees for the Chairman of the Empowerment and Transformation Committee (Resident) | Management | For | For |
9.8 | Approve Fees for the Chairman of the Risk and Sustainability Committee (Resident) | Management | For | For |
9.9 | Approve Fees for the Chairman of the General Purposes Committee (Resident) | Management | For | For |
9.10 | Approve Fees for the Chairman of the Nomination Committee (Resident) | Management | For | For |
9.11 | Approve Fees for the Resident Members of Each of the Board Committees | Management | For | For |
9.12 | Approve Fees for the Non-resident Members of Each of the Board Committees | Management | For | For |
10 | Place Authorised but Unissued Shares under Control of Directors | Management | For | For |
1 | Authorise Repurchase of Up to Ten Percent of Issued Share Capital | Management | For | For |
BARRICK GOLD CORPORATION
MEETING DATE: APR 27, 2011 |
||||
TICKER: ABX
SECURITY ID: 067901108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect H. L. Beck as Director | Management | For | For |
1.2 | Elect C. W. D. Birchall as Director | Management | For | For |
1.3 | Elect D. J. Carty as Director | Management | For | For |
1.4 | Elect G. Cisneros as Director | Management | For | For |
1.5 | Elect P.A. Crossgrove as Director | Management | For | For |
1.6 | Elect R. M. Franklin as Director | Management | For | For |
1.7 | Elect J. B. Harvey as Director | Management | For | For |
1.8 | Elect D. Moyo as Director | Management | For | For |
1.9 | Elect B. Mulroney as Director | Management | For | For |
1.10 | Elect A. Munk as Director | Management | For | For |
1.11 | Elect P. Munk as Director | Management | For | For |
1.12 | Elect A. W. Regent as Director | Management | For | For |
1.13 | Elect N.P. Rothschild as Director | Management | For | For |
1.14 | Elect S. J. Shapiro as Director | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
BAYTEX ENERGY CORP.
MEETING DATE: MAY 17, 2011 |
||||
TICKER: BTE
SECURITY ID: 07317Q105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Eight | Management | For | For |
2.1 | Elect Director John A. Brussa | Management | For | For |
2.2 | Elect Director Raymond T. Chan | Management | For | For |
2.3 | Elect Director Edward Chwyl | Management | For | For |
2.4 | Elect Director Naveen Dargan | Management | For | For |
2.5 | Elect Director R.E.T. (Rusty) Goepel | Management | For | For |
2.6 | Elect Director Anthony W. Marino | Management | For | For |
2.7 | Elect Director Gregory K. Melchin | Management | For | For |
2.8 | Elect Director Dale O. Shwed | Management | For | For |
3 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
BAYTEX ENERGY TRUST (BAYTEX ENERGY LTD.)
MEETING DATE: DEC 09, 2010 |
||||
TICKER: BTE
SECURITY ID: 073176109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Conversion from Income Trust to Corporation | Management | For | For |
2 | If Item #1 is approved, Approve Share Award Icentive Plan | Management | For | For |
BCE INC.
MEETING DATE: MAY 12, 2011 |
||||
TICKER: BCE
SECURITY ID: 05534B760
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director B.K. Allen | Management | For | For |
1.2 | Elect Director A. Berard | Management | For | For |
1.3 | Elect Director R.A. Brenneman | Management | For | For |
1.4 | Elect Director S. Brochu | Management | For | For |
1.5 | Elect Director R.E. Brown | Management | For | For |
1.6 | Elect Director G.A. Cope | Management | For | For |
1.7 | Elect Director A.S. Fell | Management | For | For |
1.8 | Elect Director E.C. Lumley | Management | For | For |
1.9 | Elect Director T.C. O'Neill | Management | For | For |
1.10 | Elect Director R.C. Simmonds | Management | For | For |
1.11 | Elect Director C. Taylor | Management | For | For |
1.12 | Elect Director P.R. Weiss | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
4.1 | Critical Mass of Qualified Women on the Board | Shareholder | Against | Against |
4.2 | Adopt a Policy Stipulating an Internal Pay Ratio | Shareholder | Against | Against |
4.3 | Additional Information Regarding Peer Comparisons of Compensation | Shareholder | Against | Against |
BG GROUP PLC
MEETING DATE: MAY 12, 2011 |
||||
TICKER: BG.
SECURITY ID: G1245Z108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Elect Fabio Barbosa as Director | Management | For | For |
5 | Elect Caio Koch-Weser as Director | Management | For | For |
6 | Elect Patrick Thomas as Director | Management | For | For |
7 | Re-elect Peter Backhouse as Director | Management | For | For |
8 | Re-elect Frank Chapman as Director | Management | For | For |
9 | Re-elect Baroness Hogg as Director | Management | For | For |
10 | Re-elect Dr John Hood as Director | Management | For | For |
11 | Re-elect Martin Houston as Director | Management | For | For |
12 | Re-elect Sir David Manning as Director | Management | For | For |
13 | Re-elect Mark Seligman as Director | Management | For | For |
14 | Re-elect Philippe Varin as Director | Management | For | For |
15 | Re-elect Sir Robert Wilson as Director | Management | For | For |
16 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
17 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
18 | Authorise EU Political Donations and Expenditure | Management | For | For |
19 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
21 | Authorise Market Purchase | Management | For | For |
22 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
BHP BILLITON LIMITED (FORMERLY BHP LTD.)
MEETING DATE: NOV 16, 2010 |
||||
TICKER: BHP
SECURITY ID: Q1498M100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve the Financial Statements and Statutory Reports for the Financial Year Ended June 30, 2010 | Management | For | For |
2 | Elect John Buchanan as a Director of BHP Billiton Ltd and BHP Billiton Plc | Management | For | For |
3 | Elect David Crawford as a Director of BHP Billiton Ltd and BHP Billiton Plc | Management | For | For |
4 | Elect Keith Rumble as a Director of BHP Billiton Ltd and BHP Billiton Plc | Management | For | For |
5 | Elect John Schubert as a Director of BHP Billiton Ltd and BHP Billiton Plc | Management | For | For |
6 | Elect Jacques Nasser as a Director of BHP Billiton Ltd and BHP Billiton Plc | Management | For | For |
7 | Elect Malcolm Broomhead as a Director of BHP Billiton Ltd and BHP Billiton Plc | Management | For | For |
8 | Elect Carolyn Hewson as a Director of BHP Billiton Ltd and BHP Billiton Plc | Management | For | For |
9 | Appoint KPMG Audit Plc as Auditors of BHP Billiton Plc | Management | For | For |
10 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights Up to an Amount of $277.98 Million | Management | For | For |
11 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights Up to an Aggregate Nominal Amount of $55.78 Million | Management | For | For |
12 | Approve the Repurchase of Up to 223.11 Million Shares in BHP Billiton Plc | Management | For | For |
13 | Approve the Remuneration Report for the Fiscal Year Ended June 30, 2010 | Management | For | For |
14 | Approve the Amendments to the BHP Billiton Ltd Long Term Incentive Plan and to the BHP Billiton Plc Long Term Incentive Plan | Management | For | For |
15 | Approve the Grant of Deferred Shares and Options Under the BHP Billiton Ltd Group Incentive Scheme and Performance Shares Under the BHP Billiton Ltd Long Term Incentive Plan to Marius Kloppers, Executive Director | Management | For | For |
16 | Approve the Amendments to Constitution of BHP Billiton Ltd | Management | For | For |
17 | Approve the Amendments to the Articles of Association of BHP Billiton Plc | Management | For | For |
BHP BILLITON PLC
MEETING DATE: OCT 21, 2010 |
||||
TICKER: BLT
SECURITY ID: G10877101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Re-elect Dr John Buchanan as Director | Management | For | For |
3 | Re-elect David Crawford as Director | Management | For | For |
4 | Re-elect Keith Rumble as Director | Management | For | For |
5 | Re-elect Dr John Schubert as Director | Management | For | For |
6 | Re-elect Jacques Nasser as Director | Management | For | For |
7 | Elect Malcolm Broomhead as Director | Management | For | For |
8 | Elect Carolyn Hewson as Director | Management | For | For |
9 | Reappoint KPMG Audit plc as Auditors and Authorise Their Remuneration | Management | For | For |
10 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
11 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
12 | Authorise Market Purchase | Management | For | For |
13 | Approve Remuneration Report | Management | For | For |
14 | Amend Long Term Incentive Plan | Management | For | For |
15 | Approve Grant of Share Awards to Marius Kloppers | Management | For | For |
16 | Amend the Constitution of BHP Billiton Limited | Management | For | For |
17 | Amend Articles of Association of BHP Billiton plc | Management | For | For |
BMW GROUP BAYERISCHE MOTOREN WERKE AG
MEETING DATE: MAY 12, 2011 |
||||
TICKER: BMW
SECURITY ID: D12096109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2010 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 1.30 per Common Share and EUR 1.32 per Preference Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2010 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2010 | Management | For | For |
5 | Ratify KPMG AG as Auditors for Fiscal 2011 | Management | For | For |
6 | Approve Remuneration System for Management Board Members | Management | For | For |
BNP PARIBAS SA
MEETING DATE: MAY 11, 2011 |
||||
TICKER: BNP
SECURITY ID: F1058Q238
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 2.10 per Share | Management | For | For |
4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
6 | Reelect Jean Francois Lepetit as Director | Management | For | For |
7 | Reelect Helene Ploix as Director | Management | For | For |
8 | Reelect Baudouin Prot as Director | Management | For | For |
9 | Reelect Daniela Weber Rey as Director | Management | For | For |
10 | Elect Fields Wicker Miurin as Director | Management | For | For |
11 | Approve Merger by Absorption of Banque de Bretagne | Management | For | For |
12 | Approve Merger by Absorption of BNP Paribas International BV | Management | For | For |
13 | Approve Merger by Absorption of Cerenicim | Management | For | For |
14 | Approve Merger by Absorption of SAS Noria | Management | For | For |
15 | Authorize up to 1.5 Percent of Issued Capital for Use in Restricted Stock Plan | Management | For | Against |
16 | Authorize up to 3 Percent of Issued Capital for Use in Stock Option Plan | Management | For | For |
17 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
18 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
BOC HONG KONG (HOLDINGS) LTD.
MEETING DATE: MAY 25, 2011 |
||||
TICKER: 02388
SECURITY ID: Y0920U103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Declare Final Dividend of HK$0.572 Per Share | Management | For | For |
3a | Reelect He Guangbei as Director | Management | For | For |
3b | Reelect Li Zaohang as Director | Management | For | For |
3c | Reelect Fung Victor Kwok King as Director | Management | For | For |
3d | Reelect Shan Weijian as Director | Management | For | For |
4 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
BOC HONG KONG (HOLDINGS) LTD.
MEETING DATE: MAY 25, 2011 |
||||
TICKER: 02388
SECURITY ID: Y0920U103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Connected Transaction with a Related Party | Management | For | For |
BOMBARDIER INC.
MEETING DATE: JUN 01, 2011 |
||||
TICKER: BBD.B
SECURITY ID: 097751200
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Laurent Beaudoin | Management | For | For |
1.2 | Elect Director Pierre Beaudoin | Management | For | For |
1.3 | Elect Director Andre Berard | Management | For | For |
1.4 | Elect Director J.R. Andre Bombardier | Management | For | For |
1.5 | Elect Director Janine Bombardier | Management | For | For |
1.6 | Elect Director Martha Finn Brooks | Management | For | For |
1.7 | Elect Director L. Denis Desautels | Management | For | For |
1.8 | Elect Director Thierry Desmarest | Management | For | For |
1.9 | Elect Director Jean-Louis Fontaine | Management | For | For |
1.10 | Elect Director Daniel Johnson | Management | For | For |
1.11 | Elect DirectorJean C. Monty | Management | For | For |
1.12 | Elect Director Carlos E. Represas | Management | For | For |
1.13 | Elect Director Jean-Pierre Rosso | Management | For | For |
1.14 | Elect Director Heinrich Weiss | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
4.1 | Critical Mass of Qualified Women on the Board | Shareholder | Against | Against |
4.2 | Adopt a Policy Stipulating an Internal Pay Ratio | Shareholder | Against | Against |
4.3 | Additional Information Regarding Peer Comparisons of Compensation | Shareholder | Against | Against |
4.4 | Adopt Rules of Governance | Shareholder | Against | Against |
BP PLC
MEETING DATE: APR 14, 2011 |
||||
TICKER: BP.
SECURITY ID: G12793108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Re-elect Paul Anderson as Director | Management | For | For |
4 | Re-elect Antony Burgmans as Director | Management | For | For |
5 | Re-elect Cynthia Carroll as Director | Management | For | For |
6 | Re-elect Sir William Castell as Director | Management | For | Against |
7 | Re-elect Iain Conn as Director | Management | For | For |
8 | Re-elect George David as Director | Management | For | For |
9 | Re-elect Ian Davis as Director | Management | For | For |
10 | Re-elect Robert Dudley as Director | Management | For | For |
11 | Re-elect Dr Byron Grote as Director | Management | For | For |
12 | Elect Frank Bowman as Director | Management | For | For |
13 | Elect Brendan Nelson as Director | Management | For | For |
14 | Elect Phuthuma Nhleko as Director | Management | For | For |
15 | Re-elect Carl-Henric Svanberg as Director | Management | For | Against |
16 | Reappoint Ernst & Young LLP as Auditors and Authorise Their Remuneration | Management | For | For |
17 | Authorise Market Purchase | Management | For | For |
18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
20 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
21 | Authorise EU Political Donations and Expenditure | Management | For | For |
22 | Amend ShareMatch Plan | Management | For | Against |
23 | Amend Sharesave UK Plan 2001 | Management | For | For |
BP PLC
MEETING DATE: APR 14, 2011 |
||||
TICKER: BP.
SECURITY ID: 055622104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Re-elect Paul Anderson as Director | Management | For | For |
4 | Re-elect Antony Burgmans as Director | Management | For | For |
5 | Re-elect Cynthia Carroll as Director | Management | For | For |
6 | Re-elect Sir William Castell as Director | Management | For | Against |
7 | Re-elect Iain Conn as Director | Management | For | For |
8 | Re-elect George David as Director | Management | For | For |
9 | Re-elect Ian Davis as Director | Management | For | For |
10 | Re-elect Robert Dudley as Director | Management | For | For |
11 | Re-elect Dr Byron Grote as Director | Management | For | For |
12 | Elect Frank Bowman as Director | Management | For | For |
13 | Elect Brendan Nelson as Director | Management | For | For |
14 | Elect Phuthuma Nhleko as Director | Management | For | For |
15 | Re-elect Carl-Henric Svanberg as Director | Management | For | Against |
16 | Reappoint Ernst & Young LLP as Auditors and Authorise Their Remuneration | Management | For | For |
17 | Authorise Market Purchase | Management | For | For |
18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
20 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
21 | Authorise EU Political Donations and Expenditure | Management | For | For |
22 | Amend ShareMatch Plan | Management | For | Against |
23 | Amend Sharesave UK Plan 2001 | Management | For | For |
BR MALLS PARTICIPACOES S.A.
MEETING DATE: DEC 09, 2010 |
||||
TICKER: BRML3
SECURITY ID: P1908S102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Acquisition of 50.01 Percent of Share Capital of Cima Empreendimentos do Brasil SA by Ecisa Engenharia, Comercio e Industria Ltd, a Company Subsidiary | Management | For | For |
2 | Authorize Board to Ratify and Execute Approved Resolutions. | Management | For | For |
BRIGHAM EXPLORATION COMPANY
MEETING DATE: JUN 21, 2011 |
||||
TICKER: BEXP
SECURITY ID: 109178103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ben M. Brigham | Management | For | For |
1.2 | Elect Director David T. Brigham | Management | For | For |
1.3 | Elect Director Harold D. Carter | Management | For | For |
1.4 | Elect Director Stephen C. Hurley | Management | For | For |
1.5 | Elect Director Stephen P. Reynolds | Management | For | For |
1.6 | Elect Director Hobart A. Smith | Management | For | For |
1.7 | Elect Director Scott W. Tinker | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Amend Non-Employee Director Stock Option Plan | Management | For | For |
6 | Approve Stock Grant to Non-Employee Directors | Management | For | Against |
BRITISH AIRWAYS PLC
MEETING DATE: JUL 13, 2010 |
||||
TICKER: IAG
SECURITY ID: G14980109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Re-elect James Lawrence as Director | Management | For | For |
4 | Re-elect Alison Reed as Director | Management | For | For |
5 | Elect Rafael Sanchez-Lozano Turmo as Director | Management | For | For |
6 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
7 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
8 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
9 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
10 | Authorise Market Purchase | Management | For | For |
11 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
BRITISH AIRWAYS PLC
MEETING DATE: NOV 29, 2010 |
||||
TICKER: IAG
SECURITY ID: G14980109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Scheme of Arrangement | Management | For | For |
BRITISH AIRWAYS PLC
MEETING DATE: NOV 29, 2010 |
||||
TICKER: IAG
SECURITY ID: G14980109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Conversion and Redesignation of Iberia Shares | Management | For | For |
BROOKFIELD ASSET MANAGEMENT INC.
MEETING DATE: MAY 11, 2011 |
||||
TICKER: BAM.A
SECURITY ID: 112585104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marcel R. Coutu | Management | For | For |
1.2 | Elect Director Maureen Kempston Darkes | Management | For | For |
1.3 | Elect Director Lance Liebman | Management | For | For |
1.4 | Elect Director G. Wallace F. McCain | Management | For | For |
1.5 | Elect Director Frank J. McKenna | Management | For | For |
1.6 | Elect Director Jack M. Mintz | Management | For | For |
1.7 | Elect Director Youssef A. Nasr | Management | For | For |
1.8 | Elect Director James A. Pattison | Management | For | For |
2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Amend Escrow Stock Plan | Management | For | For |
BROOKFIELD OFFICE PROPERTIES INC.
MEETING DATE: MAY 04, 2011 |
||||
TICKER: BPO
SECURITY ID: 112900105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Increase in Size of Board from Ten to Eleven | Management | For | For |
2 | Change Company Name to Brookfield Office Properties Inc. | Management | For | For |
3.1 | Elect Director Gordon E. Arnell | Management | For | For |
3.2 | Elect Director William T. Cahill | Management | For | For |
3.3 | Elect Director Richard B. Clark | Management | For | For |
3.4 | Elect Director Jack L. Cockwell | Management | For | For |
3.5 | Elect Director J. Bruce Flatt | Management | For | For |
3.6 | Elect Director Michael Hegarty | Management | For | For |
3.7 | Elect Director F. Allan McDonald | Management | For | For |
3.8 | Elect Director Allan S. Olson | Management | For | For |
3.9 | Elect Director Robert L. Stelzl | Management | For | For |
3.10 | Elect Director Diana L. Taylor | Management | For | For |
3.11 | Elect Director John E. Zuccotti | Management | For | For |
4 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
BURBERRY GROUP PLC
MEETING DATE: JUL 15, 2010 |
||||
TICKER: BRBY
SECURITY ID: G1699R107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Re-elect John Peace as Director | Management | For | For |
5 | Re-elect Ian Carter as Director | Management | For | For |
6 | Elect John Smith as Director | Management | For | For |
7 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
8 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
9 | Authorise EU Political Donations and Expenditure | Management | For | For |
10 | Authorise Market Purchase | Management | For | For |
11 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
12 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
13 | Adopt New Articles of Association | Management | For | For |
14 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
BYD COMPANY LTD.
MEETING DATE: AUG 30, 2010 |
||||
TICKER: 01211
SECURITY ID: Y1023R104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 12-month Extension Validity Period of the A Share Issue | Management | For | For |
2 | Authorized Board to Ratify and Execute Approved Resolutions | Management | For | For |
BYD COMPANY LTD.
MEETING DATE: AUG 30, 2010 |
||||
TICKER: 01211
SECURITY ID: Y1023R104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 12-month Extension Validity Period of the A Share Issue | Management | For | For |
2 | Authorized Board to Ratify and Execute Approved Resolutions | Management | For | For |
CALFRAC WELL SERVICES LTD.
MEETING DATE: MAY 10, 2011 |
||||
TICKER: CFW
SECURITY ID: 129584108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kevin R. Baker | Management | For | For |
1.2 | Elect Director James S. Blair | Management | For | For |
1.3 | Elect Director Gregory S. Fletcher | Management | For | For |
1.4 | Elect Director Lorne A. Gartner | Management | For | For |
1.5 | Elect Director Ronald P. Mathison | Management | For | For |
1.6 | Elect Director Douglas R. Ramsay | Management | For | For |
1.7 | Elect Director R.T. (Tim) Swinton | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Re-approve Stock Option Plan | Management | For | Against |
CALIX, INC.
MEETING DATE: MAY 25, 2011 |
||||
TICKER: CALX
SECURITY ID: 13100M509
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael Matthews | Management | For | For |
1.2 | Elect Director Thomas Pardun | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
CANADIAN IMPERIAL BANK OF COMMERCE
MEETING DATE: APR 28, 2011 |
||||
TICKER: CM
SECURITY ID: 136069101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
2 | Elect B.S. Belzberg, G.F. Colter, D. D'Alessandro, P.D. Daniel, L. Desjardins, G.D. Giffin, L.S. Hasenfratz, N.D. Le Pan, J.P. Manley, G.T. McCaughey, J.L. Peverett, L. Rahl, C. Sirois, R.J. Steacy, K.B. Stevenson, and R.W. Tysoe as Directors | Management | For | For |
2.1 | Elect Director B.S. Belzberg | Management | For | For |
2.2 | Elect Director G.F. Colter | Management | For | For |
2.3 | Elect Director D. D'Alessandro | Management | For | For |
2.4 | Elect Director P.D. Daniel | Management | For | For |
2.5 | Elect Director L. Desjardins | Management | For | For |
2.6 | Elect Director G.D. Giffin | Management | For | For |
2.7 | Elect Director L.S. Hasenfratz | Management | For | For |
2.8 | Elect Director N.D. Le Pan | Management | For | For |
2.9 | Elect Director J.P. Manley | Management | For | For |
2.10 | Elect Director G.T. McCaughey | Management | For | For |
2.11 | Elect Director J.L. Peverett | Management | For | For |
2.12 | Elect Director L. Rahl | Management | For | For |
2.13 | Elect Director C. Sirois | Management | For | For |
2.14 | Elect Director R.J. Steacy | Management | For | For |
2.15 | Elect Director K.B. Stevenson | Management | For | For |
2.16 | Elect Director R.W. Tysoe | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
4.1 | Provide Shareholders with a Clear Option for Abstention on Proposals | Shareholder | Against | For |
4.2 | Critical Mass of Qualified Women on the Board | Shareholder | Against | Against |
4.3 | Adopt a Policy Stipulating an Internal Pay Ratio | Shareholder | Against | Against |
4.4 | Abolition of Subsidiaries and Branches in Tax Havens | Shareholder | Against | Against |
4.5 | Additional Information Regarding Peer Comparisons of Compensation | Shareholder | Against | Against |
CANADIAN NATIONAL RAILWAY COMPANY
MEETING DATE: APR 27, 2011 |
||||
TICKER: CNR
SECURITY ID: 136375102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Michael R. Armellino as Director | Management | For | For |
2 | Elect A. Charles Baillie as Director | Management | For | For |
3 | Elect Hugh J. Bolton as Director | Management | For | For |
4 | Elect Donald J. Carty as Director | Management | For | For |
5 | Elect Gordon D. Giffin as Director | Management | For | For |
6 | Elect Edith E. Holiday as Director | Management | For | For |
7 | Elect V. Maureen Kempston Darkes as Director | Management | For | For |
8 | Elect Denis Losier as Director | Management | For | For |
9 | Elect Edward C. Lumley as Director | Management | For | For |
10 | Elect David G.A. McLean as Director | Management | For | For |
11 | Elect Claude Mongeau as Director | Management | For | For |
12 | Elect James E. O'Connor as Director | Management | For | For |
13 | Elect Robert Pace as Director | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
CANADIAN NATURAL RESOURCES LIMITED
MEETING DATE: MAY 05, 2011 |
||||
TICKER: CNQ
SECURITY ID: 136385101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect C.M. Best, S.W. Laut, N.M. Edwards, Keith A.J. MacPhail, T.W. Faithfull, A.P. Markin, G.A. Filmon, F.J. McKenna, C.L. Fong, J.S. Palmer, G.D. Giffin, E.R. Smith, W.A. Gobert, and D.A. Tuer as Directors | Management | For | For |
1.1 | Elect Director Catherine M. Best | Management | For | For |
1.2 | Elect Director N. Murray Edwards | Management | For | For |
1.3 | Elect Director Timothy W. Faithfull | Management | For | For |
1.4 | Elect Director Gary A. Filmon | Management | For | For |
1.5 | Elect Director Christopher L. Fong | Management | For | For |
1.6 | Elect Director Gordon D. Giffin | Management | For | For |
1.7 | Elect Director Wilfred A. Gobert | Management | For | For |
1.8 | Elect Director Steve W. Laut | Management | For | For |
1.9 | Elect Director Keith A.J. MacPhail | Management | For | For |
1.10 | Elect Director Allan P. Markin | Management | For | For |
1.11 | Elect Director Frank J. McKenna | Management | For | For |
1.12 | Elect Director James S. Palmer | Management | For | For |
1.13 | Elect Director Eldon R. Smith | Management | For | For |
1.14 | Elect Director David A. Tuer | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
CANON INC.
MEETING DATE: MAR 30, 2011 |
||||
TICKER: 7751
SECURITY ID: J05124144
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 65 | Management | For | For |
2.1 | Elect Director Mitarai, Fujio | Management | For | For |
2.2 | Elect Director Uchida, Tsuneji | Management | For | For |
2.3 | Elect Director Tanaka, Toshizo | Management | For | For |
2.4 | Elect Director Ikoma, Toshiaki | Management | For | For |
2.5 | Elect Director Watanabe, Kunio | Management | For | For |
2.6 | Elect Director Adachi, Yoroku | Management | For | For |
2.7 | Elect Director Mitsuhashi, Yasuo | Management | For | For |
2.8 | Elect Director Iwashita, Tomonori | Management | For | For |
2.9 | Elect Director Osawa, Masahiro | Management | For | For |
2.10 | Elect Director Matsumoto, Shigeyuki | Management | For | For |
2.11 | Elect Director Shimizu, Katsuichi | Management | For | For |
2.12 | Elect Director Banba, Ryoichi | Management | For | For |
2.13 | Elect Director Honma, Toshio | Management | For | For |
2.14 | Elect Director Nakaoka, Masaki | Management | For | For |
2.15 | Elect Director Honda, Haruhisa | Management | For | For |
2.16 | Elect Director Ozawa, Hideki | Management | For | For |
2.17 | Elect Director Maeda, Masaya | Management | For | For |
2.18 | Elect Director Tani, Yasuhiro | Management | For | For |
2.19 | Elect Director Araki, Makoto | Management | For | For |
3 | Appoint Statutory Auditor Oe, Tadashi | Management | For | For |
4 | Approve Annual Bonus Payment to Directors | Management | For | For |
5 | Approve Stock Option Plan | Management | For | For |
CARLISLE COMPANIES INCORPORATED
MEETING DATE: MAY 13, 2011 |
||||
TICKER: CSL
SECURITY ID: 142339100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert G. Bohn | Management | For | For |
2 | Elect Director Terry D. Growcock | Management | For | For |
3 | Elect Director Gregg A. Ostrander | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
6 | Ratify Auditors | Management | For | For |
CARLSBERG
MEETING DATE: MAR 24, 2011 |
||||
TICKER: CARL
SECURITY ID: K36628137
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Report of Board | Management | None | None |
2 | Approve Financial Statements and Statutory Report; Approve Discharge of Supervisory Board and Executive Board | Management | For | Did Not Vote |
3 | Approve Allocation of Income and Dividends of DKK 5.00 per Share | Management | For | Did Not Vote |
4a | Approve Remuneration of Directors in the amount of DKK 400,000 to Each Director (Base Fee), the Chairman Shall Receive Double Base Fee and the Deputy Chairman Shall Receive One and a Half Base Fee; Approve Remuneration for Committee Work | Management | For | Did Not Vote |
4b | Approve Guidelines for Incentive-Based Compensation for Executive Management and Board | Management | For | Did Not Vote |
4c | Amend Articles Re: Change of the Supervisory Board Members' Term of Office from Two to One Year | Management | For | Did Not Vote |
5a | Reelect Povl Krogsgaard-Larsen as Director | Management | For | Did Not Vote |
5b | Reelect Cornelis Job van der Graaf as Director | Management | For | Did Not Vote |
5c | Reelect Richard Burrows as Director | Management | For | Did Not Vote |
5d | Reelect Niels Kaergard as Director | Management | For | Did Not Vote |
6 | Ratify KPMG as Auditor | Management | For | Did Not Vote |
CATERPILLAR INC.
MEETING DATE: JUN 08, 2011 |
||||
TICKER: CAT
SECURITY ID: 149123101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David L. Calhoun | Management | For | For |
1.2 | Elect Director Daniel M. Dickinson | Management | For | For |
1.3 | Elect Director Eugene V. Fife | Management | For | For |
1.4 | Elect Director Juan Gallardo | Management | For | For |
1.5 | Elect Director David R. Goode | Management | For | For |
1.6 | Elect Director Jesse J. Greene, Jr. | Management | For | For |
1.7 | Elect Director Peter A. Magowan | Management | For | For |
1.8 | Elect Director Dennis A. Muilenburg | Management | For | For |
1.9 | Elect Director Douglas R. Oberhelman | Management | For | For |
1.10 | Elect Director William A. Osborn | Management | For | For |
1.11 | Elect Director Charles D. Powell | Management | For | For |
1.12 | Elect Director Edward B. Rust, Jr. | Management | For | For |
1.13 | Elect Director Susan C. Schwab | Management | For | For |
1.14 | Elect Director Joshua I. Smith | Management | For | For |
1.15 | Elect Director Miles D. White | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Report on Political Contributions | Shareholder | Against | Abstain |
7 | Stock Retention/Holding Period | Shareholder | Against | Against |
8 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
9 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
10 | Require Independent Board Chairman | Shareholder | Against | Against |
11 | Review and Assess Human Rights Policies | Shareholder | Against | Abstain |
12 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | Against |
CELANESE CORPORATION
MEETING DATE: APR 21, 2011 |
||||
TICKER: CE
SECURITY ID: 150870103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Martin G. McGuinn | Management | For | For |
2 | Elect Director Daniel S. Sanders | Management | For | For |
3 | Elect Director John K. Wulff | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Ratify Auditors | Management | For | For |
CENOVUS ENERGY INC.
MEETING DATE: APR 27, 2011 |
||||
TICKER: CVE
SECURITY ID: 15135U109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Ralph S. Cunningham as Director | Management | For | For |
1.2 | Elect Patrick D. Daniel as Director | Management | For | For |
1.3 | Elect Ian W. Delaney as Director | Management | For | For |
1.4 | Elect Brian C. Ferguson as Director | Management | For | For |
1.5 | Elect Michael A. Grandin as Director | Management | For | For |
1.6 | Elect Valerie A.A. Nielsen as Director | Management | For | For |
1.7 | Elect Charles M. Rampacek as Director | Management | For | For |
1.8 | Elect Colin Taylor as Director | Management | For | For |
1.9 | Elect Wayne G. Thomson as Director | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
CEVA, INC.
MEETING DATE: MAY 17, 2011 |
||||
TICKER: CEVA
SECURITY ID: 157210105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Eliyahu Ayalon | Management | For | For |
1.2 | Elect Director Zvi Limon | Management | For | For |
1.3 | Elect Director Bruce A. Mann | Management | For | For |
1.4 | Elect Director Peter McManamon | Management | For | For |
1.5 | Elect Director Sven-Christer Nilsson | Management | For | For |
1.6 | Elect Director Louis Silver | Management | For | For |
1.7 | Elect Director Dan Tocatly | Management | For | For |
1.8 | Elect Director Gideon Wertheizer | Management | For | For |
2 | Amend Non-Employee Director Stock Option Plan | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
CGI GROUP INC
MEETING DATE: JAN 26, 2011 |
||||
TICKER: GIB.A
SECURITY ID: 39945C109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Claude Boivin | Management | For | For |
1.2 | Elect Director Bernard Bourigeaud | Management | For | For |
1.3 | Elect Director Jean Brassard | Management | For | For |
1.4 | Elect Director Robert Chevrier | Management | For | For |
1.5 | Elect Director Dominic D'Alessandro | Management | For | For |
1.6 | Elect Director Thomas P. d'Aquino | Management | For | For |
1.7 | Elect Director Paule Dore | Management | For | For |
1.8 | Elect Director Richard B. Evans | Management | For | For |
1.9 | Elect Director Serge Godin | Management | For | For |
1.10 | Elect Director Andre Imbeau | Management | For | For |
1.11 | Elect Director Gilles Labbe | Management | For | For |
1.12 | Elect Director Eileen A. Mercier | Management | For | For |
1.13 | Elect Director Michael E. Roach | Management | For | For |
2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
CHARTER INTERNATIONAL PLC
MEETING DATE: APR 20, 2011 |
||||
TICKER: CHTR
SECURITY ID: G2110V107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Re-elect Lars Emilson as Director | Management | For | For |
4 | Re-elect John Biles as Director | Management | For | For |
5 | Re-elect Robert Careless as Director | Management | For | For |
6 | Re-elect James Deeley as Director | Management | For | For |
7 | Re-elect Grey Denham as Director | Management | For | For |
8 | Re-elect Michael Foster as Director | Management | For | For |
9 | Re-elect John Neill as Director | Management | For | For |
10 | Re-elect Andrew Osborne as Director | Management | For | For |
11 | Re-elect Manfred Wennemer as Director | Management | For | For |
12 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
13 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
14 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
15 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
16 | Authorise Market Purchase | Management | For | For |
17 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
CHESAPEAKE ENERGY CORPORATION
MEETING DATE: JUN 10, 2011 |
||||
TICKER: CHK
SECURITY ID: 165167107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Aubrey K. McClendon | Management | For | For |
1.2 | Elect Director Don Nickles | Management | For | For |
1.3 | Elect Director Kathleen M. Eisbrenner | Management | For | For |
1.4 | Elect Director Louis A. Simpson | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Advisory Vote to Ratify Directors' Compensation | Shareholder | Against | Abstain |
CHEUNG KONG (HOLDINGS) LIMITED
MEETING DATE: MAY 20, 2011 |
||||
TICKER: 00001
SECURITY ID: Y13213106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Declare Final Dividend | Management | For | For |
3a | Elect Li Ka-shing as Director | Management | For | Against |
3b | Elect Chung Sun Keung, Davy as Director | Management | For | Against |
3c | Elect Pau Yee Wan, Ezra as Director | Management | For | Against |
3d | Elect Leung Siu Hon as Director | Management | For | Against |
3e | Elect George Colin Magnus as Director | Management | For | Against |
3f | Elect Simon Murray as Director | Management | For | For |
3g | Elect Cheong Ying Chew, Henry as Director | Management | For | For |
4 | Appoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
5b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
5c | Authorize Reissuance of Repurchased Shares | Management | For | For |
6 | Amend Articles of Association | Management | For | For |
CHEVRON CORPORATION
MEETING DATE: MAY 25, 2011 |
||||
TICKER: CVX
SECURITY ID: 166764100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director L.F. Deily | Management | For | For |
2 | Elect Director R.E. Denham | Management | For | For |
3 | Elect Director R.J. Eaton | Management | For | For |
4 | Elect Director C. Hagel | Management | For | For |
5 | Elect Director E. Hernandez | Management | For | For |
6 | Elect Director G.L. Kirkland | Management | For | For |
7 | Elect Director D.B. Rice | Management | For | For |
8 | Elect Director K.W. Sharer | Management | For | For |
9 | Elect Director C.R. Shoemate | Management | For | For |
10 | Elect Director J.G. Stumpf | Management | For | For |
11 | Elect Director R.D. Sugar | Management | For | For |
12 | Elect Director C. Ware | Management | For | For |
13 | Elect Director J.S. Watson | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
17 | Request Director Nominee with Environmental Qualifications | Shareholder | Against | Against |
18 | Amend Bylaws to Establish a Board Committee on Human Rights | Shareholder | Against | Abstain |
19 | Include Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
20 | Adopt Guidelines for Country Selection | Shareholder | Against | Abstain |
21 | Report on Financial Risks of Climate Change | Shareholder | Against | Abstain |
22 | Report on Environmental Impacts of Natural Gas Fracturing | Shareholder | Against | Abstain |
23 | Report on Offshore Oil Wells and Spill Mitigation Measures | Shareholder | Against | Abstain |
CHUO MITSUI TRUST HOLDINGS INC.
MEETING DATE: DEC 22, 2010 |
||||
TICKER: 8309
SECURITY ID: J0752J108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Share Exchange Agreement with Sumitomo Trust & Banking | Management | For | For |
2 | Amend Articles To Change Company Name - Change Location of Head Office - Increase Authorized Capital - Create New Classes of Preferred Shares | Management | For | For |
3.1 | Elect Director Hitoshi Tsunekage | Management | For | For |
3.2 | Elect Director Kiyoshi Mukouhara | Management | For | For |
3.3 | Elect Director Akio Ohtsuka | Management | For | For |
3.4 | Elect Director Junichi Sayato | Management | For | For |
3.5 | Elect Director Tetsuo Ohkubo | Management | For | For |
4.1 | Appoint Statutory Auditor Teruhiko Sugita | Management | For | For |
4.2 | Appoint Statutory Auditor Hitoshi Maeda | Management | For | For |
4.3 | Appoint Statutory Auditor Toshio Hoshino | Management | For | For |
5 | Approve Special Payments in Connection with Abolition of Retirement Bonus System | Management | For | Abstain |
CIENA CORPORATION
MEETING DATE: MAR 23, 2011 |
||||
TICKER: CIEN
SECURITY ID: 171779309
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Harvey B. Cash | Management | For | For |
2 | Elect Director Judith M. O'Brien | Management | For | For |
3 | Elect Director Gary B. Smith | Management | For | For |
4 | Approve Conversion of Securities | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
CITIGROUP INC.
MEETING DATE: APR 21, 2011 |
||||
TICKER: C
SECURITY ID: 172967101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Alain J.P. Belda | Management | For | For |
2 | Elect Director Timothy C. Collins | Management | For | For |
3 | Elect Director Jerry A. Grundhofer | Management | For | For |
4 | Elect Director Robert L. Joss | Management | For | For |
5 | Elect Director Michael E. O'Neill | Management | For | For |
6 | Elect Director Vikram S. Pandit | Management | For | For |
7 | Elect Director Richard D. Parsons | Management | For | For |
8 | Elect Director Lawrence R. Ricciardi | Management | For | For |
9 | Elect Director Judith Rodin | Management | For | For |
10 | Elect Director Robert L. Ryan | Management | For | For |
11 | Elect Director Anthony M. Santomero | Management | For | For |
12 | Elect Director Diana L. Taylor | Management | For | For |
13 | Elect Director William S. Thompson, Jr. | Management | For | For |
14 | Elect Director Ernesto Zedillo | Management | For | For |
15 | Ratify Auditors | Management | For | For |
16 | Amend Omnibus Stock Plan | Management | For | Against |
17 | Approve Executive Incentive Bonus Plan | Management | For | For |
18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
19 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
20 | Approve Reverse Stock Split | Management | For | For |
21 | Affirm Political Non-Partisanship | Shareholder | Against | Abstain |
22 | Report on Political Contributions | Shareholder | Against | Abstain |
23 | Report on Restoring Trust and Confidence in the Financial System | Shareholder | Against | Against |
24 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
25 | Require Audit Committee Review and Report on Controls Related to Loans, Foreclosure and Securitizations | Shareholder | Against | Against |
CLARCOR, INC.
MEETING DATE: MAR 22, 2011 |
||||
TICKER: CLC
SECURITY ID: 179895107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark A. Emkes | Management | For | For |
1.2 | Elect Director Robert H. Jenkins | Management | For | For |
1.3 | Elect Director Philip R. Lochner, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
CLICKS GROUP LTD
MEETING DATE: JAN 18, 2011 |
||||
TICKER: CLS
SECURITY ID: S17249111
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for the Year Ended 31 August 2010 | Management | For | For |
2 | Reappoint KPMG Inc as Auditors of the Company and David Friedland as the Individual Registered Auditor | Management | For | For |
3 | Re-elect Michael Harvey as Director | Management | For | For |
4 | Re-elect David Kneale as Director | Management | For | For |
5 | Re-elect Martin Rosen as Director | Management | For | For |
6 | Elect Nkaki Matlala as Director | Management | For | For |
7 | Approve Non-Executive Directors Fees for the Year 1 September 2010 to 31 August 2011 | Management | For | For |
8 | Approve Distributions to Shareholders by Way of Reduction of Share Premium Account | Management | For | For |
9 | Authorise Board to Issue Shares for Cash up to 15,000,000 Authorised but Unissued Shares in the Capital of the Company to New Clicks South Africa (Proprietary) Ltd (Companies Act) | Management | For | For |
10 | Authorise Board to Issue Shares for Cash up to 15,000,000 Authorised but Unissued Shares in the Capital of the Company to New Clicks South Africa (Proprietary) Ltd (JSE Listings Requirements) | Management | For | For |
11 | Authorise Repurchase of Up to Five Percent of Issued Share Capital | Management | For | For |
CLICKS GROUP LTD
MEETING DATE: JAN 18, 2011 |
||||
TICKER: CLS
SECURITY ID: S17249111
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Increase in Authorised Share Capital to ZAR 6,500,000 | Management | For | For |
2 | Approve Specific Repurchase of A Shares in Terms of the Trust Deed | Management | For | For |
3 | Approve Financial Assistance to the Clicks Group Employee Share Ownership Trust and Qualifying Beneficiaries | Management | For | For |
1 | Approve Clicks Group Employee Share Ownership Trust Deed; Authorise Issue of A Shares to the Clicks Group Employee Share Ownership Trust | Management | For | For |
2 | Authorise Board to Ratify and Execute Approved Resolutions | Management | For | For |
CLUB MEDITERRANEE
MEETING DATE: MAR 03, 2011 |
||||
TICKER: CU
SECURITY ID: F18690101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Absence of Dividends | Management | For | For |
4 | Approve Transaction with Rolaco | Management | For | For |
5 | Approve Transaction with Caisse de Depot et de Gestion | Management | For | For |
6 | Approve Transaction with Corporate Officers | Management | For | For |
7 | Receive Auditors' Special Report on Related-Party Transactions and Approve Ongoing Transactions | Management | For | For |
8 | Approve Remuneration of Directors in the Aggregate Amount of EUR 305,000 | Management | For | For |
9 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
10 | Ratify Appointment of Georges Pauget as Director | Management | For | For |
11 | Ratify Appointment of Jiannong Qian as Director | Management | For | For |
12 | Reelect Jiannong Qian as Director | Management | For | For |
13 | Reelect Anass Houir Alami as Director | Management | For | For |
14 | Reelect Saud Al Sulaiman as Director | Management | For | For |
15 | Reelect Thierry de la Tour d Artaise as Director | Management | For | For |
16 | Reelect Henri Giscard d Estaing as Director | Management | For | For |
17 | Reelect Pascal Lebard as Director | Management | For | For |
18 | Reelect Anne-Claire Taittinger as Director | Management | For | For |
19 | Elect Isabelle Seillier as Director | Management | For | For |
20 | Elect Christina Jeanbart as Director | Management | For | For |
21 | Elect Guangchang Guo as Director | Management | For | For |
22 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 50 Million | Management | For | For |
23 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 30 Million | Management | For | For |
24 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
25 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
26 | Authorize up to 2 Percent per Year of Issued Capital for Use in Stock Option Plan | Management | For | For |
27 | Approve Employee Stock Purchase Plan | Management | For | Against |
28 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
29 | Amend Article 14.2 of Bylaws Re: Length of Terms for Directors | Management | For | For |
30 | Amend Article 28 of Bylaws Re: Electronic Vote and Attendance to General Meetings Through Videoconference and Telecommunication | Management | For | For |
31 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
COCA-COLA AMATIL LTD.
MEETING DATE: MAY 04, 2011 |
||||
TICKER: CCL
SECURITY ID: Q2594P146
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
2 | Approve the Adoption of the Remuneration Report | Management | For | For |
3a | Elect Catherine Michelle Brenner as a Director | Management | For | For |
3b | Elect Wallace Macarthur King as a Director | Management | For | For |
3c | Elect David Edward Meiklejohn as a Director | Management | For | For |
3d | Elect Anthony Grant Froggatt as a Director | Management | For | For |
3e | Elect Ilana Rachel Atlas as a Director | Management | For | For |
4 | Approve the Increase in Non-Executive Directors' Fees from A$2 Million to Up to A$2.3 Million per Annum | Management | For | For |
5 | Approve the Issuance of Shares to Terry J Davis, Executive Director of the Company, Under the 2011-2013 Long Term Incentive Share Rights Plan | Management | For | For |
COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION
MEETING DATE: JUN 02, 2011 |
||||
TICKER: CTSH
SECURITY ID: 192446102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert W. Howe | Management | For | For |
2 | Elect Director Robert E. Weissman | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Increase Authorized Common Stock | Management | For | For |
6 | Reduce Supermajority Vote Requirement | Management | For | For |
7 | Reduce Supermajority Vote Requirement | Management | For | For |
8 | Ratify Auditors | Management | For | For |
COLFAX CORPORATION
MEETING DATE: MAY 18, 2011 |
||||
TICKER: CFX
SECURITY ID: 194014106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Mitchell P. Rales | Management | For | For |
2 | Elect Director Clay H. Kiefaber | Management | For | For |
3 | Elect Director Patrick W. Allender | Management | For | For |
4 | Elect Director Joseph O. Bunting III | Management | For | For |
5 | Elect Director Thomas S. Gayner | Management | For | For |
6 | Elect Director Rhonda L. Jordan | Management | For | For |
7 | Elect Director A. Clayton Perfall | Management | For | For |
8 | Elect Director Rajiv Vinnakota | Management | For | For |
9 | Ratify Auditors | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
11 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
COMMONWEALTH BANK OF AUSTRALIA
MEETING DATE: OCT 26, 2010 |
||||
TICKER: CBA
SECURITY ID: Q26915100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive the Financial Statements and Statutory Reports for the Financial Year Ended June 30, 2010 | Management | None | None |
2(a) | Elect John Anderson as a Director | Management | For | For |
2(b) | Elect Harrison Young as a Director | Management | For | For |
2(c) | Elect Brian Long as a Director | Management | For | For |
3 | Approve the Remuneration Report for the Fiscal Year Ended June 30, 2010 | Management | For | For |
4 | Approve the Grant of Reward Rights with a Face Value of Up to A$4.25 Million to Ralph Norris, Chief Executive Officer, Under the Company's Group Leadership Reward Plan Pursuant to the 2010 to 2011 Financial Year | Management | For | Against |
COMPAGNIE FINANCIERE RICHEMONT SA
MEETING DATE: SEP 08, 2010 |
||||
TICKER: CFR
SECURITY ID: H25662158
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
2 | Approve Allocation of Income and Dividends of EUR 0.35 per A Bearer Share and EUR 0.04 per B Registered Share | Management | For | Did Not Vote |
3 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
4.1 | Reelect Johann Rupert as Director | Management | For | Did Not Vote |
4.2 | Reelect Franco Cologni as Director | Management | For | Did Not Vote |
4.3 | Reelect Lord Douro as Director | Management | For | Did Not Vote |
4.4 | Reelect Yves-Andre Istel as Director | Management | For | Did Not Vote |
4.5 | Reelect Richard Lepeu as Director | Management | For | Did Not Vote |
4.6 | Reelect Ruggero Magnoni as Director | Management | For | Did Not Vote |
4.7 | Reelect Simon Murray as Director | Management | For | Did Not Vote |
4.8 | Reelect Alain Perrin as Director | Management | For | Did Not Vote |
4.9 | Reelect Norbert Platt as Director | Management | For | Did Not Vote |
4.10 | Reelect Alan Quasha as Director | Management | For | Did Not Vote |
4.11 | Reelect Lord Renwick of Clifton as Director | Management | For | Did Not Vote |
4.12 | Reelect Jan Rupert as Director | Management | For | Did Not Vote |
4.13 | Reelect Juergen Schrempp as Director | Management | For | Did Not Vote |
4.14 | Reelect Martha Wikstrom as Director | Management | For | Did Not Vote |
4.15 | Elect Joshua Malherbe as Director | Management | For | Did Not Vote |
4.16 | Elect Frederick Mostert as Director | Management | For | Did Not Vote |
4.17 | Elect Guillaume Pictet as Director | Management | For | Did Not Vote |
4.18 | Elect Dominique Rochat as Director | Management | For | Did Not Vote |
4.19 | Elect Gary Saage as Director | Management | For | Did Not Vote |
5 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Did Not Vote |
6.1 | Amend Articles Re: Compliance with New Swiss Federal Act on Intermediated Securities and Amended Swiss Code of Obligations | Management | For | Did Not Vote |
6.2 | Amend Articles Re: English Translation | Management | For | Did Not Vote |
COMPAGNIE GENERALE DE GEOPHYSIQUE VERITAS
MEETING DATE: MAY 04, 2011 |
||||
TICKER: GA
SECURITY ID: F2349S108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Allocation of Income and Absence of Dividends | Management | For | For |
3 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
4 | Reelect Robert Semmens as Director | Management | For | For |
5 | Elect Hilde Myrberg as Director | Management | For | For |
6 | Elect Gilberte Lombard as Director | Management | For | For |
7 | Elect Jean-Georges Malcor as Director | Management | For | For |
8 | Approve Remuneration of Directors in the Aggregate Amount of EUR 730,000 | Management | For | For |
9 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
10 | Approve New Related-Party Transactions | Management | For | For |
11 | Approve New Related-Party Transactions Regarding Corporate Officers' Remuneration | Management | For | For |
12 | Approve Severance Payment Agreement with Jean Georges Malcor | Management | For | For |
13 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 30 Milllion | Management | For | For |
14 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 9 Million | Management | For | For |
15 | Approve Issuance of up to 15 Percent of Issued Capital for a Private Placement, up to EUR 9 Million | Management | For | For |
16 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | Management | For | For |
17 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 13, 14 and 15 | Management | For | For |
18 | Authorize Capitalization of Reserves of Up to EUR 10 Million for Bonus Issue or Increase in Par Value | Management | For | For |
19 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
20 | Approve Employee Stock Purchase Plan | Management | For | Against |
21 | Authorize up to 0.81 Percent of Issued Capital for Use in Stock Option Plan | Management | For | For |
22 | Authorize up to 1.2 Percent of Issued Capital for Use in Stock Option Plan Reserved for CEO and/or Executive Committee Members | Management | For | For |
23 | Authorize up to 0.53 Percent of Issued Capital for Use in Restricted Stock Plan | Management | For | For |
24 | Authorize up to 0.14 Percent of Issued Capital for Use in Restricted Stock Plan Reserved for CEO and/or Executive Committee Members | Management | For | For |
25 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
26 | Approve Issuance of Securities Convertible into Debt up to an Aggregate Amount of EUR 1.2 Billion | Management | For | For |
27 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
COMPUTERSHARE LIMITED
MEETING DATE: NOV 10, 2010 |
||||
TICKER: CPU
SECURITY ID: Q2721E105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for the Fiscal Year Ended June 30, 2010 | Management | None | None |
2 | Approve the Remuneration Report for the Fiscal Year Ended June 30, 2010 | Management | For | For |
3 | Elect Christopher John Morris as a Director | Management | For | For |
4 | Elect Arthur Leslie Owen as a Director | Management | For | For |
5 | Elect Gerald Lieberman as a Director | Management | For | For |
CONCHO RESOURCES INC.
