Exhibit 77Q1 - Additional Items |
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Item 15 |
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Foreign Sub-Custodian Newtork for The Bank of New York Mellon |
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Country/Market |
Subcustodian |
Address |
Argentina |
Citibank N.A., Argentina |
Bartolome Mitre 502/30 |
Australia |
National Australia Bank Limited |
12th Floor, 500 Bourke Street, Melbourne |
Australia |
Citigroup Pty. Limited |
Level 16, 120 Collins Street |
Austria |
Citibank N.A. Milan |
via dei Mercanti, 12 |
Austria |
UniCredit Bank Austria AG |
Schottengasse 6-8 |
Bahrain |
HSBC Bank Middle East Limited |
2nd Floor, Building No 2505, Road No 2832, |
Bangladesh |
The Hongkong and Shanghai Banking Corporation Limited |
Management Office, Shanta Western |
Belgium |
Citibank International Limited |
Citigroup Centre |
Bermuda |
HSBC Bank Bermuda Limited |
Custody and Clearing Department |
Botswana |
Stanbic Bank Botswana Limited |
Plot 50672, Fairground Office Park |
Brazil |
Citibank N.A., Brazil |
Avenida Paulista 1111 - 12th floor |
Brazil |
Itaú Unibanco S.A. |
Praça Alfredo Egydio de Souza Aranha, 100 |
Bulgaria |
Citibank Europe plc, Bulgaria Branch |
2, Maria Louisa Blvd., Tzum 5th Floor, |
Canada |
CIBC Mellon Trust Company ("CIBC Mellon") |
320 Bay Street |
Cayman Islands |
The Bank of New York Mellon |
1 Wall Street |
Channel Island |
The Bank of New York Mellon |
1 Wall Street |
Chile |
Banco de Chile |
Av. Andres Bello 2687, 3rd Floor |
Chile |
Banco Itaú Chile |
Avenida Apoquindo 3457 |
China |
HSBC Bank (China) Company Limited |
33 Floor, HSBC Building, Shanghai ifc |
Colombia |
Cititrust Colombia S.A. Sociedad Fiduciaria |
Carrera 9A No 99-02 Piso 3 |
Costa Rica |
Banco Nacional de Costa Rica |
1st and 3rd Avenue, 4th Street |
Croatia |
Privredna banka Zagreb d.d. |
Radnicka cesta 50 |
Cyprus |
BNP Paribas Securities Services S.C.A., Athens |
94 V. Sofias Avenue & 1 Kerasountos |
Czech Republic |
Citibank Europe plc, organizacni slozka |
Bucharova 2641/14 |
Denmark |
Skandinaviska Enskilda Banken AB (Publ) |
Kungsträdgårdsg 8 |
Ecuador |
Banco de la Produccion S.A. (Produbanco) |
Av. Amazonas N35-211 y Japon |
Egypt |
HSBC Bank Egypt S.A.E. |
306 Corniche El Nil, |
Estonia |
SEB Pank AS |
Tornimäe Str. 2 |
Euromarket |
Clearstream Banking S.A. |
42 Avenue J.F. Kennedy |
Euromarket |
Euroclear Bank |
1 Boulevard du Roi Albert II |
Finland |
Skandinaviska Enskilda Banken AB (Publ) |
Kungsträdgårdsg 8 |
France |
BNP Paribas Securities Services S.C.A. |
Office Address :Les Grands Moulins de |
France |
Citibank International Limited |
Citigroup Centre |
Germany |
The Bank of New York Mellon SA/NV, Asset Servicing, |
Friedrich-Ebert-Anlage, 49 |
Ghana |
Stanbic Bank Ghana Limited |
Stanbic Heights, Plot No. 215 South |
Greece |
BNP Paribas Securities Services S.C.A., Athens |
94 V. Sofias Avenue & 1 Kerasountos |
Hong Kong |
The Hongkong and Shanghai Banking Corporation Limited |
1, Queen's Road, Central |
Hong Kong |
Deutsche Bank AG |
52/F International Commerce Centre |
Hungary |
Citibank Europe plc. Hungarian Branch Office |
Szabadság tér 7 |
Iceland |
Landsbankinn hf. |
Austurstraeti 11 |
India |
Deutsche Bank AG |
4th Floor, Block I, Nirlon Knowledge Park, |
India |
The Hongkong and Shanghai Banking Corporation Limited |
11F, Building 3, NESCO - IT Park, NESCO |
Indonesia |
Deutsche Bank AG |
7th Floor, Deutsche Bank Building Jl. Imam |
Ireland |
The Bank of New York Mellon |
1 Wall Street |
Israel |
Bank Hapoalim B.M. |
50 Rothschild Blvd |
Italy |
Citibank N.A. Milan |
Via dei Mercanti 12 |
Italy |
Intesa Sanpaolo S.p.A. |
Piazza San Carlo, 156 |
Japan |
Mizuho Bank, Ltd. |
4-16-13, Tsukishima, Chuo-ku, |
Japan |
The Bank of Tokyo-Mitsubishi UFJ, Limited |
1-3-2, Nihombashi Hongoku-cho, Chuo-ku, |
Kazakhstan |
Joint-Stock Company Citibank Kazakhstan |
Park Palace Building A, |
Kenya |
CfC Stanbic Bank Limited |
First Floor, CfC Stanbic Centre |
Kuwait |
HSBC Bank Middle East Limited, Kuwait |
Hamad Al-Saqr St., Qibla Area, Kharafi |
Latvia |
AS SEB banka |
Meistaru iela 1 |
Lebanon |
HSBC Bank Middle East Limited - Beirut Branch |
Lebanon Head Office |
Lithuania |
AB SEB bankas |
12 Gedimino Av. |
Luxembourg |
Euroclear Bank |
1 Boulevard du Roi Albert II |
Malaysia |
HSBC Bank Malaysia Berhad |
12th Floor, South Tower |
Malta |
The Bank of New York Mellon SA/NV, Asset Servicing, |
Friedrich-Ebert-Anlage, 49 |
Mauritius |
The Hongkong and Shanghai Banking Corporation |
5th Floor, HSBC Centre, 18 Cybercity, |
Mexico |
Banco Nacional de México S.A. |
Isabel la Catolica No. 44 |
Morocco |
Citibank Maghreb |
Zenith Millenium, Immeuble 1 |
Namibia |
Standard Bank Namibia Limited |
2nd Floor, Standard Bank Centre, Town Square |
Netherlands |
The Bank of New York Mellon SA/NV |
Rue Montoyer, 46 |
New Zealand |
National Australia Bank Limited |
12th Floor, 500 Bourke Street, Melbourne |
Nigeria |
Stanbic IBTC Bank Plc. |
Walter Carrington Crescent |
Norway |
Skandinaviska Enskilda Banken AB (Publ) |
Kungsträdgårdsg 8 |
Oman