MEETING DATE: JUN 02, 2011 |
||||
TICKER: CXO
SECURITY ID: 20605P101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Timothy A. Leach | Management | For | For |
1.2 | Elect Director William H. Easter III | Management | For | For |
1.3 | Elect Director W. Howard Keenan, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
CONCUR TECHNOLOGIES, INC.
MEETING DATE: MAR 15, 2011 |
||||
TICKER: CNQR
SECURITY ID: 206708109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey T. McCabe | Management | For | For |
1.2 | Elect Director Edward P. Gilligan | Management | For | For |
1.3 | Elect Director Rajeev Singh | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
CONVIO, INC.
MEETING DATE: MAY 19, 2011 |
||||
TICKER: CNVO
SECURITY ID: 21257W105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director M. Scott Irwin | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
COOKSON GROUP PLC
MEETING DATE: MAY 12, 2011 |
||||
TICKER: CKSN
SECURITY ID: G24108246
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Re-elect Mike Butterworth as Director | Management | For | For |
5 | Re-elect Jeff Harris as Director | Management | For | For |
6 | Re-elect Jeff Hewitt as Director | Management | For | For |
7 | Re-elect Peter Hill as Director | Management | For | For |
8 | Re-elect Jan Oosterveld as Director | Management | For | For |
9 | Re-elect Nick Salmon as Director | Management | For | For |
10 | Re-elect John Sussens as Director | Management | For | For |
11 | Re-elect Francois Wanecq as Director | Management | For | For |
12 | Reappoint KPMG Audit plc as Auditors of the Company | Management | For | For |
13 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
14 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
15 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
16 | Authorise Market Purchase | Management | For | For |
17 | Authorise EU Political Donations and Expenditure | Management | For | For |
18 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
COPPER MOUNTAIN MINING CORP
MEETING DATE: JUN 23, 2011 |
||||
TICKER: CUM
SECURITY ID: 21750U101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Seven | Management | For | For |
2.1 | Elect Director James O'Rourke | Management | For | For |
2.2 | Elect Director Rodney Shier | Management | For | For |
2.3 | Elect Director John Tapics | Management | For | For |
2.4 | Elect Director Marin Katusa | Management | For | For |
2.5 | Elect Director Carl Renzoni | Management | For | For |
2.6 | Elect Director Al Cloke | Management | For | For |
2.7 | Elect Director Bruce Aunger | Management | For | For |
3 | Approve PricewaterhouseCooper LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Re-approve Stock Option Plan | Management | For | Against |
CRESCENT POINT ENERGY CORP
MEETING DATE: MAY 30, 2011 |
||||
TICKER: CPG
SECURITY ID: 22576C101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Seven | Management | For | For |
2.1 | Elect Director Peter Bannister | Management | For | For |
2.2 | Elect Director Paul Colborne | Management | For | For |
2.3 | Elect Director Kenney F. Cugnet | Management | For | For |
2.4 | Elect Director D. Hugh Gillard | Management | For | For |
2.5 | Elect Director Gerald A. Romanzin | Management | For | For |
2.6 | Elect Director Scott Saxberg | Management | For | For |
2.7 | Elect Director Gregory G. Turnbull | Management | For | For |
3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Amend Articles to Allow for Annual Meetings to Be Held at any place within Alberta or outside Alberta | Management | For | For |
5 | Adopt New By-Laws | Management | For | Against |
CROWN LTD
MEETING DATE: NOV 30, 2010 |
||||
TICKER: CWN
SECURITY ID: Q3014T106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive the Financial Statements and Statutory Reports for the Financial Year Ended June 30, 2010 | Management | None | None |
2a | Elect David Gyngell as a Director | Management | For | For |
2b | Elect John Horvath as a Director | Management | For | For |
2c | Elect James Packer as a Director | Management | For | For |
2d | Elect Rowena Danziger as a Director | Management | For | For |
2e | Elect Ashok Jacob as a Director | Management | For | For |
3 | Approve the Remuneration Report for the Fiscal Year Ended June 30, 2010 | Management | For | For |
CSL LTD.
MEETING DATE: OCT 13, 2010 |
||||
TICKER: CSL
SECURITY ID: Q3018U109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive the Financial Statements and Statutory Reports for the Fiscal Year Ended June 30, 2010 | Management | None | None |
2a | Elect Peter Turner as a Director | Management | For | For |
2b | Elect John Akehurst as a Director | Management | For | For |
2c | Elect David Anstice as a Director | Management | For | For |
2d | Elect Ian Renard as a Director | Management | For | For |
3 | Approve the Remuneration Report for the Fiscal Year Ended June 30, 2010 | Management | For | For |
4 | Approve the Grant of Up to 500,000 Performance Rights in Aggregate to Brian McNamee and Peter Turner, Executive Directors, Under the Company's Performance Rights Plan | Management | For | For |
5 | Approve the Increase in Non-Executive Directors' Remuneration to A$2.5 Million Per Annum | Management | For | For |
CSX CORPORATION
MEETING DATE: MAY 04, 2011 |
||||
TICKER: CSX
SECURITY ID: 126408103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Donna M. Alvarado | Management | For | For |
2 | Elect Director John B. Breaux | Management | For | For |
3 | Elect Director Pamela L. Carter | Management | For | For |
4 | Elect Director Steven T. Halverson | Management | For | For |
5 | Elect Director Edward J. Kelly, III | Management | For | For |
6 | Elect Director Gilbert H. Lamphere | Management | For | For |
7 | Elect Director John D. McPherson | Management | For | For |
8 | Elect Director Timothy T. O'Toole | Management | For | For |
9 | Elect Director David M. Ratcliffe | Management | For | For |
10 | Elect Director Donald J. Shepard | Management | For | For |
11 | Elect Director Michael J. Ward | Management | For | For |
12 | Elect Director J.C. Watts, Jr. | Management | For | For |
13 | Elect Director J. Steven Whisler | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
CUMMINS INC.
MEETING DATE: MAY 10, 2011 |
||||
TICKER: CMI
SECURITY ID: 231021106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Theodore M. Solso | Management | For | For |
2 | Elect Director N. Thomas Linebarger | Management | For | For |
3 | Elect Director William I. Miller | Management | For | For |
4 | Elect Director Alexis M. Herman | Management | For | For |
5 | Elect Director Georgia R. Nelson | Management | For | For |
6 | Elect Director Carl Ware | Management | For | For |
7 | Elect Director Robert K. Herdman | Management | For | For |
8 | Elect Director Robert J. Bernhard | Management | For | For |
9 | Elect Director Franklin R. Chang-Diaz | Management | For | For |
10 | Elect Director Stephen B. Dobbs | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
13 | Ratify Auditors | Management | For | For |
CYBERAGENT, INC.
MEETING DATE: DEC 17, 2010 |
||||
TICKER: 4751
SECURITY ID: J1046G108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, With a Final Dividend of JPY 2200 | Management | For | For |
2.1 | Elect Director Susumu Fujita | Management | For | For |
2.2 | Elect Director Yuusuke Hidaka | Management | For | For |
2.3 | Elect Director Shinichi Saijou | Management | For | For |
2.4 | Elect Director Gou Nakayama | Management | For | For |
2.5 | Elect Director Yasuo Okamoto | Management | For | For |
2.6 | Elect Director Tetsuhito Soyama | Management | For | For |
2.7 | Elect Director Hiroyuki Ishii | Management | For | For |
2.8 | Elect Director Takahito Naitou | Management | For | For |
3.1 | Appoint Statutory Auditor Touko Shiotsuki | Management | For | For |
3.2 | Appoint Statutory Auditor Masao Horiuchi | Management | For | For |
4 | Approve Takeover Defense Plan (Poison Pill) | Management | For | Against |
CYBERONICS, INC.
MEETING DATE: SEP 23, 2010 |
||||
TICKER: CYBX
SECURITY ID: 23251P102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Guy C. Jackson | Management | For | For |
1.2 | Elect Director Joseph E. Laptewicz, Jr | Management | For | For |
1.3 | Elect Director Daniel J. Moore | Management | For | For |
1.4 | Elect Director Hugh M. Morrison | Management | For | For |
1.5 | Elect Director Alfred J. Novak | Management | For | For |
1.6 | Elect Director Arthur L. Rosenthal | Management | For | For |
1.7 | Elect Director Jon T. Tremmel | Management | For | For |
2 | Ratify Auditors | Management | For | For |
DAIBIRU CORP.
MEETING DATE: JUN 24, 2011 |
||||
TICKER: 8806
SECURITY ID: J08463101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 5.5 | Management | For | For |
2.1 | Elect Director Yamamoto, Takehiko | Management | For | For |
2.2 | Elect Director Tamai, Katsumi | Management | For | For |
2.3 | Elect Director Tanabe, Masahiro | Management | For | For |
3.1 | Appoint Statutory Auditor Narita, Junichi | Management | For | For |
3.2 | Appoint Statutory Auditor Hashizume, Shinya | Management | For | For |
4 | Approve Annual Bonus Payment to Directors | Management | For | For |
5 | Approve Retirement Bonus Payment for Director | Management | For | Abstain |
DAIWA HOUSE INDUSTRY CO. LTD.
MEETING DATE: JUN 29, 2011 |
||||
TICKER: 1925
SECURITY ID: J11508124
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 20 | Management | For | For |
2.1 | Elect Director Higuchi, Takeo | Management | For | For |
2.2 | Elect Director Murakami, Kenji | Management | For | For |
2.3 | Elect Director Ono, Naotake | Management | For | For |
2.4 | Elect Director Ogawa, Tetsuji | Management | For | For |
2.5 | Elect Director Ishibashi, Tamio | Management | For | For |
2.6 | Elect Director Nishimura, Tatsushi | Management | For | For |
2.7 | Elect Director Uzui, Takashi | Management | For | For |
2.8 | Elect Director Ishibashi, Takuya | Management | For | For |
2.9 | Elect Director Kawai, Katsutomo | Management | For | For |
2.10 | Elect Director Hama, Takashi | Management | For | For |
2.11 | Elect Director Numata, Shigeru | Management | For | For |
2.12 | Elect Director Tsuchida, Kazuto | Management | For | For |
2.13 | Elect Director Yamamoto, Makoto | Management | For | For |
2.14 | Elect Director Noto, Yoshiharu | Management | For | For |
2.15 | Elect Director Ogata, Isamu | Management | For | For |
2.16 | Elect Director Hori, Fukujiro | Management | For | For |
2.17 | Elect Director Kosokabe, Takeshi | Management | For | For |
2.18 | Elect Director Yoshii, Keiichi | Management | For | For |
3 | Approve Annual Bonus Payment to Directors and Statutory Auditors | Management | For | For |
DANISCO A/S
MEETING DATE: AUG 19, 2010 |
||||
TICKER:
SECURITY ID: K21514128
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Report of Board | Management | None | None |
2 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
3 | Approve Allocation of Income and Ordinary Dividend of DKK 8.50 per Share; Approve Special Dividend of DKK 8.50 | Management | For | Did Not Vote |
4 | Reelect Jorgen Tandrup, Hakan Bjorklund and Kirsten Drejer as Directors | Management | For | Did Not Vote |
5 | Ratify Deloitte as Auditor | Management | For | Did Not Vote |
6a | Approve Remuneration of Directors in the amount of DKK 300,000 to Each Director and an Addition of 150 Percent to the Chairman and 50 Percent to the Deputy Chairman | Management | For | Did Not Vote |
6b | Approve Remuneration for Audit Committee Work | Management | For | Did Not Vote |
6c | Approve Remuneration for Other Committee Work | Management | For | Did Not Vote |
6d | Authorize Repurchase of up 10 Percent of Issued Share Capital | Management | For | Did Not Vote |
6e | Approve Stock Option Plan for Executive Board and Senior Managers | Management | For | Did Not Vote |
6f | Amend Articles Re: Abolish Voting Rights Ceiling | Management | For | Did Not Vote |
6g | Amend Articles in Connection with New Danish Companies Act | Management | For | Did Not Vote |
7 | Other Business | Management | None | None |
DANONE
MEETING DATE: APR 28, 2011 |
||||
TICKER: BN
SECURITY ID: F12033134
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 1.30 per Share | Management | For | For |
4 | Ratify Appointment of Yoshihiro Kawabata as Director | Management | For | For |
5 | Reelect Bruno Bonnell as Director | Management | For | For |
6 | Reelect Bernard Hours as Director | Management | For | For |
7 | Reelect Yoshihiro Kawabata as Director | Management | For | For |
8 | Reelect Jacques Vincent as Director | Management | For | For |
9 | Elect Isabelle Seillier as Director | Management | For | For |
10 | Elect Jean-Michel Severino as Director | Management | For | For |
11 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
12 | Approve Agreement with Bernard Hours | Management | For | For |
13 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
14 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 56.5 Million | Management | For | For |
15 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 37.8 Million | Management | For | For |
16 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
17 | Authorize Capital Increase of Up to EUR 24 Million for Future Exchange Offers | Management | For | For |
18 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
19 | Authorize Capitalization of Reserves of Up to EUR 41.6 Million for Bonus Issue or Increase in Par Value | Management | For | For |
20 | Approve Employee Stock Purchase Plan | Management | For | For |
21 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
22 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
DECKERS OUTDOOR CORPORATION
MEETING DATE: MAY 31, 2011 |
||||
TICKER: DECK
SECURITY ID: 243537107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Angel R. Martinez | Management | For | For |
1.2 | Elect Director Rex A. Licklider | Management | For | For |
1.3 | Elect Director John M. Gibbons | Management | For | For |
1.4 | Elect Director John G. Perenchio | Management | For | For |
1.5 | Elect Director Maureen Conners | Management | For | For |
1.6 | Elect Director Ruth M. Owades | Management | For | For |
1.7 | Elect Director Karyn O. Barsa | Management | For | For |
1.8 | Elect Director Michael F. Devine, III | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
DENSO CORP.
MEETING DATE: JUN 22, 2011 |
||||
TICKER: 6902
SECURITY ID: J12075107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 24 | Management | For | For |
2.1 | Elect Director Fukaya, Koichi | Management | For | For |
2.2 | Elect Director Kato, Nobuaki | Management | For | For |
2.3 | Elect Director Tokuda, Hiromi | Management | For | For |
2.4 | Elect Director Kobayashi, Koji | Management | For | For |
2.5 | Elect Director Tsuchiya, Sojiro | Management | For | For |
2.6 | Elect Director Hironaka, Kazuo | Management | For | For |
2.7 | Elect Director Sugi, Hikaru | Management | For | For |
2.8 | Elect Director Shirasaki, Shinji | Management | For | For |
2.9 | Elect Director Miyaki, Masahiko | Management | For | For |
2.10 | Elect Director Shikamura, Akio | Management | For | For |
2.11 | Elect Director Maruyama, Haruya | Management | For | For |
2.12 | Elect Director Tajima, Akio | Management | For | For |
2.13 | Elect Director Toyoda, Shoichiro | Management | For | For |
3.1 | Appoint Statutory Auditor Cho, Fujio | Management | For | Against |
3.2 | Appoint Statutory Auditor Watanabe, Toshio | Management | For | For |
3.3 | Appoint Statutory Auditor Kondo, Toshimichi | Management | For | For |
4 | Approve Annual Bonus Payment to Directors and Statutory Auditors | Management | For | For |
DETOUR GOLD CORPORATION
MEETING DATE: MAY 26, 2011 |
||||
TICKER: DGC
SECURITY ID: 250669108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter E. Crossgrove | Management | For | For |
1.2 | Elect Director Louis Dionne | Management | For | For |
1.3 | Elect Director Robert E. Doyle | Management | For | For |
1.4 | Elect Director Ingrid J. Hibbard | Management | For | For |
1.5 | Elect Director J. Michael Kenyon | Management | For | For |
1.6 | Elect Director Alex G. Morrison | Management | For | For |
1.7 | Elect Director Gerald S. Panneton | Management | For | For |
1.8 | Elect Director Jonathan Rubenstein | Management | For | For |
1.9 | Elect Director Ronald W. Thiessen | Management | For | For |
1.10 | Elect Director Graham Wozniak | Management | For | For |
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
DIAGNOSTICOS DA AMERICA SA
MEETING DATE: JAN 05, 2011 |
||||
TICKER: DASA3
SECURITY ID: P3589C109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger between the Company and MD1 Diagnosticos SA | Management | For | For |
2 | Approve Merger Agreement between the Company and MD1 Diagnosticos SA | Management | For | For |
3 | Appoint Independent Firm to Appraise Proposed Merger | Management | For | For |
4 | Approve Independent Firm's Appraisal | Management | For | For |
5 | Approve Issuance of Shares in Connection with Merger | Management | For | For |
6 | Amend Articles to Reflect Changes in Capital | Management | For | For |
7 | Approve Stock Option Plan | Management | For | For |
8 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | Against |
9 | Elect Directors | Management | For | Against |
DNB NOR ASA
MEETING DATE: APR 28, 2011 |
||||
TICKER: DNBNOR
SECURITY ID: R1812S105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
3 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
4 | Approve Remuneration of Committee of Representatives, Control Committee, and Nominating Committee | Management | For | Did Not Vote |
5 | Approve Remuneration of Auditor | Management | For | Did Not Vote |
6 | Approve Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 4 per Share | Management | For | Did Not Vote |
7 | Elect Andersen, Hoegh, Koc, Leire, Skarholt, Smith, Solberg, Svenning, Sorensen, and Wang as Members of Committee of Representatives; Elect Deputy Members | Management | For | Did Not Vote |
8 | Reelect Hassel (Chair), Overland (Vice Chair), Eriksen, and Hovden as Members of Control Committee; Reelect Brustad and Smith as Deputy Members | Management | For | Did Not Vote |
9 | Authorize Repurchase of Issued Shares with an Aggregate Nominal Value of up to NOK 733 Million | Management | For | Did Not Vote |
10a | Approve Advisory Part of Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
10b | Approve Binding Part of Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
11 | Amend Articles Re: Change Company Name to DNB ASA; Voting in Advance of the Meeting; Adopt Record Date; Employee Representatives | Management | For | Did Not Vote |
12 | Approve Instructions to the Nominating Committee | Management | For | Did Not Vote |
13 | Financial Stability - Role Distribution and Impartiality; A Financial Structure for a New Real Economy; Financial Services Innovation in the Best Interests of the Atomic Customer; Shared Economic Responsibility and Common Interests | Shareholder | None | Did Not Vote |
DOUBLE EAGLE PETROLEUM CO.
MEETING DATE: MAY 24, 2011 |
||||
TICKER: DBLE
SECURITY ID: 258570209
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Sigmund Balaban | Management | For | For |
2 | Elect Director David Wilson | Management | For | For |
3 | Ratify Auditors | Management | For | For |
DROGASIL S.A
MEETING DATE: DEC 17, 2010 |
||||
TICKER: DROG3
SECURITY ID: P3587W107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 1:3 Stock Split | Management | For | For |
2 | Approve Increase in Authorized Capital to Reflect Stock Split | Management | For | For |
3 | Amend Article 4 of Company's Bylaws to Reflect Stock Split | Management | For | For |
DSW INC.
MEETING DATE: MAY 19, 2011 |
||||
TICKER: DSW
SECURITY ID: 23334L102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Carolee Friedlander | Management | For | For |
1.2 | Elect Director Harvey L. Sonnenberg | Management | For | For |
1.3 | Elect Director Allan J. Tanenbaum | Management | For | For |
2 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
DSW INC.
MEETING DATE: MAY 19, 2011 |
||||
TICKER: DSW
SECURITY ID: 23334L102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Amend Articles of Incorporation to Approve Conversion of Shares and Delete References to Retail Ventures | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
DYNAVAX TECHNOLOGIES CORPORATION
MEETING DATE: JUN 01, 2011 |
||||
TICKER: DVAX
SECURITY ID: 268158102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel Kisner | Management | For | For |
1.2 | Elect Director J. Tyler Martin | Management | For | For |
1.3 | Elect Director Stanley A. Plotkin | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
EAST JAPAN RAILWAY CO.
MEETING DATE: JUN 23, 2011 |
||||
TICKER: 9020
SECURITY ID: J1257M109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 55 | Management | For | For |
2 | Amend Articles To Streamline Board Structure | Management | For | For |
3 | Elect Director Takahashi, Makoto | Management | For | For |
4.1 | Appoint Statutory Auditor Hoshino, Shigeo | Management | For | For |
4.2 | Appoint Statutory Auditor Higashikawa, Hajime | Management | For | For |
4.3 | Appoint Statutory Auditor Harayama, Kiyomi | Management | For | For |
5 | Approve Annual Bonus Payment to Directors and Statutory Auditors | Management | For | For |
6 | Amend Articles to Authorize Company to Direct Subsidiary to Investigate Medical Practitioners Law (MPL) Violations by Tenant Shop Employees | Shareholder | Against | Against |
7 | Direct Dept Store Subsidiary to Retain Asahi Shimbun to Investigate MPL Violation at Tenant Contact-Lens Shops | Shareholder | Against | Against |
8 | Direct Dept Store Subsidiary to Retain Asahi Shimbun to Check for MPL Violations when Accepting New Tenant Shops | Shareholder | Against | Against |
EBAY INC.
MEETING DATE: APR 28, 2011 |
||||
TICKER: EBAY
SECURITY ID: 278642103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Fred D. Anderson | Management | For | For |
2 | Elect Director Edward W. Barnholt | Management | For | For |
3 | Elect Director Scott D. Cook | Management | For | For |
4 | Elect Director John J. Donahoe | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Ratify Auditors | Management | For | For |
8 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
EDWARDS LIFESCIENCES CORPORATION
MEETING DATE: MAY 12, 2011 |
||||
TICKER: EW
SECURITY ID: 28176E108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John T. Cardis | Management | For | For |
2 | Elect Director David E.I. Pyott | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
6 | Ratify Auditors | Management | For | For |
ELDORADO GOLD CORPORATION
MEETING DATE: MAY 05, 2011 |
||||
TICKER: EAU
SECURITY ID: 284902103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director K. Ross Cory | Management | For | For |
1.2 | Elect Director Robert R. Gilmore | Management | For | For |
1.3 | Elect Director Geoffrey A. Handley | Management | For | For |
1.4 | Elect Director Wayne D. Lenton | Management | For | For |
1.5 | Elect Director Michael Price | Management | For | For |
1.6 | Elect Director Jonathan A. Rubenstein | Management | For | For |
1.7 | Elect Director Donald M. Shumka | Management | For | For |
1.8 | Elect Director Paul N. Wright | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
4 | Approve Incentive Stock Option Plan | Management | For | For |
EMC CORPORATION
MEETING DATE: MAY 04, 2011 |
||||
TICKER: EMC
SECURITY ID: 268648102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Michael W. Brown | Management | For | For |
2 | Elect Director Randolph L. Cowen | Management | For | For |
3 | Elect Director Michael J. Cronin | Management | For | For |
4 | Elect Director Gail Deegan | Management | For | For |
5 | Elect Director James S. DiStasio | Management | For | For |
6 | Elect Director John R. Egan | Management | For | For |
7 | Elect Director Edmund F. Kelly | Management | For | For |
8 | Elect Director Windle B. Priem | Management | For | For |
9 | Elect Director Paul Sagan | Management | For | For |
10 | Elect Director David N. Strohm | Management | For | For |
11 | Elect Director Joseph M. Tucci | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Amend Omnibus Stock Plan | Management | For | Against |
14 | Provide Right to Call Special Meeting | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
EMERSON ELECTRIC CO.
MEETING DATE: FEB 01, 2011 |
||||
TICKER: EMR
SECURITY ID: 291011104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director D.N. Farr | Management | For | For |
1.2 | Elect Director H. Green | Management | For | For |
1.3 | Elect Director C.A. Peters | Management | For | For |
1.4 | Elect Director J.W. Prueher | Management | For | For |
1.5 | Elect Director R.L. Ridgway | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Approve Stock Option Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
7 | Report on Sustainability | Shareholder | Against | Abstain |
ENBRIDGE INC.
MEETING DATE: MAY 11, 2011 |
||||
TICKER: ENB
SECURITY ID: 29250N105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David A. Arledge | Management | For | For |
1.2 | Elect Director James J. Blanchard | Management | For | For |
1.3 | Elect Director J. Lorne Braithwaite | Management | For | For |
1.4 | Elect Director Patrick D. Daniel | Management | For | For |
1.5 | Elect Director J. Herb England | Management | For | For |
1.6 | Elect Director Charles W. Fischer | Management | For | For |
1.7 | Elect Director V. Maureen Kempston Darkes | Management | For | For |
1.8 | Elect Director David A. Leslie | Management | For | For |
1.9 | Elect Director George K. Petty | Management | For | For |
1.10 | Elect Director Charles E. Shultz | Management | For | For |
1.11 | Elect Director Dan C. Tutcher | Management | For | For |
1.12 | Elect Director Catherine L. Williams | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Approve Stock Split | Management | For | For |
4 | Re-approve Stock Option Plan | Management | For | For |
5 | Approve Shareholder Rights Plan | Management | For | For |
6 | Advisory Vote on Executive Compensation Approach | Management | For | For |
ENCANA CORPORATION
MEETING DATE: APR 20, 2011 |
||||
TICKER: ECA
SECURITY ID: 292505104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Peter A. Dea as Director | Management | For | For |
1.2 | Elect Randall K. Eresman as Director | Management | For | For |
1.3 | Elect Claire S. Farley as Director | Management | For | For |
1.4 | Elect Fred J. Fowler as Director | Management | For | For |
1.5 | Elect Barry W. Harrison as Director | Management | For | For |
1.6 | Elect Suzanne P. Nimocks as Director | Management | For | For |
1.7 | Elect David P. O'Brien as Director | Management | For | For |
1.8 | Elect Jane L. Peverett as Director | Management | For | For |
1.9 | Elect Allan P. Sawin as Director | Management | For | For |
1.10 | Elect Bruce G. Waterman as Director | Management | For | For |
1.11 | Elect Clayton H. Woitas as Director | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
ENEL SPA
MEETING DATE: APR 29, 2011 |
||||
TICKER: ENEL
SECURITY ID: T3679P115
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Allocation of Income | Management | For | For |
3 | Fix Number of Directors | Management | For | For |
4 | Fix Directors' Term | Management | For | For |
5.1 | Slate Submitted by the Italian Ministry of Economy and Finance | Management | None | Did Not Vote |
5.2 | Slate Submitted by Institutional Investors (Assogestioni) | Management | None | For |
6 | Elect Chairman of the Board of Directors | Management | For | For |
7 | Approve Remuneration of Directors | Management | For | Abstain |
8 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
1 | Amend Company Bylaws | Management | For | For |
ENSCO PLC
MEETING DATE: MAY 24, 2011 |
||||
TICKER: ESV
SECURITY ID: 29358Q109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Re-elect J. Roderick Clark as Director | Management | For | For |
2 | Re-elect Daniel W. Rabun as Director | Management | For | For |
3 | Re-elect Keith O. Rattie as Director | Management | For | For |
4 | Appoint KPMG LLP as Independent Registered Auditors of the Company | Management | For | For |
5 | Reappoint KPMG Audit Plc as Auditors of the Company | Management | For | For |
6 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
7 | Approve Special Dividends | Management | For | For |
8 | Authorize Associated Deed of Release for Historic Dividends | Management | For | For |
9 | Authorize Release All Claims Against Directors for Historic Dividends | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
11 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
ENSCO PLC
MEETING DATE: MAY 31, 2011 |
||||
TICKER: ESV
SECURITY ID: 29358Q109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
EQUITY RESIDENTIAL
MEETING DATE: JUN 16, 2011 |
||||
TICKER: EQR
SECURITY ID: 29476L107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John W. Alexander | Management | For | For |
1.2 | Elect Director Charles L. Atwood | Management | For | For |
1.3 | Elect Director Linda Walker Bynoe | Management | For | For |
1.4 | Elect Director Bradley A. Keywell | Management | For | For |
1.5 | Elect Director John E. Neal | Management | For | For |
1.6 | Elect Director David J. Neithercut | Management | For | For |
1.7 | Elect Director Mark S. Shapiro | Management | For | For |
1.8 | Elect Director Gerald A. Spector | Management | For | For |
1.9 | Elect Director B. Joseph White | Management | For | For |
1.10 | Elect Director Samuel Zell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
6 | Provide for Cumulative Voting | Shareholder | Against | Against |
7 | Include Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
EUROCASH SA
MEETING DATE: JUN 13, 2011 |
||||
TICKER: EUR
SECURITY ID: X2382S106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Acknowledge Proper Convening of Meeting | Management | None | None |
3 | Elect Meeting Chairman | Management | For | For |
4 | Prepare List of Shareholders | Management | None | None |
5 | Approve Agenda of Meeting | Management | For | For |
6 | Receive Management Board Report on Company's Operations in Fiscal 2010 and Financial Statements | Management | None | None |
7 | Receive Management Board Report on Group's Operations in Fiscal 2010 and Consolidated Financial Statements | Management | None | None |
8 | Receive Supervisory Board Report on Its Activities in Fiscal 2010 | Management | None | None |
9 | Approve Management Board Report on Company's Operations in Fiscal 2010 and Financial Statements | Management | For | For |
10 | Approve Management Board Report on Group's Operations in Fiscal 2010 and Consolidated Financial Statements | Management | For | For |
11 | Approve Allocation of Income and Dividends of PLN 0.37 per Share | Management | For | For |
12.1 | Approve Discharge of Luis Manuel Conceicao do Amaral (CEO) | Management | For | For |
12.2 | Approve Discharge of Katarzyna Kopaczewska (Management Board Member) | Management | For | For |
12.3 | Approve Discharge of Rui Amaral (Management Board Member) | Management | For | For |
12.4 | Approve Discharge of Arnaldo Guerreiro (Management Board Member) | Management | For | For |
12.5 | Approve Discharge of Pedro Martinho (Management Board Member) | Management | For | For |
12.6 | Approve Discharge of Ryszard Majer (Management Board Member) | Management | For | For |
12.7 | Approve Discharge of Jacek Owczarek (Management Board Member) | Management | For | For |
13.1 | Approve Discharge of Joao Borges de Assuncao (Supervisory Board Chairman) | Management | For | For |
13.2 | Approve Discharge of Eduardo Aguinaga de Moraes (Supervisory Board Member) | Management | For | For |
13.3 | Approve Discharge of Antonio Jose Santos Silva Casanova (Supervisory Board Member) | Management | For | For |
13.4 | Approve Discharge of Ryszard Wojnowski (Supervisory Board Member) | Management | For | For |
13.5 | Approve Discharge of Janusz Lisowski (Supervisory Board Member) | Management | For | For |
14 | Approve List of Participants in Company's Stock Option Plan | Management | For | For |
15 | Approve Liquidation of Special Fund Used to Finance Company's Share Buyback Programs | Management | For | For |
16 | Close Meeting | Management | None | None |
EXEDY CORP.
MEETING DATE: JUN 28, 2011 |
||||
TICKER: 7278
SECURITY ID: J1326T101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 30 | Management | For | For |
2.1 | Elect Director Shimizu, Haruo | Management | For | For |
2.2 | Elect Director Terada, Etsuji | Management | For | For |
2.3 | Elect Director Masaoka, Hisayasu | Management | For | For |
2.4 | Elect Director Matsuda, Masayuki | Management | For | For |
2.5 | Elect Director Hisakawa, Hidehito | Management | For | For |
2.6 | Elect Director Shinto, Katsumi | Management | For | For |
2.7 | Elect Director Miura, Hideki | Management | For | For |
2.8 | Elect Director Natsume, Mikio | Management | For | For |
3.1 | Appoint Statutory Auditor Sugiyama, Shigeru | Management | For | For |
3.2 | Appoint Statutory Auditor Okada, Koji | Management | For | Against |
3.3 | Appoint Statutory Auditor Yamasaki, Takenori | Management | For | For |
EXPERIAN PLC
MEETING DATE: JUL 21, 2010 |
||||
TICKER: EXPN
SECURITY ID: G32655105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Elect Judith Sprieser as Director | Management | For | For |
4 | Elect Paul Walker as Director | Management | For | For |
5 | Re-elect Alan Jebson as Director | Management | For | For |
6 | Re-elect Don Robert as Director | Management | For | For |
7 | Re-elect David Tyler as Director | Management | For | For |
8 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
9 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
10 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
11 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
12 | Authorise Market Purchase | Management | For | For |
EXXON MOBIL CORPORATION
MEETING DATE: MAY 25, 2011 |
||||
TICKER: XOM
SECURITY ID: 30231G102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director M.J. Boskin | Management | For | For |
1.2 | Elect Director P. Brabeck-Letmathe | Management | For | For |
1.3 | Elect Director L.R. Faulkner | Management | For | For |
1.4 | Elect Director J.S. Fishman | Management | For | For |
1.5 | Elect Director K.C. Frazier | Management | For | For |
1.6 | Elect Director W.W. George | Management | For | For |
1.7 | Elect Director M.C. Nelson | Management | For | For |
1.8 | Elect Director S.J. Palmisano | Management | For | For |
1.9 | Elect Director S.S. Reinemund | Management | For | For |
1.10 | Elect Director R.W. Tillerson | Management | For | For |
1.11 | Elect Director E.E. Whitacre, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
6 | Report on Political Contributions | Shareholder | Against | Abstain |
7 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | Against |
8 | Adopt Policy on Human Right to Water | Shareholder | Against | Abstain |
9 | Report on Environmental Impact of Oil Sands Operations in Canada | Shareholder | Against | Abstain |
10 | Report on Environmental Impacts of Natural Gas Fracturing | Shareholder | Against | Abstain |
11 | Report on Energy Technologies Development | Shareholder | Against | Abstain |
12 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
FERROTEC CORPORATION
MEETING DATE: JUN 27, 2011 |
||||
TICKER: 6890
SECURITY ID: J1347N109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 20 | Management | For | For |
2.1 | Elect Director Yamamura, Akira | Management | For | For |
2.2 | Elect Director Yamamura, Takeru | Management | For | For |
2.3 | Elect Director He Xian Han | Management | For | For |
2.4 | Elect Director Komatsu, Terutoshi | Management | For | For |
2.5 | Elect Director Nakatsuka, Katsuto | Management | For | For |
2.6 | Elect Director Yoshida, Koji | Management | For | For |
2.7 | Elect Director Shimada, Tadao | Management | For | For |
3.1 | Appoint Statutory Auditor Miyata, Kenichi | Management | For | For |
3.2 | Appoint Statutory Auditor Fukumori, Hisami | Management | For | For |
FIAT SPA
MEETING DATE: MAR 30, 2011 |
||||
TICKER: F
SECURITY ID: T4210N122
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements, Statutory Reports, and Allocation of Income | Management | For | Did Not Vote |
2 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | Did Not Vote |
3 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | Did Not Vote |
FINNING INTERNATIONAL INC.
MEETING DATE: MAY 11, 2011 |
||||
TICKER: FTT
SECURITY ID: 318071404
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Ricardo Bacarreza as Director | Management | For | For |
1.2 | Elect James E.C. Carter as Director | Management | For | For |
1.3 | Elect David L. Emerson as Director | Management | For | For |
1.4 | Elect Kathleen M. O'Neill as Director | Management | For | For |
1.5 | Elect Christopher W. Patterson as Director | Management | For | For |
1.6 | Elect John M. Reid as Director | Management | For | For |
1.7 | Elect Andrew H. Simon as Director | Management | For | For |
1.8 | Elect Bruce L. Turner as Director | Management | For | For |
1.9 | Elect Michael T. Waites as Director | Management | For | For |
1.10 | Elect Douglas W.G. Whitehead as Director | Management | For | For |
2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve Shareholder Rights Plan | Management | For | For |
4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
FIRST QUANTUM MINERALS LTD.
MEETING DATE: MAY 19, 2011 |
||||
TICKER: FM
SECURITY ID: 335934105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Philip K.R. Pascall as Director | Management | For | For |
1.2 | Elect G. Clive Newall as Director | Management | For | For |
1.3 | Elect Martin Rowley as Director | Management | For | For |
1.4 | Elect Peter St. George as Director | Management | For | For |
1.5 | Elect Andrew Adams as Director | Management | For | For |
1.6 | Elect Michael Martineau as Director | Management | For | For |
1.7 | Elect Paul Brunner as Director | Management | For | For |
1.8 | Elect Steven McTiernan as Director | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
FLSMIDTH & CO.(FORMERLY FLS INDUSTRIES)
MEETING DATE: APR 29, 2011 |
||||
TICKER: FLS
SECURITY ID: K90242130
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Report of Board | Management | None | None |
2 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
3 | Approve Allocation of Income and Dividends of DKK 9.00 per Share | Management | For | Did Not Vote |
4a | Reelect Jens Stephensen as Director | Management | For | Did Not Vote |
4b | Reelect Torkil Bentzen as Director | Management | For | Did Not Vote |
4c | Reelect Jesper Ovesen as Director | Management | For | Did Not Vote |
4d | Reelect Martin Ivert as Director | Management | For | Did Not Vote |
4e | Reelect Vagn Sorensen as Director | Management | For | Did Not Vote |
4f | Elect Sten Jakobsson as New Director | Management | For | Did Not Vote |
5 | Ratify Deloitte as Auditor | Management | For | Did Not Vote |
6 | Authorize Share Repurchase Program | Management | For | Did Not Vote |
FOCUS MEDIA HOLDING LIMITED
MEETING DATE: NOV 26, 2010 |
||||
TICKER: FMCN
SECURITY ID: 34415V109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Reelect Jason Nanchun Jiang as Director | Management | For | For |
1b | Reelect Neil Nanpeng Shen as Director | Management | For | For |
1c | Reelect David Ying Zhang as Director | Management | For | For |
1d | Reelect Fumin Zhuo as Director | Management | For | For |
2 | Ratify Deloitte Touche Tohmatsu CPA Ltd. as Auditors | Management | For | For |
FOSSIL, INC.
MEETING DATE: MAY 25, 2011 |
||||
TICKER: FOSL
SECURITY ID: 349882100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Elaine Agather | Management | For | For |
1.2 | Elect Director Jeffrey N. Boyer | Management | For | For |
1.3 | Elect Director Kosta N. Kartsotis | Management | For | For |
1.4 | Elect Director Elysia Holt Ragusa | Management | For | For |
1.5 | Elect Director Jal S. Shroff | Management | For | For |
1.6 | Elect Director James E. Skinner | Management | For | For |
1.7 | Elect Director Michael Steinberg | Management | For | For |
1.8 | Elect Director Donald J. Stone | Management | For | For |
1.9 | Elect Director James M. Zimmerman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
FOSTER'S GROUP LTD.
MEETING DATE: OCT 26, 2010 |
||||
TICKER: FGL
SECURITY ID: Q3944W187
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect David A Crawford as a Director | Management | For | For |
2 | Approve Amendment to the Company's Constitution Regarding Shareholder Dividend Provisions | Management | For | For |
3 | Approve the Grant of Up to 487,700 Shares to Ian Johnston, Chief Executive Officer, Under the Foster's Long Term Incentive Plan | Management | For | Against |
4 | Approve the Remuneration Report for the Fiscal Year Ended June 30, 2010 | Management | For | For |
FOSTER'S GROUP LTD.
MEETING DATE: APR 29, 2011 |
||||
TICKER: FGL
SECURITY ID: Q3944W187
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve the Scheme of Arrangement Between Foster's Group Limited and Its Shareholders | Management | For | For |
FOSTER'S GROUP LTD.
MEETING DATE: APR 29, 2011 |
||||
TICKER: FGL
SECURITY ID: Q3944W187
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve the Reduction in the Company's Issued Share Capital by A$1.2 Billion by Paying its Subsidiary, Foster's Australia Limited, an Equal Amount | Management | For | For |
FRESENIUS MEDICAL CARE AG & CO. KGAA
MEETING DATE: MAY 12, 2011 |
||||
TICKER: FME
SECURITY ID: D2734Z107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2010; Accept Financial Statements and Statutory Reports for Fiscal 2010 | Management | For | For |
2 | Approve Allocation of Income and Dividends of EUR 0.65 per Common Share and EUR 0.67 per Preference Share | Management | For | For |
3 | Approve Discharge of Personally Liable Partner for Fiscal 2010 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2010 | Management | For | For |
5 | Approve Remuneration System for Management Board Members of Personally Liable Partner | Management | For | For |
6 | Ratify KPMG AG as Auditors for Fiscal 2011 | Management | For | For |
7a | Elect Gerd Krick to the Supervisory Board | Management | For | For |
7b | Elect Dieter Schenk to the Supervisory Board | Management | For | For |
7c | Elect Bernd Fahrholz to the Supervisory Board | Management | For | For |
7d | Elect Walter Weisman to the Supervisory Board and Joint Committee | Management | For | For |
7e | Elect William Johnston to the Supervisory Board and Joint Committee | Management | For | For |
7f | Elect Rolf Classon to the Supervisory Board | Management | For | For |
8 | Approve Remuneration of Supervisory Board | Management | For | For |
9a | Approve Cancellation of Conditional Capital Pools | Management | For | For |
9b | Approve Stock Option Plan for Key Employees; Approve Creation of EUR 12 Million Pool of Conditional Capital to Guarantee Conversion Rights | Management | For | For |
10 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
FRESNILLO PLC
MEETING DATE: MAY 17, 2011 |
||||
TICKER: FRES
SECURITY ID: G371E2108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Re-elect Alberto Bailleres as Director | Management | For | For |
5 | Re-elect Lord Cairns as Director | Management | For | For |
6 | Re-elect Javier Fernandez as Director | Management | For | For |
7 | Re-elect Fernando Ruiz as Director | Management | For | For |
8 | Re-elect Fernando Solana as Director | Management | For | For |
9 | Re-elect Guy Wilson as Director | Management | For | For |
10 | Re-elect Juan Bordes as Director | Management | For | For |
11 | Re-elect Arturo Fernandez as Director | Management | For | For |
12 | Re-elect Rafael MacGregor as Director | Management | For | For |
13 | Re-elect Jaime Lomelin as Director | Management | For | For |
14 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
15 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
18 | Authorise Market Purchase | Management | For | For |
19 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
FUJI MACHINE MFG. CO. LTD.
MEETING DATE: JUN 29, 2011 |
||||
TICKER: 6134
SECURITY ID: J14910103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 20 | Management | For | For |
2.1 | Elect Director Soga, Nobuyuki | Management | For | For |
2.2 | Elect Director Aoki, Masanori | Management | For | For |
2.3 | Elect Director Kato, Masaki | Management | For | For |
2.4 | Elect Director Ito, Hiro | Management | For | For |
2.5 | Elect Director Suhara, Shinsuke | Management | For | For |
2.6 | Elect Director Takeuti, Tadashi | Management | For | For |
2.7 | Elect Director Uemura, Moto | Management | For | For |
2.8 | Elect Director Matsui, Nobuyuki | Management | For | For |
3.1 | Appoint Statutory Auditor Sakagami, Shinsaku | Management | For | For |
3.2 | Appoint Statutory Auditor Ando, Toshihiro | Management | For | For |
4 | Appoint Alternate Statutory Auditor Abe, Masaaki | Management | For | For |
5 | Approve Takeover Defense Plan (Poison Pill) | Management | For | Against |
FUJI OIL CO. LTD.
MEETING DATE: JUN 21, 2011 |
||||
TICKER: 2607
SECURITY ID: J14994107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 12 | Management | For | For |
2.1 | Elect Director Ebihara, Yoshitaka | Management | For | For |
2.2 | Elect Director Kawabe, Hirokuni | Management | For | For |
2.3 | Elect Director Yamanaka, Toshimasa | Management | For | For |
2.4 | Elect Director Nakamura, Osamu | Management | For | For |
2.5 | Elect Director Okamoto, Kazumi | Management | For | For |
2.6 | Elect Director Iwasa, Hiroshi | Management | For | For |
2.7 | Elect Director Takagi, Shigeru | Management | For | For |
2.8 | Elect Director Teranishi, Susumu | Management | For | For |
2.9 | Elect Director Shimizu, Hiroshi | Management | For | For |
2.10 | Elect Director Maeda, Hirokazu | Management | For | For |
2.11 | Elect Director Kobayashi, Makoto | Management | For | For |
2.12 | Elect Director Uchiyama, Tetsuya | Management | For | For |
2.13 | Elect Director Nishimura, Ichiro | Management | For | For |
2.14 | Elect Director Yoshida, Tomoyuki | Management | For | For |
2.15 | Elect Director Kuno, Mitsugu | Management | For | For |
2.16 | Elect Director Nakayama, Isamu | Management | For | For |
3.1 | Appoint Statutory Auditor Masui, Toshikazu | Management | For | For |
3.2 | Appoint Statutory Auditor Kuroka, Akira | Management | For | For |
3.3 | Appoint Statutory Auditor Ena, Masahiko | Management | For | Against |
3.4 | Appoint Statutory Auditor Matsumoto, Minoru | Management | For | Against |
4 | Appoint Alternate Statutory Auditor Sueta, Masami | Management | For | Against |
5 | Approve Retirement Bonus Payment for Director | Management | For | Abstain |
FUJIFILM HOLDINGS CORP.
MEETING DATE: JUN 29, 2011 |
||||
TICKER: 4901
SECURITY ID: J14208102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 15 | Management | For | For |
2.1 | Elect Director Komori, Shigetaka | Management | For | For |
2.2 | Elect Director Takahashi, Toshio | Management | For | For |
2.3 | Elect Director Higuchi, Takeshi | Management | For | For |
2.4 | Elect Director Toda, Yuuzo | Management | For | For |
2.5 | Elect Director Inoue, Nobuaki | Management | For | For |
2.6 | Elect Director Nakajima, Shigehiro | Management | For | For |
2.7 | Elect Director Takahashi, Toru | Management | For | For |
2.8 | Elect Director Tamai, Koichi | Management | For | For |
2.9 | Elect Director Yamamoto, Tadahito | Management | For | For |
2.10 | Elect Director Kitayama, Teisuke | Management | For | Against |
2.11 | Elect Director Suzuki, Toshiaki | Management | For | For |
2.12 | Elect Director Mihayashi, Keiji | Management | For | For |
3 | Appoint Statutory Auditor Furusawa, Kiichiro | Management | For | Against |
FUJITSU LTD.
MEETING DATE: JUN 23, 2011 |
||||
TICKER: 6702
SECURITY ID: J15708159
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mazuka, Michiyoshi | Management | For | For |
1.2 | Elect Director Yamamoto, Masami | Management | For | For |
1.3 | Elect Director Ishida, Kazuo | Management | For | For |
1.4 | Elect Director Fujita, Masami | Management | For | For |
1.5 | Elect Director Kato, Kazuhiko | Management | For | For |
1.6 | Elect Director Koezuka, Masahiro | Management | For | For |
1.7 | Elect Director Oura, Hiroshi | Management | For | For |
1.8 | Elect Director Ito, Haruo | Management | For | For |
1.9 | Elect Director Ishikura, Yoko | Management | For | For |
1.10 | Elect Director Kokubun, Ryosei | Management | For | For |
1.11 | Elect Director Okimoto,Takashi | Management | For | For |
2 | Appoint Statutory Auditor Amano,Yoshikazu | Management | For | For |
3 | Approve Annual Bonus Payment to Directors and Statutory Auditors | Management | For | For |
4 | Approve Adjustment to Aggregate Compensation Ceiling for Statutory Auditors | Management | For | For |
G-III APPAREL GROUP, LTD.
MEETING DATE: JUN 07, 2011 |
||||
TICKER: GIII
SECURITY ID: 36237H101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Morris Goldfarb | Management | For | For |
1.2 | Elect Director Sammy Aaron | Management | For | For |
1.3 | Elect Director Thomas J. Brosig | Management | For | For |
1.4 | Elect Director Alan Feller | Management | For | For |
1.5 | Elect Director Jeffrey Goldfarb | Management | For | For |
1.6 | Elect Director Carl Katz | Management | For | For |
1.7 | Elect Director Laura Pomerantz | Management | For | For |
1.8 | Elect Director Willem van Bokhorst | Management | For | For |
1.9 | Elect Director Richard White | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Ratify Auditors | Management | For | For |
GAZPROM OAO
MEETING DATE: JUN 30, 2011 |
||||
TICKER: OGZRY
SECURITY ID: 368287207
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Annual Report | Management | For | For |
2 | Approve Financial Statements | Management | For | For |
3 | Approve Allocation of Income | Management | For | For |
4 | Approve Dividends of RUB 3.85 per Share | Management | For | For |
5 | Ratify ZAO PricewaterhouseCoopers as Auditor | Management | For | For |
6 | Amend Charter | Management | For | For |
7 | Approve Remuneration of Directors | Management | For | Abstain |
8 | Approve Remuneration of Members of Audit Commission | Management | For | For |
9.1 | Approve Related-Party Transaction with OAO Gazprombank Re: Loan Agreements | Management | For | For |
9.2 | Approve Related-Party Transaction with OAO Sberbank of Russia Re: Loan Agreements | Management | For | For |
9.3 | Approve Related-Party Transaction with OAO Bank VTB Re: Loan Agreements | Management | For | For |
9.4 | Approve Related-Party Transaction with State Corporation 'Bank for Development and Foreign Economic Affairs (Vnesheconombank)' Re: Loan Agreements | Management | For | For |
9.5 | Approve Related-Party Transaction with OAO Gazprombank Re: Loan Facility Agreement | Management | For | For |
9.6 | Approve Related-Party Transaction with OAO Sberbank of Russia Re: Loan Facility Agreement | Management | For | For |
9.7 | Approve Related-Party Transaction with OAO Bank VTB Re: Loan Facility Agreement | Management | For | For |
9.8 | Approve Related-Party Transaction with OAO Bank Rossiya Re: Loan Facility Agreement | Management | For | For |
9.9 | Approve Related-Party Transaction with OAO Gazprombank Re: Agreements on Transfer of Funds | Management | For | For |
9.10 | Approve Related-Party Transaction with OAO Sberbank of Russia, OAO Bank VTB, and OAO Bank Rossiya Re: Agreements on Transfer of Funds | Management | For | For |
9.11 | Approve Related-Party Transaction with OAO Gazprombank, OAO Sberbank of Russia, OAO Bank VTB, and OAO Bank Rossiya Re: Agreements on Using Electronic Payments System | Management | For | For |
9.12 | Approve Related-Party Transaction with OAO Gazprombank Re: Agreements on Foreign Currency Purchase/Sale | Management | For | For |
9.13 | Approve Related-Party Transaction with OAO Gazprombank Re: Agreement on Guarantees to Tax Authorities | Management | For | For |
9.14 | Approve Related-Party Transaction with OAO Sberbank of Russia Re: Agreement on Guarantees to Tax Authorities | Management | For | For |
9.15 | Approve Related-Party Transaction with OAO Gazprombank Re: Agreement on Guarantees to Tax Authorities | Management | For | For |
9.16 | Approve Related-Party Transaction with OOO Gazpromtrans Re: Agreement on Temporary Possession and Use of Facilities of Surgutsky Condensate Stabilization Plant | Management | For | For |
9.17 | Approve Related-Party Transaction with ZAO Gazprom Neft Orenburg Re: Agreement on Temporary Possession and Use of Wells and Equipment within Eastern Segment of Orenburgskoye Oil and Gas-condensate Field | Management | For | For |
9.18 | Approve Related-Party Transaction with DOAO Tsentrenergogaz Re: Agreement on Temporary Possession and Use of Building and Equipment | Management | For | For |
9.19 | Approve Related-Party Transaction with OAO Tsentrgaz Re: Agreement on Temporary Possession and Use of Preventative Clinic Facilities | Management | For | For |
9.20 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Temporary Possession and Use of Experimental Prototypes of Gas-using Equipment Located in Rostov and Kemerovo Regions | Management | For | For |
9.21 | Approve Related-Party Transaction with OAO Gazprombank Re: Agreement on Temporary Possession and Use of Non-residential Premises | Management | For | For |
9.22 | Approve Related-Party Transaction with OAO Gazprom Neftekhim Salavat Re: Agreement on Temporary Possession and Use of Gas Condensate Pipeline | Management | For | For |
9.23 | Approve Related-Party Transaction with OAO Vostokgazprom Re: Agreement on Temporary Possession and Use of Special-Purpose Communications Installation | Management | For | For |
9.24 | Approve Related-Party Transaction with OOO Gazprom Export Re: Agreement on Temporary Possession and Use of Special-Purpose Communications Installation | Management | For | For |
9.25 | Approve Related-Party Transaction with OAO Gazprom Neft Re: Agreement on Temporary Possession and Use of Special-Purpose Communications Installation | Management | For | For |
9.26 | Approve Related-Party Transaction with OAO Gazprom Space Systems Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | Management | For | For |
9.27 | Approve Related-Party Transaction with ZAO Yamalgazinvest Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | Management | For | For |
9.28 | Approve Related-Party Transaction with ZAO Gazprom Invest Yug Re: Agreement on Temporary Possession and Use of ERP Software and Equipment Complex | Management | For | For |
9.29 | Approve Related-Party Transaction with OOO Mezhregiongaz Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | Management | For | For |
9.30 | Approve Related-Party Transaction with OOO Gazprom Komplektatsiya Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | Management | For | For |
9.31 | Approve Related-Party Transaction with OOO Gazprom Tsentrremont Re: Agreement on Temporary Possession and Use of ERP Software and Equipment Complex | Management | For | For |
9.32 | Approve Related-Party Transaction with ZAO Gaztelecom Re: Agreement on Temporary Possession and Use of Communications Facilities | Management | For | For |
9.33 | Approve Related-Party Transaction with OAO Gazprom Gazoraspredeleniye Re: Agreement on Temporary Possession and Use of Property Complex of Gas Distribution System | Management | For | For |
9.34 | Approve Related-Party Transaction with OAO Druzhba Re: Agreement on Temporary Possession and Use of Facilities of Druzhba Vacation Center | Management | For | For |
9.35 | Approve Related-Party Transaction with OAO Gazprombank Re: Guarantee Agreements to Customs Authorities | Management | For | For |
9.36 | Approve Related-Party Transaction with OOO Mezhregiongaz Re: Declaration for Customs Purposes | Management | For | For |
9.37 | Approve Related-Party Transaction with OAO NOVATEK Re: Declaration for Customs Purposes | Management | For | For |
9.38 | Approve Related-Party Transaction with OAO Gazprom Neft Re: Declaration for Customs Purposes | Management | For | For |
9.39 | Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz Re: Agreement on Delivery of Gas | Management | For | For |
9.40 | Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz Re: Agreement on Delivery of Gas | Management | For | For |
9.41 | Approve Related-Party Transaction with OOO Gazprom Export Re: Agreement on Sale of Commercial Products Owned by Gazprom | Management | For | For |
9.42 | Approve Related-Party Transaction with ZAO Northgas Re: Agreement on Delivery of Gas | Management | For | For |
9.43 | Approve Related-Party Transaction with OAO Severneftegazprom Re: Agreement on Delivery of Gas | Management | For | For |
9.44 | Approve Related-Party Transaction with ZAO Gazprom Neft Orenburg Re: Agreement on Delivery of Crude Oil | Management | For | For |
9.45 | Approve Related-Party Transaction with OAO NOVATEK Re: Agreement on Delivery of Gas | Management | For | For |
9.46 | Approve Related-Party Transaction with OAO Tomskgazprom Re: Agreement on Transportation of Gas | Management | For | For |
9.47 | Approve Related-Party Transaction with OOO Mezhregiongaz Re: Agreement on Transportation of Gas | Management | For | For |
9.48 | Approve Related-Party Transaction with OAO Gazprom Neft Re: Agreement on Transportation of Gas | Management | For | For |
9.49 | Approve Related-Party Transaction with OAO NOVATEK Re: Agreement on Transportation of Gas | Management | For | For |
9.50 | Approve Related-Party Transaction with OAO NOVATEK Re: Agreement on Arranging of Injection and Storage of Gas | Management | For | For |
9.51 | Approve Related-Party Transaction with a/s Latvijas Gaze Re: Agreement on Purchase of Gas | Management | For | For |
9.52 | Approve Related-Party Transaction with AB Lietuvos Dujos Re: Agreement on Purchase of Gas | Management | For | For |
9.53 | Approve Related-Party Transaction with UAB Kauno Termofikacijos Elektrine Re: Agreement on Purchase of Gas | Management | For | For |
9.54 | Approve Related-Party Transaction with MoldovaGaz SA Re: Agreement on Purchase of Gas | Management | For | For |
9.55 | Approve Related-Party Transaction with KazRosGaz LLP Re: Agreement on Sale of Gas | Management | For | For |
9.56 | Approve Related-Party Transaction with GAZPROM Germania GmbH Re: Agreement on Transportation of Gas | Management | For | For |
9.57 | Approve Related-Party Transaction with OOO Gazpromtrans Re: Agreement on Start-Up and Commissioning Work | Management | For | For |
9.58 | Approve Related-Party Transaction with ZAO Gazprom Invest Yug Re: Agreement on Start-Up and Commissioning Work | Management | For | For |
9.59 | Approve Related-Party Transaction with OOO Gazprom Tsentrremont Re: Agreement on Start-Up and Commissioning Work | Management | For | For |
9.60 | Approve Related-Party Transaction with ZAO Yamalgazinvest Re: Agreement on Start-Up and Commissioning Work | Management | For | For |
9.61 | Approve Related-Party Transaction with OOO Gazprom Komplektatsia Re: Agreement on Provision of Services Related to Supplies of Well Repair Equipment for Gazprom's Specialized Subsidiaries | Management | For | For |
9.62 | Approve Related-Party Transaction with OAO Gazprom Space Systems Re: Agreement on Investment Projects | Management | For | For |
9.63 | Approve Related-Party Transaction with ZAO Yamalgazinvest Re: Agreement on Investment Projects | Management | For | For |
9.64 | Approve Related-Party Transaction with ZAO Gazprom Neft Orenburg Re: Agreement on Investment Projects | Management | For | For |
9.65 | Approve Related-Party Transaction with ZAO Gazprom Invest Yug Re: Agreement on Investment Projects | Management | For | For |
9.66 | Approve Related-Party Transaction with OOO Gazpromtrans Re: Agreement on Investment Projects | Management | For | For |
9.67 | Approve Related-Party Transaction with OOO Gazprom Tsentrremont Re: Agreement on Investment Projects | Management | For | For |
9.68 | Approve Related-Party Transaction with ZAO Gaztelecom Re: Agreement on Investment Projects | Management | For | For |
9.69 | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Property Insurance | Management | For | For |
9.70 | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Life, Health, and Individual Property Insurance | Management | For | For |
9.71 | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Insurance of Gazprom's Employees | Management | For | For |
9.72 | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Insurance of Gazprom's Employees | Management | For | For |
9.73 | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Liability Insurance to Members of Board of Directors and Management Board | Management | For | For |
9.74 | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Insurance in Connection with Customs Operations | Management | For | For |
9.75 | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Insurance of Transporation Vehicle Owned by OAO Gazprom | Management | For | For |
9.76 | Approve Related-Party Transaction with Multiple Parties Re: Agreeements on Arranging Stocktaking of Property | Management | For | For |
9.77 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
9.78 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Cost Analysis of Design and Surveying Works for OAO Gazprom | Management | For | For |
9.79 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreements on Implementation of Programs for Scientific and Technical Cooperation | Management | For | For |
9.80 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
9.81 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
9.82 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
9.83 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
9.84 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
9.85 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
9.86 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Maintaining Information Portal for Office for Conversion to Gas Services and Gas Uses | Management | For | For |
9.87 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
9.88 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Preparation of Proposals to Enlist Partner Companies in Development of Hydrocarbon Fields | Management | For | For |
9.89 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
9.90 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Services Regarding Conduct of Analysis and Preparation of Proposals | Management | For | For |
9.91 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
9.92 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
9.93 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
9.94 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
9.95 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
9.96 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
9.97 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
9.98 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
9.99 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
9.100 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
9.101 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
9.102 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
9.103 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
9.104 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
9.105 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
9.106 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
9.107 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
9.108 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
9.109 | Approve Related-Party Transaction with ZAO Yamalgazinvest Re: Agreement on Transfer of Inclusive Invention Rights | Management | For | For |
9.110 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Provision of Services Regarding Conversion of Russian Federation's Regions to Use of Gas | Management | For | For |
9.111 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Provision of Services on Updating Information | Management | For | For |
9.112 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Provision of Services on Production of Reference Book in Legislative and Other Legal Regulation of Gas Distribution Operations | Management | For | For |
9.113 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Provision of Consulting Services | Management | For | For |
9.114 | Approve Related-Party Transaction with OAO Gazprom Gazoraspredeleniye Re: Agreement on Provision of Services Regarding Production of Report on Rehabilitation of Facilities Constituting Part of Moscow Gas Pipeline Ring | Management | For | For |
9.115 | Approve Related-Party Transaction with OAO Gazprom Gazoraspredeleniye Re: Agreement on Organization and Conduct of Conference on Distribution and Consumption of Gas | Management | For | For |
9.116 | Approve Related-Party Transaction with ZAO Yamalgazinvest, ZAO Gaztelecom, OOO Gazprom Neftekhim Salavat, and Gazpromipoteka Foundation Re: License to Use OAO Gazprom's Trademarks | Management | For | For |
9.117 | Approve Related-Party Transaction with OAO Gazprom Neft Re: License to Use OAO Gazprom's Trademarks | Management | For | For |
9.118 | Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz and OAO Gazprom Gazoraspredeleniye Re: License to Use OAO Gazprom's Trademarks | Management | For | For |
9.119 | Approve Related-Party Transaction with Gazprom EP International B.V. Re: License to Use OAO Gazprom's Trademarks | Management | For | For |
9.120 | Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz Re: Agreements on Delivery of Gas | Management | For | For |
9.121 | Approve Related-Party Transaction with OOO Beltransgaz Re: Agreements on Sale/Purchase of Gas | Management | For | For |
9.122 | Approve Related-Party Transaction with OOO Gazpromtrans Re: Agreements on Temporary Possession and Use of Railway Line | Management | For | For |
9.123 | Approve Related-Party Transaction with OAO Gazprombank Re: Agreements on Guarantees to Customs Authorities | Management | For | For |
10.1 | Elect Andrey Akimov as Director | Management | None | For |
10.2 | Elect Alexandr Ananenkov as Director | Management | For | For |
10.3 | Elect Farit Gazizullin as Director | Management | None | For |
10.4 | Elect Viktor Zubkov as Director | Management | None | For |
10.5 | Elect Elena Karpel as Director | Management | For | For |
10.6 | Elect Aleksey Miller as Director | Management | For | For |
10.7 | Elect Valery Musin as Director | Management | None | For |
10.8 | Elect Elvira Nabiullina as Director | Management | None | For |
10.9 | Elect Mikhail Sereda as Director | Management | For | For |
10.10 | Elect Sergey Shmatko as Director | Management | None | For |
10.11 | Elect Igor Yusufov as Director | Management | None | For |
11.1 | Elect Dmitry Arkhipov as Member of Audit Commission | Management | None | For |
11.2 | Elect Andrey Belobrov as Member of Audit Commission | Management | None | Against |
11.3 | Elect Vadim Bikulov as Member of Audit Commission | Management | None | For |
11.4 | Elect Aleksey Mironov as Member of Audit Commission | Management | None | Against |
11.5 | Elect Lidiya Morozova as Member of Audit Commission | Management | None | Against |
11.6 | Elect Anna Nesterova as Member of Audit Commission | Management | None | Against |
11.7 | Elect Yury Nosov as Member of Audit Commission | Management | None | For |
11.8 | Elect Karen Oganyan as Member of Audit Commission | Management | None | Against |
11.9 | Elect Konstantin Pesotsky as Member of Audit Commission | Management | None | For |
11.10 | Elect Maria Tikhonova as Member of Audit Commission | Management | None | For |
11.11 | Elect Aleksandr Yugov as Member of Audit Commission | Management | None | For |
GAZPROM OAO
MEETING DATE: JUN 30, 2011 |
||||
TICKER: OGZRY
SECURITY ID: 368287207
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Early Termination of Powers of Board of Directors | Management | For | For |
2.1 | Elect Andrey Akimov as Director | Management | None | For |
2.2 | Elect Aleksandr Ananenkov as Director | Management | For | For |
2.3 | Elect Farit Gazizullin as Director | Management | None | For |
2.4 | Elect Elena Karpel as Director | Management | For | For |
2.5 | Elect Timur Kulibayev as Director | Management | None | For |
2.6 | Elect Viktor Martynov as Director | Management | None | For |
2.7 | Elect Vladimir Mau as Director | Management | None | For |
2.8 | Elect Aleksey Miller as Director | Management | For | For |
2.9 | Elect Valery Musin as Director | Management | None | For |
2.10 | Elect Mikhail Sereda as Director | Management | For | For |
2.11 | Elect Igor Yusufov as Director | Management | None | For |
2.12 | Elect Viktor Zubkov as Director | Management | None | For |
GEELY AUTOMOBILE HOLDINGS LTD.
MEETING DATE: MAY 18, 2011 |
||||
TICKER: 00175
SECURITY ID: G3777B103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Reelect Li Shu Fu as Director | Management | For | Against |
4 | Reelect Gui Sheng Yue as Director | Management | For | Against |
5 | Reelect Wei Mei as Director | Management | For | Against |
6 | Reelect Wang Yang as Director | Management | For | Against |
7 | Reelect Song Lin as Director | Management | For | For |
8 | Reelect Lee Cheuk Yin, Dannis as Director | Management | For | For |
9 | Authorize the Board to Fix Remuneration of Directors | Management | For | For |
10 | Reappoint Grant Thornton Jingdu Tianhua as Auditors and Authorize the Board to Fix Their Remuneration | Management | For | For |
11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
12 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
13 | Authorize Reissuance of Repurchased Shares | Management | For | For |
GENERAL ELECTRIC COMPANY
MEETING DATE: APR 27, 2011 |
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TICKER: GE
SECURITY ID: 369604103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director W. Geoffrey Beattie | Management | For | For |
2 | Elect Director James I. Cash, Jr. | Management | For | For |
3 | Elect Director Ann M. Fudge | Management | For | For |
4 | Elect Director Susan Hockfield | Management | For | For |
5 | Elect Director Jeffrey R. Immelt | Management | For | For |
6 | Elect Director Andrea Jung | Management | For | For |
7 | Elect Director Alan G. Lafley | Management | For | For |
8 | Elect Director Robert W. Lane | Management | For | For |
9 | Elect Director Ralph S. Larsen | Management | For | For |
10 | Elect Director Rochelle B. Lazarus | Management | For | For |
11 | Elect Director James J. Mulva | Management | For | For |
12 | Elect Director Sam Nunn | Management | For | For |
13 | Elect Director Roger S. Penske | Management | For | For |
14 | Elect Director Robert J. Swieringa | Management | For | For |
15 | Elect Director James S. Tisch | Management | For | For |
16 | Elect Director Douglas A. Warner III | Management | For | For |
17 | Ratify Auditors | Management | For | For |
18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
19 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
20 | Provide for Cumulative Voting | Shareholder | Against | Against |
21 | Performance-Based Equity Awards | Shareholder | Against | Against |
22 | Withdraw Stock Options Granted to Executive Officers | Shareholder | Against | Against |
23 | Report on Climate Change Business Risk | Shareholder | Against | Abstain |
24 | Report on Animal Testing and Plans for Reduction | Shareholder | Against | Abstain |
GENTING SINGAPORE PLC
MEETING DATE: APR 28, 2011 |
||||
TICKER: G13
SECURITY ID: G3825Q102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Adopt Financial Statements and Directors' and Auditors' Reports | Management | For | For |
2 | Approve Directors' Fees of SGD 608,033 for the Year Ended Dec. 31, 2010 | Management | For | For |
3 | Reelect Lim Kok Hoong as Director | Management | For | For |
4 | Reelect Koh Seow Chuan as Director | Management | For | For |
5 | Reappoint PricewaterhouseCoopers LLP, Singapore as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
6 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
7 | Approve Mandate for Transactions with Related Parties | Management | For | For |
GESTEVISION TELECINCO S.A.
MEETING DATE: DEC 24, 2010 |
||||
TICKER: TL5
SECURITY ID: E56793107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Authorize Increase in Capital by EUR 36.70 Million via Non- Cash Contribution in the Form of 100 Percent Share Capital of Sociedad General de Television Cuatro SAU; Amend Article 5, Paragraphs 1 and 2, of Company Bylaws; Authorize Listing of Shares | Management | For | For |
2 | Approve Acceptance of Company Shares as Guarantee from Grupo Prisa for Acquisition Referred to in Item 1 | Management | For | For |
3 | Fix Number of Directors | Management | For | For |
4.1 | Elect Manuel Polanco Moreno as Director | Management | For | For |
4.2 | Elect Juan Luis Cebrian Echarri as Director | Management | For | For |
5 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
GESTEVISION TELECINCO S.A.
MEETING DATE: APR 13, 2011 |
||||
TICKER: TL5
SECURITY ID: E56793107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Individual and Consolidated Financial Statements and Statutory Reports for Fiscal Year 2010 | Management | For | For |
2 | Approve Allocation of Income and Dividends of EUR 0.24 Per Share | Management | For | For |
3 | Approve Discharge of Directors for Fiscal Year 2010 | Management | For | For |
4 | Approve Special Dividends of EUR 0.106 Per Share | Management | For | For |
5 | Change Company Name to Mediaset Espana Comunicacion SA and Amend Article 1 Accordingly | Management | For | For |
6 | Appove Maximum Aggregate Annual Remuneration of Directors | Management | For | For |
7 | Approve Shares in Lieu of Cash for Executives | Management | For | For |
8 | Approve Stock Option and Restricted Stock Plan | Management | For | Against |
9 | Authorize Repurchase of Shares; Approve Allocation of Repurchased Shares to Remuneration Plans; Void Previous Authorization | Management | For | For |
10 | Re-appoint Ernst & Young SL as Auditors of Company and Consolidated Group | Management | For | For |
11 | Receive Remuneration Report for Fiscal Year 2010 | Management | None | None |
12 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
GOLDCORP INC.
MEETING DATE: MAY 18, 2011 |
||||
TICKER: G
SECURITY ID: 380956409
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Ian W. Telfer as Director | Management | For | For |
1.2 | Elect Douglas M. Holtby as Director | Management | For | For |
1.3 | Elect Charles A. Jeannes as Director | Management | For | For |
1.4 | Elect John P. Bell as Director | Management | For | For |
1.5 | Elect Lawrence I. Bell as Director | Management | For | For |
1.6 | Elect Beverley A. Briscoe as Director | Management | For | For |
1.7 | Elect Peter J. Dey as Director | Management | For | For |
1.8 | Elect P. Randy Reifel as Director | Management | For | For |
1.9 | Elect A. Dan Rovig as Director | Management | For | For |
1.10 | Elect Kenneth F. Williamson as Director | Management | For | For |
2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Amend Stock Option Plan | Management | For | For |
4 | Approve Increase in Size of Board from 10 to 12 | Management | For | For |
5 | Improve Human Rights Standards or Policies | Shareholder | Against | Against |
GOME ELECTRICAL APPLIANCES HOLDINGS LTD (FORMERLY CHINA EAGL
MEETING DATE: DEC 17, 2010 |
||||
TICKER: 00493
SECURITY ID: G3978C124
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Increase in Size of Board from 11 to 13 | Management | For | For |
2 | Elect Zou Xiao Chun as Executive Director | Management | For | Against |
3 | Elect Huang Yan Hong as Non-Executive Director | Management | For | Against |
GOME ELECTRICAL APPLIANCES HOLDINGS LTD (FORMERLY CHINA EAGL
MEETING DATE: JUN 10, 2011 |
||||
TICKER: 00493
SECURITY ID: G3978C124
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend of HK$0.041 Per Share | Management | For | For |
3a | Reelect Zou Xiao Chun as an Executive Director | Management | For | Against |
3b | Reelect Zhang Da Zhong as a Non-Executive Director | Management | For | Against |
3c | Reelect Thomas Joseph Manning as an Independent Non-Executive Director | Management | For | Against |
3d | Reelect Lee Kong Wai, Conway as an Independent Non-Executive Director | Management | For | For |
3e | Elect Ng Wai Hung as an Independent Non-Executive Director | Management | For | For |
4 | Reappoint Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Approve Annual Remuneration of HK$600,000 for Non-Executive Directors | Management | For | For |
6 | Approve Annual Remuneration of HK$600,000 for Independent Non-Executive Directors | Management | For | For |
7 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
8 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
GOOGLE INC.
MEETING DATE: JUN 02, 2011 |
||||
TICKER: GOOG
SECURITY ID: 38259P508
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Larry Page | Management | For | For |
1.2 | Elect Director Sergey Brin | Management | For | For |
1.3 | Elect Director Eric E. Schmidt | Management | For | For |
1.4 | Elect Director L. John Doerr | Management | For | For |
1.5 | Elect Director John L. Hennessy | Management | For | For |
1.6 | Elect Director Ann Mather | Management | For | For |
1.7 | Elect Director Paul S. Otellini | Management | For | For |
1.8 | Elect Director K. Ram Shriram | Management | For | For |
1.9 | Elect Director Shirley M. Tilghman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
6 | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | Shareholder | Against | Abstain |
7 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
8 | Report on Code of Conduct Compliance | Shareholder | Against | Against |
GRANDE CACHE COAL CORP.
MEETING DATE: AUG 17, 2010 |
||||
TICKER: GCE
SECURITY ID: 38655X105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Six | Management | For | For |
2 | Elect Robert H. Stan, Robert G. Brawn, Barry T. Davies, Donald J. Douglas, Nicholas G. Kirton and John R. Morgan as Directors | Management | For | For |
3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Approve Stock Option Plan | Management | For | For |
5 | Approve All Unallocated Restricted Share Units Under the Share Unit Plan | Management | For | For |
H & M HENNES & MAURITZ
MEETING DATE: OCT 20, 2010 |
||||
TICKER: HMB
SECURITY ID: W41422101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Elect Chairman of Meeting | Management | For | Did Not Vote |
3 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
4 | Approve Agenda of Meeting | Management | For | Did Not Vote |
5 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
6 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
7 | Approve an Incentive Programme for all Employees of the H&M Group | Management | For | Did Not Vote |
8 | Amend Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
9 | Close Meeting | Management | None | None |
HALLIBURTON COMPANY
MEETING DATE: MAY 19, 2011 |
||||
TICKER: HAL
SECURITY ID: 406216101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Alan M. Bennett | Management | For | For |
2 | Elect Director James R. Boyd | Management | For | For |
3 | Elect Director Milton Carroll | Management | For | For |
4 | Elect Director Nance K. Dicciani | Management | For | For |
5 | Elect Director S. Malcolm Gillis | Management | For | For |
6 | Elect Director Abdallah S. Jum'ah | Management | For | For |
7 | Elect Director David J. Lesar | Management | For | For |
8 | Elect Director Robert A. Malone | Management | For | For |
9 | Elect Director J Landis Martin | Management | For | For |
10 | Elect Director Debra L. Reed | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
14 | Review and Assess Human Rights Policies | Shareholder | Against | Abstain |
15 | Report on Political Contributions | Shareholder | Against | Abstain |
HARVEY NORMAN HOLDINGS LTD.
MEETING DATE: NOV 23, 2010 |
||||
TICKER: HVN
SECURITY ID: Q4525E117
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve the Financial Statements and Statutory Reports for the Fiscal Year Ended June 30, 2010 | Management | For | For |
2 | Approve the Remuneration Report for the Fiscal Year Ended June 30, 2010 | Management | For | For |
3 | Approve Declaration of Dividend as Recommended by the Directors | Management | For | For |
4 | Elect Michael John Harvey as a Director | Management | For | Against |
5 | Elect Ian John Norman as a Director | Management | For | Against |
6 | Elect Kay Lesley Page as a Director | Management | For | Against |
7 | Elect John Evyn Slack-Smith as a Director | Management | For | Against |
8 | Approve the Amendments to the Company's Constitution Regarding the New Requirements for the Payment of Dividends | Management | For | For |
9 | Approve the Grant of Up to 3 Million Options to David Mattew Ackery, Executive Director, with an Exercise Price Equal to the VWAP of Shares During the Five Trading Days Prior to the Issue Date | Management | For | Against |
10 | Approve the Grant of Up to 3 Million Options to Chris Mentis, Chief Financial Officer and Company Secretary, with an Exercise Price Equal to the VWAP of Shares During the Five Trading Days Prior to the Issue Date | Management | For | Against |
11 | Approve the Grant of Up to 3 Million Options to John Evyn Slack-Smith, Chief Operating Officer, with an Exercise Price Equal to the VWAP of Shares During the Five Trading Days Prior to the Issue Date | Management | For | Against |
HEARTWARE INTERNATIONAL, INC.
MEETING DATE: MAY 12, 2011 |
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TICKER: HTWR
SECURITY ID: 422368100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Timothy Barberich | Management | For | For |
1.2 | Elect Director C. Raymond Larkin, Jr. | Management | For | For |
1.3 | Elect Director Robert Thomas | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Approve Stock Option Plan Grants to Douglas Godshall | Management | For | For |
6 | Approve Stock Option Plan Grants to Robert Thomas | Management | For | For |
7 | Approve Stock Option Plan Grants to Seth Harrison | Management | For | For |
8 | Approve Stock Option Plan Grants to Timothy Barberich | Management | For | For |
9 | Approve Stock Option Plan Grants to Christine Bennett | Management | For | For |
10 | Approve Stock Option Plan Grants to Charles Raymond Larkin, Jr. | Management | For | For |
11 | Approve Stock Option Plan Grants to Robert Stockman | Management | For | For |
12 | Approve Stock Option Plan Grants to Denis Wade | Management | For | For |
13 | Approve Issuance of Convertible Debentures | Management | For | For |
14 | Broadridge Note: Please vote FOR if you acknowledge that Douglas Godshall may exercise your proxy even if he holds interest in outcome of Proposal 5-12 or vote AGAINST if you have not directed your proxy to vote, Douglas Godshall will not cast your vote | Management | None | For |
HEIDELBERGCEMENT AG
MEETING DATE: MAY 05, 2011 |
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TICKER: HEI
SECURITY ID: D31709104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2010 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 0.25 per Share | Management | For | For |
3.1 | Approve Discharge of Management Board Member Bernd Scheifele for Fiscal 2010 | Management | For | For |
3.2 | Approve Discharge of Management Board Member Dominik von Achten for Fiscal 2010 | Management | For | For |
3.3 | Approve Discharge of Management Board Member Daniel Gauthier for Fiscal 2010 | Management | For | For |
3.4 | Approve Discharge of Management Board Member Andreas Kern for Fiscal 2010 | Management | For | For |
3.5 | Approve Discharge of Management Board Member Lorenz Naeger for Fiscal 2010 | Management | For | For |
3.6 | Approve Discharge of Management Board Member Albert Scheuer for Fiscal 2010 | Management | For | For |
4.1 | Approve Discharge of Supervisory Board Member Fritz-Juergen Heckmann for Fiscal 2010 | Management | For | For |
4.2 | Approve Discharge of Supervisory Board Member Heinz Schmitt for Fiscal 2010 | Management | For | For |
4.3 | Approve Discharge of Supervisory Board Member Robert Feiger for Fiscal 2010 | Management | For | For |
4.4 | Approve Discharge of Supervisory Board Member Josef Heumann for Fiscal 2010 | Management | For | For |
4.5 | Approve Discharge of Supervisory Board Member Max Kley for Fiscal 2010 | Management | For | For |
4.6 | Approve Discharge of Supervisory Board Member Hans Kraut for Fiscal 2010 | Management | For | For |
4.7 | Approve Discharge of Supervisory Board Member Herbert Luetkestratkoetter for Fiscal 2010 | Management | For | For |
4.8 | Approve Discharge of Supervisory Board Member Ludwig Merckle for Fiscal 2010 | Management | For | For |
4.9 | Approve Discharge of Supervisory Board Member Tobias Merckle for Fiscal 2010 | Management | For | For |
4.10 | Approve Discharge of Supervisory Board Member Alan Murray for Fiscal 2010 | Management | For | For |
4.11 | Approve Discharge of Supervisory Board Member Werner Schraeder for Fiscal 2010 | Management | For | For |
4.12 | Approve Discharge of Supervisory Board Member Frank-Dirk Steininger for Fiscal 2010 | Management | For | For |
5 | Ratify Ernst & Young GmbH as Auditors for Fiscal 2011 | Management | For | For |
6 | Approve Remuneration System for Management Board Members | Management | For | For |
HENGDELI HOLDINGS LTD.
MEETING DATE: MAY 12, 2011 |
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TICKER: 03389
SECURITY ID: G45048108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Declare Final Dividend | Management | For | For |
3a | Reelect Zhang Yuping as Director and Authorize Board to Fix His Remuneration | Management | For | Against |
3b | Reelect Liu Xueling as Director and Authorize Board to Fix His Remuneration | Management | For | Against |
3c | Elect Zheng Yu as Director and Authorize Board to Fix Her Remuneration | Management | For | Against |
4 | Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
5b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
6 | Authorize Reissuance of Repurchased Shares | Management | For | For |
HERBALIFE LTD.
MEETING DATE: APR 28, 2011 |
||||
TICKER: HLF
SECURITY ID: G4412G101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael O. Johnson | Management | For | For |
1.2 | Elect Director John Tartol | Management | For | For |
1.3 | Elect Director Carole Black | Management | For | For |
1.4 | Elect Director Michael J. Levitt | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Approve 2:1 Stock Split | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Ratify Auditors | Management | For | For |
7 | Amend Executive Incentive Bonus Plan | Management | For | For |
HITACHI CONSTRUCTION MACHINERY CO. LTD.
MEETING DATE: JUN 20, 2011 |
||||
TICKER: 6305
SECURITY ID: J20244109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Miyoshi, Takashi | Management | For | For |
1.2 | Elect Director Kikawa, Michijiro | Management | For | For |
1.3 | Elect Director Yamada, Mitsuji | Management | For | For |
1.4 | Elect Director Hasegawa, Taiji | Management | For | For |
1.5 | Elect Director Mihara, Shinichi | Management | For | For |
1.6 | Elect Director Tokushige, Hiroshi | Management | For | For |
1.7 | Elect Director Tsujimoto, Yuuichi | Management | For | For |
1.8 | Elect Director Uchibayashi, Kiichi | Management | For | For |
1.9 | Elect Director Tanigaki, Masahide | Management | For | For |
1.10 | Elect Director Watanabe, Kosei | Management | For | For |
HITACHI METALS LTD.
MEETING DATE: JUN 22, 2011 |
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TICKER: 5486
SECURITY ID: J20538112
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mochida, Nobuo | Management | For | For |
1.2 | Elect Director Fujii, Hiroyuki | Management | For | For |
1.3 | Elect Director Noguchi, Yasutoshi | Management | For | For |
1.4 | Elect Director Machida, Hisashi | Management | For | For |
1.5 | Elect Director Ishigaki, Tadahiko | Management | For | For |
1.6 | Elect Director Nakamura, Toyoaki | Management | For | For |
1.7 | Elect Director Yoshioka, Hiromi | Management | For | For |
1.8 | Elect Director Shima, Nobuhiko | Management | For | For |
HITACHI TRANSPORT SYSTEMS LTD.
MEETING DATE: JUN 29, 2011 |
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TICKER: 9086
SECURITY ID: J2076M106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ishigaki, Tadahiko | Management | For | For |
1.2 | Elect Director Suzuki, Takao | Management | For | For |
1.3 | Elect Director Tsuda, Kazuo | Management | For | For |
1.4 | Elect Director Sekiyama, Tetsuji | Management | For | For |
1.5 | Elect Director Ohira, Koji | Management | For | For |
1.6 | Elect Director Nakajima, Junzo | Management | For | For |
HOLLY CORPORATION
MEETING DATE: MAY 12, 2011 |
||||
TICKER: HOC
SECURITY ID: 435758305
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Buford P. Berry | Management | For | For |
1.2 | Elect Director Matthew P. Clifton | Management | For | For |
1.3 | Elect Director Leldon E. Echols | Management | For | For |
1.4 | Elect Director R. Kevin Hardage | Management | For | For |
1.5 | Elect Director Robert G. McKenzie | Management | For | For |
1.6 | Elect Director Jack P. Reid | Management | For | For |
1.7 | Elect Director Tommy A. Valenta | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Amend Omnibus Stock Plan | Management | For | Against |
HONDA MOTOR CO. LTD.
MEETING DATE: JUN 23, 2011 |
||||
TICKER: 7267
SECURITY ID: J22302111
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 15 | Management | For | For |
2 | Amend Articles To Authorize Public Announcements in Electronic Format - Authorize Internet Disclosure of Shareholder Meeting Materials - Decrease Maximum Board Size - Abolish Annual Bonus Payment for Statutory Auditors | Management | For | For |
3.1 | Elect Director Kondo, Koichi | Management | For | For |
3.2 | Elect Director Ito, Takanobu | Management | For | For |
3.3 | Elect Director Hamada, Akio | Management | For | For |
3.4 | Elect Director Oyama, Tatsuhiro | Management | For | For |
3.5 | Elect Director Ike, Fumihiko | Management | For | For |
3.6 | Elect Director Kawanabe, Tomohiko | Management | For | For |
3.7 | Elect Director Hogen, Kensaku | Management | For | For |
3.8 | Elect Director Kuroyanagi, Nobuo | Management | For | For |
3.9 | Elect Director Fukui, Takeo | Management | For | For |
3.10 | Elect Director Yamada, Takuji | Management | For | For |
3.11 | Elect Director Yoshida, Masahiro | Management | For | For |
3.12 | Elect Director Yamamoto, Yoshiharu | Management | For | For |
4.1 | Appoint Statutory Auditor Abe, Hirotake | Management | For | For |
4.2 | Appoint Statutory Auditor Iwashita, Tomochika | Management | For | Against |
5 | Approve Annual Bonus Payment to Directors and Statutory Auditors | Management | For | For |
6 | Approve Adjustment to Aggregate Compensation Ceilings for Directors and Statutory Auditors | Management | For | For |
HONG KONG EXCHANGES AND CLEARING LTD
MEETING DATE: APR 20, 2011 |
||||
TICKER: 00388
SECURITY ID: Y3506N139
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend of HK$2.31 Per Share | Management | For | For |
3a | Elect Kwok Chi Piu, Bill as Director | Management | For | For |
3b | Elect Lee Kwan Ho, Vincent Marshall as Director | Management | For | For |
4 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
7a | Approve Remuneration of HK$550,000 and HK$385,000 Per Annum to the Chairman and Non-Executive Directors Respectively | Management | For | For |
7b | Approve Attendance Fee and Additional Remuneration for the Chairman and Members of Certain Board Committees | Management | For | For |
8 | Amend Articles of Association of the Company | Management | For | For |
9 | Amend Articles Re: Nomination of Directors | Management | For | For |
10 | Amend Articles Re: Board Related | Management | For | For |
HSBC HOLDINGS PLC
MEETING DATE: MAY 27, 2011 |
||||
TICKER: HSBA
SECURITY ID: 404280406
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3a | Re-elect Safra Catz as Director | Management | For | For |
3b | Elect Laura Cha as Director | Management | For | For |
3c | Re-elect Marvin Cheung as Director | Management | For | For |
3d | Re-elect John Coombe as Director | Management | For | For |
3e | Re-elect Rona Fairhead as Director | Management | For | For |
3f | Re-elect Douglas Flint as Director | Management | For | For |
3g | Re-elect Alexander Flockhart as Director | Management | For | For |
3h | Re-elect Stuart Gulliver as Director | Management | For | For |
3i | Re-elect James Hughes-Hallett as Director | Management | For | For |
3j | Re-elect William Laidlaw as Director | Management | For | For |
3k | Re-elect Janis Lomax as Director | Management | For | For |
3l | Elect Iain Mackay as Director | Management | For | For |
3m | Re-elect Gwyn Morgan as Director | Management | For | Against |
3n | Re-elect Nagavara Murthy as Director | Management | For | For |
3o | Re-elect Sir Simon Robertson as Director | Management | For | For |
3p | Re-elect John Thornton as Director | Management | For | For |
3q | Re-elect Sir Brian Williamson as Director | Management | For | For |
4 | Reappoint KPMG Audit plc as Auditors and Authorise Their Remuneration | Management | For | For |
5 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
6 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
7 | Approve Share Plan 2011 | Management | For | For |
8 | Approve Fees Payable to Non-Executive Directors | Management | For | For |
9 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
HUABAO INTERNATIONAL HOLDINGS LIMITED (FORMERLY LEAPTEK LTD
MEETING DATE: AUG 05, 2010 |
||||
TICKER: 00336
SECURITY ID: G4639H122
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2a | Approve Final Dividend | Management | For | For |
2b | Approve Special Dividend | Management | For | For |
3a | Reelect Chu Lam Yiu as Director | Management | For | For |
3b | Reelect Lau Chi Tak as Director | Management | For | For |
3c | Reelect Lee Luk Shiu as Director | Management | For | For |
3d | Authorize Board to Fix Remuneration of Directors | Management | For | For |
4 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
5b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
5c | Authorize Reissuance of Repurchased Shares | Management | For | For |
HUTCHISON WHAMPOA LIMITED
MEETING DATE: MAY 20, 2011 |
||||
TICKER: 00013
SECURITY ID: Y38024108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Declare Final Dividend | Management | For | For |
3a | Reelect Fok Kin-ning, Canning as Director | Management | For | Against |
3b | Reelect Kam Hing Lam as Director | Management | For | Against |
3c | Reelect Holger Kluge as Director | Management | For | For |
3d | Reelect William Shurniak as Director | Management | For | Against |
3e | Reelect Wong Chung Hin as Director | Management | For | For |
4 | Appoint Auditor and Authorize Board to Fix Remuneration | Management | For | For |
5a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
5b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
5c | Authorize Reissuance of Repurchased Shares | Management | For | For |
6 | Approve Amendments to the Articles of Association | Management | For | For |
HYPERMARCAS SA
MEETING DATE: DEC 30, 2010 |
||||
TICKER: HYPE3
SECURITY ID: P5230A101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Appoint Independent Firm to Appraise Proposed Acquisition of York SA Industria e Comercio, IPH&C Industria de Produtos de Higiene e Cosmeticos Ltda., DPH Distribuidora de Produtos de Higiene Ltda., and Comercial Maripa Ltda. | Management | For | For |
2 | Approve Appraisals of York, IPH&C, DPH, and Maripa | Management | For | For |
3 | Ratify Acquisition of 99.136 Percent of York's Shares | Management | For | For |
4 | Ratify Acquisition of IPH&C, DPH, and Maripa | Management | For | For |
5 | Approve a Value of BRL 5.31 per Share to be Paid to Shareholders who Choose to Exercise their Right of Withdrawal for Items 3 and 4 | Management | For | For |
6 | Approve Agreement to Absorb Versoix Participacoes, Ltda. | Management | For | For |
7 | Appoint Independent Firm to Appraise Proposed Absorption | Management | For | For |
8 | Approve Appraisal | Management | For | For |
9 | Approve Absorption of Versoix Participacoes, Ltda. | Management | For | For |
10 | Approve Agreement to Absorb Sapeka - Industria e Comercio de Fraldas Descartaveis SA | Management | For | For |
11 | Appoint Independent Firm to Appraise Proposed Absorption | Management | For | For |
12 | Approve Appraisal | Management | For | For |
13 | Approve Absorption of Sapeka - Industria e Comercio de Fraldas Descartaveis SA | Management | For | For |
14 | Approve Agreement to Absorb Facilit Odontologica e Perfumaria Ltda. | Management | For | For |
15 | Appoint Independent Firm to Appraise Proposed Absorption | Management | For | For |
16 | Approve Appraisal | Management | For | For |
17 | Approve Absorption of Facilit Odontologica e Perfumaria Ltda. | Management | For | For |
18 | Approve Agreement to Absorb DPH | Management | For | For |
19 | Appoint Independent Firm to Appraise Proposed Absorption | Management | For | For |
20 | Approve Appraisal | Management | For | For |
21 | Approve Absorption of DPH | Management | For | For |
22 | Approve Agreement to Absorb Maripa | Management | For | For |
23 | Appoint Independent Firm to Appraise Proposed Absorption | Management | For | For |
24 | Approve Appraisal | Management | For | For |
25 | Approve Absorption of Maripa | Management | For | For |
26 | Approve Agreement to Absorb York | Management | For | For |
27 | Appoint Independent Firm to Appraise Proposed Absorption | Management | For | For |
28 | Approve Appraisal | Management | For | For |
29 | Approve Absorption of York (i) with Issuance of New Shares, or (ii) without Issuance of New Shares in the Event that the Company Acquires All Shares of York | Management | For | For |
30 | Amend Articles to Reflect Changes in Capital in the Event that Shares are Issued, per Item 29 above | Management | For | For |
31 | Amend Article 1 to Eliminate Fictitious (DBA) Name of "Farmasa" | Management | For | For |
32 | Amend Article 2 to Reflect New Subsidiaries | Management | For | For |
33 | Consolidate Bylaws | Management | For | For |
34 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
IAMGOLD CORPORATION
MEETING DATE: MAY 18, 2011 |
||||
TICKER: IMG
SECURITY ID: 450913108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Derek Bullock | Management | For | For |
1.2 | Elect Director John E. Caldwell | Management | For | For |
1.3 | Elect Director Donald K. Charter | Management | For | For |
1.4 | Elect Director W. Robert Dengler | Management | For | For |
1.5 | Elect Director Guy G. Dufresne | Management | For | For |
1.6 | Elect Director Stephen J. J. Letwin | Management | For | For |
1.7 | Elect Director Mahendra Naik | Management | For | For |
1.8 | Elect Director William D. Pugliese | Management | For | For |
1.9 | Elect Director John T. Shaw | Management | For | For |
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
IBIDEN CO. LTD.
MEETING DATE: JUN 22, 2011 |
||||
TICKER: 4062
SECURITY ID: J23059116
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Iwata, Yoshifumi | Management | For | For |
1.2 | Elect Director Takenaka, Hiroki | Management | For | For |
1.3 | Elect Director Kunishima, Mafumi | Management | For | For |
1.4 | Elect Director Kodaka, Hironobu | Management | For | For |
1.5 | Elect Director Hirabayashi, Yoshio | Management | For | For |
1.6 | Elect Director Mabuchi, Katsumi | Management | For | For |
1.7 | Elect Director Matsuo, Toshiaki | Management | For | For |
1.8 | Elect Director Sakashita, Keiichi | Management | For | For |
1.9 | Elect Director Kawashima, Koji | Management | For | For |
1.10 | Elect Director Ito, Sotaro | Management | For | For |
1.11 | Elect Director Toyoda, Yoshitoshi | Management | For | For |
1.12 | Elect Director Yonezawa, Toshio | Management | For | For |
2 | Appoint Statutory Auditor Kumagai, Yasuhiro | Management | For | For |
3 | Approve Adjustment to Aggregate Compensation Ceiling for Directors | Management | For | For |
IDEXX LABORATORIES, INC.
MEETING DATE: MAY 04, 2011 |
||||
TICKER: IDXX
SECURITY ID: 45168D104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas Craig | Management | For | For |
1.2 | Elect Director Rebecca M. Henderson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
IHI CORP.
MEETING DATE: JUN 24, 2011 |
||||
TICKER: 7013
SECURITY ID: J2398N105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 3 | Management | For | For |
2.1 | Elect Director Kama, Kazuaki | Management | For | For |
2.2 | Elect Director Hiruma, Yuuji | Management | For | For |
2.3 | Elect Director Hashimoto, Ichiro | Management | For | For |
2.4 | Elect Director Saito, Tamotsu | Management | For | For |
2.5 | Elect Director Nakamura, Fusayoshi | Management | For | For |
2.6 | Elect Director Serizawa, Makoto | Management | For | For |
2.7 | Elect Director Tsukahara, Kazuo | Management | For | For |
2.8 | Elect Director Degawa, Sadao | Management | For | For |
2.9 | Elect Director Sakamoto, Joji | Management | For | For |
2.10 | Elect Director Terai, Ichiro | Management | For | For |
2.11 | Elect Director Kawaratani, Tatsumi | Management | For | For |
2.12 | Elect Director Imoto, Izumi | Management | For | For |
2.13 | Elect Director Hamaguchi, Tomokazu | Management | For | For |
2.14 | Elect Director Okamura, Tadashi | Management | For | Against |
2.15 | Elect Director Sekido, Toshinori | Management | For | For |
3 | Appoint Statutory Auditor Inokuchi, Takeo | Management | For | Against |
ILIAD
MEETING DATE: MAY 24, 2011 |
||||
TICKER: ILD
SECURITY ID: F4958P102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 0.40 per Share | Management | For | For |
4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
5 | Approve Severance Payment Agreement with Maxime Lombardini | Management | For | For |
6 | Reelect Maxime Lombardini as Director | Management | For | For |
7 | Approve Remuneration of Directors in the Aggregate Amount of EUR 100,000 | Management | For | For |
8 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Against |
9 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 5 Million | Management | For | For |
10 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 5 Million | Management | For | For |
11 | Approve Issuance of up to 20 Percent of Issued Capital Per Year for a Private Placement, up to Aggregate Nominal Amount of EUR 5 Million | Management | For | For |
12 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | Management | For | For |
13 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
14 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
15 | Authorize Capital Increase of Up to EUR 1.5 Million for Future Exchange Offers | Management | For | For |
16 | Authorize Capitalization of Reserves of Up to EUR 75 Million for Bonus Issue or Increase in Par Value | Management | For | For |
17 | Approve Employee Stock Purchase Plan | Management | Against | For |
18 | Authorize up to 3 Percent of Issued Capital for Use in Stock Option Plan | Management | For | For |
19 | Authorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock Plan | Management | For | Against |
20 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
21 | Amend Article 23.1 of Bylaws Re: Bonds Issuance Authorization | Management | For | For |
22 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
ILLUMINA, INC.
MEETING DATE: MAY 10, 2011 |
||||
TICKER: ILMN
SECURITY ID: 452327109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel M. Bradbury | Management | For | For |
1.2 | Elect Director Roy A. Whitfield | Management | For | For |
1.3 | Elect Director Gerald Moller | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
IMMUNOGEN, INC.
MEETING DATE: NOV 16, 2010 |
||||
TICKER: IMGN
SECURITY ID: 45253H101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Nine | Management | For | For |
2.1 | Elect Director Mitchel Sayare | Management | For | For |
2.2 | Elect Director David W. Carter | Management | For | For |
2.3 | Elect Director Mark Skaletsky | Management | For | For |
2.4 | Elect Director J.j. Villafranca | Management | For | For |
2.5 | Elect Director Nicole Onetto | Management | For | For |
2.6 | Elect Director Stephen C. McCluski | Management | For | For |
2.7 | Elect Director Richard J. Wallace | Management | For | For |
2.8 | Elect Director Daniel M. Junius | Management | For | For |
2.9 | Elect Director Howard H. Pien | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
IMPERIAL OIL LIMITED
MEETING DATE: APR 28, 2011 |
||||
TICKER: IMO
SECURITY ID: 453038408
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
2.1 | Elect Director K.T. (Krystyna) Hoeg | Management | For | For |
2.2 | Elect Director B.H. (Bruce) March | Management | For | For |
2.3 | Elect Director J.M. (Jack) Mintz | Management | For | For |
2.4 | Elect Director R.C. (Robert) Olsen | Management | For | For |
2.5 | Elect Director D.S. (David) Sutherland | Management | For | For |
2.6 | Elect Director S.D. (Sheelagh) Whittaker | Management | For | For |
2.7 | Elect Director V.L. (Victor) Young | Management | For | For |
INDUSTRIA DE DISENO TEXTIL (INDITEX)
MEETING DATE: JUL 13, 2010 |
||||
TICKER: ITX
SECURITY ID: E6282J109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Individual Financial Statements and Statutory Reports for Fiscal Year Ended Jan. 31, 2010 | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports, and Discharge of Directors for Fiscal Year Ended Jan. 31, 2010 | Management | For | For |
3 | Approve Allocation of Income and Dividends | Management | For | For |
4.1 | Re-elect Amancio Ortega Gaona as Director | Management | For | For |
4.2 | Re-elect Pablo Isla Alvarez de Tejera as Director | Management | For | For |
4.3 | Re-elect Juan Manuel Urgoiti as Director | Management | For | For |
5.1 | Elect Nils Smedegaard Andersen as Director | Management | For | For |
5.2 | Elect Emilio Saracho Rodriguez de Torres as Director | Management | For | For |
6 | Amend Articles 12, 21, 31 and 32 of Company Bylaws Re: Preemptive Rights, Constitution of General Meeting, Audit and Contol Committee, and Nomination and Remuneration Committee | Management | For | For |
7 | Amend Article 15 of General Meeting Regulations | Management | For | For |
8 | Re-elect Auditors | Management | For | For |
9 | Authorize Repurchase of Shares | Management | For | For |
10 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
INFINEON TECHNOLOGIES AG
MEETING DATE: FEB 17, 2011 |
||||
TICKER: IFX
SECURITY ID: D35415104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2009/2010 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 0.10 per Share | Management | For | For |
3.1 | Approve Discharge of Management Board Member Peter Bauer for Fiscal 2009/2010 | Management | For | For |
3.2 | Approve Discharge of Management Board Member Hermann Eul for Fiscal 2009/2010 | Management | For | For |
3.3 | Approve Discharge of Management Board Member Reinhard Ploss for Fiscal 2009/2010 | Management | For | For |
3.4 | Approve Discharge of Management Board Member Marco Schroeter for Fiscal 2009/2010 | Management | For | For |
4.1 | Approve Discharge of Supervisory Board Member Klaus Wucherer for Fiscal 2009/2010 | Management | For | For |
4.2 | Approve Discharge of Supervisory Board Member Wigand Cramer for Fiscal 2009/2010 | Management | For | For |
4.3 | Approve Discharge of Supervisory Board Member Alfred Eibl for Fiscal 2009/2010 | Management | For | For |
4.4 | Approve Discharge of Supervisory Board Member Peter Gruber for Fiscal 2009/2010 | Management | For | For |
4.5 | Approve Discharge of Supervisory Board Member Gerhard Hobbach for Fiscal 2009/2010 | Management | For | For |
4.6 | Approve Discharge of Supervisory Board Member Hans-Ulrich Holdenried for Fiscal 2009/2010 | Management | For | For |
4.7 | Approve Discharge of Supervisory Board Member Max Dietrich Kley for Fiscal 2009/2010 | Management | For | For |
4.8 | Approve Discharge of Supervisory Board Member Renate Koecher for Fiscal 2009/2010 | Management | For | For |
4.9 | Approve Discharge of Supervisory Board Member Siegfried Luther for Fiscal 2009/2010 | Management | For | For |
4.10 | Approve Discharge of Supervisory Board Member Manfred Puffer for Fiscal 2009/2010 | Management | For | For |
4.11 | Approve Discharge of Supervisory Board Member Gerd Schmidt for Fiscal 2009/2010 | Management | For | For |
4.12 | Approve Discharge of Supervisory Board Member Dorit Schmitt-Landsiedel for Fiscal 2009/2010 | Management | For | For |
4.13 | Approve Discharge of Supervisory Board Member Juergen Scholz for Fiscal 2009/2010 | Management | For | For |
4.14 | Approve Discharge of Supervisory Board Member Horst Schuler for Fiscal 2009/2010 | Management | For | For |
4.15 | Approve Discharge of Supervisory Board Member Kerstin Schulzendorf for Fiscal 2009/2010 | Management | For | For |
4.16 | Approve Discharge of Supervisory Board Member Eckart Suenner for Fiscal 2009/2010 | Management | For | For |
4.17 | Approve Discharge of Supervisory Board Member Alexander Trueby for Fiscal 2009/2010 | Management | For | For |
4.18 | Approve Discharge of Supervisory Board Member Arnaud de Weert for Fiscal 2009/2010 | Management | For | For |
5 | Ratify KPMG AG as Auditors for Fiscal 2010/2011 | Management | For | For |
6 | Elect Wolfgang Mayrhuber to the Supervisory Board | Management | For | For |
7 | Approve Remuneration System for Management Board Members | Management | For | For |
8 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
9 | Authorize Use of Financial Derivatives when Repurchasing Shares | Management | For | For |
10 | Approve Settlement Agreement Between Infineon Technologies AG and Former Management Board Member Ulrich Schumacher Concluded on Dec. 23, 2010 | Management | For | For |
11.1 | Amend Articles Re: Convocation and Decision Making of Supervisory Board Meetings | Management | For | For |
11.2 | Approve Remuneration of Supervisory Board | Management | For | For |
INFORMATICA CORPORATION
MEETING DATE: MAY 26, 2011 |
||||
TICKER: INFA
SECURITY ID: 45666Q102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Mark A. Bertelsen | Management | For | For |
2 | Elect Director A. Brooke Seawell | Management | For | For |
3 | Elect Director Godfrey R. Sullivan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
ING GROEP NV
MEETING DATE: MAY 09, 2011 |
||||
TICKER: INGVF
SECURITY ID: N4578E413
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2a | Receive Report of Management Board (Non-Voting) | Management | None | None |
2b | Receive Report of Supervisory Board (Non-Voting) | Management | None | None |
2c | Adopt Financial Statements | Management | For | Did Not Vote |
3 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
4a | Discuss Remuneration Report | Management | None | None |
4b | Approve Remuneration Report Containing Remuneration Policy for Management Board Members | Management | For | Did Not Vote |
5a | Discussion on Company's Corporate Governance Structure | Management | None | None |
5b | Increase Authorized Common Stock | Management | For | Did Not Vote |
5c | Amend Articles Re: Legislative Changes | Management | For | Did Not Vote |
6 | Discuss Corporate Responsibility | Management | None | None |
7a | Approve Discharge of Management Board | Management | For | Did Not Vote |
7b | Approve Discharge of Supervisory Board | Management | For | Did Not Vote |
8 | Reelect Koos Timmermans to Executive Board | Management | For | Did Not Vote |
9a | Reelect Peter Elverding to Supervisory Board | Management | For | Did Not Vote |
9b | Reelect Henk Breukink to Supervisory Board | Management | For | Did Not Vote |
9c | Elect Sjoerd van Keulen to Supervisory Board | Management | For | Did Not Vote |
9d | Elect Joost Kuiper to Supervisory Board | Management | For | Did Not Vote |
9e | Elect Luc Vandewalle to Supervisory Board | Management | For | Did Not Vote |
10a | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital and Restricting/Excluding Preemptive Rights | Management | For | Did Not Vote |
10b | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights | Management | For | Did Not Vote |
11a | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Did Not Vote |
11b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital in Connection with a Major Capital Restructuring | Management | For | Did Not Vote |
12 | Any Other Businesss and Close Meeting | Management | None | None |
INTACT FINANCIAL CORPORATION
MEETING DATE: MAY 04, 2011 |
||||
TICKER: IFC
SECURITY ID: 45823T106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Charles Brindamour as Director | Management | For | For |
1.2 | Elect Yves Brouilette as Director | Management | For | For |
1.3 | Elect Paul Cantor as Director | Management | For | For |
1.4 | Elect Marcel Cote as Director | Management | For | For |
1.5 | Elect Robert W. Crispin as Director | Management | For | For |
1.6 | Elect Claude Dussault as Director | Management | For | For |
1.7 | Elect Eileen Mercier as Director | Management | For | For |
1.8 | Elect Timothy H. Penner as Director | Management | For | For |
1.9 | Elect Louise Roy as Director | Management | For | For |
1.10 | Elect Stephen G. Snyder as Director | Management | For | For |
1.11 | Elect Carol Stephenson as Director | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Approve Shareholder Rights Plan | Management | For | For |
4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
INTERNATIONAL CONSOLIDATED AIRLINES GROUP SA
MEETING DATE: NOV 29, 2010 |
||||
TICKER: IAG
SECURITY ID: G14980109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Establish BA Holdco SA as the Holding Company of British Airways; Approve Merger Between British Airways and Iberia | Management | For | For |
INTERNATIONAL PERSONAL FINANCE PLC
MEETING DATE: MAY 11, 2011 |
||||
TICKER: IPF
SECURITY ID: G4906Q102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Re-elect Christopher Rodrigues as Director | Management | For | For |
5 | Re-elect David Broadbent as Director | Management | For | For |
6 | Re-elect Charles Gregson as Director | Management | For | For |
7 | Re-elect Tony Hales as Director | Management | For | For |
8 | Re-elect John Harnett as Director | Management | For | For |
9 | Re-elect Edyta Kurek as Director | Management | For | For |
10 | Re-elect John Lorimer as Director | Management | For | For |
11 | Re-elect Nicholas Page as Director | Management | For | For |
12 | Appoint Deloitte LLP as Auditors | Management | For | For |
13 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
14 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
15 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
16 | Authorise Market Purchase | Management | For | For |
17 | Amend Deferred Share Plan | Management | For | For |
18 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
INTESA SANPAOLO SPA
MEETING DATE: MAY 09, 2011 |
||||
TICKER: ISP
SECURITY ID: T55067101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income | Management | For | For |
2 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
1 | Amend Company Bylaws | Management | For | For |
2 | Authorize Issuance of Equity with Preemptive Rights | Management | For | For |
INVENSYS PLC
MEETING DATE: JUL 28, 2010 |
||||
TICKER: ISYS
SECURITY ID: G49133161
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3a | Elect Francesco Caio as Director | Management | For | For |
3b | Re-elect Ulf Henriksson as Director | Management | For | For |
3c | Elect Paul Lester as Director | Management | For | For |
3d | Elect Dr Martin Read as Director | Management | For | For |
3e | Re-elect Pat Zito as Director | Management | For | For |
4 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
5 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
6 | Approve Final Dividend | Management | For | For |
7 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
8 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
9 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
10 | Authorise Market Purchase | Management | For | For |
11 | Authorise EU Political Donations and Expenditure | Management | For | For |
12 | Adopt New Articles of Association | Management | For | For |
IROBOT CORPORATION
MEETING DATE: MAY 25, 2011 |
||||
TICKER: IRBT
SECURITY ID: 462726100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gail Deegan | Management | For | For |
1.2 | Elect Director Andrea Giesser | Management | For | For |
1.3 | Elect Director Jacques S. Gansler, Ph.D. | Management | For | For |
2 | Amend Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
IVANHOE MINES LTD.
MEETING DATE: MAY 10, 2011 |
||||
TICKER: IVN
SECURITY ID: 46579N103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Robert M. Friedland as Director | Management | For | For |
1.2 | Elect Peter Meredith as Director | Management | For | For |
1.3 | Elect David Huberman as Director | Management | For | For |
1.4 | Elect R. Edward Flood as Director | Management | For | For |
1.5 | Elect Howard Balloch as Director | Management | For | For |
1.6 | Elect Markus Faber as Director | Management | For | For |
1.7 | Elect David Korbin as Director | Management | For | For |
1.8 | Elect Livia Mahler as Director | Management | For | For |
1.9 | Elect Tracy Stevenson as Director | Management | For | For |
1.10 | Elect Michael Gordon as Director | Management | For | For |
1.11 | Elect Dan Westbrook as Director | Management | For | For |
1.12 | Elect Robert Holland III as Director | Management | For | For |
1.13 | Elect Andrew Harding as Director | Management | For | For |
1.14 | Elect Kay Priestly as Director | Management | For | For |
2 | Approve Deloitte & Touche, LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
JAMES HARDIE INDUSTRIES SE
MEETING DATE: AUG 12, 2010 |
||||
TICKER: JHX
SECURITY ID: N4723D104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3(a) | Reelect David Harisson as Director | Management | For | For |
3(b) | Reelect Donald McGauchie as Director | Management | For | For |
3(c) | Reelect David Dilger as Director | Management | For | For |
4 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
5 | Approve Grant of Executive Incentive Program RSUs to Louis Gries | Management | For | For |
6 | Approve Grant of Relative TSR RSUs to Louis Gries | Management | For | For |
JPMORGAN CHASE & CO.
MEETING DATE: MAY 17, 2011 |
||||
TICKER: JPM
SECURITY ID: 46625H100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Crandall C. Bowles | Management | For | For |
2 | Elect Director Stephen B. Burke | Management | For | For |
3 | Elect Director David M. Cote | Management | For | For |
4 | Elect Director James S. Crown | Management | For | For |
5 | Elect Director James Dimon | Management | For | For |
6 | Elect Director Ellen V. Futter | Management | For | For |
7 | Elect Director William H. Gray, III | Management | For | For |
8 | Elect Director Laban P. Jackson, Jr. | Management | For | For |
9 | Elect Director David C. Novak | Management | For | For |
10 | Elect Director Lee R. Raymond | Management | For | For |
11 | Elect Director William C. Weldon | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
15 | Amend Omnibus Stock Plan | Management | For | For |
16 | Affirm Political Non-Partisanship | Shareholder | Against | Abstain |
17 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
18 | Report on Loan Modifications | Shareholder | Against | Against |
19 | Report on Political Contributions | Shareholder | Against | Abstain |
20 | Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity | Shareholder | Against | Abstain |
21 | Require Independent Board Chairman | Shareholder | Against | Against |
JTEKT CORP.
MEETING DATE: JUN 28, 2011 |
||||
TICKER: 6473
SECURITY ID: J2946V104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 9 | Management | For | For |
2.1 | Elect Director Yokoyama, Motohiko | Management | For | For |
2.2 | Elect Director Ikawa, Shoji | Management | For | For |
2.3 | Elect Director Suzuki, Takaaki | Management | For | For |
2.4 | Elect Director Kawakami, Seiho | Management | For | For |
2.5 | Elect Director Shimatani, Hitoshi | Management | For | For |
2.6 | Elect Director Isaka, Masakazu | Management | For | For |
2.7 | Elect Director Uchiyamada, Takeshi | Management | For | Against |
2.8 | Elect Director Kakui, Ryuuichi | Management | For | For |
2.9 | Elect Director Matsumoto, Hisashi | Management | For | For |
2.10 | Elect Director Kitamura, Masayuki | Management | For | For |
3 | Approve Annual Bonus Payment to Directors and Statutory Auditors | Management | For | For |
4 | Approve Retirement Bonus Payment for Directors | Management | For | Abstain |
JUNIPER NETWORKS, INC.
MEETING DATE: MAY 18, 2011 |
||||
TICKER: JNPR
SECURITY ID: 48203R104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mary B. Cranston | Management | For | For |
1.2 | Elect Director Kevin R. Johnson | Management | For | For |
1.3 | Elect Director J. Michael Lawrie | Management | For | For |
1.4 | Elect Director David Schlotterbeck | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Declassify the Board of Directors | Shareholder | None | For |
JX HOLDINGS, INC.
MEETING DATE: JUN 27, 2011 |
||||
TICKER: 5020
SECURITY ID: J29699105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 8 | Management | For | For |
2.1 | Elect Director Nishio, Shinji | Management | For | For |
2.2 | Elect Director Takahagi, Mitsunori | Management | For | For |
2.3 | Elect Director Hirai, Shigeo | Management | For | For |
2.4 | Elect Director Sugiuchi, Kiyonobu | Management | For | For |
2.5 | Elect Director Yamagata, Yukio | Management | For | For |
2.6 | Elect Director Kagami, Kazuo | Management | For | For |
2.7 | Elect Director Uchijima, Ichiro | Management | For | For |
2.8 | Elect Director Kawada, Junichi | Management | For | For |
2.9 | Elect Director Kimura, Yasushi | Management | For | For |
2.10 | Elect Director Matsushita, Isao | Management | For | For |
2.11 | Elect Director Koseki, Makoto | Management | For | For |
2.12 | Elect Director Okada, Masanori | Management | For | For |
2.13 | Elect Director Shoyama, Etsuhiko | Management | For | For |
2.14 | Elect Director Takamura, Juichi | Management | For | For |
2.15 | Elect Director Sakata, Masahiro | Management | For | For |
2.16 | Elect Director Komiyama, Hiroshi | Management | For | For |
3 | Set Aggregate Compensation Ceilings for Directors and Statutory Auditors | Management | For | For |
KANSAS CITY SOUTHERN
MEETING DATE: MAY 05, 2011 |
||||
TICKER: KSU
SECURITY ID: 485170302
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Henry R. Davis | Management | For | For |
1.2 | Elect Director Robert J. Druten | Management | For | For |
1.3 | Elect Director Rodney E. Slater | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
KAZAKHMYS PLC
MEETING DATE: MAY 13, 2011 |
||||
TICKER: KAZ
SECURITY ID: G5221U108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Re-elect Vladimir Kim as Director | Management | For | Against |
5 | Re-elect Oleg Novachuk as Director | Management | For | Against |
6 | Re-elect Lord Renwick as Director | Management | For | Against |
7 | Elect Eduard Ogay as Director | Management | For | Against |
8 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
9 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
10 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
11 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
12 | Authorise Market Purchase | Management | For | For |
13 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
KENEDIX INC.
MEETING DATE: MAR 29, 2011 |
||||
TICKER: 4321
SECURITY ID: J3243N100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Honma, Ryosuke | Management | For | For |
1.2 | Elect Director Kawashima, Atsushi | Management | For | For |
1.3 | Elect Director Yoshikawa, Taiji | Management | For | For |
1.4 | Elect Director Tanaka, Akira | Management | For | For |
1.5 | Elect Director Kashiwagi, Noboru | Management | For | For |
1.6 | Elect Director Uematsu, Takashi | Management | For | For |
2 | Approve Adjustment to Aggregate Compensation Ceiling for Directors | Management | For | For |
KENEXA CORPORATION
MEETING DATE: MAY 18, 2011 |
||||
TICKER: KNXA
SECURITY ID: 488879107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barry M. Abelson | Management | For | For |
1.2 | Elect Director Nooruddin (Rudy) S. Karsan | Management | For | For |
1.3 | Elect Director John A. Nies | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Ratify Auditors | Management | For | For |
KEPPEL CORPORATION LTD.
MEETING DATE: APR 21, 2011 |
||||
TICKER: BN4
SECURITY ID: Y4722Z120
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Adopt Financial Statements and Directors' and Auditors' Reports | Management | For | For |
2 | Declare Final Tax-Exempt Dividend of SGD 0.26 Per Share for the Year Ended Dec. 31, 2010 | Management | For | For |
3 | Reelect Tony Chew Leong-Chee as Director | Management | For | For |
4 | Reelect Tow Heng Tan as Director | Management | For | For |
5 | Reelect Teo Soon Hoe as Director | Management | For | For |
6 | Reelect Tan Ek Kia as Director | Management | For | For |
7 | Reelect Danny Teoh as Director | Management | For | For |
8 | Reelect Sven Bang Ullring as Director | Management | For | For |
9 | Approve Directors' Fees Aggregating SGD 944,170 in Cash (2009: SGD 1.1 Million) and Award of 29,500 Existing Ordinary Shares to Identified Directors as Payment in Part of Their Respective Remuneration for the Year Ended Dec. 31, 2010 | Management | For | For |
10 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
11 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
12 | Authorize Share Repurchase Program | Management | For | For |
13 | Approve Mandate for Transactions with Related Parties | Management | For | For |
KEY ENERGY SERVICES, INC.
MEETING DATE: MAY 19, 2011 |
||||
TICKER: KEG
SECURITY ID: 492914106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William D. Fertig | Management | For | For |
1.2 | Elect Director Robert K. Reeves | Management | For | For |
1.3 | Elect Director J. Robinson West | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
KEYERA CORP.
MEETING DATE: MAY 10, 2011 |
||||
TICKER: KEY
SECURITY ID: 493271100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James V. Bertram | Management | For | For |
1.2 | Elect Director Robert B. Catell | Management | For | For |
1.3 | Elect Director Michael B.C. Davies | Management | For | For |
1.4 | Elect Director Nancy M. Laird | Management | For | For |
1.5 | Elect Director E. Peter Lougheed | Management | For | For |
1.6 | Elect Director Donald J. Nelson | Management | For | For |
1.7 | Elect Director H. Neil Nichols | Management | For | For |
1.8 | Elect Director William R. Stedman | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
KIA MOTORS
MEETING DATE: MAR 18, 2011 |
||||
TICKER: 000270
SECURITY ID: Y47601102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Appropriation of Income and Dividend of KRW 500 per Share | Management | For | For |
2 | Elect Two Inside Directors and Three Outside Directors (Bundled) | Management | For | For |
3 | Reelect Two Outside Directors as Members of Audit Committee (Bundled) | Management | For | For |
4 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
KKR FINANCIAL HOLDINGS LLC
MEETING DATE: APR 27, 2011 |
||||
TICKER: KFN
SECURITY ID: 48248A306
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Tracy L. Collins | Management | For | For |
1.2 | Elect Director Vincent Paul Finigan | Management | For | For |
1.3 | Elect Director Paul M. Hazen | Management | For | For |
1.4 | Elect Director R. Glenn Hubbard | Management | For | For |
1.5 | Elect Director Ross J. Kari | Management | For | For |
1.6 | Elect Director Ely L. Licht | Management | For | For |
1.7 | Elect Director Deborah H. McAneny | Management | For | For |
1.8 | Elect Director Scott C. Nuttall | Management | For | For |
1.9 | Elect Director Scott A. Ryles | Management | For | For |
1.10 | Elect Director William C. Sonneborn | Management | For | For |
1.11 | Elect Director Willy R. Strothotte | Management | For | For |
2 | Ratify Auditors | Management | For | For |
KODIAK OIL & GAS CORP.
MEETING DATE: JUN 15, 2011 |
||||
TICKER: KOG
SECURITY ID: 50015Q100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Lynn A. Peterson as Director | Management | For | For |
2 | Elect James E. Catlin as Director | Management | For | For |
3 | Elect Rodney D. Knutson as Director | Management | For | For |
4 | Elect Herrick K. Lidstone, Jr. as Director | Management | For | For |
5 | Elect William J. Krysiak | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
8 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
9 | Amend Omnibus Stock Plan | Management | For | Against |
KURARAY CO. LTD.
MEETING DATE: JUN 22, 2011 |
||||
TICKER: 3405
SECURITY ID: J37006137
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 14 | Management | For | For |
2.1 | Elect Director Wakui, Yasuaki | Management | For | For |
2.2 | Elect Director Ito, Fumio | Management | For | For |
2.3 | Elect Director Ninagawa, Yoichi | Management | For | For |
2.4 | Elect Director Kataoka, Shiro | Management | For | For |
2.5 | Elect Director Murakami, Keiji | Management | For | For |
2.6 | Elect Director Tenkumo, Kazuhiro | Management | For | For |
2.7 | Elect Director Yamamoto, Yasuhiro | Management | For | For |
2.8 | Elect Director Yamashita, Setsuo | Management | For | For |
2.9 | Elect Director Aomoto, Kensaku | Management | For | For |
2.10 | Elect Director Shioya, Takafusa | Management | For | For |
3 | Appoint Statutory Auditor Manabe, Mitsuaki | Management | For | For |
L OREAL
MEETING DATE: APR 22, 2011 |
||||
TICKER: OR
SECURITY ID: F58149133
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 1.80 per Share | Management | For | For |
4 | Reelect Liliane Bettencourt as Director | Management | For | For |
5 | Reelect Annette Roux as Director | Management | For | For |
6 | Reelect Charles Henri Filippi as Director | Management | For | For |
7 | Approve Remuneration of Directors in the Aggregate Amount of EUR 1.3 Million | Management | For | For |
8 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
9 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights, and/or Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value, up to Aggregate Nominal Amount of EUR 60 Million | Management | For | For |
10 | Authorize up to 0.6 Percent of Issued Capital for Use in Stock Option Plan | Management | For | For |
11 | Authorize up to 0.6 Percent of Issued Capital for Use in Restricted Stock Plan | Management | For | For |
12 | Approve Employee Stock Purchase Plan | Management | For | For |
13 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
LAWSON, INC.
MEETING DATE: MAY 24, 2011 |
||||
TICKER: 2651
SECURITY ID: J3871L103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 85 | Management | For | For |
2 | Amend Articles to Amend Business Lines | Management | For | For |
3.1 | Appoint Statutory Auditor Ozawa, Tetsuo | Management | For | For |
3.2 | Appoint Statutory Auditor Tsujiyama, Eiko | Management | For | For |
4 | Approve Retirement Bonus Payment for Statutory Auditor | Management | For | For |
LEUCADIA NATIONAL CORPORATION
MEETING DATE: MAY 16, 2011 |
||||
TICKER: LUK
SECURITY ID: 527288104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ian M. Cumming | Management | For | For |
1.2 | Elect Director Paul M. Dougan | Management | For | For |
1.3 | Elect Director Alan J. Hirschfel | Management | For | For |
1.4 | Elect Director James E. Jordan | Management | For | For |
1.5 | Elect Director Jeffrey C. Keil | Management | For | For |
1.6 | Elect Director Jesse Clyde Nichols, III | Management | For | For |
1.7 | Elect Director Michael Sorkin | Management | For | For |
1.8 | Elect Director Joseph S. Steinberg | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Approve Senior Executive Warrant Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
LI & FUNG LIMITED
MEETING DATE: SEP 13, 2010 |
||||
TICKER: 00494
SECURITY ID: G5485F144
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Scheme of Arrangement | Management | For | For |
LI & FUNG LIMITED
MEETING DATE: MAY 18, 2011 |
||||
TICKER: 00494
SECURITY ID: G5485F144
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Declare Final Dividend of HK$0.52 Per Share | Management | For | For |
3a | Reelect William Fung Kwok Lun as Director | Management | For | Against |
3b | Reelect Allan Wong Chi Yun as Director | Management | For | For |
3c | Reelect Benedict Chang Yew Teck as Director | Management | For | Against |
4 | Approve Remuneration of Directors | Management | For | For |
5 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
7 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
8 | Authorize Reissuance of Repurchased Shares | Management | For | For |
9 | Approve Subdivision of Every Issued and Unissued Share of HK$0.025 Each in the Share Capital of the Company into Two Shares of HK$0.0125 Each | Management | For | For |
LIC HOUSING FINANCE LTD.
MEETING DATE: DEC 06, 2010 |
||||
TICKER: 500253
SECURITY ID: Y5278Z117
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Five-for-One Stock Split | Management | For | For |
2 | Amend Clause V of the Memorandum of Association to Reflect Changes in Authorized Share Capital | Management | For | For |
3 | Amend Article 3 of the Articles of Association to Reflect Changes in Authorized Share Capital | Management | For | For |
LINCOLN NATIONAL CORPORATION
MEETING DATE: MAY 26, 2011 |
||||
TICKER: LNC
SECURITY ID: 534187109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Dennis R. Glass | Management | For | For |
2 | Elect Director Gary C. Kelly | Management | For | For |
3 | Elect Director Michael F. Mee | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Amend Articles of Incorporation Allowing Shareholders to Amend the Bylaws | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
LINDE AG
MEETING DATE: MAY 12, 2011 |
||||
TICKER: LIN
SECURITY ID: D50348107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2010 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 2.20 per Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2010 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2010 | Management | For | For |
5 | Ratify KPMG AG as Auditors for Fiscal 2011 | Management | For | For |
6.1 | Elect Ann-Kristin Achleitner to the Supervisory Board | Management | For | For |
6.2 | Elect Arne Wittig as Alternate Supervisory Board Member | Management | For | For |
6.3 | Elect Guenter Hugger as Alternate Supervisory Board Member | Management | For | For |
LLOYDS BANKING GROUP PLC
MEETING DATE: MAY 18, 2011 |
||||
TICKER: LLOY
SECURITY ID: G5542W106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Elect Anita Frew as Director | Management | For | For |
4 | Elect Antonio Horta-Osorio as Director | Management | For | For |
5 | Re-elect Sir Winfried Bischoff as Director | Management | For | For |
6 | Re-elect Sir Julian Horn-Smith as Director | Management | For | For |
7 | Re-elect Lord Leitch as Director | Management | For | For |
8 | Re-elect Glen Moreno as Director | Management | For | For |
9 | Re-elect David Roberts as Director | Management | For | For |
10 | Re-elect Timothy Ryan as Director | Management | For | For |
11 | Re-elect Martin Scicluna as Director | Management | For | For |
12 | Re-elect Truett Tate as Director | Management | For | For |
13 | Re-elect Tim Tookey as Director | Management | For | For |
14 | Re-elect Anthony Watson as Director | Management | For | For |
15 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
16 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
18 | Amend the Deferred Bonus Plan 2008 | Management | For | For |
19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
20 | Authorise Market Purchase | Management | For | For |
21 | Authorise Market Purchase | Management | For | For |
22 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
LUNDIN MINING CORPORATION
MEETING DATE: JUN 24, 2011 |
||||
TICKER: LUN
SECURITY ID: 550372106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Colin K. Benner | Management | For | For |
1.2 | Elect Director Donald K. Charter | Management | For | For |
1.3 | Elect Director John H. Craig | Management | For | For |
1.4 | Elect Director Brian D. Edgar | Management | For | For |
1.5 | Elect Director Lukas H. Lundin | Management | For | For |
1.6 | Elect Director Dale C. Peniuk | Management | For | For |
1.7 | Elect Director William A. Rand | Management | For | For |
1.8 | Elect Director Philip J. Wright | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
LUPIN LTD.
MEETING DATE: DEC 20, 2010 |
||||
TICKER: 500257
SECURITY ID: Y5362X101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reappointment and Remuneration of D.B. Gupta as Executive Chairman | Management | For | For |
2 | Approve Reappointment and Remuneration of M.D. Gupta as Executive Director | Management | For | For |
3 | Approve Commission Remuneration for Non-Executive Directors | Management | For | For |
LVMH MOET HENNESSY LOUIS VUITTON
MEETING DATE: MAR 31, 2011 |
||||
TICKER: MC
SECURITY ID: F58485115
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
4 | Approve Allocation of Income and Dividends of EUR 2.10 per Share | Management | For | For |
5 | Elect Delphine Arnault as Director | Management | For | For |
6 | Elect Nicolas Bazire as Director | Management | For | For |
7 | Elect Antonio Belloni as Director | Management | For | For |
8 | Elect Charles de Croisset as Director | Management | For | For |
9 | Elect Diego Della Valle as Director | Management | For | For |
10 | Elect Pierre Gode as Director | Management | For | For |
11 | Elect Gilles Hennessy as Director | Management | For | For |
12 | Elect Marie-Josee Kravis as Director | Management | For | For |
13 | Appoint Patrick Houel as Censor | Management | For | For |
14 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
15 | Authorize Capitalization of Reserves of Up to EUR 50 Million for Bonus Issue or Increase in Par Value | Management | For | For |
16 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
17 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 50 Million | Management | For | For |
18 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 50 Million | Management | For | For |
19 | Approve Issuance of Shares up to 20 Percent of Issued Capital Per Year for a Private Placement up to EUR 50 Million Reserved for Qualified Investors or Restricted Number of Investors | Management | For | For |
20 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights under Items 18 and 19 Above | Management | For | For |
21 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
22 | Authorize Capital Increase of Up to EUR 50 Million for Future Exchange Offers | Management | For | For |
23 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
24 | Approve Employee Stock Purchase Plan | Management | For | For |
25 | Set Total Limit for Capital Increase to Result from All Issuance Requests Above at EUR 50 Million | Management | For | For |
26 | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plan | Management | For | Against |
LYONDELLBASELL INDUSTRIES NV
MEETING DATE: MAY 05, 2011 |
||||
TICKER: LYB
SECURITY ID: N53745100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Discussion on Company's Corporate Governance Structure | Management | None | None |
3a | Elect J.S. Bindra as Class I Directors to the Supervisory Board | Management | For | Did Not Vote |
3b | Reelect M. Carroll as Class I Directors to the Supervisory Board | Management | For | Did Not Vote |
3c | Reelect R. van der Meer as Class I Directors to the Supervisory Board | Management | For | Did Not Vote |
4 | Elect R. Buchanan as Class II Director to the Supervisory Board | Management | For | Did Not Vote |
5 | Elect J. Aigrain as Class III Director to the Supervisory Board | Management | For | Did Not Vote |
6 | Adopt Financial Statements and Statutory Reports | Management | For | Did Not Vote |
7 | Approve Discharge of Management Board | Management | For | Did Not Vote |
8 | Approve Discharge of Supervisory Board | Management | For | Did Not Vote |
9 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Did Not Vote |
10 | Approve Remuneration of Supervisory Board | Management | For | Did Not Vote |
11 | Amend Articles Re: Removal of References to Class B Shares and Conversion into A Shares, Deletion of Provisions regarding Listing on New York Stock Exchange, and Legislative Changes in Dutch Law | Management | For | Did Not Vote |
12 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
13 | Approve Dividends of USD 0.10 Per Share | Management | For | Did Not Vote |
14 | Advisory Vote to Approve Remuneration Report Containing Remuneration Policy for Management Board Members | Management | For | Did Not Vote |
15 | Advisory Vote on Say on Pay Frequency | Management | One Year | Did Not Vote |
16 | Elect G. Gwin as Class II Director to the Supervisory Board | Management | For | Did Not Vote |
17 | Close Meeting | Management | None | None |
MACDONALD, DETTWILER AND ASSOCIATES LTD.
MEETING DATE: MAY 03, 2011 |
||||
TICKER: MDA
SECURITY ID: 554282103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert L. Phillips | Management | For | For |
1.2 | Elect Director Daniel E. Friedman | Management | For | For |
1.3 | Elect Director Brian C. Bentz | Management | For | For |
1.4 | Elect Director Thomas S. Chambers | Management | For | For |
1.5 | Elect Director Alan J. Jebson | Management | For | For |
1.6 | Elect Director Dennis H. Chookaszian | Management | For | For |
1.7 | Elect Director Brian G. Kenning | Management | For | For |
1.8 | Elect Director Fares F. Salloum | Management | For | For |
2 | Approve KPMG LLP Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
4 | Approve Shareholder Rights Plan | Management | For | For |
MACQUARIE GROUP LIMITED
MEETING DATE: JUL 30, 2010 |
||||
TICKER: MQG
SECURITY ID: Q57085104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive the Financial Statements and Statutory Reports for the Year Ended March 31, 2010 | Management | None | None |
2 | Elect David S Clarke as a Director | Management | For | For |
3 | Elect Catherine B Livingstone as a Director | Management | For | For |
4 | Elect Peter H Warne as Director | Management | For | For |
5 | Elect Michael J Hawker as Director | Management | For | For |
6 | Approve the Remuneration Report for the Year Ended March 31, 2010 | Management | For | For |
7 | Approve the Increase in the Maximum Aggregate Remuneration of Non-Executive Directors from A$3 Million to A$4 Million Per Annum | Management | For | For |
8 | Approve the Grant of A$3 Million Worth of Performance Share Units to Nicholas Moore Under the Macquarie Group Employee Retained Equity Plan | Management | For | For |
MAGNA INTERNATIONAL INC.
MEETING DATE: JUL 23, 2010 |
||||
TICKER: MG
SECURITY ID: 559222401
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Plan Arrangement: Dual Class Collapse | Management | For | For |
MAGNA INTERNATIONAL INC.
MEETING DATE: MAY 04, 2011 |
||||
TICKER: MG
SECURITY ID: 559222401
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frank Stronach | Management | For | For |
1.2 | Elect Director J. Trevor Eyton | Management | For | For |
1.3 | Elect Director Michael D. Harris | Management | For | For |
1.4 | Elect Director Lady Barbara Judge | Management | For | For |
1.5 | Elect Director Louis E. Lataif | Management | For | For |
1.6 | Elect Director Kurt J. Lauk | Management | For | For |
1.7 | Elect Director Donald Resnick | Management | For | For |
1.8 | Elect Director Donald J. Walker | Management | For | For |
1.9 | Elect Director Lawrence D. Worrall | Management | For | For |
1.10 | Elect Director William Young | Management | For | For |
2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
MAGNIT OAO
MEETING DATE: JAN 20, 2011 |
||||
TICKER: MGNT
SECURITY ID: 55953Q202
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Ratify Ernst & Young LLC as Auditor for International Financial Reporting Standards | Management | None | Against |
1.2 | Ratify ZAO Deloitte & Touche CIS as Auditor for International Financial Reporting Standards | Management | None | For |
2 | Approve Related-Party Transaction | Management | For | For |
MAGNIT OAO
MEETING DATE: MAY 19, 2011 |
||||
TICKER: MGNT
SECURITY ID: 55953Q202
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Approve Related-Party Transaction | Management | For | Did Not Vote |
1.2 | Approve Related-Party Transaction | Management | For | Did Not Vote |
MAGNIT OAO
MEETING DATE: JUN 23, 2011 |
||||
TICKER: MGNT
SECURITY ID: 55953Q202
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Annual Report and Financial Statements | Management | For | For |
2 | Approve Allocation of Income | Management | For | For |
3 | Approve Dividends of RUB 11.24 per Share for Fiscal 2010 and First Quarter of Fiscal 2011 | Management | For | For |
4.1 | Elect Andrey Arutyunyan as Director | Management | None | For |
4.2 | Elect Valery Butenko as Director | Management | None | For |
4.3 | Elect Sergey Galitsky as Director | Management | None | For |
4.4 | Elect Khachatur Pombukhchan as Director | Management | None | For |
4.5 | Elect Aslan Shkhachemukov as Director | Management | None | For |
4.6 | Elect Aleksandr Zayonts as Director | Management | None | For |
4.7 | Elect Aleksey Makhnev as Director | Management | None | For |
5.1 | Elect Roman Efimenko as Member of Audit Commission | Management | For | For |
5.2 | Elect Angela Udovichenko as Member of Audit Commission | Management | For | For |
5.3 | Elect Denis Fedotov as Member of Audit Commission | Management | For | For |
6 | Ratify Auditor to Audit Company's Accounts in Accordance with Russian Accounting Standards (RAS) | Management | For | For |
7 | Ratify Auditor to Audit Company's Accounts in Accordance with IFRS | Management | For | For |
8 | Elect Members of Counting Commission | Management | For | For |
9.1 | Approve Large-Scale Related-Party Transactions | Management | For | Abstain |
9.2 | Approve Large-Scale Related-Party Transactions | Management | For | Abstain |
9.3 | Approve Large-Scale Related-Party Transactions | Management | For | Abstain |
10.1 | Approve Related-Party Transactions | Management | For | Abstain |
10.2 | Approve Related-Party Transactions | Management | For | Abstain |
10.3 | Approve Related-Party Transactions | Management | For | Abstain |
10.4 | Approve Related-Party Transactions | Management | For | Abstain |
10.5 | Approve Related-Party Transactions | Management | For | Abstain |
MAGNITOGORSK IRON & STEEL WORKS
MEETING DATE: MAY 20, 2011 |
||||
TICKER: MAGN
SECURITY ID: 559189204
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Approve Annual Report | Management | For | Did Not Vote |
1.2 | Approve Financial Statements | Management | For | Did Not Vote |
1.3 | Approve Allocation of Income | Management | For | Did Not Vote |
1.4 | Approve Dividends of RUB 0.33 per Share | Management | For | Did Not Vote |
2 | Amend Charter | Management | For | Did Not Vote |
3.1 | Elect Viktor Rashnikov as Director | Management | None | Did Not Vote |
3.2 | Elect Vitaly Bakhmetyev as Director | Management | None | Did Not Vote |
3.3 | Elect Boris Dubrovsky as Director | Management | None | Did Not Vote |
3.4 | Elect David Logan as Director | Management | None | Did Not Vote |
3.5 | Elect Nikolay Lyadov as Director | Management | None | Did Not Vote |
3.6 | Elect Zumrud Rustanova as Director | Management | None | Did Not Vote |
3.7 | Elect Bernard Sucher as Director | Management | None | Did Not Vote |
3.8 | Elect Oleg Fedonin as Director | Management | None | Did Not Vote |
3.9 | Elect David Herman as Director | Management | None | Did Not Vote |
3.10 | Elect Peter Charow as Director | Management | None | Did Not Vote |
3.11 | Elect Arkady Chernov as Director | Management | None | Did Not Vote |
4.1 | Recall OOO Management Company MMK (Managing Company) as Company's Executive Body | Management | For | Did Not Vote |
4.2a | Elect Vitaly Bakhmetyev as General Director | Management | None | Did Not Vote |
4.2b | Elect Boris Dubrovsky as General Director | Management | None | Did Not Vote |
5.1 | Elect Igor Vier as Member of Audit Commission | Management | For | Did Not Vote |
5.2 | Elect Dmitry Lyadov as Member of Audit Commission | Management | For | Did Not Vote |
5.3 | Elect Yevgeny Kebenko as Member of Audit Commission | Management | For | Did Not Vote |
5.4 | Elect Aleksandr Maslennikov as Member of Audit Commission | Management | For | Did Not Vote |
5.5 | Elect Aleksey Zaytsev as Member of Audit Commission | Management | For | Did Not Vote |
5.6 | Elect Yaroslav Letimin as Member of Audit Commission | Management | For | Did Not Vote |
5.7 | Elect Oksana Lyuldina as Member of Audit Commission | Management | For | Did Not Vote |
5.8 | Elect Ilya Postolov as Member of Audit Commission | Management | For | Did Not Vote |
5.9 | Elect Galina Akimova as Member of Audit Commission | Management | For | Did Not Vote |
5.10 | Elect Boris Chistov as Member of Audit Commission | Management | For | Did Not Vote |
5.11 | Elect Olga Nazarova as Member of Audit Commission | Management | For | Did Not Vote |
5.12 | Elect Elena Artamonova as Member of Audit Commission | Management | For | Did Not Vote |
6 | Ratify ZAO KPMG as Auditor | Management | For | Did Not Vote |
7 | Approve Remuneration of Directors | Management | For | Did Not Vote |
8 | Approve Remuneration of Members of Audit Commission | Management | For | Did Not Vote |
9.1 | Approve New Edition of Regulations on Board of Directors | Management | For | Did Not Vote |
9.2 | Approve New Edition of Regulations on Management | Management | For | Did Not Vote |
9.3 | Approve New Edition of Regulations on Audit Commission | Management | For | Did Not Vote |
10.1 | Preapprove Related-Party Transactions Re: Metal Supply | Management | For | Did Not Vote |
10.2 | Approve Related-Party Transaction Re: Bond Agreement | Management | For | Did Not Vote |
10.3 | Approve Related-Party Transaction Re: Bond Agreement | Management | For | Did Not Vote |
10.4 | Approve Related-Party Transaction Re: Bond Agreement | Management | For | Did Not Vote |
10.5 | Approve Related-Party Transaction Re: Bond Agreement | Management | For | Did Not Vote |
10.6 | Approve Related-Party Transaction Re: Bond Agreement | Management | For | Did Not Vote |
MAKITA CORP.
MEETING DATE: JUN 28, 2011 |
||||
TICKER: 6586
SECURITY ID: J39584107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 51 | Management | For | For |
2.1 | Elect Director Goto, Masahiko | Management | For | For |
2.2 | Elect Director Kanzaki, Yasuhiko | Management | For | For |
2.3 | Elect Director Torii, Tadayoshi | Management | For | For |
2.4 | Elect Director Hori, Shiro | Management | For | For |
2.5 | Elect Director Kato, Tomoyasu | Management | For | For |
2.6 | Elect Director Asanuma, Tadashi | Management | For | For |
2.7 | Elect Director Niwa, Hisayoshi | Management | For | For |
2.8 | Elect Director Tomita, Shinichiro | Management | For | For |
2.9 | Elect Director Kaneko, Tetsuhisa | Management | For | For |
2.10 | Elect Director Aoki, Yoji | Management | For | For |
2.11 | Elect Director Yokoyama, Motohiko | Management | For | For |
3 | Appoint Statutory Auditor Nakamura, Masafumi | Management | For | For |
4 | Approve Annual Bonus Payment to Directors | Management | For | For |
MAKO SURGICAL CORP.
MEETING DATE: JUN 16, 2011 |
||||
TICKER: MAKO
SECURITY ID: 560879108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director S. Morry Blumenfeld, Ph.D. | Management | For | For |
1.2 | Elect Director John G. Freund, M.D. | Management | For | For |
1.3 | Elect Director William D. Pruitt | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
MANULIFE FINANCIAL CORPORATION
MEETING DATE: MAY 05, 2011 |
||||
TICKER: MFC
SECURITY ID: 56501R106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Linda B. Bammann | Management | For | For |
1.2 | Elect Director Joseph P. Caron | Management | For | For |
1.3 | Elect Director John M. Cassaday | Management | For | For |
1.4 | Elect Director Gail C. A. Cook-Bennett | Management | For | For |
1.5 | Elect Director Thomas P. d'Aquino | Management | For | For |
1.6 | Elect Director Richard B. DeWolfe | Management | For | For |
1.7 | Elect Director Robert E. Dineen Jr. | Management | For | For |
1.8 | Elect Director Donald A. Guloien | Management | For | For |
1.9 | Elect Director Scott M. Hand | Management | For | For |
1.10 | Elect Director Robert J. Harding | Management | For | For |
1.11 | Elect Director Luther S. Helms | Management | For | For |
1.12 | Elect Director Donald R. Lindsay | Management | For | For |
1.13 | Elect Director Lorna R. Marsden | Management | For | For |
1.14 | Elect Director John R.V. Palmer | Management | For | For |
1.15 | Elect Director Hugh W. Sloan Jr. | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
4.1 | Critical Mass of Qualified Women on the Board | Shareholder | Against | Against |
4.2 | Adopt a Policy Stipulating an Internal Pay Ratio | Shareholder | Against | Against |
MARATHON OIL CORPORATION
MEETING DATE: APR 27, 2011 |
||||
TICKER: MRO
SECURITY ID: 565849106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Gregory H. Boyce | Management | For | For |
2 | Elect Director Pierre Brondeau | Management | For | For |
3 | Elect Director Clarence P. Cazalot, Jr. | Management | For | For |
4 | Elect Director David A. Daberko | Management | For | For |
5 | Elect Director William L. Davis | Management | For | For |
6 | Elect Director Shirley Ann Jackson | Management | For | For |
7 | Elect Director Philip Lader | Management | For | For |
8 | Elect Director Charles R. Lee | Management | For | For |
9 | Elect Director Michael E. J. Phelps | Management | For | For |
10 | Elect Director Dennis H. Reilley | Management | For | For |
11 | Elect Director Seth E. Schofield | Management | For | For |
12 | Elect Director John W. Snow | Management | For | For |
13 | Elect Director Thomas J. Usher | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Provide Right to Call Special Meeting | Management | For | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
17 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
18 | Report on Accident Risk Reduction Efforts | Shareholder | Against | Abstain |
MARUBENI CORP.
MEETING DATE: JUN 21, 2011 |
||||
TICKER: 8002
SECURITY ID: J39788138
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Katsumata, Nobuo | Management | For | For |
1.2 | Elect Director Asada, Teruo | Management | For | For |
1.3 | Elect Director Sekiyama, Mamoru | Management | For | For |
1.4 | Elect Director Ota, Michihiko | Management | For | For |
1.5 | Elect Director Kawai, Shinji | Management | For | For |
1.6 | Elect Director Sonobe, Shigemasa | Management | For | For |
1.7 | Elect Director Yamazoe, Shigeru | Management | For | For |
1.8 | Elect Director Akiyoshi, Mitsuru | Management | For | For |
1.9 | Elect Director Nomura, Yutaka | Management | For | For |
1.10 | Elect Director Okada, Daisuke | Management | For | For |
1.11 | Elect Director Nakamura, Yukichi | Management | For | For |
1.12 | Elect Director Ogura, Toshiyuki | Management | For | For |
1.13 | Elect Director Ishikawa, Shigeaki | Management | For | For |
2 | Appoint Statutory Auditor Sakishima, Takafumi | Management | For | For |
MASSEY ENERGY COMPANY
MEETING DATE: OCT 06, 2010 |
||||
TICKER: MEE
SECURITY ID: 576206106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Declassify the Board of Directors | Management | For | For |
2 | Eliminate Cumulative Voting | Management | For | For |
3 | Reduce Supermajority Vote Requirement Relating to Bylaw Amendments | Management | For | For |
4 | Reduce Supermajority Vote Requirement Relating to Business Combinations | Management | For | For |
5 | Provide Right to Call Special Meeting | Management | For | For |
6 | Increase Authorized Common Stock | Management | For | For |
MASTERCARD INCORPORATED
MEETING DATE: SEP 21, 2010 |
||||
TICKER: MA
SECURITY ID: 57636Q104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Declassify the Board of Directors | Management | For | For |
2 | Reduce Supermajority Vote Requirement | Management | For | For |
3 | Amend Board Qualifications | Management | For | For |
4 | Amend Stock Ownership Limitations | Management | For | For |
5 | Adjourn Meeting | Management | For | For |
6.1 | Elect Director Nancy J. Karch | Management | For | For |
6.2 | Elect Director Jose Octavio Reyes Lagunes | Management | For | For |
6.3 | Elect Director Edward Suning Tian | Management | For | For |
6.4 | Elect Director Silvio Barzi | Management | For | For |
7 | Approve Executive Incentive Bonus Plan | Management | For | For |
8 | Ratify Auditors | Management | For | For |
MECHEL STEEL GROUP OAO
MEETING DATE: JUN 06, 2011 |
||||
TICKER: MTLR
SECURITY ID: 583840103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Annual Report | Management | For | For |
2 | Approve Financial Statements | Management | For | For |
3 | Approve Allocation of Income and Dividends | Management | For | For |
4.1 | Elect Igor Zyuzin as Director | Management | None | For |
4.2 | Elect Aleksandr Yevtushenko as Director | Management | None | For |
4.3 | Elect Yevgeny Mikhel as Director | Management | None | For |
4.4 | Elect Serafim Kolpakov as Director | Management | None | For |
4.5 | Elect Valentin Proskurnya as Director | Management | None | For |
4.6 | Elect Arthur Johnson as Director | Management | None | For |
4.7 | Elect Roger Gale as Director | Management | None | For |
4.8 | Elect Igor Kozhukhovsky as Director | Management | None | For |
4.9 | Elect Vladimir Gusev as Director | Management | None | For |
5.1 | Elect Yelena Pavlovskaya-Mokhnatkina as Member of Audit Commission | Management | For | For |
5.2 | Elect Natalya Mikhailova as Member of Audit Commission | Management | For | For |
5.3 | Elect Lyudmila Radishevskaya as Member of Audit Commission | Management | For | For |
6 | Ratify Auditor | Management | For | For |
7 | Approve New Edition of Charter | Management | For | For |
8 | Approve New Edition of Regulations on Management | Management | For | For |
9 | Approve New Edition of Regulations on Board of Directors | Management | For | For |
10 | Approve New Edition of Regulations on General Director | Management | For | For |
11.1 | Preapprove Related-Party Transactions Re: Loan Agreements | Management | For | For |
11.2 | Approve Related-Party Transaction Re: Collateral Agreement | Management | For | For |
11.3 | Approve Related-Party Transaction Re: Guarantee Agreement | Management | For | For |
MEDIVIR
MEETING DATE: MAY 05, 2011 |
||||
TICKER: MVIR B
SECURITY ID: W56151108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Chairman of Meeting | Management | For | Did Not Vote |
2 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
3 | Approve Agenda of Meeting | Management | For | Did Not Vote |
4 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
5 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
6 | Receive President's Report and Chairman's Report | Management | None | None |
7 | Receive Financial Statements and Statutory Reports | Management | None | None |
8 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
9 | Approve Treatment of Net Loss | Management | For | Did Not Vote |
10 | Approve Discharge of Board and President | Management | For | Did Not Vote |
11 | Determine Number of Members (5) and Deputy Members (0) of Board | Management | For | Did Not Vote |
12 | Approve Remuneration of Directors in the Amount of SEK 450,000 for Chairman and SEK 200,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors | Management | For | Did Not Vote |
13 | Reelect Bjorn Andersson, Anna Malm Bernsten, Ingemar Kihlstrom, Ron Long, and Goran Pettersson as Directors | Management | For | Did Not Vote |
14 | Authorize Chairman of Board and Representatives of Three of Company's Largest Shareholders to Serve on Nominating Committee | Management | For | Did Not Vote |
15 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
16 | Approve Creation of Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
MEDIVIR
MEETING DATE: MAY 05, 2011 |
||||
TICKER: MVIR B
SECURITY ID: W56151108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Chairman of Meeting | Management | For | Did Not Vote |
2 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
3 | Approve Agenda of Meeting | Management | For | Did Not Vote |
4 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
5 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
6 | Approve Issuance of Shares in Connection with Acquisition of BioPhausia AB | Management | For | Did Not Vote |
METCASH LTD
MEETING DATE: SEP 02, 2010 |
||||
TICKER: MTS
SECURITY ID: Q6014C106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports for the Fiscal Year Ended April 30, 2010 | Management | None | None |
2(a) | Elect Michael Butler as Director | Management | For | For |
2(b) | Elect Edwin Jankelowitz as Director | Management | For | For |
3 | Approve the Remuneration Report for the Fiscal Year Ended April 30, 2010 | Management | For | For |
4 | Approve the Performance Rights Plan | Management | For | For |
5 | Approve the Increase in Non-Executive Directors' Remuneration to A$1.3 Million per Annum | Management | For | For |
METRO INC.
MEETING DATE: JAN 25, 2011 |
||||
TICKER: MRU.A
SECURITY ID: 59162N109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marc DeSerres | Management | For | For |
1.2 | Elect Director Claude Dussault | Management | For | For |
1.3 | Elect Director Serge Ferland | Management | For | For |
1.4 | Elect Director Paule Gauthier | Management | For | For |
1.5 | Elect Director Paul Gobeil | Management | For | For |
1.6 | Elect Director Christian W.E. Haub | Management | For | For |
1.7 | Elect Director Michel Labonte | Management | For | For |
1.8 | Elect Director Eric R. La Fleche | Management | For | For |
1.9 | Elect Director Pierre H. Lessard | Management | For | For |
1.10 | Elect Director Marie-Jose Nadeau | Management | For | For |
1.11 | Elect Director Christian M. Paupe | Management | For | For |
1.12 | Elect Director Real Raymond | Management | For | For |
1.13 | Elect Director Michael T. Rosicki | Management | For | For |
1.14 | Elect Director John H. Tory | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
MICRO FOCUS INTERNATIONAL PLC
MEETING DATE: SEP 23, 2010 |
||||
TICKER: MCRO
SECURITY ID: G6117L103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Re-elect David Maloney as Director | Management | For | For |
5 | Re-elect Tom Skelton as Director | Management | For | For |
6 | Re-elect Paul Pester as Director | Management | For | For |
7 | Elect Nigel Clifford as Director | Management | For | For |
8 | Elect Karen Slatford as Director | Management | For | For |
9 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
10 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
11 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
12 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
13 | Authorise Market Purchase | Management | For | For |
14 | Authorise the Company to Call EGM with Two Weeks Notice | Management | For | For |
15 | Adopt New Articles of Association | Management | For | For |
MICROMET, INC.
MEETING DATE: JUN 23, 2011 |
||||
TICKER: MITI
SECURITY ID: 59509C105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Christian Itin, Ph.D. | Management | For | For |
1.2 | Elect Director Peter Johann, Ph.D. | Management | For | For |
1.3 | Elect Director Joseph P. Slattery | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
MICRUS ENDOVASCULAR CORPORATION
MEETING DATE: SEP 14, 2010 |
||||
TICKER: MEND
SECURITY ID: 59518V102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2.1 | Elect Director John T. Kilcoyne | Management | For | For |
2.2 | Elect Director Jeffrey H. Thiel | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Adjourn Meeting | Management | For | For |
MINTH GROUP LTD.
MEETING DATE: MAY 18, 2011 |
||||
TICKER: 00425
SECURITY ID: G6145U109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Declare Final Dividend | Management | For | For |
3 | Reelect Zhao Feng as Executive Director | Management | For | Against |
4 | Reelect Mikio Natsume as Non-Executive Director | Management | For | Against |
5 | Reelect Yu Zheng as Non-Executive Director | Management | For | Against |
6 | Elect Kawaguchi Kiyoshi as Executive Director | Management | For | Against |
7 | Elect He Dong Han as Non-Executive Director | Management | For | Against |
8 | Authorize Board to Fix Remuneration of Directors | Management | For | For |
9 | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
10 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
12 | Authorize Reissuance of Repurchased Shares | Management | For | For |
MIPS TECHNOLOGIES, INC.
MEETING DATE: NOV 11, 2010 |
||||
TICKER: MIPS
SECURITY ID: 604567107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kenneth L. Coleman | Management | For | For |
1.2 | Elect Director William M. Kelly | Management | For | For |
1.3 | Elect Director Sandeep Vij | Management | For | For |
2 | Ratify Auditors | Management | For | For |
MISYS PLC
MEETING DATE: AUG 13, 2010 |
||||
TICKER: MSY
SECURITY ID: G61572148
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Disposal by the Company of Majority of its Shareholding in Allscripts-Misys Healthcare Solutions Inc | Management | For | For |
2 | Approve Tender Offer | Management | For | For |
3 | Amend Omnibus Share Plan (Performance Conditions) | Management | For | For |
4 | Amend Omnibus Share Plan and Sharesave Scheme (Plan Limits) | Management | For | For |
5 | Amend Employees' Share Trust | Management | For | For |
MISYS PLC
MEETING DATE: SEP 29, 2010 |
||||
TICKER: MSY
SECURITY ID: G61572148
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Re-elect Mike Lawrie as Director | Management | For | For |
4 | Re-elect Jeff Ubben as Director | Management | For | For |
5 | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorise Their Remuneration | Management | For | For |
6 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
7 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
8 | Authorise Market Purchase | Management | For | For |
9 | Authorise EU Political Donations and Expenditure | Management | For | For |
10 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
11 | Adopt New Articles of Association | Management | For | For |
MISYS PLC
MEETING DATE: FEB 11, 2011 |
||||
TICKER: MSY
SECURITY ID: G61572148
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Acquisition of Sophis Group | Management | For | For |
2 | Approve Disposal by the Company of its Remaining Shareholding in Allscripts Healthcare Solutions Inc | Management | For | For |
MISYS PLC
MEETING DATE: FEB 11, 2011 |
||||
TICKER: MSY
SECURITY ID: G61572148
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Return of Cash to Shareholders | Management | For | For |
2 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
3 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
4 | Authorise Market Purchase | Management | For | For |
MITSUBISHI CORP.
MEETING DATE: JUN 24, 2011 |
||||
TICKER: 8058
SECURITY ID: J43830116
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 39 | Management | For | For |
2.1 | Elect Director Kojima, Yorihiko | Management | For | For |
2.2 | Elect Director Kobayashi, Ken | Management | For | For |
2.3 | Elect Director Ueda, Ryoichi | Management | For | For |
2.4 | Elect Director Yano, Masahide | Management | For | For |
2.5 | Elect Director Nabeshima, Hideyuki | Management | For | For |
2.6 | Elect Director Nakahara, Hideto | Management | For | For |
2.7 | Elect Director Fujimura, Kiyoshi | Management | For | For |
2.8 | Elect Director Nagai, Yasuo | Management | For | For |
2.9 | Elect Director Nomakuchi, Tamotsu | Management | For | For |
2.10 | Elect Director Ito, Kunio | Management | For | For |
2.11 | Elect Director Tsukuda, Kazuo | Management | For | Against |
2.12 | Elect Director Kato, Ryozo | Management | For | For |
2.13 | Elect Director Konno, Hidehiro | Management | For | For |
3 | Appoint Statutory Auditor Noma, Osamu | Management | For | For |
4 | Approve Annual Bonus Payment to Directors | Management | For | For |
MITSUBISHI ELECTRIC CORP.
MEETING DATE: JUN 29, 2011 |
||||
TICKER: 6503
SECURITY ID: J43873116
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Shimomura, Setsuhiro | Management | For | Against |
1.2 | Elect Director Yamanishi, Kenichiro | Management | For | Against |
1.3 | Elect Director Saito, Masanori | Management | For | Against |
1.4 | Elect Director Yoshimatsu, Hiroki | Management | For | Against |
1.5 | Elect Director Hashimoto, Noritomo | Management | For | Against |
1.6 | Elect Director Fujimoto, Ryosuke | Management | For | Against |
1.7 | Elect Director Sakuyama, Masaki | Management | For | Against |
1.8 | Elect Director Murayama, Hiroyoshi | Management | For | For |
1.9 | Elect Director Yanai, Shunji | Management | For | For |
1.10 | Elect Director Sasaki, Mikio | Management | For | Against |
1.11 | Elect Director Miki, Shigemitsu | Management | For | Against |
1.12 | Elect Director Makino, Fujiatsu | Management | For | For |
MITSUBISHI UFJ LEASE & FINANCE CO.
MEETING DATE: JUN 29, 2011 |
||||
TICKER: 8593
SECURITY ID: J4706D100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Obata, Naotaka | Management | For | For |
1.2 | Elect Director Hirata, Yoshio | Management | For | For |
1.3 | Elect Director Murata, Ryuuichi | Management | For | For |
1.4 | Elect Director Shiraishi, Tadashi | Management | For | For |
1.5 | Elect Director Momose, Kazuo | Management | For | For |
1.6 | Elect Director Miura, Takashi | Management | For | For |
1.7 | Elect Director Seki, Kazuo | Management | For | For |
1.8 | Elect Director Sakamoto, Koichi | Management | For | For |
1.9 | Elect Director Saimura, Koji | Management | For | For |
1.10 | Elect Director Ito, Taichi | Management | For | For |
1.11 | Elect Director Ishikawa, Tadashi | Management | For | Against |
1.12 | Elect Director Takeuchi, Hideshi | Management | For | For |
1.13 | Elect Director Inomata, Hajime | Management | For | For |
1.14 | Elect Director Matsubayashi, Takami | Management | For | Against |
2.1 | Appoint Statutory Auditor Tsuji, Makoto | Management | For | For |
2.2 | Appoint Statutory Auditor Oda, Hiromasa | Management | For | For |
2.3 | Appoint Statutory Auditor Imagawa, Tatsunori | Management | For | Against |
2.4 | Appoint Statutory Auditor Tokumitsu, Shoji | Management | For | Against |
MITSUI & CO.
MEETING DATE: JUN 24, 2011 |
||||
TICKER: 8031
SECURITY ID: J44690139
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 27 | Management | For | For |
2.1 | Elect Director Utsuda, Shoei | Management | For | For |
2.2 | Elect Director Iijima, Masami | Management | For | For |
2.3 | Elect Director Tanaka, Seiichi | Management | For | For |
2.4 | Elect Director Omae, Takao | Management | For | For |
2.5 | Elect Director Komai, Masayoshi | Management | For | For |
2.6 | Elect Director Kawashima, Fuminobu | Management | For | For |
2.7 | Elect Director Saiga, Daisuke | Management | For | For |
2.8 | Elect Director Okada, Joji | Management | For | For |
2.9 | Elect Director Kinoshita, Masayuki | Management | For | For |
2.10 | Elect Director Matsubara, Nobuko | Management | For | For |
2.11 | Elect Director Nonaka, Ikujiro | Management | For | For |
2.12 | Elect Director Hirabayashi, Hiroshi | Management | For | For |
2.13 | Elect Director Muto, Toshiro | Management | For | For |
3.1 | Appoint Statutory Auditor Miura, Satoru | Management | For | For |
3.2 | Appoint Statutory Auditor Murakami, Motonori | Management | For | For |
MIZUHO FINANCIAL GROUP INC.
MEETING DATE: JUN 21, 2011 |
||||
TICKER: 8411
SECURITY ID: J4599L102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 6 | Management | For | For |
2 | Amend Articles To Increase Authorized Capital | Management | For | For |
3.1 | Elect Director Sato, Yasuhiro | Management | For | For |
3.2 | Elect Director Nishizawa, Junichi | Management | For | For |
3.3 | Elect Director Tsuchiya, Mitsuaki | Management | For | For |
3.4 | Elect Director Kono, Masaaki | Management | For | For |
3.5 | Elect Director Nomiyama, Akihiko | Management | For | For |
3.6 | Elect Director Ohashi, Mitsuo | Management | For | For |
3.7 | Elect Director Anraku, Kanemitsu | Management | For | For |
4.1 | Appoint Statutory Auditor Shigeji, Yoshinobu | Management | For | For |
4.2 | Appoint Statutory Auditor Iyoda, Toshinari | Management | For | For |
4.3 | Appoint Statutory Auditor Imai, Isao | Management | For | For |
5 | Amend Articles to Require Sound Corporate Evaluations | Shareholder | Against | Against |
6 | Amend Articles to Require Appointment of a Committee to Investigate Evaluations by Mizuho Subsidiaries Later Ruled to be At Least 50 Percent Underestimates or 100 Percent Overstatements (viz. Kanebo) | Shareholder | Against | Against |
7 | Amend Articles to Require Subsidiaries Owning Shares in Allied Firms to Vote Shares Appropriately | Shareholder | Against | Against |
8 | Amend Articles to Require Disclosure of Individual Breakdown of Director and Officer Compensation, including Payments to Former Directors and Officers | Shareholder | Against | Against |
9 | Amend Articles to Mandate All Possible Measures to Avoid ATM System Outages | Shareholder | Against | Against |
10 | Amend Articles to Relax Limit to Allow Shareholder Proposal Justification Statements Up to 4,000 Characters | Shareholder | Against | Against |
MKS INSTRUMENTS, INC.
MEETING DATE: MAY 02, 2011 |
||||
TICKER: MKSI
SECURITY ID: 55306N104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John R. Bertucci | Management | For | For |
1.2 | Elect Director Robert R. Anderson | Management | For | For |
1.3 | Elect Director Gregory R. Beecher | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
MMC NORILSK NICKEL
MEETING DATE: MAR 11, 2011 |
||||
TICKER: GMKN
SECURITY ID: 46626D108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (White Card) | ||||
1 | Shareholder Proposal: Approve Early Termination of Powers of Board of Directors | Shareholder | For | For |
2.1 | Shareholder Proposal: Elect Boris Bakal as Director | Shareholder | Against | Against |
2.2 | Shareholder Proposal: Elect Enos Ned Benda as Director | Shareholder | For | Against |
2.3 | Shareholder Proposal: Elect Sergey Barbashev as Director | Shareholder | Against | Against |
2.4 | Shareholder Proposal: Elect Aleksey Bashkirov as Director | Shareholder | Against | Against |
2.5 | Shareholder Proposal: Elect Lucian Bebchuk as Director | Shareholder | For | For |
2.6 | Shareholder Proposal: Elect Andrey Bugrov as Director | Shareholder | Against | Against |
2.7 | Shareholder Proposal: Elect Terence Antony Wilkinson as Director | Shareholder | For | Against |
2.8 | Shareholder Proposal: Elect Aleksandr Voloshin as Director | Shareholder | For | Against |
2.9 | Shareholder Proposal: Elect Artem Volynets as Director | Shareholder | Against | Against |
2.10 | Shareholder Proposal: Elect Oleg Deripaska as Director | Shareholder | Against | Against |
2.11 | Shareholder Proposal: Elect Claude Dauphin as Director | Shareholder | For | Against |
2.12 | Shareholder Proposal: Elect Marianna Zakharova as Director | Shareholder | Against | Against |
2.13 | Shareholder Proposal: Elect Larisa Zelkova as Director | Shareholder | Against | Against |
2.14 | Shareholder Proposal: Elect Olga Zinovyeva as Director | Shareholder | Against | Against |
2.15 | Shareholder Proposal: Elect Vladimir Kantorovich as Director | Shareholder | Against | Against |
2.16 | Shareholder Proposal: Elect Andrey Klishas as Director | Shareholder | Against | Against |
2.17 | Shareholder Proposal: Elect Simon Matthew Collins as Director | Shareholder | For | Against |
2.18 | Shareholder Proposal: Elect John Theodore Lindquist as Director | Shareholder | For | Against |
2.19 | Shareholder Proposal: Elect Bradford Alan Mills as Director | Shareholder | For | For |
2.20 | Shareholder Proposal: Elect Ardavan Moshiri as Director | Shareholder | For | Against |
2.21 | Shareholder Proposal: Elect Oscar Ratsin as Director | Shareholder | For | Against |
2.22 | Shareholder Proposal: Elect Nathaniel Rothschild as Director | Shareholder | Against | Against |
2.23 | Shareholder Proposal: Elect Maksim Sokov as Director | Shareholder | Against | Against |
2.24 | Shareholder Proposal: Elect Vladimir Strzhalkovsky as Director | Shareholder | Against | Against |
2.25 | Shareholder Proposal: Elect Vasily Titov as Director | Shareholder | For | Against |
2.26 | Shareholder Proposal: Elect John Claude Fast as Director | Shareholder | For | Against |
2.27 | Shareholder Proposal: Elect John Gerard Holden as Director | Shareholder | For | Against |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (Green Card) | ||||
1 | Approve Early Termination of Powers of Board of Directors | Shareholder | For | Did Not Vote |
2.1 | Elect Director Lucian Bebchuk | Shareholder | For | Did Not Vote |
2.2 | Elect Director John Gerard Holden | Shareholder | For | Did Not Vote |
MODERN TIMES GROUP AB
MEETING DATE: OCT 21, 2010 |
||||
TICKER: MTGB
SECURITY ID: W56523116
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Elect Chairman of Meeting | Management | For | Did Not Vote |
3 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
4 | Approve Agenda of Meeting | Management | For | Did Not Vote |
5 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
6 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
7 | Approve Distribution of All Shares in CDON Group AB | Management | For | Did Not Vote |
8 | Close Meeting | Management | None | None |
MORI TRUST SOGO REIT INC.
MEETING DATE: JUN 15, 2011 |
||||
TICKER: 8961
SECURITY ID: J4664Q101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles To Reflect Changes in Law - Amend Permitted Investment Types - Amend Compensation Payment Cycle for Asset Management Firm | Management | For | For |
2 | Elect Executive Director Horino, Satoshi | Management | For | For |
3 | Elect Alternate Executive Director Yamamoto, Michio | Management | For | For |
4.1 | Elect Supervisory Director Tanaka, Kiyoshi | Management | For | For |
4.2 | Elect Supervisory Director Imao, Kanehisa | Management | For | For |
MS&AD INSURANCE GROUP HOLDINGS
MEETING DATE: JUN 29, 2011 |
||||
TICKER: 8725
SECURITY ID: J4687C105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 27 | Management | For | For |
2.1 | Elect Director Egashira, Toshiaki | Management | For | For |
2.2 | Elect Director Tateyama, Ichiro | Management | For | For |
2.3 | Elect Director Karasawa, Yasuyoshi | Management | For | For |
2.4 | Elect Director Suzuki, Hisahito | Management | For | For |
2.5 | Elect Director Fujimoto, Susumu | Management | For | For |
2.6 | Elect Director Horimoto, Shuuhei | Management | For | For |
2.7 | Elect Director Yoneda, Masanori | Management | For | For |
2.8 | Elect Director Tsuchiya, Mitsuhiro | Management | For | For |
2.9 | Elect Director Iijima, Ichiro | Management | For | For |
2.10 | Elect Director Seki, Toshihiko | Management | For | For |
2.11 | Elect Director Watanabe, Akira | Management | For | For |
2.12 | Elect Director Umezu, Mitsuhiro | Management | For | For |
2.13 | Elect Director Tsunoda, Daiken | Management | For | For |
3.1 | Appoint Statutory Auditor Ikeda, Katsuaki | Management | For | For |
3.2 | Appoint Statutory Auditor Nakamura, Masayoshi | Management | For | For |
NATIONAL AUSTRALIA BANK LIMITED
MEETING DATE: DEC 16, 2010 |
||||
TICKER: NAB
SECURITY ID: Q65336119
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive the Financial Statements and Statutory Reports for the Fiscal Year Ended Sept. 30. 2010 | Management | None | None |
2a | Elect Patricia Cross as a Director | Management | For | For |
2b | Elect Danny Gilbert as a Director | Management | For | For |
2c | Elect Jillian Segal as a Director | Management | For | For |
2d | Elect Malcolm Williamson as a Director | Management | For | For |
2e | Elect Anthony Yuen as a Director | Management | For | For |
3 | Approve the Remuneration Report for the Fiscal Year Ended Sept. 30, 2010 | Management | For | For |
4a | Approve the Grant of Up to A$4.42 Million Worth of Shares Under the Company's Staff Share Ownership Plan to Cameron Clyne, Group Chief Executive Officer | Management | For | Against |
4b | Approve the Grant of Up to A$1.85 Million Worth of Shares Under the Company's Staff Share Ownership Plan to Mark Joiner, Executive Director | Management | For | Against |
4c | Approve the Grant of Up to A$1.92 Million Worth of Shares Under the Company's Staff Share Ownership Plan to Michael Ullmer, Executive Director | Management | For | Against |
5 | Approve the Provision of Termination Benefits to T. Burns Upon Cessation of Employment | Management | For | For |
6a | Approve the Selective Buyback of Up to 600 Unpaid 2008 Preference Shares of the Company | Management | For | For |
6b | Approve the Reduction of Capital of the 2008 Stapled Securities Issued on Sept. 24, 2008 | Management | For | For |
6c | Approve the Selective Buyback of Up to 1,000 Unpaid 2009 Preference Shares of the Company | Management | For | For |
6d | Approve the Reduction of Capital of the 2009 Stapled Securitites Issued on Sept. 30, 2009 | Management | For | For |
NATIONAL BANK OF CANADA
MEETING DATE: MAR 30, 2011 |
||||
TICKER: NA
SECURITY ID: 633067103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lawrence S. Bloomberg | Management | For | For |
1.2 | Elect Director Andre Caille | Management | For | For |
1.3 | Elect Director Gerard Coulombe | Management | For | For |
1.4 | Elect Director Bernard Cyr | Management | For | For |
1.5 | Elect Director Gillian H. Denham | Management | For | For |
1.6 | Elect Director Nicole Diamond-Gelinas | Management | For | For |
1.7 | Elect Director Jean Douville | Management | For | For |
1.8 | Elect Director Jean Gaulin | Management | For | For |
1.9 | Elect Director Paul Gobeil | Management | For | For |
1.10 | Elect Director Jean Houde | Management | For | For |
1.11 | Elect Director Louise Laflamme | Management | For | For |
1.12 | Elect Director Roseann Runte | Management | For | For |
1.13 | Elect Director Marc P. Tellier | Management | For | For |
1.14 | Elect Director Pierre Thabet | Management | For | For |
1.15 | Elect Director Louis Vachon | Management | For | For |
2 | Advisory Vote on Executive Compensation Approach | Management | For | For |
3 | Ratify Samson Belair/Deloitte and Touche as Auditors | Management | For | For |
4 | Adopt a Policy Stipulating an Internal Pay Ratio | Shareholder | Against | Against |
5 | Abolition of Subsidiaries and Branches in Tax Havens | Shareholder | Against | Against |
6 | Additional Information Regarding Peer Comparisons of Compensation | Shareholder | Against | Against |
NATIXIS
MEETING DATE: MAY 26, 2011 |
||||
TICKER: KN
SECURITY ID: F6483L100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 0.23 per Share | Management | For | For |
4 | Approve Stock Dividend Program (Cash or Shares) | Management | For | For |
5 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
6 | Approve Severance Payment Agreement with Laurent Mignon | Management | For | For |
7 | Ratify Appointment of Philippe Queuille as Director | Management | For | For |
8 | Ratify Appointment of Jean-Bernard Mateu as Director | Management | For | For |
9 | Ratify Appointment of Christel Bories as Director | Management | For | For |
10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Against |
11 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
12 | Approve 7-for-1 Reverse Stock Split and Amend Bylaws Accordingly | Management | For | For |
13 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 3 Billion | Management | For | For |
14 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 3 Billion | Management | For | For |
15 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | Management | For | For |
16 | Approve Issuance of up to 20 Percent of Issued Capital Per Year for a Private Placement, up to Aggregate Nominal Amount of EUR 3 Billion | Management | For | For |
17 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
18 | Authorize Capitalization of Reserves of Up to EUR 3 Billion for Bonus Issue or Increase in Par Value | Management | For | For |
19 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
20 | Approve Employee Stock Purchase Plan | Management | For | Against |
21 | Amend Article 22 of Bylaws Re: General Meetings | Management | For | For |
22 | Amend Article 9 of Bylaws Re: Shareholding Requirements for Directors | Management | For | For |
23 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
NETAPP, INC.
MEETING DATE: AUG 31, 2010 |
||||
TICKER: NTAP
SECURITY ID: 64110D104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffry R. Allen | Management | For | For |
1.2 | Elect Director Alan L. Earhart | Management | For | For |
1.3 | Elect Director Thomas Georgens | Management | For | For |
1.4 | Elect Director Gerald Held | Management | For | For |
1.5 | Elect Director Nicholas G. Moore | Management | For | For |
1.6 | Elect Director T. Michael Nevens | Management | For | For |
1.7 | Elect Director George T. Shaheen | Management | For | For |
1.8 | Elect Director Robert T. Wall | Management | For | For |
1.9 | Elect Director Daniel J. Warmenhoven | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
NEUROCRINE BIOSCIENCES, INC.
MEETING DATE: MAY 25, 2011 |
||||
TICKER: NBIX
SECURITY ID: 64125C109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kevin C. Gorman | Management | For | For |
1.2 | Elect Director Gary A. Lyons | Management | For | For |
1.3 | Elect Director William H. Rastetter | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Declassify the Board of Directors | Shareholder | Against | For |
6 | Ratify Auditors | Management | For | For |
NEXT PLC
MEETING DATE: MAY 19, 2011 |
||||
TICKER: NXT
SECURITY ID: G6500M106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Re-elect Christos Angelides as Director | Management | For | For |
5 | Re-elect Steve Barber as Director | Management | For | For |
6 | Re-elect John Barton as Director | Management | For | For |
7 | Re-elect Christine Cross as Director | Management | For | For |
8 | Re-elect Jonathan Dawson as Director | Management | For | For |
9 | Re-elect David Keens as Director | Management | For | For |
10 | Elect Francis Salway as Director | Management | For | For |
11 | Re-elect Andrew Varley as Director | Management | For | For |
12 | Re-elect Simon Wolfson as Director | Management | For | For |
13 | Reappoint Ernst & Young LLP as Auditors and Authorise the Board to Determine Their Remuneration | Management | For | For |
14 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
15 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
16 | Authorise Market Purchase | Management | For | For |
17 | Authorise Off-Market Purchase | Management | For | For |
18 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
NHK SPRING CO.
MEETING DATE: JUN 29, 2011 |
||||
TICKER: 5991
SECURITY ID: J49162126
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 8 | Management | For | For |
2.1 | Elect Director Sasaki, Kenji | Management | For | For |
2.2 | Elect Director Tamamura, Kazumi | Management | For | For |
2.3 | Elect Director Yamaguchi, Tsutomu | Management | For | For |
2.4 | Elect Director Yamazaki, Akira | Management | For | For |
2.5 | Elect Director Hara, Shoichi | Management | For | For |
2.6 | Elect Director Itoi, Takao | Management | For | For |
3 | Appoint Statutory Auditor Takahashi, Hidetoshi | Management | For | For |
4 | Appoint Alternate Statutory Auditor Sue, Keiichiro | Management | For | For |
NHN CORP.
MEETING DATE: MAR 25, 2011 |
||||
TICKER: 035420
SECURITY ID: Y6347M103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements | Management | For | For |
2 | Amend Articles of Incorporation | Management | For | For |
3.1.1 | Reelect Kim Sang-Heon as Inside Director | Management | For | Against |
3.1.2 | Reelect Lee Joon-Ho as Inside Director | Management | For | Against |
3.1.3 | Reelect Hwang In-Joon as Inside Director | Management | For | Against |
3.2 | Reelct Yoon Jae-Seung as Outside Director | Management | For | Against |
4 | Reelect Yoon Jae-Seung as Member of Audit Committee | Management | For | For |
5 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
NICHI-IKO PHARMACEUTICAL CO. LTD.
MEETING DATE: FEB 25, 2011 |
||||
TICKER: 4541
SECURITY ID: J49614100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, With a Final Dividend of JPY 17 | Management | For | For |
2 | Amend Articles To Decrease Maximum Board Size | Management | For | Against |
3.1 | Elect Director Yuuichi Tamura | Management | For | For |
3.2 | Elect Director Toshinori Kongouji | Management | For | For |
3.3 | Elect Director Shuukou Urayama | Management | For | For |
3.4 | Elect Director Kenji Akane | Management | For | For |
3.5 | Elect Director Taizan Kawakami | Management | For | For |
3.6 | Elect Director Eiichi Machida | Management | For | For |
3.7 | Elect Director Shigeo Takagi | Management | For | For |
4.1 | Appoint Statutory Auditor Shigekatsu Kumada | Management | For | For |
4.2 | Appoint Statutory Auditor Hajime Imamura | Management | For | For |
4.3 | Appoint Statutory Auditor Shinichirou Handa | Management | For | For |
5 | Approve Takeover Defense Plan (Poison Pill) | Management | For | Against |
NIKO RESOURCES LTD.
MEETING DATE: SEP 09, 2010 |
||||
TICKER: NKO
SECURITY ID: 653905109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Six | Management | For | For |
2 | Elect Edward S. Sampson, C. J. (Jim) Cummings, Walter DeBoni, William T. Hornaday, Conrad P. Kathol, and Wendell W. Robinson as Directors | Management | For | Withhold |
3 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Approve Unallocated Options Under the Stock Option Plan | Management | For | For |
5 | Approve Stock Option Plan Grants | Management | For | For |
NIPPON ELECTRIC GLASS CO. LTD.
MEETING DATE: JUN 29, 2011 |
||||
TICKER: 5214
SECURITY ID: J53247110
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 7 | Management | For | For |
2.1 | Elect Director Izutsu, Yuuzo | Management | For | For |
2.2 | Elect Director Arioka, Masayuki | Management | For | For |
2.3 | Elect Director Ito, Shuuji | Management | For | For |
2.4 | Elect Director Yokota, Masanori | Management | For | For |
2.5 | Elect Director Yamamoto, Shigeru | Management | For | For |
2.6 | Elect Director Inamasu, Koichi | Management | For | For |
2.7 | Elect Director Miyake, Masahiro | Management | For | For |
2.8 | Elect Director Kitagawa, Tamotsu | Management | For | For |
2.9 | Elect Director Matsumoto, Motoharu | Management | For | For |
3.1 | Appoint Statutory Auditor Miyamoto, Nobuhiro | Management | For | For |
3.2 | Appoint Statutory Auditor Kishi, Fujio | Management | For | For |
3.3 | Appoint Statutory Auditor Hamaoka, Mineya | Management | For | For |
4 | Appoint Alternate Statutory Auditor Kimura, keijiro | Management | For | For |
5 | Approve Annual Bonus Payment to Directors | Management | For | For |
NIPPON TELEVISION NETWORK CORP.
MEETING DATE: JUN 29, 2011 |
||||
TICKER: 9404
SECURITY ID: J56171101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 200 | Management | For | For |
2 | Amend Articles To Amend Business Lines | Management | For | For |
3 | Approve Takeover Defense Plan (Poison Pill) | Management | For | Against |
4.1 | Elect Director Hosokawa, Noritada | Management | For | For |
4.2 | Elect Director Okubo, Yoshio | Management | For | For |
4.3 | Elect Director Tamura, Shinichi | Management | For | For |
4.4 | Elect Director Nose, Yasuhiro | Management | For | For |
4.5 | Elect Director Watanabe, Hiroshi | Management | For | For |
4.6 | Elect Director Kobayashi, Hirotaka | Management | For | For |
4.7 | Elect Director Kosugi, Yoshinobu | Management | For | For |
4.8 | Elect Director Maruyama, Kimio | Management | For | For |
4.9 | Elect Director Watanabe, Tsuneo | Management | For | For |
4.10 | Elect Director Maeda, Hiroshi | Management | For | For |
4.11 | Elect Director Tsutsumi, Seiji | Management | For | For |
4.12 | Elect Director Imai, Takashi | Management | For | For |
4.13 | Elect Director Sato, Ken | Management | For | For |
4.14 | Elect Director Kakizoe, Tadao | Management | For | For |
4.15 | Elect Director Mutai, Takeo | Management | For | For |
5.1 | Appoint Statutory Auditor Kase, Kenji | Management | For | Against |
5.2 | Appoint Statutory Auditor Shiraishi, Kojiro | Management | For | Against |
6 | Appoint Alternate Statutory Auditor Kobayashi, Takashi | Management | For | For |
NITTO BOSEKI CO. LTD.
MEETING DATE: JUN 29, 2011 |
||||
TICKER: 3110
SECURITY ID: J58364118
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 5 | Management | For | For |
2.1 | Elect Director Minamizono, Katsumi | Management | For | For |
2.2 | Elect Director Shimizu, Hideaki | Management | For | For |
2.3 | Elect Director Nozaki, Yuu | Management | For | For |
2.4 | Elect Director Suyama, Satoshi | Management | For | For |
2.5 | Elect Director Kusano, Hideo | Management | For | For |
2.6 | Elect Director Hirayama, Norio | Management | For | For |
2.7 | Elect Director Hama, Kunihisa | Management | For | For |
3.1 | Appoint Statutory Auditor Imoto, Kenji | Management | For | For |
3.2 | Appoint Statutory Auditor Yamauchi, Shizuhiro | Management | For | Against |
4 | Approve Takeover Defense Plan (Poison Pill) | Management | For | Against |
NOBLE CORPORATION
MEETING DATE: APR 29, 2011 |
||||
TICKER: N0L
SECURITY ID: H5833N103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lawrence J. Chazen | Management | For | For |
1.2 | Elect Director Jon A. Marshall | Management | For | For |
1.3 | Elect Director Mary P. Ricciardello | Management | For | For |
2 | Accept Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Creation of Reserve Through Appropriation of Retained Earnings. | Management | For | For |
4 | Approve CHF 38.4 Million Reduction in Share Capital | Management | For | For |
5 | Approve Extension of CHF 133 Million Pool of Capital without Preemptive Rights | Management | For | For |
6 | Approve CHF 143 Million Reduction in Share Capital and Repayment of CHF 0.13 per Share | Management | For | For |
7 | Ratify PricewaterhouseCoopers LLP as Independent Registered Public Accounting Firm and PricewaterhouseCoopers AG as Statutory Auditor | Management | For | For |
8 | Approve Discharge of Board and Senior Management | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
10 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
NOBLE ENERGY, INC.
MEETING DATE: APR 26, 2011 |
||||
TICKER: NBL
SECURITY ID: 655044105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Jeffrey L. Berenson | Management | For | For |
2 | Elect Director Michael A. Cawley | Management | For | For |
3 | Elect Director Edward F. Cox | Management | For | For |
4 | Elect Director Charles D. Davidson | Management | For | For |
5 | Elect Director Thomas J. Edelman | Management | For | For |
6 | Elect Director Eric P. Grubman | Management | For | For |
7 | Elect Director Kirby L. Hedrick | Management | For | For |
8 | Elect Director Scott D. Urban | Management | For | For |
9 | Elect Director William T. Van Kleef | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
13 | Amend Omnibus Stock Plan | Management | For | Against |
NOBLE GROUP LTD.
MEETING DATE: APR 29, 2011 |
||||
TICKER: N21
SECURITY ID: G6542T119
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Adopt Financial Statements and Directors' and Auditors' Reports | Management | For | For |
2 | Declare Final Dividend of $0.025 Per Share | Management | For | For |
3 | Reelect Robert Tze Leung Chan as Director | Management | For | For |
4 | Reelect Ricardo Leiman as Director | Management | For | For |
5 | Reelect Edward Walter Rubin as Director | Management | For | For |
6 | Approve Directors' Fees for the Year Ended Dec. 31, 2010 | Management | For | For |
7 | Reappoint Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
8 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
9 | Authorize Share Repurchase Program | Management | For | For |
10 | Approve Issuance of Shares and Grant of Options Pursuant to the Noble Group Share Option Scheme 2004 | Management | For | Against |
11 | Approve Issuance of Shares Pursuant to the Noble Group Limited Scrip Dividend Scheme | Management | For | For |
12 | Approve Issuance of Shares and Grant of Awards Pursuant to the Noble Group Performance Share Plan | Management | For | Against |
13 | Amend Bye-Laws of the Company | Management | For | For |
NOK CORP.
MEETING DATE: JUN 24, 2011 |
||||
TICKER: 7240
SECURITY ID: J54967104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 7.5 | Management | For | For |
2.1 | Elect Director Tsuru, Masato | Management | For | For |
2.2 | Elect Director Hatsuzawa, Hideo | Management | For | For |
2.3 | Elect Director Kokai, Shigekazu | Management | For | For |
2.4 | Elect Director Yokouchi, Takahito | Management | For | For |
2.5 | Elect Director Doi, Kiyoshi | Management | For | For |
2.6 | Elect Director Tsuru, Tetsuji | Management | For | For |
2.7 | Elect Director Kobayashi, Toshifumi | Management | For | For |
2.8 | Elect Director Uchida, Soichiro | Management | For | For |
NOKIAN TYRES
MEETING DATE: APR 07, 2011 |
||||
TICKER: NRE1V
SECURITY ID: X5862L103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Call the Meeting to Order | Management | None | None |
3 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Management | For | Did Not Vote |
4 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
5 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
6 | Receive Financial Statements and Statutory Reports; Receive Auditor's Report; Receive CEO's Review | Management | None | None |
7 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
8 | Approve Allocation of Income and Dividends of EUR 0.65 Per Share | Management | For | Did Not Vote |
9 | Approve Discharge of Board and President | Management | For | Did Not Vote |
10 | Approve Remuneration of Directors in the Amount of EUR 70,000 for Chairman, and EUR 35,000 for Other Directors; Approve Meeting Fees | Management | For | Did Not Vote |
11 | Fix Number of Directors at Six | Management | For | Did Not Vote |
12 | Reelect Kim Gran, Hille Korhonen, Hannu Penttila, Petteri Wallden, and Aleksey Vlasovas as Directors; Elect Benoit Raulin as New Director | Management | For | Did Not Vote |
13 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
14 | Ratify KPMG as Auditors | Management | For | Did Not Vote |
15 | Close Meeting | Management | None | None |
NOVO NORDISK A/S
MEETING DATE: MAR 23, 2011 |
||||
TICKER: NOVO B
SECURITY ID: K7314N152
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Report of Board | Management | None | None |
2 | Receive and Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
3.1 | Approve Remuneration of Directors for 2010 | Management | For | Did Not Vote |
3.2 | Approve Remuneration of Directors for 2011 | Management | For | Did Not Vote |
4 | Approve Allocation of Income and Dividends of DKK 10 for Each Novo Nordisk B Share of DKK 1 and for Each Novo Nordisk A Share of DKK 1 | Management | For | Did Not Vote |
5.1a | Reelect Sten Scheibye as Director | Management | For | Did Not Vote |
5.1b | Reelect Goran Ando as Director | Management | For | Did Not Vote |
5.1c | Elect Bruno Angelici as New Director | Management | For | Did Not Vote |
5.1d | Reelect Henrik Gurtler as Director | Management | For | Did Not Vote |
5.1e | Elect Thomas Koestler as New Director | Management | For | Did Not Vote |
5.1f | Reelect Kurt Nielsen as Director | Management | For | Did Not Vote |
5.1g | Reelect Hannu Ryopponen as Director | Management | For | Did Not Vote |
5.1h | Reelect Jorgen Wedel as Director | Management | For | Did Not Vote |
5.2 | Elect Sten Scheibye as Chairman of the Board | Management | For | Did Not Vote |
5.3 | Elect Goran Ando as Vice Chairman of the Board | Management | For | Did Not Vote |
6 | Ratify PricewaterhouseCoopers as Auditor | Management | For | Did Not Vote |
7.1 | Approve DKK 20.0 Million Reduction in Class B Share Capital via Share Cancellation | Management | For | Did Not Vote |
7.2 | Authorize Repurchase up to 10 Percent of Share Capital | Management | For | Did Not Vote |
7.3a | Delete Article 2 Specifying Location of Registered Office | Management | For | Did Not Vote |
7.3b | Amend Articles Re: Removal of the Requirement to Advertise the Notice in Two Daily Newspapers | Management | For | Did Not Vote |
7.3c | Amend Articles Re: Introduce Age Limit of 70 Years for Board Members | Management | For | Did Not Vote |
7.4 | Amend Guidelines for Incentive-Based Compensation for Executive Management and Board | Management | For | Did Not Vote |
8 | Other Business | Management | None | None |
NTT DOCOMO INC.
MEETING DATE: JUN 17, 2011 |
||||
TICKER: 9437
SECURITY ID: J59399105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 2600 | Management | For | For |
2 | Amend Articles To Amend Business Lines | Management | For | For |
3.1 | Elect Director Shindo, Tsutomu | Management | For | For |
3.2 | Elect Director Kagawa, Wataru | Management | For | For |
3.3 | Elect Director Yoshizawa, Kazuhiro | Management | For | For |
4.1 | Appoint Statutory Auditor Hoshizawa, Shuro | Management | For | For |
4.2 | Appoint Statutory Auditor Yoshizawa, Kyoichi | Management | For | Against |
4.3 | Appoint Statutory Auditor Morosawa, Haruo | Management | For | For |
4.4 | Appoint Statutory Auditor Tsujiyama, Eiko | Management | For | For |
NTT URBAN DEVELOPMENT CORP
MEETING DATE: JUN 21, 2011 |
||||
TICKER: 8933
SECURITY ID: J5940Z104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 600 | Management | For | For |
2.1 | Elect Director Kusumoto, Masayuki | Management | For | For |
2.2 | Elect Director Kitamura, Akiyoshi | Management | For | For |
3.1 | Appoint Statutory Auditor Sakashita, Akira | Management | For | Against |
3.2 | Appoint Statutory Auditor Enomoto, Akio | Management | For | For |
3.3 | Appoint Statutory Auditor Ogiwara, Takeshi | Management | For | Against |
OIL SEARCH LTD.
MEETING DATE: MAY 11, 2011 |
||||
TICKER: OSH
SECURITY ID: Y64695110
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
2 | Elect Brian Horwood as a Director | Management | For | For |
3 | Elect Kostas Constantinou as a Director | Management | For | For |
4 | Elect Robert Igara as a Director | Management | For | For |
5 | Elect Agu Kantsler as a Director | Management | For | For |
6 | Elect Zygmunt Switkowski as a Director | Management | For | For |
7 | Approve Deloitte Touche Tohmatsu as Auditors and Authorise Board to Fix Their Remuneration | Management | For | For |
8 | Approve the Issue of 245,800 Performance Rights Under the Company's Long Term Incentive Plan to Peter Botten, Managing Director of the Company | Management | For | For |
9 | Approve the Issue of 51,100 Performance Rights Under the Company's Long Term Incentive Plan to Gerea Aopi, Executive Director of the Company | Management | For | For |
10 | Approve the Issue of 74,588 Restricted Shares Under the Company's Long Term Incentive Plan to Peter Botten, Managing Director of the Company | Management | For | For |
11 | Approve the Issue of 18,592 Restricted Shares Under the Company's Long Term Incentive Plan to Gerea Aopi, Executive Director of the Company | Management | For | For |
OIL STATES INTERNATIONAL, INC.
MEETING DATE: MAY 17, 2011 |
||||
TICKER: OIS
SECURITY ID: 678026105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Christopher T. Seaver | Management | For | For |
1.2 | Elect Director Douglas E. Swanson | Management | For | For |
1.3 | Elect Director Cindy B. Taylor | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
OPEN TEXT CORPORATION
MEETING DATE: DEC 02, 2010 |
||||
TICKER: OTC
SECURITY ID: 683715106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director P. Thomas Jenkins | Management | For | For |
1.2 | Elect Director John Shackleton | Management | For | For |
1.3 | Elect Director Randy Fowlie | Management | For | For |
1.4 | Elect Director Gail Hamilton | Management | For | For |
1.5 | Elect Director Brian Jackman | Management | For | For |
1.6 | Elect Director Stephen J. Sadler | Management | For | For |
1.7 | Elect Director Michael Slaunwhite | Management | For | For |
1.8 | Elect Director Katharine B. Stevenson | Management | For | For |
1.9 | Elect Director Deborah Weinstein | Management | For | For |
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve Shareholder Rights Plan | Management | For | For |
4 | Amend Bylaws | Management | For | For |
OPENTABLE, INC.
MEETING DATE: JUN 07, 2011 |
||||
TICKER: OPEN
SECURITY ID: 68372A104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J. William Gurley | Management | For | For |
1.2 | Elect Director Daniel Meyer | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
ORIX CORP.
MEETING DATE: JUN 22, 2011 |
||||
TICKER: 8591
SECURITY ID: J61933123
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles To Authorize Public Announcements in Electronic Format | Management | For | For |
2.1 | Elect Director Miyauchi, Yoshihiko | Management | For | For |
2.2 | Elect Director Inoue, Makoto | Management | For | For |
2.3 | Elect Director Urata, Haruyuki | Management | For | For |
2.4 | Elect Director Nishina, Hiroaki | Management | For | For |
2.5 | Elect Director Kojima, Kazuo | Management | For | For |
2.6 | Elect Director Yamaya, Yoshiyuki | Management | For | For |
2.7 | Elect Director Umaki, Tamio | Management | For | For |
2.8 | Elect Director Yokoyama, Yoshinori | Management | For | For |
2.9 | Elect Director Takeuchi, Hirotaka | Management | For | For |
2.10 | Elect Director Sasaki, Takeshi | Management | For | For |
2.11 | Elect Director Tsujiyama, Eiko | Management | For | For |
2.12 | Elect Director Robert Feldman | Management | For | For |
2.13 | Elect Director Niinami, Takeshi | Management | For | For |
OSISKO MINING CORPORATION
MEETING DATE: MAY 12, 2011 |
||||
TICKER: OSK
SECURITY ID: 688278100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Staph Leavenworth Bakali as Director | Management | For | Withhold |
1.2 | Elect Victor Bradley as Director | Management | For | Withhold |
1.3 | Elect Marcel Cote as Director | Management | For | Withhold |
1.4 | Elect Andre J. Douchane as Director | Management | For | For |
1.5 | Elect William A. MacKinnon as Director | Management | For | For |
1.6 | Elect Sean Roosen as Director | Management | For | For |
1.7 | Elect Norman Storm as Director | Management | For | For |
1.8 | Elect Serge Vezina as Director | Management | For | For |
1.9 | Elect Robert Wares as Director | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Re-approve Stock Option Plan | Management | For | For |
4 | Re-approve Employee Stock Purchase Plan | Management | For | For |
5 | Adopt By-law No. 2011-1 | Management | For | For |
PACIFIC BASIN SHIPPING LTD
MEETING DATE: APR 19, 2011 |
||||
TICKER: 02343
SECURITY ID: G68437139
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3a | Reelect David Turnbull as an Executive Director | Management | For | Against |
3b | Reelect Andrew Broomhead as an Executive Director | Management | For | Against |
3c | Reelect Robert Nicholson as an Independent Non-Executive Director | Management | For | Against |
3d | Reelect Daniel Bradshaw as an Independent Non-Executive Director | Management | For | Against |
3e | Authorize Board to Fix the Remuneration of Directors | Management | For | For |
4 | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
6 | Approve Renewal of 2 Percent Annual Cap within the Issue Mandate Under the Long Term Incentive Scheme | Management | For | For |
PACIFIC RUBIALES ENERGY CORP.
MEETING DATE: MAY 31, 2011 |
||||
TICKER: PRE
SECURITY ID: 69480U206
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Twelve | Management | For | For |
2.1 | Elect Director Serafino Iacono | Management | For | For |
2.2 | Elect Director Miguel de la Campa | Management | For | For |
2.3 | Elect Director Ronald Pantin | Management | For | For |
2.4 | Elect Director Jose Francisco Arata | Management | For | For |
2.5 | Elect Director German Efromovich | Management | For | For |
2.6 | Elect Director Neil Woodyer | Management | For | For |
2.7 | Elect Director Augusto Lopez | Management | For | For |
2.8 | Elect Director Miguel Rodriguez | Management | For | For |
2.9 | Elect Director Donald Ford | Management | For | For |
2.10 | Elect Director John Zaozirny | Management | For | For |
2.11 | Elect Director Victor Rivera | Management | For | For |
2.12 | Elect Director Hernan Martinez | Management | For | For |
3 | Approve Ernst and Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Re-approve Stock Option Plan | Management | For | Against |
PAN AMERICAN SILVER CORP.
MEETING DATE: MAY 18, 2011 |
||||
TICKER: PAA
SECURITY ID: 697900108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Ross J. Beaty as Director | Management | For | For |
1.2 | Elect Geoffrey A. Burns as Director | Management | For | For |
1.3 | Elect Robert P. Pirooz as Director | Management | For | For |
1.4 | Elect William Flecknestein as Director | Management | For | For |
1.5 | Elect Michael J.J. Maloney as Director | Management | For | For |
1.6 | Elect David C. Press as Director | Management | For | For |
1.7 | Elect Walter T. Segsworth as Director | Management | For | For |
1.8 | Elect Michael Carroll as Director | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
PENN WEST PETROLEUM LTD.
MEETING DATE: JUN 08, 2011 |
||||
TICKER: PWT
SECURITY ID: 707887105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Ratify KPMG LLP as Auditors | Management | For | For |
2.1 | Elect Director James E. Allard | Management | For | For |
2.2 | Elect Director William E. Andrew | Management | For | For |
2.3 | Elect Director George H. Brookman | Management | For | For |
2.4 | Elect Director John A. Brussa | Management | For | For |
2.5 | Elect Director Daryl Gilbert | Management | For | For |
2.6 | Elect Director Shirley A. McClellan | Management | For | For |
2.7 | Elect Director Murray R. Nunns | Management | For | For |
2.8 | Elect Director Frank Potter | Management | For | For |
2.9 | Elect Director Jack Schanck | Management | For | For |
2.10 | Elect Director James C. Smith | Management | For | For |
PERRIGO COMPANY
MEETING DATE: OCT 27, 2010 |
||||
TICKER: PRGO
SECURITY ID: 714290103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Laurie Brlas | Management | For | For |
1.2 | Elect Director Michael J. Jandernoa | Management | For | For |
1.3 | Elect Director Joseph C. Papa | Management | For | For |
2 | Ratify Auditors | Management | For | For |
PETROBANK ENERGY & RESOURCES LTD.
MEETING DATE: DEC 17, 2010 |
||||
TICKER: PBG
SECURITY ID: 71645P106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reorganization Plan | Management | For | For |
PETROBANK ENERGY & RESOURCES LTD.
MEETING DATE: MAY 25, 2011 |
||||
TICKER: PBG
SECURITY ID: 71645P106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Chris J. Bloomer | Management | For | For |
1.2 | Elect Director Ian S. Brown | Management | For | For |
1.3 | Elect Director Louis L. Frank | Management | For | For |
1.4 | Elect Director M. Neil McCrank | Management | For | For |
1.5 | Elect Director Kenneth R. McKinnon | Management | For | For |
1.6 | Elect Director Jerald L. Oaks | Management | For | For |
1.7 | Elect Director Harrie Vredenburg | Management | For | For |
1.8 | Elect Director John D. Wright | Management | For | For |
1.9 | Elect Director Corey C. Ruttan | Management | For | For |
1.10 | Elect Director R. Gregg Smith | Management | For | For |
2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
PETROMINERALES LTD.
MEETING DATE: MAY 12, 2011 |
||||
TICKER: PMG
SECURITY ID: 71673R107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Alastair Macdonald as Director | Management | For | For |
1.2 | Elect Kenneth R. McKinnon as Director | Management | For | For |
1.3 | Elect Jerald L. Oaks as Director | Management | For | For |
1.4 | Elect Ernesto Sarpi as Director | Management | For | For |
1.5 | Elect Enrique Umana-Valenzuela as Director | Management | For | For |
1.6 | Elect John D. Wright as Director | Management | For | For |
1.7 | Elect Geir Ytreland as Director | Management | For | For |
2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
PIONEER CORPORATION
MEETING DATE: JUN 29, 2011 |
||||
TICKER: 6773
SECURITY ID: J63825145
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kotani, Susumu | Management | For | For |
1.2 | Elect Director Okayasu, Hideki | Management | For | For |
1.3 | Elect Director Ono, Mikio | Management | For | For |
1.4 | Elect Director Matsumoto, Satoshi | Management | For | For |
1.5 | Elect Director Koshobu, Masanori | Management | For | For |
1.6 | Elect Director Takeuchi, Tatsuo | Management | For | For |
1.7 | Elect Director Kawashiri, Kunio | Management | For | For |
1.8 | Elect Director Kurosaki, Masanori | Management | For | For |
1.9 | Elect Director Oizumi, Takashi | Management | For | For |
1.10 | Elect Director Tanizeki, Masahiro | Management | For | For |
2.1 | Appoint Statutory Auditor Nishikido, Keiichi | Management | For | For |
2.2 | Appoint Statutory Auditor Inoue, Toraki | Management | For | For |
3.1 | Appoint Alternate Statutory Auditor Tsuji, Shinichi | Management | For | For |
3.2 | Appoint Alternate Statutory Auditor Shiga, Kozue | Management | For | For |
PIONEER NATURAL RESOURCES COMPANY
MEETING DATE: MAY 17, 2011 |
||||
TICKER: PXD
SECURITY ID: 723787107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edison C. Buchanan | Management | For | For |
1.2 | Elect Director R. Hartwell Gardner | Management | For | For |
1.3 | Elect Director Jim A. Watson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
6 | Declassify the Board of Directors | Shareholder | Against | For |
POLO RALPH LAUREN CORPORATION
MEETING DATE: AUG 05, 2010 |
||||
TICKER: RL
SECURITY ID: 731572103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frank A. Bennack, Jr | Management | For | For |
1.2 | Elect Director Joel L. Fleishman | Management | For | For |
1.3 | Elect Director Steven P. Murphy | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
POLYPORE INTERNATIONAL, INC.
MEETING DATE: MAY 12, 2011 |
||||
TICKER: PPO
SECURITY ID: 73179V103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael Graff | Management | For | For |
1.2 | Elect Director W. Nicholas Howley | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
PORTS DESIGN LTD.
MEETING DATE: MAY 27, 2011 |
||||
TICKER: 00589
SECURITY ID: G71848124
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Declare Final Cash Dividend of RMB 0.24 Per Share | Management | For | For |
3 | Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4a1 | Reelect Han Kiat Edward Tan as Director | Management | For | Against |
4a2 | Reelect Kai Tai Alfred Chan as Director | Management | For | Against |
4a3 | Reelect Pierre Frank Bourque as Director | Management | For | Against |
4a4 | Reelect Julie Ann Enfield as Director | Management | For | Against |
4a5 | Reelect Rodney Ray Cone as Director | Management | For | Against |
4a6 | Reelect Wei Lynn Valarie Fong as Director | Management | For | For |
4a7 | Reelect Peter Nikolaus Bromberger as Director | Management | For | Against |
4b | Authorize Board to Fix Remuneration of Directors | Management | For | For |
5a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
5b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
5c | Authorize Reissuance of Repurchased Shares | Management | For | For |
POTASH CORPORATION OF SASKATCHEWAN INC.
MEETING DATE: MAY 12, 2011 |
||||
TICKER: POT
SECURITY ID: 73755L107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director C. M. Burley | Management | For | For |
1.2 | Elect Director W. J. Doyle | Management | For | For |
1.3 | Elect Director J. W. Estey | Management | For | For |
1.4 | Elect Director C. S. Hoffman | Management | For | For |
1.5 | Elect Director D. J. Howe | Management | For | For |
1.6 | Elect Director A. D. Laberge | Management | For | For |
1.7 | Elect Director K. G. Martell | Management | For | For |
1.8 | Elect Director J. J. McCaig | Management | For | For |
1.9 | Elect Director M. Mogford | Management | For | For |
1.10 | Elect Director P. J. Schoenhals | Management | For | For |
1.11 | Elect Director E. R. Stromberg | Management | For | For |
1.12 | Elect Director E. Viyella de Paliza | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Approve 2011 Performance Option Plan | Management | For | For |
4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
PPG INDUSTRIES, INC.
MEETING DATE: APR 21, 2011 |
||||
TICKER: PPG
SECURITY ID: 693506107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen F. Angel | Management | For | For |
1.2 | Elect Director Hugh Grant | Management | For | For |
1.3 | Elect Director Michele J. Hooper | Management | For | For |
1.4 | Elect Director Robert Mehrabian | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Ratify Auditors | Management | For | For |
7 | Report on Community Environmental Impact Disclosure Process | Shareholder | Against | Abstain |
PPR
MEETING DATE: MAY 19, 2011 |
||||
TICKER: PP
SECURITY ID: F7440G127
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 3.50 per Share | Management | For | For |
4 | Approve Severance Payment Agreement with Jean-Francois Palus | Management | For | For |
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Against |
6 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
7 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 200 Million | Management | For | For |
8 | Authorize Capitalization of Reserves of Up to EUR 200 Million for Bonus Issue or Increase in Par Value | Management | For | For |
9 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 75 Million | Management | For | For |
10 | Approve Issuance of up to 20 Percent of Issued Capital Per Year for a Private Placement, up to Aggregate Nominal Amount of EUR 75 Million | Management | For | For |
11 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | Management | For | For |
12 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 7, 9, 10 and 11 | Management | For | For |
13 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
14 | Approve Employee Stock Purchase Plan | Management | For | For |
15 | Authorize Issuance of Warrants (BSAAR) Without Preemptive Rights up to 0.5 Percent of Issued Share Capital Reserved for Employees and Corporate Officers | Management | For | For |
16 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
PROGRESSIVE WASTE SOLUTIONS LTD.
MEETING DATE: MAY 25, 2011 |
||||
TICKER: BIN
SECURITY ID: 44951D108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Keith Carrigan as Director | Management | For | For |
1.2 | Elect Michael G. DeGroote as Director | Management | For | For |
1.3 | Elect Michael H. DeGroote as Director | Management | For | For |
1.4 | Elect Daniel Dickinson as Director | Management | For | For |
1.5 | Elect John T. Dillon as Director | Management | For | For |
1.6 | Elect James Forese as Director | Management | For | For |
1.7 | Elect Douglas Knight as Director | Management | For | For |
1.8 | Elect Daniel Milliard as Director | Management | For | For |
2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
PRUDENTIAL PLC
MEETING DATE: MAY 19, 2011 |
||||
TICKER: PRU
SECURITY ID: G72899100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Elect Sir Howard Davies as Director | Management | For | For |
5 | Elect John Foley as Director | Management | For | For |
6 | Elect Paul Manduca as Director | Management | For | For |
7 | Elect Michael Wells as Director | Management | For | For |
8 | Re-elect Keki Dadiseth as Director | Management | For | For |
9 | Re-elect Robert Devey as Director | Management | For | For |
10 | Re-elect Michael Garrett as Director | Management | For | For |
11 | Re-elect Ann Godbehere as Director | Management | For | For |
12 | Re-elect Bridget Macaskill as Director | Management | For | For |
13 | Re-elect Harvey McGrath as Director | Management | For | For |
14 | Re-elect Michael McLintock as Director | Management | For | For |
15 | Re-elect Nicolaos Nicandrou as Director | Management | For | For |
16 | Re-elect Kathleen O'Donovan as Director | Management | For | For |
17 | Re-elect Barry Stowe as Director | Management | For | For |
18 | Re-elect Tidjane Thiam as Director | Management | For | For |
19 | Re-elect Lord Turnbull as Director | Management | For | For |
20 | Reappoint KPMG Audit plc as Auditors of the Company | Management | For | For |
21 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
22 | Authorise EU Political Donations and Expenditure | Management | For | For |
23 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
24 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
25 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
26 | Authorise Market Purchase | Management | For | For |
27 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
28 | Amend International Savings Related Share Option Scheme | Management | For | For |
29 | Amend International Assurance Sharesave Plan | Management | For | For |
PRYSMIAN S.P.A.
MEETING DATE: APR 12, 2011 |
||||
TICKER: PRY
SECURITY ID: T7630L105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements, Statutory Reports, and Allocation of Income | Management | For | For |
2 | Elect Two Directors | Management | For | For |
3 | Approve Remuneration of Directors | Management | For | For |
4 | Approve Stock Option Plan | Management | For | For |
1 | Approve Capital Increase to Service Stock Option Plan | Management | For | For |
2 | Amend Articles Re: 9 (Shareholder Meetings) | Management | For | For |
3 | Amend Nomination Procedures for the Board | Management | For | For |
4 | Amend Articles (Compensation Related) | Management | For | For |
PUBLIC STORAGE
MEETING DATE: MAY 05, 2011 |
||||
TICKER: PSA
SECURITY ID: 74460D109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Trustee B. Wayne Hughes | Management | For | For |
1.2 | Elect Trustee Ronald L. Havner, Jr. | Management | For | For |
1.3 | Elect Trustee Tamara Hughes Gustavson | Management | For | For |
1.4 | Elect Trustee Uri P. Harkham | Management | For | For |
1.5 | Elect Trustee B. Wayne Hughes, Jr. | Management | For | For |
1.6 | Elect Trustee Avedick B. Poladian | Management | For | For |
1.7 | Elect Trustee Gary E. Pruitt | Management | For | For |
1.8 | Elect Trustee Ronald P. Spogli | Management | For | For |
1.9 | Elect Trustee Daniel C. Staton | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
PUBLICIS GROUPE SA
MEETING DATE: JUN 07, 2011 |
||||
TICKER: PUB
SECURITY ID: F7607Z165
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 0.70 per Share | Management | For | For |
4 | Approve Discharge of Management Board | Management | For | For |
5 | Approve Discharge of Supervisory Board | Management | For | For |
6 | Approve Remuneration of Supervisory Board Members in the Aggregate Amount of EUR 1 Million | Management | For | For |
7 | Approve Transaction with a Related Party | Management | For | For |
8 | Reelect Simon Badinter as Supervisory Board Member | Management | For | For |
9 | Reelect Mazars as Auditor | Management | For | For |
10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Against |
11 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
12 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 40 Million | Management | For | For |
13 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 40 Million | Management | For | For |
14 | Approve Issuance of up to 20 Percent of Issued Capital Per Year for a Private Placement up to 40 Million | Management | For | For |
15 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | Management | For | For |
16 | Authorize Capitalization of Reserves of Up to EUR 40 Million for Bonus Issue or Increase in Par Value | Management | For | For |
17 | Authorize Capital Increase of Up to EUR 40 Million for Future Exchange Offers | Management | For | For |
18 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
19 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
20 | Approve Employee Stock Purchase Plan | Management | For | Against |
21 | Approve Employee Stock Purchase Plan | Management | For | For |
22 | Authorize up to 5 Percent of Issued Capital for Use in Restricted Stock Plan | Management | For | Against |
23 | Set Total Limit for Capital Increase to Result from All Issuance Requests at EUR 40 Million | Management | For | For |
24 | Allow Management Board to Use All Outstanding Capital Authorizations in the Event of a Public Tender Offer or Share Exchange Offer | Management | For | Against |
25 | Amend Article 10.II of Bylaws Re: Management Board Members Age Limit | Management | For | For |
26 | Amend Article 20 of Bylaws Re: Shareholders' Rights | Management | For | For |
27 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
QBE INSURANCE GROUP LTD.
MEETING DATE: APR 05, 2011 |
||||
TICKER: QBE
SECURITY ID: Q78063114
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
2 | Approve the Adoption of the Remuneration Report | Management | For | For |
3 | Approve the Grant of Up to 107,951 Conditional Rights Under the 2010 QBE Incentive Scheme and 2010 Long Term Incentive Plan to Frank O'Halloran, Chief Executive Officer of the Company | Management | For | Against |
4 | Approve the Giving of Termination Benefits Under the QBE Incentive Scheme and Long Term Incentive Plan Pursuant to the Corporations Act | Management | For | For |
5 | Elect Charles Irby as a Director | Management | For | For |
QUALCOMM INCORPORATED
MEETING DATE: MAR 08, 2011 |
||||
TICKER: QCOM
SECURITY ID: 747525103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barbara T. Alexander | Management | For | For |
1.2 | Elect Director Stephen M. Bennett | Management | For | For |
1.3 | Elect Director Donald G. Cruickshank | Management | For | For |
1.4 | Elect Director Raymond V. Dittamore | Management | For | For |
1.5 | Elect Director Thomas W. Horton | Management | For | For |
1.6 | Elect Director Irwin Mark Jacobs | Management | For | For |
1.7 | Elect Director Paul E. Jacobs | Management | For | For |
1.8 | Elect Director Robert E. Kahn | Management | For | For |
1.9 | Elect Director Sherry Lansing | Management | For | For |
1.10 | Elect Director Duane A. Nelles | Management | For | For |
1.11 | Elect Director Francisco Ros | Management | For | For |
1.12 | Elect Director Brent Scowcroft | Management | For | For |
1.13 | Elect Director Marc I. Stern | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
7 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
QUEBECOR INC.
MEETING DATE: MAY 26, 2011 |
||||
TICKER: QBR.B
SECURITY ID: 748193208
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Jean-Marc Eustache and Sylvie Lalande as Directors | Management | For | For |
2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Amend By-Laws | Management | For | For |
RACKSPACE HOSTING, INC.
MEETING DATE: MAY 03, 2011 |
||||
TICKER: RAX
SECURITY ID: 750086100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Graham Weston | Management | For | For |
1.2 | Elect Director Palmer Moe | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
RAITO KOGYO CO. LTD.
MEETING DATE: JUN 29, 2011 |
||||
TICKER: 1926
SECURITY ID: J64253107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 8 | Management | For | For |
2.1 | Elect Director Irie, Yasumi | Management | For | For |
2.2 | Elect Director Yasukawa, Ayumu | Management | For | For |
2.3 | Elect Director Araki, Susumu | Management | For | For |
2.4 | Elect Director Funayama, Shigeaki | Management | For | For |
2.5 | Elect Director Fujisawa, Nobuyuki | Management | For | For |
2.6 | Elect Director Nishi, Makoto | Management | For | For |
2.7 | Elect Director Shibata, Tadashi | Management | For | For |
3.1 | Appoint Statutory Auditor Miyagi, Shinji | Management | For | Against |
3.2 | Appoint Alternate Statutory Auditor Nishikido, Keiichi | Management | For | For |
RAKUTEN CO.
MEETING DATE: MAR 30, 2011 |
||||
TICKER: 4755
SECURITY ID: J64264104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mikitani, Hiroshi | Management | For | For |
1.2 | Elect Director Kunishige, Atsushi | Management | For | For |
1.3 | Elect Director Kobayashi, Masatada | Management | For | For |
1.4 | Elect Director Shimada, Toru | Management | For | For |
1.5 | Elect Director Sugihara, Akio | Management | For | For |
1.6 | Elect Director Suzuki, Hisashi | Management | For | For |
1.7 | Elect Director Takayama, Ken | Management | For | For |
1.8 | Elect Director Takeda, Kazunori | Management | For | For |
1.9 | Elect Director Toshishige, Takao | Management | For | For |
1.10 | Elect Director Hanai, Takeshi | Management | For | For |
1.11 | Elect Director Yasutake, Hiroaki | Management | For | For |
1.12 | Elect Director Kusano, Koichi | Management | For | For |
1.13 | Elect Director Kutaragi, Ken | Management | For | For |
1.14 | Elect Director Fukino, Hiroshi | Management | For | For |
1.15 | Elect Director Charles B. Baxter | Management | For | For |
1.16 | Elect Director Joshua G. James | Management | For | For |
2.1 | Appoint Statutory Auditor Hirata, Takeo | Management | For | For |
2.2 | Appoint Statutory Auditor Seno, Yoshiaki | Management | For | For |
3 | Approve Stock Option Plan | Management | For | For |
RAMSAY HEALTH CARE LTD.
MEETING DATE: NOV 16, 2010 |
||||
TICKER: RHC
SECURITY ID: Q7982Y104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive the Financial Statements and Statutory Reports for the Fiscal Year Ended June 30, 2010 | Management | None | None |
2 | Approve the Remuneration Report for the Fiscal Year Ended June 30, 2010 | Management | For | For |
3.1 | Elect Peter John Evans as a Director | Management | For | For |
3.2 | Elect Anthony James Clark as a Director | Management | For | For |
3.3 | Elect Bruce Roger Soden as a Director | Management | For | Against |
4.1 | Approve the Grant of Up to 150,000 Performance Rights to Christopher Paul Rex, Managing Director, Under the Ramsay Executive Performance Rights Plan | Management | For | Against |
4.2 | Approve the Grant of Up to 75,000 Performance Rights to Bruce Roger Soden,Group Finance Director, Under the Ramsay Executive Performance Rights Plan | Management | For | Against |
5 | Approve to Freeze the Non-Executive Directors' Retirement Benefit Plan | Management | For | For |
6 | Approve the Increase in the Non-Executive Directors' Remuneration to A$2 Million Per Annum | Management | For | For |
7 | Approve the Amendments to the Company's Constitution Regarding the Payment of Dividends | Management | For | For |
RANDGOLD RESOURCES LTD
MEETING DATE: MAY 03, 2011 |
||||
TICKER: RRS
SECURITY ID: 752344309
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Re-elect Philippe Lietard as Director | Management | For | For |
5 | Re-elect Mark Bristow as Director | Management | For | For |
6 | Re-elect Graham Shuttleworth as Director | Management | For | For |
7 | Re-elect Norborne Cole Jr as Director | Management | For | For |
8 | Re-elect Christopher Coleman as Director | Management | For | For |
9 | Re-elect Kadri Dagdelen as Director | Management | For | For |
10 | Re-elect Robert Israel as Director | Management | For | For |
11 | Re-elect Karl Voltaire as Director | Management | For | For |
12 | Reappoint BDO LLP as Auditors | Management | For | For |
13 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
14 | Approve Fees Payable to Directors | Management | For | For |
15 | Approve Co-Investment Plan | Management | For | For |
16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
18 | Authorise Market Purchase | Management | For | For |
19 | Adopt New Articles of Association | Management | For | For |
RECKITT BENCKISER GROUP PLC
MEETING DATE: MAY 05, 2011 |
||||
TICKER: RB
SECURITY ID: G74079107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Re-elect Adrian Bellamy as Director | Management | For | For |
5 | Re-elect Peter Harf as Director | Management | For | For |
6 | Re-elect Bart Becht as Director | Management | For | For |
7 | Re-elect Graham Mackay as Director | Management | For | For |
8 | Elect Liz Doherty as Director | Management | For | For |
9 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
10 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
11 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
12 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
13 | Authorise Market Purchase | Management | For | For |
14 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
15 | Amend 2007 Senior Executives' Share Ownership Policy Plan, 2007 Global Stock Profit Plan, 2007 Long-Term Incentive Plan, 2007 US Savings-Related Share Option Plan and 2007 Savings Related Share Option Plan | Management | For | For |
RED HAT, INC.
MEETING DATE: AUG 12, 2010 |
||||
TICKER: RHT
SECURITY ID: 756577102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Jeffrey J. Clarke | Management | For | For |
2 | Elect Director H. Hugh Shelton | Management | For | For |
3 | Ratify Auditors | Management | For | For |
REGENERON PHARMACEUTICALS, INC.
MEETING DATE: JUN 10, 2011 |
||||
TICKER: REGN
SECURITY ID: 75886F107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alfred G. Gilman | Management | For | For |
1.2 | Elect Director Joseph L. Goldstein | Management | For | For |
1.3 | Elect Director Christine A. Poon | Management | For | For |
1.4 | Elect Director P. Roy Vagelos | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
REMY COINTREAU
MEETING DATE: JUL 27, 2010 |
||||
TICKER: RCO
SECURITY ID: F7725A100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 1.30 per Share | Management | For | For |
4 | Approve Stock Dividend Program (Cash or Shares) | Management | For | For |
5 | Approve Auditors' Special Report Regarding Related-Party Transactions | Management | For | For |
6 | Approve Discharge of Directors | Management | For | For |
7 | Reelect Marc Heriard Dubreuil as Director | Management | For | For |
8 | Reelect Timothy Jones as Director | Management | For | For |
9 | Reelect Jean Burelle as Director | Management | For | For |
10 | Elect Didier Alix as Director | Management | For | For |
11 | Approve Remuneration of Directors in the Aggregate Amount of EUR 330,000 | Management | For | For |
12 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Against |
13 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
14 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
15 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 30 Million | Management | For | For |
16 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 30 Million | Management | For | For |
17 | Approve Issuance of Shares up to 20 Percent of Issued Capital Per Year Reserved for Qualified Investors or Restricted Number of Investors | Management | For | For |
18 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights Under Items 16 and 17 Above | Management | For | For |
19 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 15 to 18 Above | Management | For | For |
20 | Authorize up to 2 Percent of Issued Capital for Use in Stock Option Plan | Management | For | For |
21 | Approve Employee Stock Purchase Plan | Management | For | Against |
22 | Authorize Directed Share Repurchase Program in Order to Reduce Capital | Management | For | For |
23 | Allow Board to Issue Shares in the Event of a Public Tender Offer | Management | For | Against |
24 | Authorize Board to Transfer Funds from Capital Increases to the Legal Reserves Account | Management | For | For |
25 | Amend Article 8.2 of Bylaws to Comply with Legislation Re: Shareholding Disclosure Threshold | Management | For | For |
26 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
RESEARCH IN MOTION LTD
MEETING DATE: JUL 13, 2010 |
||||
TICKER: RIM
SECURITY ID: 760975102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect James L. Balsillie as Director | Management | For | For |
1.2 | Elect Mike Lazaridis as Director | Management | For | For |
1.3 | Elect James Estill as Director | Management | For | For |
1.4 | Elect David Kerr as Director | Management | For | For |
1.5 | Elect Roger Martin as Director | Management | For | For |
1.6 | Elect John Richardson as Director | Management | For | For |
1.7 | Elect Barbara Stymiest as Director | Management | For | For |
1.8 | Elect Antonio Viana-Baptista as Director | Management | For | For |
1.9 | Elect John Wetmore as Director | Management | For | For |
2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
RESOLUTE ENERGY CORPORATION
MEETING DATE: JUN 02, 2011 |
||||
TICKER: REN
SECURITY ID: 76116A108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard L. Covington | Management | For | For |
1.2 | Elect Director James M. Piccone | Management | For | For |
1.3 | Elect Director Robert M. Swartz | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Ratify Auditors | Management | For | For |
RETAIL VENTURES, INC.
MEETING DATE: MAY 19, 2011 |
||||
TICKER: RVI
SECURITY ID: 76128Y102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
RIGHTNOW TECHNOLOGIES, INC.
MEETING DATE: JUN 14, 2011 |
||||
TICKER: RNOW
SECURITY ID: 76657R106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William J. Lansing | Management | For | For |
1.2 | Elect Director Allen E. Snyder | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
RIO TINTO LTD. (FORMERLY CRA LTD.)
MEETING DATE: MAY 05, 2011 |
||||
TICKER: RIO
SECURITY ID: Q81437107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept the Financial Statements and Statutory Reports for the Year Ended Dec. 31, 2010 | Management | For | For |
2 | Approve the Remuneration Report for the Year Ended Dec. 31, 2010 | Management | For | For |
3 | Elect Tom Albanese as a Director | Management | For | For |
4 | Elect Robert Brown as a Director | Management | For | For |
5 | Elect Vivienne Cox as a Director | Management | For | For |
6 | Elect Jan du Plessis as a Director | Management | For | For |
7 | Elect Guy Elliott as a Director | Management | For | For |
8 | Elect Michael Fitzpatrick as a Director | Management | For | For |
9 | Elect Ann Godbehere as a Director | Management | For | For |
10 | Elect Richard Goodmanson as a Director | Management | For | For |
11 | Elect Andrew Gould as a Director | Management | For | For |
12 | Elect Lord Kerr as a Director | Management | For | For |
13 | Elect Paul Tellier as a Director | Management | For | For |
14 | Elect Sam Walsh as a Director | Management | For | For |
15 | Elect Stephen Mayne as a Director | Shareholder | Against | Against |
16 | Approve the Reappointment of PricewaterhouseCoopers LLP as Auditors of Rio Tinto plc and Authorize the Audit Committee to Fix the Auditors' Remuneration | Management | For | For |
17 | Approve the Amendments to Each of the Rio Tinto Ltd and Rio Tinto plc Performance Share Plan 2004 | Management | For | For |
18 | Approve the Renewal of the Off-Market and On-Market Share Buyback Authorities | Management | For | For |
RIVERBED TECHNOLOGY, INC.
MEETING DATE: JUN 01, 2011 |
||||
TICKER: RVBD
SECURITY ID: 768573107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Michael R. Kourey | Management | For | For |
2 | Elect Director Mark S. Lewis | Management | For | For |
3 | Elect Director Steven McCanne | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
ROYAL BANK OF CANADA
MEETING DATE: MAR 03, 2011 |
||||
TICKER: RY
SECURITY ID: 780087102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director W. Geoffrey Beattie | Management | For | For |
1.2 | Elect Director John T. Ferguson | Management | For | For |
1.3 | Elect Director Paule Gauthier | Management | For | For |
1.4 | Elect Director Timothy J. Hearn | Management | For | For |
1.5 | Elect Director Alice D. Laberge | Management | For | For |
1.6 | Elect Director Jacques Lamarre | Management | For | For |
1.7 | Elect Director Brandt C. Louie | Management | For | For |
1.8 | Elect Director Michael H. McCain | Management | For | For |
1.9 | Elect Director Gordon M. Nixon | Management | For | For |
1.10 | Elect Director David P. O'Brien | Management | For | For |
1.11 | Elect Director J. Pedro Reinhard | Management | For | For |
1.12 | Elect Director Edward Sonshine | Management | For | For |
1.13 | Elect Director Kathleen P. Taylor | Management | For | For |
1.14 | Elect Director Victor L. Young | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
4 | Critical Mass of Qualified Women on the Board | Shareholder | Against | Against |
5 | Adopt a Policy Stipulating an Internal Pay Ratio | Shareholder | Against | Against |
6 | Abolition of Subsidiaries and Branches in Tax Havens | Shareholder | Against | Against |
7 | Additional Information Regarding Peer Comparisons of Compensation | Shareholder | Against | Against |
ROYAL DUTCH SHELL PLC
MEETING DATE: MAY 17, 2011 |
||||
TICKER: RDSB
SECURITY ID: G7690A100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Elect Linda Stuntz as Director | Management | For | For |
4 | Re-elect Josef Ackermann as Director | Management | For | For |
5 | Re-elect Malcolm Brinded as Director | Management | For | For |
6 | Elect Guy Elliott as Director | Management | For | For |
7 | Re-elect Simon Henry as Director | Management | For | For |
8 | Re-elect Charles Holliday as Director | Management | For | For |
9 | Re-elect Lord Kerr of Kinlochard as Director | Management | For | For |
10 | Elect Gerard Kleisterlee as Director | Management | For | For |
11 | Re-elect Christine Morin-Postel as Director | Management | For | For |
12 | Re-elect Jorma Ollila as Director | Management | For | For |
13 | Re-elect Jeroen van der Veer as Director | Management | For | For |
14 | Re-elect Peter Voser as Director | Management | For | For |
15 | Re-elect Hans Wijers as Director | Management | For | For |
16 | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | Management | For | For |
17 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
20 | Authorise Market Purchase | Management | For | For |
21 | Authorise EU Political Donations and Expenditure | Management | For | For |
SABLE MINING AFRICA LTD
MEETING DATE: DEC 14, 2010 |
||||
TICKER: SBLM
SECURITY ID: G7762V107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports (Voting) | Management | For | For |
2 | Elect Andrew Burns as a Director | Management | For | Against |
3 | Elect Jeremy Sanford as a Director | Management | For | Against |
4 | Reelect Philippe Edmonds as a Director | Management | For | Against |
5 | Reelect Andrew Groves as a Director | Management | For | Against |
6 | Ratify Baker Tilly UK Audit LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
SAFRAN
MEETING DATE: APR 21, 2011 |
||||
TICKER: SAF
SECURITY ID: F4035A557
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Discharge Supervisory and Management Board Members | Management | For | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 0.50 per Share | Management | For | For |
4 | Receive Auditors' Special Report on Related-Party Transactions and Approve New Transactions | Management | For | For |
5 | Adopt One-Tiered Board Structure | Management | For | For |
6 | Pursuant to Adoption of One-Tiered Board Structure, Adopt New Articles of Association | Management | For | Against |
7 | Subject to Approval of Item 6, Add Paragraph 12 to Article 31 of Bylaws Re: Cap on Voting Rights | Management | For | Against |
8 | Elect Jean Paul Herteman as Director | Management | For | Against |
9 | Elect Francis Mer as Director | Management | For | Against |
10 | Elect Giovanni Bisignani as Director | Management | For | Against |
11 | Elect Jean Lou Chameau as Director | Management | For | Against |
12 | Elect Odile Desforges as Director | Management | For | Against |
13 | Elect Jean Marc Forneri as Director | Management | For | For |
14 | Elect Xavier Lagarde as Director | Management | For | Against |
15 | Elect Michel Lucas as Director | Management | For | For |
16 | Elect Elisabeth Lulin as Director | Management | For | Against |
17 | Acknowledge Appointment of Four Government Representatives at the Board | Management | For | Against |
18 | Elect Christian Halary as Director | Management | For | Against |
19 | Elect Marc Aubry as Director | Management | For | Against |
20 | Appoint Caroline Gregoire Sainte Marie as Censor | Management | For | For |
21 | Approve Remuneration of Supervisory Board Members of EUR 203,700 for the Period from Jan. 01, 2011 till April 21, 2011; and Remuneration of Directors of EUR 466,300 for the Period from April 22, 2011 till Dec. 31, 2011 | Management | For | For |
22 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Against |
23 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 25 Million | Management | For | For |
24 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 15 Million | Management | For | For |
25 | Authorize Capital Increase of Up to EUR 15 Million for Future Exchange Offers | Management | For | For |
26 | Approve Issuance of Shares up to 20 Percent of Issued Capital Per Year for a Private Placement, up to Aggregate Nominal Amount of EUR 10 Million | Management | For | For |
27 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 23, 24 and 26 | Management | For | For |
28 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights under Items 24, 26 and 27 | Management | For | For |
29 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
30 | Authorize Capitalization of Reserves of Up to EUR 15 Million for Bonus Issue or Increase in Par Value | Management | For | For |
31 | Approve Employee Stock Purchase Plan | Management | For | Against |
32 | Authorize up to 1.5 Percent of Issued Capital for Use in Stock Option Plan | Management | For | For |
33 | Set Total Limit for Capital Increase to Result from Issuance Requests under Items 23, 24, 26, 29, 30, 31 and 32 at EUR 60 Million | Management | For | For |
34 | Authorize up to 1.5 Percent of Issued Capital for Use in Restricted Stock Plan | Management | For | Against |
35 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
36 | Authorize Board to Issue Free Warrants with Preemptive Rights During a Public Tender Offer or Share Exchange Offer | Management | For | Against |
37 | Amend Article 14.8 of Bylaws Re: Nomination of Employee Shareholders Representatives to the Board of Directors | Shareholder | For | For |
38 | Elect One or Several Representatives of Employee Shareholders to the Board | Shareholder | Against | Against |
39 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
SAIPEM
MEETING DATE: APR 30, 2011 |
||||
TICKER: SPM
SECURITY ID: T82000117
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Allocation of Income | Management | For | For |
3.1 | Slate Submitted by ENI | Management | None | For |
3.2 | Slate Submitted by Institutional Investors (Assogestioni) | Management | None | Did Not Vote |
4.1 | Slate Submitted by ENI | Management | None | For |
4.2 | Slate Submitted by Institutional Investors (Assogestioni) | Management | None | Against |
1 | Amend Company Bylaws | Management | For | For |
SALESFORCE.COM, INC.
MEETING DATE: JUN 09, 2011 |
||||
TICKER: CRM
SECURITY ID: 79466L302
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Marc Benioff | Management | For | For |
2 | Elect Director Craig Conway | Management | For | For |
3 | Elect Director Alan Hassenfeld | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Declassify the Board of Directors | Shareholder | Against | For |
SANDRIDGE ENERGY, INC.
MEETING DATE: JUN 03, 2011 |
||||
TICKER: SD
SECURITY ID: 80007P307
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roy T. Oliver | Management | For | For |
1.2 | Elect Director Tom L. Ward | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
SANTEN PHARMACEUTICAL CO. LTD.
MEETING DATE: JUN 22, 2011 |
||||
TICKER: 4536
SECURITY ID: J68467109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 50 | Management | For | For |
2.1 | Elect Director Kurokawa, Akira | Management | For | For |
2.2 | Elect Director Nishihata, Toshiaki | Management | For | For |
2.3 | Elect Director Furukado, Sadatoshi | Management | For | For |
2.4 | Elect Director Muramatsu, Isao | Management | For | For |
2.5 | Elect Director Kotani, Noboru | Management | For | For |
2.6 | Elect Director Okumura, Akihiro | Management | For | For |
3.1 | Appoint Statutory Auditor Tsuchiya, Yasuaki | Management | For | For |
3.2 | Appoint Statutory Auditor Mizuno, Yutaka | Management | For | For |
4 | Approve Retirement Bonus Payment for Directors | Management | For | For |
5 | Approve Stock Option Plan for Directors | Management | For | For |
6 | Approve Stock Option Plan for Executive Officers | Management | For | For |
SAP AG
MEETING DATE: MAY 25, 2011 |
||||
TICKER: SAP
SECURITY ID: D66992104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2010 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 0.60 per Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2010 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2010 | Management | For | For |
5 | Ratify KPMG AG as Auditors for Fiscal 2011 | Management | For | For |
6 | Approve Cancellation of Pool of Conditional Capital and Amend Articles to Reflect Changes in Capital | Management | For | For |
7 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 7.5 Billion; Approve Creation of EUR 100 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
8 | Approve Affiliation Agreement with SAP Sechste Beteiligungs- und Vermoegensverwaltungs GmbH | Management | For | For |
SBERBANK OF RUSSIA
MEETING DATE: JUN 03, 2011 |
||||
TICKER: SBER
SECURITY ID: 80585Y100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Annual Report | Management | For | For |
2 | Approve Financial Statements | Management | For | For |
3 | Approve Allocation of Income and Dividends of RUB 0.92 per Common Share and RUB 1.15 per Preferred Share | Management | For | For |
4 | Ratify ZAO Ernst & Young Vneshaudit as Auditor | Management | For | For |
5.1 | Elect German Gref as Director | Management | None | For |
5.2 | Elect Sergey Guriyev as Director | Management | None | For |
5.3 | Elect Mikhail Dmitriev as Director | Management | None | For |
5.4 | Elect Bella Zlatkis as Director | Management | None | For |
5.5 | Elect Nadezhda Ivanova as Director | Management | None | For |
5.6 | Elect Sergey Ignatyev as Director | Management | None | For |
5.7 | Elect Georgy Luntovsky as Director | Management | None | For |
5.8 | Elect Mikhail Matovnikov as Director | Management | None | For |
5.9 | Elect Vladimir Mau as Director | Management | None | For |
5.10 | Elect Anna Popova as Director | Management | None | For |
5.11 | Elect Alessandro Profumo as Director | Management | None | For |
5.12 | Elect Aleksey Savatuygin as Director | Management | None | For |
5.13 | Elect Rair Simonyan as Director | Management | None | For |
5.14 | Elect Sergey Sinelnikov-Murylev as Director | Management | None | For |
5.15 | Elect Valery Tkachenko as Director | Management | None | For |
5.16 | Elect Aleksey Ulyukaev as Director | Management | None | For |
5.17 | Elect Sergey Shvetsov as Director | Management | None | For |
6.1 | Elect Vladimir Volkov as Member of Audit Commission | Management | For | For |
6.2 | Elect Maksim Dolzhnikov as Member of Audit Commission | Management | For | For |
6.3 | Elect Ludmila Zinina as Member of Audit Commission | Management | For | For |
6.4 | Elect Yuliya Isakhanova as Member of Audit Commission | Management | For | For |
6.5 | Elect Dmitry Kondratenko as Member of Audit Commission | Management | For | For |
6.6 | Elect Aleksey Minenko as Member of Audit Commission | Management | For | For |
6.7 | Elect Olga Polyakova as Member of Audit Commission | Management | For | For |
7 | Reelect German Gref as President and Chairman of Management Board (General Director) for New Term of Office | Management | For | For |
8 | Approve Remuneration of Directors and Members of Audit Commission | Management | For | For |
9 | Approve Charter in New Edition | Management | For | For |
SBI HOLDINGS
MEETING DATE: JUN 29, 2011 |
||||
TICKER: 8473
SECURITY ID: J6991H100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles To Increase Maximum Board Size | Management | For | For |
2.1 | Elect Director Kitao, Yoshitaka | Management | For | For |
2.2 | Elect Director Sawada, Yasutaro | Management | For | For |
2.3 | Elect Director Nakagawa, Takashi | Management | For | For |
2.4 | Elect Director Hirai, Kenji | Management | For | For |
2.5 | Elect Director Asakura, Tomoya | Management | For | For |
2.6 | Elect Director Okita, Takashi | Management | For | For |
2.7 | Elect Director Maruyama, Noriaki | Management | For | For |
2.8 | Elect Director Morita, Shunpei | Management | For | For |
2.9 | Elect Director Izuchi, Taro | Management | For | For |
2.10 | Elect Director Kido, Hiroyoshi | Management | For | For |
2.11 | Elect Director Kimura, Noriyoshi | Management | For | For |
2.12 | Elect Director Tasaka, Hiroshi | Management | For | For |
2.13 | Elect Director Yoshida, Masaki | Management | For | For |
2.14 | Elect Director Nagano, Kiyoshi | Management | For | For |
2.15 | Elect Director Watanabe, Keiji | Management | For | For |
2.16 | Elect Director Natsuno, Takeshi | Management | For | For |
2.17 | Elect Director Tamaki, Akihiro | Management | For | For |
2.18 | Elect Director Yamauchi, Shinnji | Management | For | For |
2.19 | Elect Director Miyazaki, Makoto | Management | For | For |
2.20 | Elect Director Tkahashi, Yoshimi | Management | For | For |
2.21 | Elect Director Takayanagi, Masaki | Management | For | For |
3 | Appoint Statutory Auditor Hayakawa, Hisashi | Management | For | Against |
4 | Appoint Alternate Statutory Auditor Asayama, Hideaki | Management | For | For |
SCHLUMBERGER LIMITED
MEETING DATE: APR 06, 2011 |
||||
TICKER: SLB
SECURITY ID: 806857108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Philippe Camus | Management | For | For |
1.2 | Elect Director Peter L.S. Currie | Management | For | For |
1.3 | Elect Director Andrew Gould | Management | For | For |
1.4 | Elect Director Tony Isaac | Management | For | For |
1.5 | Elect Director K. Vaman Kamath | Management | For | For |
1.6 | Elect Director Nikolay Kudryavtsev | Management | For | For |
1.7 | Elect Director Adrian Lajous | Management | For | For |
1.8 | Elect Director Michael E. Marks | Management | For | For |
1.9 | Elect Director Elizabeth Moler | Management | For | For |
1.10 | Elect Director Leo Rafael Reif | Management | For | For |
1.11 | Elect Director Tore I. Sandvold | Management | For | For |
1.12 | Elect Director Henri Seydoux | Management | For | For |
1.13 | Elect Director Paal Kibsgaard | Management | For | For |
1.14 | Elect Director Lubna S. Olayan | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
4 | Increase Authorized Common Stock | Management | For | Against |
5 | Adopt Plurality Voting for Contested Election of Directors | Management | For | For |
6 | Adopt and Approve Financials and Dividends | Management | For | For |
7 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
SCHNEIDER ELECTRIC SA
MEETING DATE: APR 21, 2011 |
||||
TICKER: SU
SECURITY ID: F86921107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 3.20 per Share | Management | For | For |
4 | Acknowledge Auditors' Special Report on Related-Party Transactions | Management | For | For |
5 | Ratify Appointment of Anand Mahindra as Supervisory Board Member | Management | For | For |
6 | Elect Betsy Atkins as Supervisory Board Member | Management | For | For |
7 | Elect Jeong H. Kim as Supervisory Board Member | Management | For | For |
8 | Elect Dominique Senequier as Supervisory Board Member | Management | For | For |
9 | Approve Remuneration of Supervisory Board Members in the Aggregate Amount of EUR 1 Million | Management | For | For |
10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
11 | Amend Article 11 Re: Age Limit for Supervisory Board Members | Management | For | For |
12 | Amend Article 16 of Bylaws Re: Censors | Management | For | For |
13 | Approve Reduction in Par Value from EUR 8 to EUR 4 and Amend Bylaws Accordingly | Management | For | For |
14 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 800 Million | Management | For | For |
15 | Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value | Management | For | For |
16 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 217 Million | Management | For | For |
17 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
18 | Authorize Capital Increase for Future Exchange Offers | Management | For | For |
19 | Approve Issuance of Shares Up to EUR 108 Million for a Private Placement | Management | For | For |
20 | Authorize up to 1 Percent of Issued Capital for Use in Stock Option Plan | Management | For | For |
21 | Authorize up to 0.03 Percent of Issued Capital for Use in Restricted Stock Plan | Management | For | Against |
22 | Approve Employee Stock Purchase Plan | Management | For | For |
23 | Approve Employee Stock Purchase Plan Reserved for International Employees | Management | For | For |
24 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
25 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
SCHRODERS PLC
MEETING DATE: MAY 05, 2011 |
||||
TICKER: SDR
SECURITY ID: G7860B102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Re-elect Michael Dobson as Director | Management | For | For |
5 | Re-elect Massimo Tosato as Director | Management | For | For |
6 | Re-elect Andrew Beeson as Director | Management | For | For |
7 | Re-elect Bruno Schroder as Director | Management | For | For |
8 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
9 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
10 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
11 | Approve Equity Compensation Plan 2011 | Management | For | For |
12 | Approve Share Option Plan 2011 | Management | For | For |
13 | Authorise Market Purchase | Management | For | For |
14 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
SEGA SAMMY HOLDINGS INC.
MEETING DATE: JUN 23, 2011 |
||||
TICKER: 6460
SECURITY ID: J7028D104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles To Amend Business Lines | Management | For | For |
2.1 | Elect Director Satomi, Hajime | Management | For | For |
2.2 | Elect Director Nakayama, Keishi | Management | For | For |
2.3 | Elect Director Usui, Okitane | Management | For | For |
2.4 | Elect Director Oguchi, Hisao | Management | For | For |
2.5 | Elect Director Iwanaga, Yuuji | Management | For | For |
2.6 | Elect Director Natsuno, Takeshi | Management | For | For |
SHENGUAN HOLDINGS (GROUP) LTD.
MEETING DATE: MAY 17, 2011 |
||||
TICKER: 00829
SECURITY ID: G8116M108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend and Special Dividend | Management | For | For |
3 | Reappoint Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4a | Reelect Meng Qinguo as Independent Non-Executive Director and Authorize Board to Fix His Remuneration | Management | For | Against |
4b | Reelect Tsui Yung Kwok as Independent Non-Executive Director and Authorize Board to Fix His Remuneration | Management | For | For |
4c | Reelect Yang Xiaohu as Independent Non-Executive Director and Authorize Board to Fix His Remuneration | Management | For | Against |
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
SHENGUAN HOLDINGS (GROUP) LTD.
MEETING DATE: JUN 15, 2011 |
||||
TICKER: 00829
SECURITY ID: G8116M108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Bonus Issue | Management | For | For |
SHIRE PLC
MEETING DATE: APR 26, 2011 |
||||
TICKER: SHP
SECURITY ID: G8124V108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Re-elect Matthew Emmens as Director | Management | For | For |
4 | Re-elect Angus Russell as Director | Management | For | For |
5 | Re-elect Graham Hetherington as Director | Management | For | For |
6 | Re-elect David Kappler as Director | Management | For | For |
7 | Re-elect Patrick Langlois as Director | Management | For | For |
8 | Re-elect Dr Jeffrey Leiden as Director | Management | For | For |
9 | Elect Dr David Ginsburg as Director | Management | For | For |
10 | Elect Anne Minto as Director | Management | For | For |
11 | Reappoint Deloitte LLP as Auditors of the Company | Management | For | For |
12 | Authorise the Audit, Compliance & Risk Committee to Fix Remuneration of Auditors | Management | For | For |
13 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
14 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
15 | Authorise Market Purchase | Management | For | For |
16 | Adopt New Articles of Association | Management | For | For |
17 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
SHIRE PLC
MEETING DATE: APR 26, 2011 |
||||
TICKER: SHP
SECURITY ID: 82481R106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Re-elect Matthew Emmens as Director | Management | For | For |
4 | Re-elect Angus Russell as Director | Management | For | For |
5 | Re-elect Graham Hetherington as Director | Management | For | For |
6 | Re-elect David Kappler as Director | Management | For | For |
7 | Re-elect Patrick Langlois as Director | Management | For | For |
8 | Re-elect Dr Jeffrey Leiden as Director | Management | For | For |
9 | Elect Dr David Ginsburg as Director | Management | For | For |
10 | Elect Anne Minto as Director | Management | For | For |
11 | Reappoint Deloitte LLP as Auditors of the Company | Management | For | For |
12 | Authorise the Audit, Compliance & Risk Committee to Fix Remuneration of Auditors | Management | For | For |
13 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
14 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
15 | Authorise Market Purchase | Management | For | For |
16 | Adopt New Articles of Association | Management | For | For |
17 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
SIEMENS AG
MEETING DATE: JAN 25, 2011 |
||||
TICKER: SIE
SECURITY ID: D69671218
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Supervisory Board Report, Corporate Governance Report, Remuneration Report, and Compliance Report for Fiscal 2009/2010 (Non-Voting) | Management | None | None |
2 | Receive Financial Statements and Statutory Reports for Fiscal 2009/2010 (Non-Voting) | Management | None | None |
3 | Approve Allocation of Income and Dividends of EUR 2.70 per Share | Management | For | For |
4 | Approve Discharge of Management Board for Fiscal 2009/2010 | Management | For | For |
5 | Approve Discharge of Supervisory Board for Fiscal 2009/2010 | Management | For | For |
6 | Approve Remuneration System for Management Board Members | Management | For | For |
7 | Ratify Ernst & Young GmbH as Auditors for Fiscal 2010/2011 and for the Inspection of the Abbreviated Financial Statements for the First Half of Fiscal 2010/2011 | Management | For | For |
8 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
9 | Authorize Use of Financial Derivatives when Repurchasing Shares | Management | For | For |
10 | Approve Creation of EUR 90 Million Pool of Capital to Guarantee Conversion Rights for Issuance of Shares to Employees | Management | For | For |
11 | Approve Remuneration of Supervisory Board | Management | For | For |
12 | Approve Affiliation Agreements with Siemens Finance GmbH | Management | For | For |
13 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 15 Billion; Approve Creation of EUR 270 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
14 | Amend Corporate Purpose | Shareholder | Against | Against |
SILVER WHEATON CORP.
MEETING DATE: MAY 20, 2011 |
||||
TICKER: SLW
SECURITY ID: 828336107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Peter D. Barnes as Director | Management | For | For |
1.2 | Elect Lawrence I. Bell as Director | Management | For | For |
1.3 | Elect George L. Brack as Director | Management | For | For |
1.4 | Elect John A. Brough as Director | Management | For | For |
1.5 | Elect R. Peter Gillin as Director | Management | For | For |
1.6 | Elect Douglas M. Holtby as Director | Management | For | For |
1.7 | Elect Eduardo Luna as Director | Management | For | Withhold |
1.8 | Elect Wade D. Nesmith as Director | Management | For | For |
2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
SINGAPORE EXCHANGE LTD.
MEETING DATE: OCT 07, 2010 |
||||
TICKER: S68
SECURITY ID: Y79946102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Authorize Share Repurchase Program | Management | For | For |
SINGAPORE EXCHANGE LTD.
MEETING DATE: OCT 07, 2010 |
||||
TICKER: S68
SECURITY ID: Y79946102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Adopt Financial Statements and Directors' and Auditors' Reports | Management | For | For |
2 | Declare Final Dividend of SGD 0.1575 Per Share | Management | For | For |
3 | Reelect J Y Pillay as Director | Management | For | For |
4 | Reelect Robert Owen as Director | Management | For | For |
5 | Reelect Chew Choon Seng as Director | Management | For | For |
6 | Reelect Loh Boon Chye as Director | Management | For | For |
7 | Reelect Ng Kee Choe as Director | Management | For | For |
8 | Reelect Magnus Bocker as Director | Management | For | For |
9 | Approve Directors' Fees of SGD 750,000 to be Paid to the Chairman of the Board for the Year Ending June 30, 2011 | Management | For | For |
10 | Approve Directors' Fees of Up to SGD 1.2 Million for the Year Ending June 30, 2011 | Management | For | For |
11 | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
12 | Elect Thaddeus Beczak as Director | Management | For | For |
13 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
SIRIUS XM RADIO INC.
MEETING DATE: MAY 25, 2011 |
||||
TICKER: SIRI
SECURITY ID: 82967N108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Driector Joan L. Amble | Management | For | For |
2 | Elect Driector Leon D. Black | Management | For | Against |
3 | Elect Driector Lawrence F. Gilberti | Management | For | For |
4 | Elect Driector Eddy W. Hartenstein | Management | For | For |
5 | Elect Driector James P. Holden | Management | For | For |
6 | Elect Driector Mel Karmazin | Management | For | For |
7 | Elect Driector James F. Mooney | Management | For | For |
8 | Elect Driector Jack Shaw | Management | For | For |
9 | Ratify Auditors | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
11 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
SJM HOLDINGS LTD.
MEETING DATE: APR 29, 2011 |
||||
TICKER: 00880
SECURITY ID: Y8076V106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend of HK$0.3 Per Share | Management | For | For |
3a | Reelect So Shu Fai as Executive Director | Management | For | For |
3b | Reelect Rui Jose da Cunha as Executive Director | Management | For | For |
3c | Reelect Leong On Kei, Angela as Executive Director | Management | For | For |
3d | Reelect Cheng Yu Tung as Non-Executive Director | Management | For | Against |
3e | Reelect Fok Tsun Ting, Timothy as Executive Director | Management | For | For |
4 | Authorize Board to Fix the Remuneration of Directors | Management | For | For |
5 | Reappoint Deloitte Touche Tohmatsu, Certified Public Accountants and H.C. Watt & Company Limited as Joint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
SKYWORKS SOLUTIONS, INC.
MEETING DATE: MAY 11, 2011 |
||||
TICKER: SWKS
SECURITY ID: 83088M102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Declassify the Board of Directors | Management | For | For |
2.1 | Elect Director David J. McLachlan | Management | For | For |
2.2 | Elect Director David J. Aldrich | Management | For | For |
2.3 | Elect Director Kevin L. Beebe | Management | For | For |
2.4 | Elect Director Moiz M. Beguwala | Management | For | For |
2.5 | Elect Director Timothy R. Furey | Management | For | For |
2.6 | Elect Director Balakrishnan S. Iyer | Management | For | For |
2.7 | Elect Director Thomas C. Leonard | Management | For | For |
2.8 | Elect Director David P. McGlade | Management | For | For |
2.9 | Elect Director Robert A. Schriesheim | Management | For | For |
3.1 | Elect Director David J. Aldrich | Management | For | For |
3.2 | Elect Director Moiz M. Beguwala | Management | For | For |
3.3 | Elect Director David P. McGlade | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | Against |
6 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
8 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
9 | Ratify Auditors | Management | For | For |
SMC CORP.
MEETING DATE: JUN 29, 2011 |
||||
TICKER: 6273
SECURITY ID: J75734103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 60 | Management | For | For |
2.1 | Elect Director Takada, Yoshiyuki | Management | For | For |
2.2 | Elect Director Maruyama, Katsunori | Management | For | For |
2.3 | Elect Director Ito, Fumitaka | Management | For | For |
2.4 | Elect Director Usui, Ikuji | Management | For | For |
2.5 | Elect Director Fukano, Yoshihiro | Management | For | For |
2.6 | Elect Director Takada, Yoshiki | Management | For | For |
2.7 | Elect Director Tomita, Katsunori | Management | For | For |
2.8 | Elect Director Kosugi, Seiji | Management | For | For |
2.9 | Elect Director Kitabatake, Tamon | Management | For | For |
2.10 | Elect Director Mogi, Iwao | Management | For | For |
2.11 | Elect Director Ohashi, Eiji | Management | For | For |
2.12 | Elect Director Satake, Masahiko | Management | For | For |
2.13 | Elect Director Shikakura, Koichi | Management | For | For |
2.14 | Elect Director Kuwahara, Osamu | Management | For | For |
2.15 | Elect Director Ogura, Koji | Management | For | For |
2.16 | Elect Director Kawada, Motoichi | Management | For | For |
2.17 | Elect Director German Berakoetxea | Management | For | For |
2.18 | Elect Director Daniel Langmeier | Management | For | For |
2.19 | Elect Director Lup Yin Chan | Management | For | For |
3.1 | Appoint Statutory Auditor Honda, Takashi | Management | For | For |
3.2 | Appoint Statutory Auditor Takahashi, Koji | Management | For | For |
3.3 | Appoint Statutory Auditor Ogawa, Yoshiaki | Management | For | For |
4 | Appoint External Audit Firm | Management | For | For |
5 | Approve Retirement Bonus Payment for Directors | Management | For | For |
SNC-LAVALIN GROUP INC.
MEETING DATE: MAY 05, 2011 |
||||
TICKER: SNC
SECURITY ID: 78460T105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director I.A. Bourne | Management | For | For |
1.2 | Elect Director P. Duhaime | Management | For | For |
1.3 | Elect Director D. Goldman | Management | For | For |
1.4 | Elect Director P.A. Hammick | Management | For | For |
1.5 | Elect Director P.H. Lessard | Management | For | For |
1.6 | Elect Director E.A. Marcoux | Management | For | For |
1.7 | Elect Director L.R. Marsden | Management | For | For |
1.8 | Elect Director C. Mongeau | Management | For | For |
1.9 | Elect Director G. Morgan | Management | For | For |
1.10 | Elect Director M.D. Parker | Management | For | For |
1.11 | Elect Director H.D. Segal | Management | For | For |
1.12 | Elect Director L.N. Stevenson | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Approve a Non-Binding Advisory Vote on Executive Compensation | Management | For | For |
4 | Approve Shareholder Rights Plan | Management | For | For |
5 | Approve Stock Option Plan | Management | For | Against |
SOFTBANK CORP.
MEETING DATE: JUN 24, 2011 |
||||
TICKER: 9984
SECURITY ID: J75963108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 5 | Management | For | For |
2 | Amend Articles To Amend Business Lines | Management | For | For |
3.1 | Elect Director Son, Masayoshi | Management | For | For |
3.2 | Elect Director Miyauchi, Ken | Management | For | For |
3.3 | Elect Director Kasai, Kazuhiko | Management | For | For |
3.4 | Elect Director Inoue, Masahiro | Management | For | For |
3.5 | Elect Director Ronald Fisher | Management | For | For |
3.6 | Elect Director Yun Ma | Management | For | For |
3.7 | Elect Director Yanai, Tadashi | Management | For | For |
3.8 | Elect Director Mark Schwartz | Management | For | For |
3.9 | Elect Director Sunil Bharti Mittal | Management | For | For |
SOLERA HOLDINGS, INC.
MEETING DATE: NOV 10, 2010 |
||||
TICKER: SLH
SECURITY ID: 83421A104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Tony Aquila | Management | For | For |
1.2 | Elect Director Arthur F. Kingsbury | Management | For | For |
1.3 | Elect Director Jerrell W. Shelton | Management | For | For |
1.4 | Elect Director Kenneth A. Viellieu | Management | For | For |
1.5 | Elect Director Stuart J. Yarbrough | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SPS COMMERCE, INC.
MEETING DATE: MAY 17, 2011 |
||||
TICKER: SPSC
SECURITY ID: 78463M107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael B. Gorman | Management | For | For |
1.2 | Elect Director Philip E. Soran | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
SSL INTERNATIONAL PLC
MEETING DATE: JUL 22, 2010 |
||||
TICKER: SSL
SECURITY ID: G8401X108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Re-elect Richard Adam as Director | Management | For | For |
5 | Re-elect Garry Watts as Director | Management | For | For |
6 | Reappoint KPMG Audit plc as Auditors | Management | For | For |
7 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
8 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
9 | Authorise EU Political Donations and Expenditure | Management | For | For |
10 | Approve Company Share Option Plan 2010 | Management | For | For |
11 | Approve Share Incentive Plan 2010 | Management | For | For |
12 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
13 | Authorise Market Purchase | Management | For | For |
14 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
15 | Adopt New Articles of Association | Management | For | For |
ST. JUDE MEDICAL, INC.
MEETING DATE: MAY 12, 2011 |
||||
TICKER: STJ
SECURITY ID: 790849103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Richard R. Devenuti | Management | For | For |
2 | Elect Director Thomas H. Garrett, III | Management | For | For |
3 | Elect Director Wendy L. Yarno | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
6 | Amend Omnibus Stock Plan | Management | For | Against |
7 | Declassify the Board of Directors | Shareholder | None | For |
8 | Ratify Auditors | Management | For | For |
STAR MICRONICS CO. LTD.
MEETING DATE: MAY 26, 2011 |
||||
TICKER: 7718
SECURITY ID: J76680107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 11 | Management | For | For |
2.1 | Elect Director Sato, Hajime | Management | For | For |
2.2 | Elect Director Okitsu, Tomohiko | Management | For | For |
2.3 | Elect Director Fushimi, Chiaki | Management | For | For |
2.4 | Elect Director Jojima, Satomi | Management | For | For |
2.5 | Elect Director Tanaka, Hiroshi | Management | For | For |
2.6 | Elect Director Kuramae, Takashi | Management | For | For |
2.7 | Elect Director Murakami, Junichi | Management | For | For |
2.8 | Elect Director Sato, Mamoru | Management | For | For |
3 | Appoint Statutory Auditor Tsuboi, Takao | Management | For | For |
4 | Approve Stock Option Plan | Management | For | For |
STARBUCKS CORPORATION
MEETING DATE: MAR 23, 2011 |
||||
TICKER: SBUX
SECURITY ID: 855244109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Howard Schultz | Management | For | For |
2 | Elect Director William W. Bradley | Management | For | For |
3 | Elect Director Mellody Hobson | Management | For | For |
4 | Elect Director Kevin R. Johnson | Management | For | For |
5 | Elect Director Olden Lee | Management | For | For |
6 | Elect Director Sheryl Sandberg | Management | For | For |
7 | Elect Director James G. Shennan, Jr. | Management | For | For |
8 | Elect Director Javier G. Teruel | Management | For | For |
9 | Elect Director Myron E. Ullman, III | Management | For | For |
10 | Elect Director Craig E. Weatherup | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
13 | Amend Omnibus Stock Plan | Management | For | For |
14 | Amend Omnibus Stock Plan | Management | For | For |
15 | Ratify Auditors | Management | For | For |
16 | Adopt Comprehensive Recycling Strategy for Beverage Containers | Shareholder | Against | Abstain |
STOREBRAND ASA (FORMERLY UNI STOREBRAND)
MEETING DATE: APR 13, 2011 |
||||
TICKER: STB
SECURITY ID: R85746106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Registration of Attending Shareholders and Proxies | Management | None | None |
3 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
4 | Designate Inspector(s) of Minutes of Meeting | Management | None | None |
5 | Receive Report of Company's Activities | Management | None | None |
6 | Receive and Approve Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 1.10 per Share | Management | For | Did Not Vote |
7 | Approve Company's Corporate Governance Statement | Management | For | Did Not Vote |
8 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
9 | Authorize Share Repurchase Program | Management | For | Did Not Vote |
10 | Approve Creation of NOK 225 Million Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
11 | Amend Articles Re: Exercise of Votes at General Meeting | Management | For | Did Not Vote |
12 | Elect Karen Ulltveit-Moe, Terje Andersen, Helge Baastad, Maalfrid Brath, and Morten Fon as Members and Jostein Furnes, and Tor Lonnum as Deputy Members of Corporate Assembly | Management | For | Did Not Vote |
13 | Elect Terje Venold, Helge Baastad, Kjetil Houg, and Olaug Svarva as Members of Nominating Committee | Management | For | Did Not Vote |
14 | Elect Finn Myhre and Harald Moen as Members, and Anne-Grete Steinkjaer as Deputy Member of Control Committee | Management | For | Did Not Vote |
15 | Approve Remuneration of Members of Control Committee, Board of Representatives, and Election Committee | Management | For | Did Not Vote |
16 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
17 | Close Meeting | Management | None | None |
SUCCESSFACTORS, INC.
MEETING DATE: JUN 03, 2011 |
||||
TICKER: SFSF
SECURITY ID: 864596101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director William H. Harris, Jr. | Management | For | For |
2 | Elect Director William E. McGlashan, Jr. | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Ratify Auditors | Management | For | For |
SUMITOMO ELECTRIC INDUSTRIES LTD.
MEETING DATE: JUN 24, 2011 |
||||
TICKER: 5802
SECURITY ID: J77411114
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 10 | Management | For | For |
2.1 | Appoint Statutory Auditor Mitake, Shintaro | Management | For | For |
2.2 | Appoint Statutory Auditor Hasegawa, Kazuyoshi | Management | For | For |
3 | Approve Annual Bonus Payment to Directors | Management | For | For |
SUMITOMO HEAVY INDUSTRIES, LTD.
MEETING DATE: JUN 29, 2011 |
||||
TICKER: 6302
SECURITY ID: J77497113
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 8 | Management | For | For |
2.1 | Elect Director Hino, Yoshio | Management | For | For |
2.2 | Elect Director Nakamura, Yoshinobu | Management | For | For |
2.3 | Elect Director Nishimura, Shinji | Management | For | For |
2.4 | Elect Director Betsukawa, Shunsuke | Management | For | For |
2.5 | Elect Director Takaishi, Yuuji | Management | For | For |
2.6 | Elect Director Kashimoto, Hitoshi | Management | For | For |
2.7 | Elect Director Shimizu, Kensuke | Management | For | For |
2.8 | Elect Director Ide, Mikio | Management | For | For |
2.9 | Elect Director Takase, Kohei | Management | For | For |
2.10 | Elect Director Kakimoto, Toshiaki | Management | For | For |
3.1 | Appoint Statutory Auditor Toyosumi, Shigeru | Management | For | For |
3.2 | Appoint Statutory Auditor Kojima, Hideo | Management | For | For |
3.3 | Appoint Statutory Auditor Kinoshita, Yukio | Management | For | For |
4 | Appoint Alternate Statutory Auditor Kora, Yoshio | Management | For | For |
5 | Approve Takeover Defense Plan (Poison Pill) | Management | For | Against |
SUMITOMO METAL MINING CO. LTD.
MEETING DATE: JUN 27, 2011 |
||||
TICKER: 5713
SECURITY ID: J77712123
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 20 | Management | For | For |
2.1 | Elect Director Kemori, Nobumasa | Management | For | For |
2.2 | Elect Director Abe, Ichiro | Management | For | For |
2.3 | Elect Director Koike, Masashi | Management | For | For |
2.4 | Elect Director Baba, Kozo | Management | For | For |
2.5 | Elect Director Nakazato, Yoshiaki | Management | For | For |
2.6 | Elect Director Kubota, Takeshi | Management | For | For |
2.7 | Elect Director Ito, Takashi | Management | For | For |
2.8 | Elect Director Ushijima, Tsutomu | Management | For | For |
3 | Appoint Statutory Auditor Miwa, Hikoyuki | Management | For | Against |
4 | Appoint Alternate Statutory Auditor Fukatsu, Norihiko | Management | For | For |
5 | Approve Annual Bonus Payment to Directors | Management | For | For |
SUMITOMO MITSUI FINANCIAL GROUP, INC.
MEETING DATE: JUN 29, 2011 |
||||
TICKER: 8316
SECURITY ID: J7771X109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 50 for Ordinary Shares | Management | For | For |
2.1 | Elect Director Oku, Masayuki | Management | For | For |
2.2 | Elect Director Kunibe, Takeshi | Management | For | For |
2.3 | Elect Director Kubo, Tetsuya | Management | For | For |
2.4 | Elect Director Nakanishi, Satoru | Management | For | For |
2.5 | Elect Director Jyono, Kazuya | Management | For | For |
2.6 | Elect Director Danno, Koichi | Management | For | For |
2.7 | Elect Director Ito, Yujiro | Management | For | For |
2.8 | Elect Director Fuchizaki, Masahiro | Management | For | For |
2.9 | Elect Director Iwamoto, Shigeru | Management | For | For |
2.10 | Elect Director Nomura, Kuniaki | Management | For | For |
3.1 | Appoint Statutory Auditor Mizoguchi, Jun | Management | For | For |
3.2 | Appoint Statutory Auditor Kawaguchi, Shin | Management | For | For |
SUMITOMO MITSUI TRUST HOLDINGS, INC.
MEETING DATE: JUN 29, 2011 |
||||
TICKER: 8309
SECURITY ID: J0752J108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 4 | Management | For | For |
2 | Approve Reduction in Capital Reserves | Management | For | For |
3.1 | Elect Director Tsunekage, Hitoshi | Management | For | For |
3.2 | Elect Director Tanabe, Kazuo | Management | For | For |
3.3 | Elect Director Mukohara, Kiyoshi | Management | For | For |
3.4 | Elect Director Kitamura, Kunitaro | Management | For | For |
3.5 | Elect Director Iwasaki, Nobuo | Management | For | For |
3.6 | Elect Director Sayato, Jyunichi | Management | For | For |
3.7 | Elect Director Ochiai, Shinji | Management | For | For |
3.8 | Elect Director Okubo, Tetsuo | Management | For | For |
3.9 | Elect Director Okuno, Jun | Management | For | For |
3.10 | Elect Director Otsuka, Akio | Management | For | For |
4 | Appoint External Audit Firm | Management | For | For |
5 | Approve Stock Option Plan | Management | For | Abstain |
SUMITOMO RUBBER INDUSTRIES LTD.
MEETING DATE: MAR 30, 2011 |
||||
TICKER: 5110
SECURITY ID: J77884112
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 12 | Management | For | For |
2.1 | Elect Director Mino, Tetsuji | Management | For | For |
2.2 | Elect Director Nakano, Takaki | Management | For | For |
2.3 | Elect Director Ikeda, Ikuji | Management | For | For |
2.4 | Elect Director Tanaka, Hiroaki | Management | For | For |
2.5 | Elect Director Kosaka, Keizo | Management | For | For |
2.6 | Elect Director Kurasaka, Katsuhide | Management | For | For |
2.7 | Elect Director Onga, Kenji | Management | For | For |
2.8 | Elect Director Nishi, Minoru | Management | For | For |
2.9 | Elect Director Ii, Yasutaka | Management | For | For |
2.10 | Elect Director Ishida, Hiroki | Management | For | For |
3 | Appoint Statutory Auditor Sasaki, Yasuyuki | Management | For | For |
SUN LIFE FINANCIAL INC.
MEETING DATE: MAY 18, 2011 |
||||
TICKER: SLF
SECURITY ID: 866796105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William D. Anderson | Management | For | For |
1.2 | Elect Director Richard H. Booth | Management | For | For |
1.3 | Elect Director Jon A. Boscia | Management | For | For |
1.4 | Elect Director John H. Clappison | Management | For | For |
1.5 | Elect Director David A. Ganong | Management | For | For |
1.6 | Elect Director Martin J. G. Glynn | Management | For | For |
1.7 | Elect Director Krystyna T. Hoeg | Management | For | For |
1.8 | Elect Director David W. Kerr | Management | For | For |
1.9 | Elect Director Idalene F. Kesner | Management | For | For |
1.10 | Elect Director Mitchell M. Merin | Management | For | For |
1.11 | Elect Director Ronald W. Osborne | Management | For | For |
1.12 | Elect Director Hugh D. Segal | Management | For | For |
1.13 | Elect Director Donald A. Stewart | Management | For | For |
1.14 | Elect Director James H. Sutcliffe | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Approve a Non-Binding Advisory Vote on Executive Compensation | Management | For | For |
SUNCOR ENERGY INC
MEETING DATE: MAY 03, 2011 |
||||
TICKER: SU
SECURITY ID: 867224107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mel E. Benson | Management | For | For |
1.2 | Elect Director Dominic D'Alessandro | Management | For | For |
1.3 | Elect Director John T. Ferguson | Management | For | For |
1.4 | Elect Director W. Douglas Ford | Management | For | For |
1.5 | Elect Director Richard L. George | Management | For | For |
1.6 | Elect Director Paul Haseldonckx | Management | For | For |
1.7 | Elect Director John R. Huff | Management | For | For |
1.8 | Elect Director Jacques Lamarre | Management | For | For |
1.9 | Elect Director Brian F. MacNeill | Management | For | For |
1.10 | Elect Director Maureen McCaw | Management | For | For |
1.11 | Elect Director Michael W. O'Brien | Management | For | For |
1.12 | Elect Director James W. Simpson | Management | For | For |
1.13 | Elect Director Eira Thomas | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
SUNCORP-METWAY LTD.
MEETING DATE: NOV 04, 2010 |
||||
TICKER: SUN
SECURITY ID: Q8802S103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive the Financial Statements and Statutory Reports for the Fiscal Year Ended June 30, 2010 | Management | None | None |
2 | Approve the Remuneration Report for the Fiscal Year Ended June 30, 2010 | Management | For | For |
3(a) | Elect John Story as a Director | Management | For | For |
3(b) | Elect Zigmunt Switkowski as a Director | Management | For | For |
3(c) | Elect Stuart Grimshaw as a Director | Management | For | For |
SUNCORP-METWAY LTD.
MEETING DATE: DEC 15, 2010 |
||||
TICKER: SUN
SECURITY ID: Q8802S103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve the Scheme of Arrangement Between Suncorp-Metway Ltd and Its Shareholders | Management | For | For |
SUNCORP-METWAY LTD.
MEETING DATE: DEC 15, 2010 |
||||
TICKER: SUN
SECURITY ID: Q8802S103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve the Buy-Back of Shares from SBGH Ltd at a Total Price Between A$10.8 Billion and A$10.95 Billion Pursuant to the Buy-Back Agreement | Management | For | For |
SUNOPTA INC.
MEETING DATE: MAY 19, 2011 |
||||
TICKER: SOY
SECURITY ID: 8676EP108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Jay Amato as Director | Management | For | For |
1.2 | Elect Steven Bromley as Director | Management | For | For |
1.3 | Elect Douglas Greene as Director | Management | For | For |
1.4 | Elect Victor Hepburn as Director | Management | For | For |
1.5 | Elect Katrina Houde as Director | Management | For | For |
1.6 | Elect Cyril Ing as Director | Management | For | For |
1.7 | Elect Jeremy Kendall as Director | Management | For | For |
1.8 | Elect Alan Murray as Director | Management | For | For |
1.9 | Elect Allan Routh as Director | Management | For | For |
2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Re-approve Stock Option Plan | Management | For | For |
4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
SVB FINANCIAL GROUP
MEETING DATE: APR 21, 2011 |
||||
TICKER: SIVB
SECURITY ID: 78486Q101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Greg W. Becker | Management | For | For |
1.2 | Elect Director Eric A. Benhamou | Management | For | For |
1.3 | Elect Director David M. Clapper | Management | For | For |
1.4 | Elect Director Roger F. Dunbar | Management | For | For |
1.5 | Elect Director Joel P. Friedman | Management | For | For |
1.6 | Elect Director G. Felda Hardymon | Management | For | For |
1.7 | Elect Director Alex W. Hart | Management | For | For |
1.8 | Elect Director C. Richard Kramlich | Management | For | For |
1.9 | Elect Director Lata Krishnan | Management | For | For |
1.10 | Elect Director Kate D. Mitchell | Management | For | For |
1.11 | Elect Director John F. Robinson | Management | For | For |
1.12 | Elect Director Kyung H. Yoon | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Other Business | Management | None | Against |
SWATCH GROUP AG
MEETING DATE: MAY 31, 2011 |
||||
TICKER: UHR
SECURITY ID: H83949141
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
2 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
3 | Approve Allocation of Income and Dividends of CHF 1.00 per Registered Share and CHF 5.00 per Bearer Share | Management | For | Did Not Vote |
4 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Did Not Vote |
SWEDBANK AB
MEETING DATE: MAR 25, 2011 |
||||
TICKER: SWEDA
SECURITY ID: W9423X102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Elect Claes Beyer as Chairman of Meeting | Management | For | Did Not Vote |
3 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
4 | Approve Agenda of Meeting | Management | For | Did Not Vote |
5 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
6 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
7a | Receive Financial Statements and Statutory Reports | Management | None | None |
7b | Receive Auditor's Report | Management | None | None |
7c | Receive President's Report | Management | None | None |
8 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
9 | Approve Allocation of Income and Dividends of SEK 4.80 Per Preference Share and SEK 2.10 Per Common Share | Management | For | Did Not Vote |
10 | Approve Discharge of Board and President | Management | For | Did Not Vote |
11 | Determine Number of Members (10) and Deputy Members (0) of Board | Management | For | Did Not Vote |
12 | Approve Remuneration of Directors in the Amount of SEK 1.35 Million to the Chairman, SEK 675,000 to the Vice Chairman, and SEK 400,000 to Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors | Management | For | Did Not Vote |
13 | Reelect Ulrika Francke, Goran Hedman, Lars Idermark (Chair), Anders Igel, Helle Nielsen, Pia Rudengren, Anders Sundstrom, Karl-Henrik Sundstrom, and Siv Svensson as Directors; Elect Olav Fjell as New Director | Management | For | Did Not Vote |
14 | Authorize Chairman of Board and Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee | Management | For | Did Not Vote |
15 | Amend Articles Re: Editorial Changes | Management | For | Did Not Vote |
16 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
17 | Authorize Repurchase Program of up to One Percent of Issued Share Capital in Accordance with the Securities Market Act | Management | For | Did Not Vote |
18 | Authorize Repurchase Program of up to Ten Percent of Issued Share Capital | Management | For | Did Not Vote |
19a | Approve Deferred Variable Remuneration in the form of Shares under Program 2010 | Management | For | Did Not Vote |
19b | Approve Issuance of up to 1.5 Million C Shares without Preemptive Rights; Amend Articles Accordingly; Authorize Repurchase Program of up to 100 Percent of Issued C Shares; Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | Did Not Vote |
20a | Approve Collective Remuneration Program 2011 | Management | For | Did Not Vote |
20b | Approve Resolution Regarding Deferred Variable Remuneration in the form of Shares under Program 2011 | Management | For | Did Not Vote |
20c | Amend Articles Accordingly; Authorize Board to Resolve New Issue of C-Shares; Authorize Board to resolve Repurchase of Own C-Shares; Authorize Transfer of Own Ordinary Shares | Management | For | Did Not Vote |
21 | Initiate Special Investigation of Circumstances Relating to Swedish Financial Supervisory Authority Imposing Penalty on the Bank | Shareholder | None | Did Not Vote |
22 | Require Board to Evaluate and Report the Banks Work Concerning Gender Equality and Ethnicity on an Annual Basis | Shareholder | None | Did Not Vote |
23 | Approve Distribution of the Book "Fritt Fall - Spelet of Swedbank" to the Shareholders Free of Charge | Shareholder | None | Did Not Vote |
24 | Approve Allocation of SEK 10 Million to an Institute with Certain Duties | Shareholder | None | Did Not Vote |
25 | Close Meeting | Management | None | None |
SXC HEALTH SOLUTIONS CORP.
MEETING DATE: MAY 11, 2011 |
||||
TICKER: SXC
SECURITY ID: 78505P100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark Thierer | Management | For | For |
1.2 | Elect Director Steven D. Cosler | Management | For | For |
1.3 | Elect Director Terrence Burke | Management | For | For |
1.4 | Elect Director William J. Davis | Management | For | For |
1.5 | Elect Director Philip R. Reddon | Management | For | For |
1.6 | Elect Director Curtis J. Thorne | Management | For | For |
1.7 | Elect Director Anthony R. Masso | Management | For | For |
2 | Amend Quorum Requirements | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
6 | Approve KPMG US as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
SYNCHRONOSS TECHNOLOGIES, INC.
MEETING DATE: MAY 10, 2011 |
||||
TICKER: SNCR
SECURITY ID: 87157B103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas J. Hopkins | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
T&D HOLDINGS INC.
MEETING DATE: JUN 28, 2011 |
||||
TICKER: 8795
SECURITY ID: J86796109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 45 | Management | For | For |
2 | Approve Reduction in Capital Reserves | Management | For | For |
3.1 | Elect Director Miyato, Naoteru | Management | For | For |
3.2 | Elect Director Nakagome, Kenji | Management | For | For |
3.3 | Elect Director Igarashi, Tsutomu | Management | For | For |
3.4 | Elect Director Yokoyama, Terunori | Management | For | For |
3.5 | Elect Director Tanaka, Katsuhide | Management | For | For |
3.6 | Elect Director Kida, Tetsuhiro | Management | For | For |
3.7 | Elect Director Shimada, Kazuyoshi | Management | For | For |
4 | Appoint Statutory Auditor Masuda, Yukio | Management | For | For |
5 | Appoint Alternate Statutory Auditor Ozawa, Yuichi | Management | For | For |
6 | Approve Retirement Bonus Payment for Directors and Statutory Auditor | Management | For | Abstain |
TALISMAN ENERGY INC.
MEETING DATE: MAY 04, 2011 |
||||
TICKER: TLM
SECURITY ID: 87425E103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Christiane Bergevin | Management | For | For |
1.2 | Elect Director Donald J. Carty | Management | For | For |
1.3 | Elect Director William R.P. Dalton | Management | For | For |
1.4 | Elect Director Kevin S. Dunne | Management | For | For |
1.5 | Elect Director Harold N. Kvisle | Management | For | For |
1.6 | Elect Director John A. Manzoni | Management | For | For |
1.7 | Elect Director Lisa A. Stewart | Management | For | For |
1.8 | Elect Director Peter W. Tomsett | Management | For | For |
1.9 | Elect Director Charles R. Williamson | Management | For | For |
1.10 | Elect Director Charles M. Winograd | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Approve Shareholder Rights Plan | Management | For | For |
4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
TARGACEPT, INC.
MEETING DATE: JUN 08, 2011 |
||||
TICKER: TRGT
SECURITY ID: 87611R306
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director M. James Barrett | Management | For | For |
1.2 | Elect Director Julia R. Brown | Management | For | For |
1.3 | Elect Director J. Donald DeBethizy | Management | For | For |
1.4 | Elect Director John P. Richard | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
TAYLOR WIMPEY PLC
MEETING DATE: APR 18, 2011 |
||||
TICKER: TW.
SECURITY ID: G86954107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Disposal of the Entire Issued Share Capital of Taylor Wimpey's North American Business | Management | For | For |
TAYLOR WIMPEY PLC
MEETING DATE: APR 21, 2011 |
||||
TICKER: TW.
SECURITY ID: G86954107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Elect Kevin Beeston as Director | Management | For | For |
3 | Elect Ryan Mangold as Director | Management | For | For |
4 | Elect Kate Barker as Director | Management | For | For |
5 | Re-elect Pete Redfern as Director | Management | For | For |
6 | Re-elect Sheryl Palmer as Director | Management | For | For |
7 | Re-elect Baroness Dean of Thornton-le-Fylde as Director | Management | For | For |
8 | Re-elect Anthony Reading as Director | Management | For | For |
9 | Re-elect Robert Rowley as Director | Management | For | For |
10 | Reappoint Deloitte LLP as Auditors | Management | For | For |
11 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
12 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
13 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
14 | Authorise Market Purchase | Management | For | For |
15 | Approve Remuneration Report | Management | For | For |
16 | Authorise EU Political Donations and Expenditure | Management | For | For |
17 | AuAuthorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
TECK RESOURCES LIMITED
MEETING DATE: APR 20, 2011 |
||||
TICKER: TCK.B
SECURITY ID: 878742204
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect I. Abe as Director | Management | For | For |
1.2 | Elect M.M. Ashar as Director | Management | For | For |
1.3 | Elect J. B. Aune as Director | Management | For | For |
1.4 | Elect J. H. Bennett as Director | Management | For | For |
1.5 | Elect H. J. Bolton as Director | Management | For | For |
1.6 | Elect F. P. Chee as Director | Management | For | For |
1.7 | Elect J. L. Cockwell as Director | Management | For | For |
1.8 | Elect N. B. Keevil as Director | Management | For | For |
1.9 | Elect N. B. Keevil III as Director | Management | For | For |
1.10 | Elect T. Kuriyama as Director | Management | For | For |
1.11 | Elect D. R. Lindsay as Director | Management | For | For |
1.12 | Elect J. G. Rennie as Director | Management | For | For |
1.13 | Elect W.S.R. Seyffert as Director | Management | For | For |
1.14 | Elect C. M. Thompson as Director | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
TELEFONICA S.A.
MEETING DATE: MAY 17, 2011 |
||||
TICKER: TEF
SECURITY ID: 879382109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Individual and Consolidated Financial Statements, Statutory Reports, Allocation of Income, and Discharge Directors for FY 2010 | Management | For | For |
2 | Approve Dividend Distribution of EUR 0.77 Per Share Charged to Unrestricted Reserves | Management | For | For |
3.1 | Amend Several Articles of Bylaws to Adapt to Revised Legislations | Management | For | For |
3.2 | Add New Paragraph 5 to Article 16 of Bylaws Re: General Meeting | Management | For | For |
3.3 | Add New Article 26 bis to Bylaws Re: Board-Related | Management | For | For |
4.1 | Amend Several Articles of General Meeting Regulations to Adapt to Revised Legislations | Management | For | For |
4.2 | Amend Article 14.1 of General Meeting Regulations | Management | For | For |
5.1 | Re-elect Isidro Faine Casas as Director | Management | For | Against |
5.2 | Re-elect Vitalino Manuel Nafria Aznar as Director | Management | For | Against |
5.3 | Re-elect Julio Linares Lopez as Director | Management | For | Against |
5.4 | Re-elect David Arculus as Director | Management | For | For |
5.5 | Re-elect Carlos Colomer Casellas as Director | Management | For | Against |
5.6 | Re-elect Peter Erskine as Director | Management | For | Against |
5.7 | Re-elect Alfonso Ferrari Herrero as Director | Management | For | Against |
5.8 | Re-elect Antonio Massanell Lavilla as Director | Management | For | Against |
5.9 | Elect Chang Xiaobing as Director | Management | For | Against |
6 | Authorize Increase in Capital up to 50 Percent via Issuance of New Shares with Possibility of Total or Partial Exclusion of Preemptive Rights | Management | For | For |
7 | Re-elect Ernst & Young SL as Auditors of Individual and Consolidated Accounts | Management | For | For |
8 | Approve Long-Term Incentive Plan Consisting of Delivery of Company Shares to Executive Team Members of Telefonica Group | Management | For | For |
9 | Approve Long-Term Incentive Restricted Plan Consisting of Delivery of Shares to Employees and Executive Personnel of Telefonica Group | Management | For | For |
10 | Approve Share Matching Plan | Management | For | For |
11 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
TELUS CORPORATION
MEETING DATE: MAY 05, 2011 |
||||
TICKER: T.A
SECURITY ID: 87971M996
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director R. H. (Dick) Auchinleck | Management | For | For |
1.2 | Elect Director A. Charles Baillie | Management | For | For |
1.3 | Elect Director Micheline Bouchard | Management | For | For |
1.4 | Elect Director R. John Butler | Management | For | For |
1.5 | Elect Director Brian A. Canfield | Management | For | For |
1.6 | Elect Director Pierre Y. Ducros | Management | For | For |
1.7 | Elect Director Darren Entwistle | Management | For | For |
1.8 | Elect Director Ruston E.T. Goepel | Management | For | For |
1.9 | Elect Director John S. Lacey | Management | For | For |
1.10 | Elect Director William A. MacKinnon | Management | For | For |
1.11 | Elect Director Ronald P. Triffo | Management | For | For |
1.12 | Elect Director Donald Woodley | Management | For | For |
2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
TENCENT HOLDINGS LTD.
MEETING DATE: MAY 11, 2011 |
||||
TICKER: 00700
SECURITY ID: G87572148
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Declare Final Dividend | Management | For | For |
3a1 | Reelect Lau Chi Ping Martin as Director | Management | For | Against |
3a2 | Reelect Antonie Andries Roux as Director | Management | For | Against |
3b | Authorize Board to Fix the Remuneration of Directors | Management | For | For |
4 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
8 | Authorize Board to Establish Further Employee Incentive Schemes | Management | For | Abstain |
TERADYNE, INC.
MEETING DATE: MAY 24, 2011 |
||||
TICKER: TER
SECURITY ID: 880770102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James W. Bagley | Management | For | For |
2 | Elect Director Michael A. Bradley | Management | For | For |
3 | Elect Director Albert Carnesale | Management | For | For |
4 | Elect Director Daniel W. Christman | Management | For | For |
5 | Elect Director Edwin J. Gillis | Management | For | For |
6 | Elect Director Timothy E. Guertin | Management | For | For |
7 | Elect Director Paul J. Tufano | Management | For | For |
8 | Elect Director Roy A. Vallee | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
10 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
11 | Amend Omnibus Stock Plan | Management | For | For |
12 | Ratify Auditors | Management | For | For |
TESORO CORPORATION
MEETING DATE: MAY 04, 2011 |
||||
TICKER: TSO
SECURITY ID: 881609101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Rodney F. Chase | Management | For | For |
2 | Elect Director Gregory J. Goff | Management | For | For |
3 | Elect Director Robert W. Goldman | Management | For | For |
4 | Elect Director Steven H. Grapstein | Management | For | For |
5 | Elect Director J.w. Nokes | Management | For | For |
6 | Elect Director Susan Tomasky | Management | For | For |
7 | Elect Director Michael E. Wiley | Management | For | For |
8 | Elect Director Patrick Y. Yang | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
10 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
11 | Approve Omnibus Stock Plan | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Report on Accident Risk Reduction Efforts | Shareholder | Against | Abstain |
THE ESTEE LAUDER COMPANIES INC.
MEETING DATE: NOV 09, 2010 |
||||
TICKER: EL
SECURITY ID: 518439104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Aerin Lauder | Management | For | For |
1.2 | Elect Director William P. Lauder | Management | For | For |
1.3 | Elect Director Lynn Forester de Rothschild | Management | For | For |
1.4 | Elect Director Richard D. Parsons | Management | For | For |
1.5 | Elect Director Richard F. Zannino | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
THE GREENBRIER COMPANIES, INC.
MEETING DATE: JAN 07, 2011 |
||||
TICKER: GBX
SECURITY ID: 393657101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Graeme A. Jack | Management | For | For |
1.2 | Elect Director Victoria McManus | Management | For | For |
1.3 | Elect Director Wendy L. Teramoto | Management | For | For |
1.4 | Elect Director Benjamin R. Whiteley | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
THE MORGAN CRUCIBLE COMPANY PLC
MEETING DATE: MAY 10, 2011 |
||||
TICKER: MGCR
SECURITY ID: G62496131
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Re-elect Mark Robertshaw as Director | Management | For | For |
5 | Re-elect Simon Heale as Director | Management | For | For |
6 | Re-elect Martin Flower as Director | Management | For | For |
7 | Re-elect Andrew Given as Director | Management | For | For |
8 | Re-elect Kevin Dangerfield as Director | Management | For | For |
9 | Re-elect Tim Stevenson as Director | Management | For | For |
10 | Elect Andrew Hosty as Director | Management | For | For |
11 | Reappoint KPMG Audit plc as Auditors of the Company | Management | For | For |
12 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
13 | Authorise EU Political Donations and Expenditure | Management | For | For |
14 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
15 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
16 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
17 | Adopt New Articles of Association | Management | For | For |
THE SAGE GROUP PLC
MEETING DATE: MAR 02, 2011 |
||||
TICKER: SGE
SECURITY ID: G7771K134
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Re-elect Guy Berruyer as Director | Management | For | For |
4 | Re-elect David Clayton as Director | Management | For | For |
5 | Re-elect Paul Harrison as Director | Management | For | For |
6 | Re-elect Anthony Hobson as Director | Management | For | For |
7 | Re-elect Tamara Ingram as Director | Management | For | For |
8 | Re-elect Ruth Markland as Director | Management | For | For |
9 | Re-elect Ian Mason as Director | Management | For | For |
10 | Re-elect Mark Rolfe as Director | Management | For | For |
11 | Re-elect Paul Stobart as Director | Management | For | For |
12 | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorise Their Remuneration | Management | For | For |
13 | Approve Remuneration Report | Management | For | For |
14 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
15 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
16 | Authorise Market Purchase | Management | For | For |
17 | Adopt New Articles of Association | Management | For | For |
18 | Authorise the Company to Call EGM with Two Weeks Notice | Management | For | For |
19 | Authorise Director to Continue to Grant Awards Over Ordinary Shares under the French Appendix to the Sage Group Performance Share Plan | Management | For | For |
THE SOUTHERN COMPANY
MEETING DATE: MAY 25, 2011 |
||||
TICKER: SO
SECURITY ID: 842587107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J. P. Baranco | Management | For | For |
1.2 | Elect Director J. A. Boscia | Management | For | For |
1.3 | Elect Director H. A. Clark, III | Management | For | For |
1.4 | Elect Director T. A. Fanning | Management | For | For |
1.5 | Elect Director H.W. Habermeyer, Jr. | Management | For | For |
1.6 | Elect Director V.M Hagen | Management | For | For |
1.7 | Elect Director W. A. Hood, Jr. | Management | For | For |
1.8 | Elect Director D. M. James | Management | For | For |
1.9 | Elect Director D. E. Klein | Management | For | For |
1.10 | Elect Director J. N. Purcell | Management | For | For |
1.11 | Elect Director W. G. Smith, Jr. | Management | For | For |
1.12 | Elect Director S. R. Specker | Management | For | For |
1.13 | Elect Director L.D. Thompson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Approve Omnibus Stock Plan | Management | For | Against |
6 | Report on Coal Combustion Waste Hazard and Risk Mitigation Efforts | Shareholder | Against | Abstain |
THE TJX COMPANIES, INC.
MEETING DATE: JUN 14, 2011 |
||||
TICKER: TJX
SECURITY ID: 872540109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Jose B. Alvarez | Management | For | For |
2 | Elect Director Alan M. Bennett | Management | For | For |
3 | Elect Director Bernard Cammarata | Management | For | For |
4 | Elect Director David T. Ching | Management | For | For |
5 | Elect Director Michael F. Hines | Management | For | For |
6 | Elect Director Amy B. Lane | Management | For | For |
7 | Elect Director Carol Meyrowitz | Management | For | For |
8 | Elect Director John F. O'Brien | Management | For | For |
9 | Elect Director Willow B. Shire | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
THE TORONTO-DOMINION BANK
MEETING DATE: MAR 31, 2011 |
||||
TICKER: TD
SECURITY ID: 891160509
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William E. Bennett | Management | For | For |
1.2 | Elect Director Hugh J. Bolton | Management | For | For |
1.3 | Elect Director John L. Bragg | Management | For | For |
1.4 | Elect Director Amy W. Brinkley | Management | For | For |
1.5 | Elect Director W. Edmund Clark | Management | For | For |
1.6 | Elect Director Wendy K. Dobson | Management | For | For |
1.7 | Elect Director Henry H. Ketcham | Management | For | For |
1.8 | Elect Director Pierre H. Lessard | Management | For | For |
1.9 | Elect Director Brian M. Levitt | Management | For | For |
1.10 | Elect Director Harold H. MacKay | Management | For | For |
1.11 | Elect Director Irene R. Miller | Management | For | For |
1.12 | Elect Director Nadir H. Mohamed | Management | For | For |
1.13 | Elect Director Wilbur J. Prezzano | Management | For | For |
1.14 | Elect Director Helen K. Sinclair | Management | For | For |
1.15 | Elect Director Carole S. Taylor | Management | For | For |
1.16 | Elect Director John M. Thompson | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
4 | Proposal for the Board to Adopt a Parity Representation Policy | Shareholder | Against | Against |
5 | Disclose Equity Ratio Between Total Compensation of CEO, the Five NEOs and Total Average Compensation of Employees | Shareholder | Against | Against |
6 | Proposal For Abolition of Subsidiaries and Branches in Tax Havens | Shareholder | Against | Against |
7 | Establish Director Stock Ownership Requirement | Shareholder | Against | Against |
THERAVANCE, INC.
MEETING DATE: APR 27, 2011 |
||||
TICKER: THRX
SECURITY ID: 88338T104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Rick E Winningham | Management | For | For |
1.2 | Elect Director Jeffrey M. Drazan | Management | For | For |
1.3 | Elect Director Henrietta Holsman Fore | Management | For | For |
1.4 | Elect Director Robert V. Gunderson, Jr. | Management | For | For |
1.5 | Elect Director Arnold J. Levine, Ph.D. | Management | For | For |
1.6 | Elect Director Burton G. Malkiel, Ph.D. | Management | For | For |
1.7 | Elect Director Peter S. Ringrose, Ph.D. | Management | For | For |
1.8 | Elect Director William H. Waltrip | Management | For | For |
1.9 | Elect Director George M. Whitesides, Ph.D. | Management | For | For |
1.10 | Elect Director William D. Young | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Ratify Auditors | Management | For | For |
THOMSON REUTERS CORPORATION
MEETING DATE: MAY 03, 2011 |
||||
TICKER: TRI
SECURITY ID: 884903105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David Thomson | Management | For | For |
1.2 | Elect Director W. Geoffrey Beattie | Management | For | For |
1.3 | Elect Director Thomas H. Glocer | Management | For | For |
1.4 | Elect Director Manvinder S. Banga | Management | For | For |
1.5 | Elect Director Mary Cirillo | Management | For | For |
1.6 | Elect Director Steven A. Denning | Management | For | For |
1.7 | Elect Director Lawton W. Fitt | Management | For | For |
1.8 | Elect Director Roger L. Martin | Management | For | For |
1.9 | Elect Director Sir Deryck Maughan | Management | For | For |
1.10 | Elect Director Ken Olisa | Management | For | For |
1.11 | Elect Director Vance K. Opperman | Management | For | For |
1.12 | Elect Director John M. Thompson | Management | For | For |
1.13 | Elect Director Peter J. Thomson | Management | For | For |
1.14 | Elect Director John A. Tory | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
TIBCO SOFTWARE INC.
MEETING DATE: APR 14, 2011 |
||||
TICKER: TIBX
SECURITY ID: 88632Q103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Vivek Y. Ranadive | Management | For | For |
1.2 | Elect Director Nanci E.Caldwell | Management | For | For |
1.3 | Elect Director Eric C.W. Dunn | Management | For | For |
1.4 | Elect Director Narendra K. Gupta | Management | For | For |
1.5 | Elect Director Peter J. Job | Management | For | For |
1.6 | Elect Director Philip K. Wood | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
TOKAI CARBON CO. LTD.
MEETING DATE: MAR 25, 2011 |
||||
TICKER: 5301
SECURITY ID: J85538106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 4 | Management | For | For |
2.1 | Elect Director Kudo, Yoshinari | Management | For | For |
2.2 | Elect Director Nakai, Kiyonari | Management | For | For |
2.3 | Elect Director Murofushi, Nobuyuki | Management | For | For |
2.4 | Elect Director Nagasaka, Hajime | Management | For | For |
2.5 | Elect Director Hirama, Hiroshi | Management | For | For |
2.6 | Elect Director Takahashi, Naoshi | Management | For | For |
2.7 | Elect Director Hosoya, Masanao | Management | For | For |
2.8 | Elect Director Kumakura, Yoshio | Management | For | For |
2.9 | Elect Director Toko, Hideo | Management | For | For |
3 | Appoint Alternate Statutory Auditor Doki, Masanobu | Management | For | For |
4 | Approve Takeover Defense Plan (Poison Pill) | Management | For | Against |
TORAY INDUSTRIES INC.
MEETING DATE: JUN 24, 2011 |
||||
TICKER: 3402
SECURITY ID: J89494116
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 5 | Management | For | For |
2.1 | Elect Director Tanaka, Eizo | Management | For | For |
2.2 | Elect Director Yamaguchi, Susumu | Management | For | For |
2.3 | Elect Director Murakami, Hiroshi | Management | For | For |
2.4 | Elect Director Otani, Hiroshi | Management | For | For |
2.5 | Elect Director Yoshinaga, Minoru | Management | For | For |
3.1 | Appoint Statutory Auditor Sonoya, Kazuo | Management | For | For |
3.2 | Appoint Statutory Auditor Otani, Hiroshi | Management | For | For |
3.3 | Appoint Statutory Auditor Yahagi, Mitsuaki | Management | For | Against |
3.4 | Appoint Statutory Auditor Matsuo, Makoto | Management | For | For |
4 | Appoint Alternate Statutory Auditor Yamamoto, Keno | Management | For | Against |
5 | Approve Annual Bonus Payment to Directors and Statutory Auditors | Management | For | For |
6 | Approve Retirement Bonuses and Special Payments in Connection with Abolition of Retirement Bonus System | Management | For | Abstain |
7 | Approve Adjustment to Aggregate Compensation Ceilings for Directors and Statutory Auditors | Management | For | For |
8 | Approve Deep Discount Stock Option Plan | Management | For | For |
TOSHIBA CORP.
MEETING DATE: JUN 22, 2011 |
||||
TICKER: 6502
SECURITY ID: J89752117
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nishida, Atsutoshi | Management | For | Against |
1.2 | Elect Director Sasaki, Norio | Management | For | Against |
1.3 | Elect Director Muromachi, Masashi | Management | For | Against |
1.4 | Elect Director Muraoka, Fumio | Management | For | Against |
1.5 | Elect Director Horioka, Hiroshi | Management | For | Against |
1.6 | Elect Director Hirabayashi, Hiroshi | Management | For | For |
1.7 | Elect Director Sasaki, Takeshi | Management | For | For |
1.8 | Elect Director Kosugi, Takeo | Management | For | For |
1.9 | Elect Director Shimomitsu, Hidejiro | Management | For | Against |
1.10 | Elect Director Tanaka, Hisao | Management | For | Against |
1.11 | Elect Director Kitamura, Hideo | Management | For | Against |
1.12 | Elect Director Watanabe, Toshiharu | Management | For | Against |
1.13 | Elect Director Kubo, Makoto | Management | For | Against |
2 | Amend Articles to Require Investigation, Disclosure to Mainichi Shimbun of Work Logs Used in Fraudulent Billing of NEDO | Shareholder | Against | Against |
3 | Amend Articles to Require Investigation, Disclosure to Yomiuri Shimbun of Employee's Refusal Document to Fabricate Work Logs Used in Behind Fraudulent Billing of NEDO | Shareholder | Against | Against |
4 | Amend Articles to Require Investigation, Disclosure to Asahi Shimbun of Keihin Office Head Warned About Fraudulent Billing of NEDO | Shareholder | Against | Against |
5 | Amend Articles to Require Investigation, Disclosure to Sankei Shimbun of Sr. VP of Energy System Group Who Oversaw Keihin Office | Shareholder | Against | Against |
6 | Amend Articles to Require Investigation, Disclosure to Nihon Keizai Shimbun of Document Notifying Then-President Sato of Fraudulent Billing of NEDO | Shareholder | Against | Against |
7 | Amend Articles to Require Investigation, Disclosure to Mainichi Shimbun of M.O. and Employee Criminal Awareness in Fraudulent Billing of NEDO | Shareholder | Against | Against |
8 | Amend Articles to Require Investigation, Disclosure to Yomiuri Shimbun of Organized Crime, Coverup 1 (Keihin Office), Coverup 2 (Headquarters), Coverup 3 (Unexplained Punishments) | Shareholder | Against | Against |
9 | Amend Articles to Require Investigation, Disclosure to Asahi Shimbun of Seven Measures Taken by Headquarters in NEDO Affair | Shareholder | Against | Against |
10 | Amend Articles to Require Investigation, Disclosure to Sankei Shimbun of NEDO Findings, Toshiba Reaction, Costs, Damage in NEDO Affair | Shareholder | Against | Against |
11 | Amend Articles to Require Investigation, Disclosure to Nihon Keizai Shimbun of Who Was Responsible for the NEDO Affair and Coverup | Shareholder | Against | Against |
12 | Amend Articles to Require Detailed Answers to All Questions at Shareholder Meetings | Shareholder | Against | Against |
13 | Amend Articles to Prohibit Deeming Non-Votes as Votes FOR Management Proposals, AGAINST Shareholder Proposals | Shareholder | Against | Against |
14 | Amend Articles to Systematize and Disclose Punitive Action Against Directors | Shareholder | Against | Against |
15 | Amend Articles to Require Detailed Historical Disclosure of Director and Officer Punitive Action | Shareholder | Against | Against |
16 | Amend Articles to Require Disclosure to Mainichi Shimbun of Specific Accomplishments and Compensation of Each Officer, and Costs Incurred in their Hiring | Shareholder | Against | Against |
17 | Amend Articles to Require Disclosure to Yomiuri Shimbun of Reasons for Retaining, Specific Tasks/Accomplishments, Compensation and Cost Incurred to Recruit Consultants and Friends of the Firm | Shareholder | Against | Against |
18 | Amend Articles to Require Disclosure to Asahi Shimbun of Number, Positions Held, Origin Agencies of All Hires of Civil Servants, with Annual Breakdown of Revenue from Each Agency | Shareholder | Against | Against |
19 | Amend Articles to Mandate JPY 2200 an Hour Minimum Wage to Temporary Workers | Shareholder | Against | Against |
20 | Amend Articles to Mandate JPY 5 per Share Minimum Dividend per Year for Five Years | Shareholder | Against | Against |
21.1 | Appoint Shareholder Nominee Watanabe, Seigo to the Board | Shareholder | Against | Against |
21.2 | Appoint Shareholder Nominee Koyama, Yoshio to the Board | Shareholder | Against | Against |
21.3 | Appoint Shareholder Nominee Ozono, Jiro to the Board | Shareholder | Against | Against |
21.4 | Appoint Shareholder Nominee Shintani, Masataka to the Board | Shareholder | Against | Against |
21.5 | Appoint Shareholder Nominee Isu, Yuichiro to the Board | Shareholder | Against | Against |
21.6 | Appoint Shareholder Nominee Tanigawa, Kazuo to the Board | Shareholder | Against | Against |
21.7 | Appoint Shareholder Nominee Hatano, Koichi to the Board | Shareholder | Against | Against |
21.8 | Appoint Shareholder Nominee Miki, Yoshiaki to the Board | Shareholder | Against | Against |
21.9 | Appoint Shareholder Nominee Sasaki, Tomohiko to the Board | Shareholder | Against | Against |
21.10 | Appoint Shareholder Nominee Miyamoto, Toshiki to the Board | Shareholder | Against | Against |
21.11 | Appoint Shareholder Nominee Oshima, Toshiyuki to the Board | Shareholder | Against | Against |
21.12 | Appoint Shareholder Nominee Sato, Fumio to the Board | Shareholder | Against | Against |
21.13 | Appoint Shareholder Nominee Nishimuro, Taizo to the Board | Shareholder | Against | Against |
21.14 | Appoint Shareholder Nominee Okamura, Tadashi to the Board | Shareholder | Against | Against |
21.15 | Appoint Shareholder Nominee Shimagami, Kiyoaki to the Board | Shareholder | Against | Against |
TOSOH CORP.
MEETING DATE: JUN 29, 2011 |
||||
TICKER: 4042
SECURITY ID: J90096116
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Tsuchiya, Takashi | Management | For | For |
1.2 | Elect Director Udagawa, Kenichi | Management | For | For |
1.3 | Elect Director Otagaki, Keiichi | Management | For | For |
1.4 | Elect Director Koie, Yasuyuki | Management | For | For |
1.5 | Elect Director Abe, Yoshihiko | Management | For | For |
1.6 | Elect Director Yamamoto, Toshinori | Management | For | For |
1.7 | Elect Director Kadowaki, Susumu | Management | For | For |
1.8 | Elect Director Maeda, Yoshihiro | Management | For | For |
1.9 | Elect Director Emori, Shinhachiro | Management | For | For |
1.10 | Elect Director Inoue, Eiji | Management | For | For |
1.11 | Elect Director Ito, Sukehiro | Management | For | For |
1.12 | Elect Director Chuuma, Naohiro | Management | For | For |
1.13 | Elect Director Uchikura, Masaki | Management | For | For |
1.14 | Elect Director Nishizawa, Keiichiro | Management | For | For |
2 | Appoint Statutory Auditor Tanaka, Shinji | Management | For | For |
3.1 | Appoint Alternate Statutory Auditor Iwabuchi, Setsuo | Management | For | For |
3.2 | Appoint Alternate Statutory Auditor Matsuoka, Tsutomu | Management | For | For |
TOYO ENGINEERING CORP.
MEETING DATE: JUN 23, 2011 |
||||
TICKER: 6330
SECURITY ID: J91343103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 5 | Management | For | For |
2.1 | Elect Director Nagata, Yuushi | Management | For | For |
2.2 | Elect Director Yamada, Yutaka | Management | For | For |
2.3 | Elect Director Hatano, Takuma | Management | For | For |
2.4 | Elect Director Soejima, Kenji | Management | For | For |
2.5 | Elect Director Nishihara, Kazuomi | Management | For | For |
2.6 | Elect Director Fusayama, Makoto | Management | For | For |
2.7 | Elect Director Matsumoto, Keiichi | Management | For | For |
2.8 | Elect Director Kuwahara, Satoshi | Management | For | For |
2.9 | Elect Director Shiinoki, Hideki | Management | For | For |
2.10 | Elect Director Hamamura, Mitsutoshi | Management | For | For |
2.11 | Elect Director Uchida, Masayuki | Management | For | For |
3.1 | Appoint Statutory Auditor Shimagaki, Makoto | Management | For | For |
3.2 | Appoint Statutory Auditor Umezu, Takashi | Management | For | Against |
3.3 | Appoint Statutory Auditor Shinohara, Yoshiyuki | Management | For | Against |
TOYOTA MOTOR CORP.
MEETING DATE: JUN 17, 2011 |
||||
TICKER: 7203
SECURITY ID: J92676113
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 30 | Management | For | For |
2 | Amend Articles To Decrease Maximum Board Size | Management | For | For |
3.1 | Elect Director Cho, Fujio | Management | For | For |
3.2 | Elect Director Toyoda, Akio | Management | For | For |
3.3 | Elect Director Uchiyamada, Takeshi | Management | For | For |
3.4 | Elect Director Funo, Yukitoshi | Management | For | For |
3.5 | Elect Director Niimi, Atsushi | Management | For | For |
3.6 | Elect Director Sasaki, Shinichi | Management | For | For |
3.7 | Elect Director Ozawa, Satoshi | Management | For | For |
3.8 | Elect Director Kodaira, Nobuyori | Management | For | For |
3.9 | Elect Director Furuhashi, Mamoru | Management | For | For |
3.10 | Elect Director Ijichi, Takahiko | Management | For | For |
3.11 | Elect Director Ihara, Yasumori | Management | For | For |
4.1 | Appoint Statutory Auditor Matsuo, Kunihiro | Management | For | For |
4.2 | Appoint Statutory Auditor Wake, Yoko | Management | For | For |
4.3 | Appoint Statutory Auditor Ichimaru, Yoichiro | Management | For | For |
4.4 | Appoint Statutory Auditor Kato, Masahiro | Management | For | For |
5 | Approve Adjustment to Aggregate Compensation Ceiling for Directors | Management | For | For |
6 | Approve Annual Bonus Payment to Directors | Management | For | For |
TRANSOCEAN LTD.
MEETING DATE: MAY 13, 2011 |
||||
TICKER: RIGN
SECURITY ID: H8817H100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Discharge of Board and Senior Management | Management | For | Against |
3 | Approve Allocation of Income and Omission of Dividends | Management | For | For |
4 | Approve Re-allocation of Free Reserves to Legal Reserves from Capital Contribution | Management | For | For |
5 | Approve Reduction in Share Capital and Repayment of $3.11 per Share | Management | For | For |
6 | Approve Release and Re-allocation of Legal Reserves, Reserve from Capital Contribution, to Dividend Reserve From Capital Contributions | Management | For | For |
7 | Approve Creation of CHF 67 Million Pool of Capital without Preemptive Rights | Management | For | For |
8 | Approve Decrease in Size of Board | Management | For | For |
9a | Reelect Jagjeet S. Bindra as Director | Management | For | For |
9b | Reelect Steve Lucas as Director | Management | For | For |
9c | Reelect Tan Ek Kia as Director | Management | For | For |
9d | Reelect Martin B. McNamara as Director | Management | For | For |
9e | Reelect Ian C. Strachan as Director | Management | For | For |
10 | Appointment Of Ernst & Young LLP as Independent Registered Public Accounting Firm for Fiscal Year 2010 | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
TRICAN WELL SERVICE LTD.
MEETING DATE: MAY 10, 2011 |
||||
TICKER: TCW
SECURITY ID: 895945103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Seven | Management | For | For |
2.1 | Elect Director Kenneth M. Bagan | Management | For | For |
2.2 | Elect Director G. Allen Brooks | Management | For | For |
2.3 | Elect Director Murray L. Cobbe | Management | For | For |
2.4 | Elect Director Dale M. Dusterhoft | Management | For | For |
2.5 | Elect Director Donald R. Luft | Management | For | For |
2.6 | Elect Director Kevin L. Nugent | Management | For | For |
2.7 | Elect Director Douglas F. Robinson | Management | For | For |
3 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
TRINIDAD DRILLING LTD.
MEETING DATE: JUN 01, 2011 |
||||
TICKER: TDG
SECURITY ID: 896356102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Seven | Management | For | For |
2.1 | Elect Director Michael E. Heier | Management | For | For |
2.2 | Elect Director Brian Bentz | Management | For | For |
2.3 | Elect Director Jim Brown | Management | For | For |
2.4 | Elect Director Brock W. Gibson | Management | For | For |
2.5 | Elect Director Lewis W. Powers | Management | For | For |
2.6 | Elect Director Kenneth Stickland | Management | For | For |
2.7 | Elect Director Lyle C. Whitmarsh | Management | For | For |
3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Re-approve Stock Option Plan | Management | For | For |
5 | Amend Stock Option Plan | Management | For | For |
6 | Approve Stock Option Plan Grants | Management | For | For |
7 | Approve Shareholder Rights Plan | Management | For | For |
UBS AG
MEETING DATE: APR 28, 2011 |
||||
TICKER: UBSN
SECURITY ID: H89231338
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
1.2 | Approve Remuneration Report | Management | For | Did Not Vote |
2 | Approve Allocation of Income and Omission of Dividends | Management | For | Did Not Vote |
3 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
4.1a | Reelect Kaspar Villiger as Director | Management | For | Did Not Vote |
4.1b | Reelect Michel Demare as Director | Management | For | Did Not Vote |
4.1c | Reelect David Sidwell as Director | Management | For | Did Not Vote |
4.1d | Reelect Rainer-Marc Frey as Director | Management | For | Did Not Vote |
4.1e | Reelect Bruno Gehrig as Director | Management | For | Did Not Vote |
4.1f | Reelect Ann Godbehere as Director | Management | For | Did Not Vote |
4.1g | Reelect Axel Lehmann as Director | Management | For | Did Not Vote |
4.1h | Reelect Wolfgang Mayrhuber as Director | Management | For | Did Not Vote |
4.1i | Reelect Helmut Panke as Director | Management | For | Did Not Vote |
4.1j | Reelect William Parrett as Director | Management | For | Did Not Vote |
4.2 | Elect Joseph Yam as Director | Management | For | Did Not Vote |
4.3 | Ratify Ernst & Young AG as Auditors | Management | For | Did Not Vote |
ULTA SALON, COSMETICS & FRAGRANCE, INC.
MEETING DATE: JUN 02, 2011 |
||||
TICKER: ULTA
SECURITY ID: 90384S303
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dennis K. Eck | Management | For | For |
1.2 | Elect Director Charles J. Philippin | Management | For | For |
1.3 | Elect Director Kenneth T. Stevens | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Approve Omnibus Stock Plan | Management | For | For |
UMICORE
MEETING DATE: OCT 29, 2010 |
||||
TICKER: UMI
SECURITY ID: B95505168
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Did Not Vote |
2 | Discuss Merger Proposal Re: Item 4 | Management | None | None |
3 | Approve Terms and Conditions Re: Item 4 | Management | For | Did Not Vote |
4 | Approve Merger by Absorption of Umicore Oxyde Belgium NV/SA | Management | For | Did Not Vote |
UMICORE
MEETING DATE: APR 26, 2011 |
||||
TICKER: UMI
SECURITY ID: B95505168
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Directors' and Auditors' Reports | Management | None | None |
2 | Approve Financial Statements, Allocation of Income, and Dividends of EUR 0.80 per Share | Management | For | Did Not Vote |
3 | Receive Consolidated Financial Statements and Statutory Reports | Management | None | None |
4 | Approve Discharge of Directors | Management | For | Did Not Vote |
5 | Approve Discharge of Auditors | Management | For | Did Not Vote |
6.1 | Reelect G. Pacquot as Director | Management | For | Did Not Vote |
6.2 | Reelect U-E. Bufe as Director | Management | For | Did Not Vote |
6.3 | Reelect A. de Pret as Director | Management | For | Did Not Vote |
6.4 | Reelect J. Oppenheimer as Director | Management | For | Did Not Vote |
6.5 | Elect I. Kolmsee as Independent Director | Management | For | Did Not Vote |
6.6 | Approve Remuneration of Directors | Management | For | Did Not Vote |
7.1 | Ratify PricewaterhauseCoopers as Auditors | Management | For | Did Not Vote |
7.2 | Approve Auditors' Remuneration | Management | For | Did Not Vote |
1 | Renew Authorization to Increase Share Capital within the Framework of Authorized Capital | Management | For | Did Not Vote |
2.1 | Amend Article 16 Re: Convening of Shareholders' Meetings | Management | For | Did Not Vote |
2.2 | Amend Article 17 Re: Admission of Shareholders' Meetings | Management | For | Did Not Vote |
2.3 | Amend Article 18 Re: Conduct of Shareholders' meeting | Management | For | Did Not Vote |
2.4 | Amend Article 19 Re: Votes at Shareholder Meeting | Management | For | Did Not Vote |
3 | Approve Precedent Condition for Items 2.1-2.4 | Management | For | Did Not Vote |
UNION PACIFIC CORPORATION
MEETING DATE: MAY 05, 2011 |
||||
TICKER: UNP
SECURITY ID: 907818108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Andrew H. Card, Jr. | Management | For | For |
1.2 | Elect Director Erroll B. Davis, Jr. | Management | For | For |
1.3 | Elect Director Thomas J. Donohue | Management | For | For |
1.4 | Elect Director Archie W. Dunham | Management | For | For |
1.5 | Elect Director Judith Richards Hope | Management | For | For |
1.6 | Elect Director Charles C. Krulak | Management | For | For |
1.7 | Elect Director Michael R. McCarthy | Management | For | For |
1.8 | Elect Director Michael W. McConnell | Management | For | For |
1.9 | Elect Director Thomas F. McLarty III | Management | For | For |
1.10 | Elect Director Steven R. Rogel | Management | For | For |
1.11 | Elect Director Jose H. Villarreal | Management | For | For |
1.12 | Elect Director James R. Young | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5a | Reduce Supermajority Vote Requirement Relating to Preference Rights of Preferred Stock | Management | For | For |
5b | Reduce Supermajority Vote Requirement Relating to Removal of Directors | Management | For | For |
5c | Reduce Supermajority Vote Requirement Relating to Amendments to Authorized Capital Stock | Management | For | For |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
UNITED STATES STEEL CORPORATION
MEETING DATE: APR 26, 2011 |
||||
TICKER: X
SECURITY ID: 912909108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard A. Gephardt | Management | For | For |
1.2 | Elect Director Glenda G. McNeal | Management | For | For |
1.3 | Elect Director Graham B. Spanier | Management | For | For |
1.4 | Elect Director Patricia A. Tracey | Management | For | For |
1.5 | Elect Director John J. Engel | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
UNITED THERAPEUTICS CORPORATION
MEETING DATE: JUN 29, 2011 |
||||
TICKER: UTHR
SECURITY ID: 91307C102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Raymond Dwek | Management | For | For |
1.2 | Elect Director Roger Jeffs | Management | For | For |
1.3 | Elect Director Christopher Patusky | Management | For | For |
1.4 | Elect Director Tommy Thompson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
UNIVERSAL DISPLAY CORPORATION
MEETING DATE: JUN 23, 2011 |
||||
TICKER: PANL
SECURITY ID: 91347P105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven V. Abramson | Management | For | For |
1.2 | Elect Director Leonard Becker | Management | For | For |
1.3 | Elect Director Elizabeth H. Gemmill | Management | For | For |
1.4 | Elect Director C. Keith Hartley | Management | For | For |
1.5 | Elect Director Lawrence Lacerte | Management | For | For |
1.6 | Elect Director Sidney D. Rosenblatt | Management | For | For |
1.7 | Elect Director Sherwin I. Seligsohn | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Ratify Auditors | Management | For | For |
UNIVERSAL ENTERTAINMENT CORP
MEETING DATE: JUN 21, 2011 |
||||
TICKER: 6425
SECURITY ID: J94303104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles To Amend Business Lines | Management | For | For |
2.1 | Elect Director Okada, Kazuo | Management | For | For |
2.2 | Elect Director Fujimoto, Jun | Management | For | For |
2.3 | Elect Director Asano, Kenji | Management | For | For |
2.4 | Elect Director Okada, Tomohiro | Management | For | For |
2.5 | Elect Director Sawada, Hiroyuki | Management | For | For |
3 | Approve Capital Reduction | Management | For | For |
URALKALI
MEETING DATE: JUN 29, 2011 |
||||
TICKER: URKA
SECURITY ID: 91688E206
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Meeting Procedures | Management | For | For |
2 | Approve Annual Report | Management | For | For |
3 | Approve Financial Statements | Management | For | For |
4 | Approve Allocation of Income, Including Dividends of RUB 4.55 per Share | Management | For | For |
5.1 | Elect Natalya Zhuravlyeva as Member of Audit Commission | Management | For | For |
5.2 | Elect Valery Lepekhin as Member of Audit Commission | Management | For | For |
5.3 | Elect Aleksandra Orlova as Member of Audit Commission | Management | For | For |
5.4 | Elect Natalya Prokopova as Member of Audit Commission | Management | For | For |
5.5 | Elect Yelena Radayeva as Member of Audit Commission | Management | For | For |
6 | Ratify ZAO PricewaterhouseCoopers as Auditor of Company's Financial Statements Prepared in Accordance with International Financial Reporting Standards (IFRS) | Management | For | For |
7 | Ratify OOO BAT-Audit as Auditor of Company's Financial Statements Prepared in Accordance with Russian Accounting Standards (RAS) | Management | For | For |
8 | Approve New Edition of Regulations on General Meetings | Management | For | For |
9 | Approve New Edition of Regulations on Board of Directors | Management | For | For |
10 | Amend Regulations on Remuneration of Directors | Management | For | For |
11 | Approve Termination of Company's Membership in Non-Profit Organization: National Association of Privatized and Private Enterprises | Management | For | For |
12 | Approve Termination of Company's Membership in Non-Profit Organization: Association of Fertilizer Producers | Management | For | For |
13 | Approve Termination of Company's Membership in Non-Profit Organization: Union of Producers and Exporters of Potassium and Salt | Management | For | For |
14.1 | Approve Related-Party Transactions with OAO Ural Scientific Research Institute of Gallurgy Re: Services Agreements | Management | For | For |
14.2 | Approve Related-Party Transactions with ZAO Research Institute of Gallurgy Re: Services Agreements | Management | For | For |
14.3 | Approve Related-Party Transactions with OOO Building and Installation Group Bereznikovskoye Shakhtostroitelnoe Upravlenie Re: Services Agreements | Management | For | For |
14.4 | Approve Related-Party Transactions with ZAO Solikamsky Building Trust Re: Services Agreements | Management | For | For |
14.5 | Approve Related-Party Transactions with ZAO Novaya Nedvizhimost Re: Services Agreements | Management | For | For |
14.6 | Approve Related-Party Transactions with OAO Baltic Bulk Terminal Re: Services Agreements | Management | For | For |
14.7 | Approve Related-Party Transactions with OOO Railroad Car Depot Balakhontsy Re: Services Agreements | Management | For | For |
14.8 | Approve Related-Party Transactions with OOO Railroad Car Depot Balakhontsy Re: Services Agreements | Management | For | For |
14.9 | Approve Related-Party Transactions with ZAO Intrako Registrar Re: Services Agreements | Management | For | For |
14.10 | Approve Related-Party Transactions with OOO Health Clinic Uralkaliy-Med Re: Services Agreements | Management | For | For |
14.11 | Approve Related-Party Transactions with OOO Health Clinic Uralkaliy-Med Re: Services Agreements | Management | For | For |
14.12 | Approve Related-Party Transactions with ZAO Avtotranskaliy Re: Services Agreements | Management | For | For |
14.13 | Approve Related-Party Transactions with ZAO Avtotranskaliy Re: Services Agreements | Management | For | For |
14.14 | Approve Related-Party Transactions with OOO Satellit-Service Re: Services Agreements | Management | For | For |
14.15 | Approve Related-Party Transactions with OOO Satellit-Service Re: Services Agreements | Management | For | For |
14.16 | Approve Related-Party Transactions with OOO Media-Sfera Re: Services Agreements | Management | For | For |
14.17 | Approve Related-Party Transactions with OOO SP Kama Re: Services Agreements | Management | For | For |
14.18 | Approve Related-Party Transactions with OOO Vodocanal Re: Services Agreements | Management | For | For |
14.19 | Approve Related-Party Transactions with OOO Security Agency Sheriff-Berezniki Re: Services Agreements | Management | For | For |
14.20 | Approve Related-Party Transactions with OOO Solikamsk Magnesium Plant Re: Services Agreements | Management | For | For |
14.21 | Approve Related-Party Transactions with OOO Solikamskavto Re: Services Agreements | Management | For | For |
14.22 | Approve Related-Party Transactions with ZAO Solikamsk Construction Trust Re: Supply Agreements | Management | For | For |
14.23 | Approve Related-Party Transactions with OOO Railroad Car Depot Balakhontsy Re: Supply Agreements | Management | For | For |
14.24 | Approve Related-Party Transactions with OOO Health Clinic Uralkaliy-Med Re: Supply Agreements | Management | For | For |
14.25 | Approve Related-Party Transactions with ZAO Belorus Potassium Company Re: Supply Agreements | Management | For | For |
14.26 | Approve Related-Party Transactions with OOO Building and Installation Group Bereznikovskoye Shakhtostroitelnoe Upravlenie Re: Supply Agreements | Management | For | For |
14.27 | Approve Related-Party Transactions with OOO Building and Installation Group Bereznikovskoye Shakhtostroitelnoe Upravlenie Re: Supply Agreements | Management | For | For |
14.28 | Approve Related-Party Transactions with ZAO Avtotranskaliy Re: Supply Agreements | Management | For | For |
14.29 | Approve Related-Party Transactions with OOO Satellit-Service Re: Supply Agreements | Management | For | For |
14.30 | Approve Related-Party Transactions with OOO Satellit-Service Re: Supply Agreements | Management | For | For |
14.31 | Approve Related-Party Transactions with OOO Media-Sfera Re: Supply Agreements | Management | For | For |
14.32 | Approve Related-Party Transactions with OOO Vodocanal Re: Supply Agreements | Management | For | For |
14.33 | Approve Related-Party Transactions with OOO Vodocanal Re: Supply Agreements | Management | For | For |
14.34 | Approve Related-Party Transaction with OOO Solikamsk Magnesium Plant Re: Supply Agreements | Management | For | For |
14.35 | Approve Related-Party Transactions with OAO Ural Scientific Research Institute of Gallurgy Re: Lease Agremements | Management | For | For |
14.36 | Approve Related-Party Transactions with OAO Ural Scientific Research Institute of Gallurgy Re: Lease Agremements | Management | For | For |
14.37 | Approve Related-Party Transactions with ZAO Solikamsky Building Trust Re: Lease Agreements | Management | For | For |
14.38 | Approve Related-Party Transaction with OOO Silvinit-Transport Re: Lease Agreements | Management | For | For |
14.39 | Approve Related-Party Transactions with OOO Railroad Car Depot Balakhontsy Re: Lease Agreements | Management | For | For |
14.40 | Approve Related-Party Transactions with OOO Health Clinic Uralkaliy-Med Re: Lease Agreements | Management | For | For |
14.41 | Approve Related-Party Transactions with OOO Building and Installation Group Bereznikovskoye Shakhtostroitelnoe Upravlenie Re: Lease Agreements | Management | For | For |
14.42 | Approve Related-Party Transactions with ZAO Avtotranskaliy Re: Lease Agreements | Management | For | For |
14.43 | Approve Related-Party Transactions with OOO Satellit-Service Re: Lease Agreements | Management | For | For |
14.44 | Approve Related-Party Transactions with OOO SP Kama Re: Lease Agreements | Management | For | For |
14.45 | Approve Related-Party Transactions with OOO SP Kama Re: Lease Agreements | Management | For | For |
14.46 | Approve Related-Party Transactions with OOO Security Agency Sheriff-Berezniki Re: Lease Agreements | Management | For | For |
14.47 | Approve Related-Party Transactions with ZAO Novaya Nedvizhimost Re: Lease Agreements | Management | For | For |
14.48 | Approve Related-Party Transactions with OOO Vodocanal Re: Lease Agreements | Management | For | For |
14.49 | Approve Related-Party Transactions with OOO Investment Company Silvinit-Resurs Re: Lease Agreements | Management | For | For |
14.50 | Approve Related-Party Transactions with OAO Kamskaya Gornaya Kompaniya Re: Lease Agreements | Management | For | For |
14.51 | Approve Related-Party Transactions with OAO Solikamsk Magnesium Plant Re: Lease Agreements | Management | For | For |
14.52 | Approve Related-Party Transactions with OAO Solikamsk Magnesium Plant Re: Lease Agreements | Management | For | For |
14.53 | Approve Related-Party Transactions with OAO Kopeysky Machine-Building Plant Re: Lease Agreements | Management | For | For |
14.54 | Approve Related-Party Transactiosn with ZAO Solikamsk Building Trust Re: Loan Agreements | Management | For | For |
14.55 | Approve Related-Party Transactions with OOO Health Clinic Uralkaliy- Med Re: Loan Agreements | Management | For | For |
14.56 | Approve Related-Party Transactions with OOO SP Kama Re: Loan Agreements | Management | For | For |
14.57 | Approve Related-Party Transactions with OAO Kamskaya Gornaya Companiya Re: Loan Agreements | Management | For | For |
14.58 | Approve Related-Party Transactions with OAO Kamskaya Gornaya Companiya Re: Loan Gurantee Agreements | Management | For | For |
14.59 | Approve Related-Party Transactions with OOO Satellit-Service Re: Licensing Agreements | Management | For | For |
14.60 | Approve Related-Party Transactions Re: Assets Contribution | Management | For | For |
15.1 | Elect Vladislav Baumgertner as Director | Management | None | Against |
15.2 | Elect Aleksandr Voloshin as Director | Management | None | For |
15.3 | Elect Pavel Grachev as Director | Management | None | Against |
15.4 | Elect Anna Kolonchina as Director | Management | None | Against |
15.5 | Elect Aleksandr Malakh as Director | Management | None | Against |
15.6 | Elect Sir Robert John Margetts as Director | Management | None | For |
15.7 | Elect Aleksandr Mosionzhik as Director | Management | None | Against |
15.8 | Elect Aleksandr Nesis as Director | Management | None | Against |
15.9 | Elect Paul James Ostling as Director | Management | None | For |
URALKALIY
MEETING DATE: FEB 04, 2011 |
||||
TICKER: URKA
SECURITY ID: 91688E206
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Large-Scale Transaction Re: Issuance of Bonds | Management | For | For |
2 | Approve Large-Scale Transaction Re: Monetary and Interest Rate Swaps and Collateral Agreements | Management | For | For |
3 | Approve Large-Scale Transaction Re: Acquisition of Shares in OAO Silvinit | Management | For | For |
4 | Approve Acquisition of OAO Silvinit | Management | For | For |
5 | Approve Large-Scale Transaction Re: Acquisition of OAO Silvinit | Management | For | For |
6 | Determine Quantity, Nominal Value, Category, and Rights of Shares | Management | For | For |
7 | Approve Increase in Share Capital | Management | For | For |
8 | Amend Charter; Approve New Edition of Charter | Management | For | For |
9 | Approve New Edition of Regulations on Board of Directors | Management | For | For |
10 | Approve New Edition of Regulations on Remuneration of Directors | Management | For | For |
URANIUM ONE INC.
MEETING DATE: MAY 10, 2011 |
||||
TICKER: UUU
SECURITY ID: 91701P105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ian Telfer | Management | For | For |
1.2 | Elect Director Andrew Adams | Management | For | For |
1.3 | Elect Director Peter Bowie | Management | For | For |
1.4 | Elect Director D. Jean Nortier | Management | For | For |
1.5 | Elect Director Christopher Sattler | Management | For | For |
1.6 | Elect Director Phillip Shirvington | Management | For | For |
1.7 | Elect Director Kenneth Williamson | Management | For | For |
1.8 | Elect Director Ilya Yampolskiy | Management | For | For |
1.9 | Elect Director Vadim Zhivov | Management | For | For |
2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
VALEANT PHARMACEUTICALS INTERNATIONAL INC
MEETING DATE: SEP 27, 2010 |
||||
TICKER: VRX
SECURITY ID: 09067J109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Merger | Management | For | For |
2 | If Item #1 is approved: Change Company Name to Valeant Pharmaceuticals International, Inc. | Management | For | For |
VALEANT PHARMACEUTICALS INTERNATIONAL INC
MEETING DATE: MAY 16, 2011 |
||||
TICKER: VRX
SECURITY ID: 91911K102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Robert A. Ingram as Director | Management | For | For |
1.2 | Elect Theo Melas-Kyriazi as Director | Management | For | For |
1.3 | Elect G. Mason Morfit as Director | Management | For | For |
1.4 | Elect Laurence E. Paul as Director | Management | For | For |
1.5 | Elect J. Michael Pearson as Director | Management | For | For |
1.6 | Elect Robert N. Power as Director | Management | For | For |
1.7 | Elect Norma A. Provencio as Director | Management | For | For |
1.8 | Elect Lloyd M. Segal as Director | Management | For | For |
1.9 | Elect Katharine Stevenson as Director | Management | For | For |
1.10 | Elect Michael R. Van Every as Director | Management | For | For |
2 | Advisory Vote on Executive Compensation Approach | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
VERA BRADLEY, INC.
MEETING DATE: JUN 22, 2011 |
||||
TICKER: VRA
SECURITY ID: 92335C106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John E. Kyees | Management | For | For |
1.2 | Elect Director Michael C. Ray | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
VERMILION ENERGY INC
MEETING DATE: MAY 06, 2011 |
||||
TICKER: VET
SECURITY ID: 923725105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Larry J. Macdonald | Management | For | For |
1.2 | Elect Director W. Kenneth Davidson | Management | For | For |
1.3 | Elect Director Lorenzo Donadeo | Management | For | For |
1.4 | Elect Director Claudio A. Ghersinich | Management | For | For |
1.5 | Elect Director Joseph F. Killi | Management | For | For |
1.6 | Elect Director William F. Madison | Management | For | For |
1.7 | Elect Director Timothy R. Marchant | Management | For | For |
2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
VINCI
MEETING DATE: MAY 02, 2011 |
||||
TICKER: DG
SECURITY ID: F5879X108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 1.67 per Share | Management | For | For |
4 | Reelect Pascale Sourisse as Director | Management | For | For |
5 | Reelect Robert Castaigne as Director | Management | For | For |
6 | Reelect Jean Bernard Levy as Director | Management | For | For |
7 | Elect Elisabeth Boyer as Representative of Employee Shareholders to the Board | Management | For | For |
8 | Elect Gerard Duez as Representative of Employee Shareholders to the Board | Management | For | Against |
9 | Elect Gerard Francon as Representative of Employee Shareholders to the Board | Management | For | Against |
10 | Elect Bernard Klemm as Representative of Employee Shareholders to the Board | Management | For | Against |
11 | Elect Bernard Chabalier as Representative of Employee Shareholders to the Board | Management | For | Against |
12 | Elect Jean-Luc Lebouil as Representative of Employee Shareholders to the Board | Management | For | Against |
13 | Elect Denis Marchal as Representative of Employee Shareholders to the Board | Management | For | Against |
14 | Elect Rolland Sabatier as Representative of Employee Shareholders to the Board | Management | For | Against |
15 | Elect Pascal Taccoen as Representative of Employee Shareholders to the Board | Management | For | Against |
16 | Elect Cosimo Lupo as Representative of Employee Shareholders to the Board | Management | For | Against |
17 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
18 | Approve Transactions with a Related Parties Re: Financing of Prado Sud | Management | For | For |
19 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
20 | Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value | Management | For | For |
21 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 300 Million | Management | For | For |
22 | Authorize Issuance of Specific Convertible Bonds without Preemptive Rights Named OCEANE, up to an Aggregate Nominal Amount EUR 150 Million | Management | For | For |
23 | Approve Issuance of Convertible Bonds without Preemptive Rights Other than OCEANE, up to an Aggregate Nominal Amount EUR 150 Million | Management | For | For |
24 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
25 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
26 | Approve Employee Stock Purchase Plan | Management | For | For |
27 | Approve Stock Purchase Plan Reserved for Employees of International Subsidiaries | Management | For | For |
28 | Authorize up to 0.9 Percent of Issued Capital for Use in Stock Option Plan | Management | For | For |
29 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
VIRGIN MEDIA INC.
MEETING DATE: JUN 07, 2011 |
||||
TICKER: VMED
SECURITY ID: 92769L101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James A. Chiddix | Management | For | For |
1.2 | Elect Director William R. Huff | Management | For | For |
1.3 | Elect Director James F. Mooney | Management | For | For |
1.4 | Elect Director John N. Rigsby | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
VODAFONE GROUP PLC
MEETING DATE: JUL 27, 2010 |
||||
TICKER: VOD
SECURITY ID: G93882135
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Re-elect Sir John Bond as Director | Management | For | For |
3 | Re-elect John Buchanan as Director | Management | For | For |
4 | Re-elect Vittorio Colao as Director | Management | For | For |
5 | Re-elect Michel Combes as Director | Management | For | For |
6 | Re-elect Andy Halford as Director | Management | For | For |
7 | Re-elect Stephen Pusey as Director | Management | For | For |
8 | Re-elect Alan Jebson as Director | Management | For | For |
9 | Re-elect Samuel Jonah as Director | Management | For | For |
10 | Re-elect Nick Land as Director | Management | For | For |
11 | Re-elect Anne Lauvergeon as Director | Management | For | For |
12 | Re-elect Luc Vandevelde as Director | Management | For | For |
13 | Re-elect Anthony Watson as Director | Management | For | For |
14 | Re-elect Philip Yea as Director | Management | For | For |
15 | Approve Final Dividend | Management | For | For |
16 | Approve Remuneration Report | Management | For | For |
17 | Reappoint Deloitte LLP as Auditors | Management | For | For |
18 | Authorise Audit Committee to Fix Remuneration of Auditors | Management | For | For |
19 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
21 | Authorise Market Purchase | Management | For | For |
22 | Adopt New Articles of Association | Management | For | For |
23 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
24 | Approve Share Incentive Plan | Management | For | For |
WEBMD HEALTH CORP.
MEETING DATE: OCT 21, 2010 |
||||
TICKER: WBMD
SECURITY ID: 94770V102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kevin M. Cameron | Management | For | For |
1.2 | Elect Director Wayne T. Gattinella | Management | For | For |
1.3 | Elect Director Abdool Rahim Moossa | Management | For | For |
1.4 | Elect Director Stanley S. Trotman, Jr. | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
WEIGHT WATCHERS INTERNATIONAL, INC.
MEETING DATE: MAY 10, 2011 |
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TICKER: WTW
SECURITY ID: 948626106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Raymond Debbane | Management | For | For |
1.2 | Elect Director John F. Bard | Management | For | For |
1.3 | Elect Director Jonas M. Fajgenbaum | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
WESFARMERS LTD.
MEETING DATE: NOV 09, 2010 |
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TICKER: WES
SECURITY ID: Q95870103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive the Financial Statements and Statutory Reports for the Fiscal Year Ended June 30, 2010 | Management | None | None |
2(a) | Elect Colin Bruce Carter as a Director | Management | For | For |
2(b) | Elect James Philip Graham as a Director | Management | For | For |
2(c) | Elect Anthony John Howarth as a Director | Management | For | For |
2(d) | Elect Wayne Geoffrey Osborn as a Director | Management | For | For |
2(e) | Elect Vanessa Miscamble Wallace as a Director | Management | For | For |
3 | Approve the Remuneration Report for the Fiscal Year Ended June 30, 2010 | Management | For | For |
WHITING PETROLEUM CORPORATION
MEETING DATE: MAY 03, 2011 |
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TICKER: WLL
SECURITY ID: 966387102
|
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director D. Sherwin Artus | Management | For | For |
1.2 | Elect Director Phillip E. Doty | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Ratify Auditors | Management | For | For |
WM MORRISON SUPERMARKETS PLC
MEETING DATE: JUN 09, 2011 |
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TICKER: MRW
SECURITY ID: G62748119
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Re-elect Sir Ian Gibson as Director | Management | For | For |
5 | Re-elect Dalton Philips as Director | Management | For | For |
6 | Re-elect Richard Pennycook as Director | Management | For | For |
7 | Re-elect Philip Cox as Director | Management | For | For |
8 | Re-elect Penny Hughes as Director | Management | For | For |
9 | Re-elect Nigel Robertson as Director | Management | For | For |
10 | Re-elect Johanna Waterous as Director | Management | For | For |
11 | Reappoint KPMG Audit plc as Auditors | Management | For | For |
12 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
13 | Authorise Market Purchase | Management | For | For |
14 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
15 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
16 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
WMS INDUSTRIES INC.
MEETING DATE: DEC 09, 2010 |
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TICKER: WMS
SECURITY ID: 929297109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Bahash | Management | For | For |
1.2 | Elect Director Brian R. Gamache | Management | For | For |
1.3 | Elect Director Patricia M. Nazemetz | Management | For | For |
1.4 | Elect Director Louis J. Nicastro | Management | For | For |
1.5 | Elect Director Neil D. Nicastro | Management | For | For |
1.6 | Elect Director Edward W. Rabin, Jr. | Management | For | For |
1.7 | Elect Director Ira S. Sheinfeld | Management | For | For |
1.8 | Elect Director Bobby L. Siller | Management | For | For |
1.9 | Elect Director William J. Vareschi, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
WOLFSON MICROELECTRONICS PLC
MEETING DATE: APR 21, 2011 |
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TICKER: WLF
SECURITY ID: G97272101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Re-elect Michael Ruettgers as Director | Management | For | For |
4 | Re-elect Robert Eckelmann as Director | Management | For | For |
5 | Reappoint KPMG Audit plc as Auditors | Management | For | For |
6 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
7 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
8 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
9 | Authorise Market Purchase | Management | For | For |
10 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
WOOLWORTHS LTD.
MEETING DATE: NOV 18, 2010 |
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TICKER: WOW
SECURITY ID: Q98418108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive the Financial Statements and Statutory Reports for the Fiscal Year Ended June 27, 2010 | Management | None | None |
2 | Approve the Remuneration Report for the Fiscal Year Ended June 27, 2010 | Management | For | For |
3(a) | Elect Jayne Hrdlicka as a Director | Management | For | For |
3(b) | Elect Stephen Mayne as a Director | Shareholder | Against | Against |
3(c) | Elect Ian John Macfarlane | Management | For | For |
4 | Approve the Woolworths Long Term Incentive Plan | Management | For | Against |
5 | Approve the Amendments to the Company's Constitution Regarding the Apportionment of Dividends and Superannuation Contributions | Management | For | For |
6 | Approve the Increase in the Remuneration of Non-Executive Directors to A$4 Million Per Annum | Management | For | For |
XSTRATA PLC
MEETING DATE: MAY 04, 2011 |
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TICKER: XTA
SECURITY ID: G9826T102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Approve Remuneration Report | Management | For | Against |
4 | Re-elect Mick Davis as Director | Management | For | For |
5 | Re-elect Dr Con Fauconnier as Director | Management | For | For |
6 | Re-elect Ivan Glasenberg as Director | Management | For | For |
7 | Re-elect Peter Hooley as Director | Management | For | For |
8 | Re-elect Claude Lamoureux as Director | Management | For | For |
9 | Re-elect Trevor Reid as Director | Management | For | For |
10 | Re-elect Sir Steve Robson as Director | Management | For | For |
11 | Re-elect David Rough as Director | Management | For | For |
12 | Re-elect Ian Strachan as Director | Management | For | For |
13 | Re-elect Santiago Zaldumbide as Director | Management | For | For |
14 | Elect Sir John Bond as Director | Management | For | For |
15 | Elect Aristotelis Mistakidis as Director | Management | For | For |
16 | Elect Tor Peterson as Director | Management | For | For |
17 | Reappoint Ernst & Young LLP as Auditors and Authorise Their Remuneration | Management | For | For |
18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
20 | Authorise the Company to Call EGM with Not Less Than 20 Clear Days' Notice | Management | For | For |
YAMANA GOLD INC.
MEETING DATE: MAY 04, 2011 |
||||
TICKER: YRI
SECURITY ID: 98462Y100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Peter Marrone as Director | Management | For | For |
1.2 | Elect Patrick J. Mars as Director | Management | For | For |
1.3 | Elect John Begeman as Director | Management | For | For |
1.4 | Elect Alexander Davidson as Director | Management | For | For |
1.5 | Elect Richard Graff as Director | Management | For | For |
1.6 | Elect Robert Horn as Director | Management | For | For |
1.7 | Elect Nigel Lees as Director | Management | For | For |
1.8 | Elect Juvenal Mesquita Filho as Director | Management | For | For |
1.9 | Elect Carl Renzoni as Director | Management | For | For |
1.10 | Elect Antenor F. Silva, Jr. as Director | Management | For | For |
1.11 | Elect Dino Titaro as Director | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
YAMATO KOGYO CO. LTD.
MEETING DATE: JUN 29, 2011 |
||||
TICKER: 5444
SECURITY ID: J96524111
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 15 | Management | For | For |
2.1 | Elect Director Inoue, Hiroyuki | Management | For | For |
2.2 | Elect Director Takahashi, Tadashi | Management | For | For |
2.3 | Elect Director Toritani, Yoshinori | Management | For | For |
2.4 | Elect Director Morikawa, Yoshio | Management | For | For |
2.5 | Elect Director Damri Tunshevavong | Management | For | For |
3.1 | Appoint Statutory Auditor Fukuhara, Hisakazu | Management | For | For |
3.2 | Appoint Statutory Auditor Tsukada, Tamaki | Management | For | Against |
3.3 | Appoint Statutory Auditor Sawada, Hisashi | Management | For | For |
ZIOPHARM ONCOLOGY, INC.
MEETING DATE: JUN 22, 2011 |
||||
TICKER: ZIOP
SECURITY ID: 98973P101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jonathan Lewis, M.D., Ph.D. | Management | For | For |
1.2 | Elect Director Richard E. Bagley | Management | For | For |
1.3 | Elect Director Murray Brennan, M.D. | Management | For | For |
1.4 | Elect Director James A. Cannon | Management | For | For |
1.5 | Elect Director Senator Wyche Fowler, Jr. | Management | For | For |
1.6 | Elect Director Randal J. Kirk | Management | For | For |
1.7 | Elect Director Timothy McInerney | Management | For | For |
1.8 | Elect Director Michael Weiser, M.D., Ph.D. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
ZUMTOBEL AG
MEETING DATE: JUL 23, 2010 |
||||
TICKER: ZAG
SECURITY ID: A989A1109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income | Management | For | For |
3 | Approve Discharge of Management and Supervisory Board | Management | For | For |
4.1 | Elect Juerg Zumtobel as Supervisory Board Member | Management | For | For |
4.2 | Elect Fritz Zumtobel as Supervisory Board Member | Management | For | For |
4.3 | Elect Hans-Peter Metzler as Supervisory Board Member | Management | For | For |
4.4 | Elect Hero Brahms as Supervisory Board Member | Management | For | For |
4.5 | Elect Johannes Burtscher as Supervisory Board Member | Management | For | For |
4.6 | Elect Stephan Hutter as Supervisory Board Member | Management | For | For |
5 | Approve Remuneration of Supervisory Board Members | Management | For | For |
6 | Ratify Auditors | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY SERIES BROAD MARKET OPPORTUNITIES FUND
07/01/2010 - 06/30/2011
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
POWER OF ATTORNEY
I, the undersigned President and Treasurer of the following investment companies:
Fidelity Aberdeen Street Trust
Fidelity Advisor Series II Fidelity Advisor Series IV Fidelity Boylston Street Trust Fidelity California Municipal Trust Fidelity California Municipal Trust II Fidelity Central Investment Portfolios II LLC Fidelity Charles Street Trust Fidelity Colchester Street Trust Fidelity Court Street Trust Fidelity Court Street Trust II Fidelity Fixed-Income Trust Fidelity Garrison Street Trust Fidelity Hereford Street Trust Fidelity Income Fund |
Fidelity Massachusetts Municipal Trust
Fidelity Money Market Trust Fidelity Municipal Trust Fidelity Municipal Trust II Fidelity Newbury Street Trust Fidelity New York Municipal Trust Fidelity New York Municipal Trust II Fidelity Oxford Street Trust Fidelity Phillips Street Trust Fidelity Revere Street Trust Fidelity School Street Trust Fidelity Union Street Trust Fidelity Union Street Trust II Variable Insurance Products Fund V |
in addition to any other investment company for which Fidelity Management & Research Company or an affiliate acts as investment adviser and for which the undersigned individual serves as Treasurer (collectively, the "Funds"), hereby constitute and appoint Mark Lundvall and Jay Burke my true and lawful attorney-in-fact, each of them singly, with full power of substitution, and with full power to sign for me and in my name in the appropriate capacity, all Reports of the Proxy Voting Records of the Funds on Form N-PX under the Investment Company Act of 1940, as amended (the "Act"), or any successor thereto, and any supplements or other instruments in connection therewith, and generally do all such things in my name and behalf in connection therewith as said attorney-in-fact deems necessary or appropriate to cause such Form to be completed and filed in accordance with the Act and all related requirements of the Securities and Exchange Commission. I hereby ratify and confirm all that said attorney-in-fact or his substitute may do or cause to be done by virtue hereof. This power of attorney is effective for all documents filed on or after June 1, 2009.
WITNESS my hand on this 1st day of June 2009.
/s/ John R. Hebble
John R. Hebble
Treasurer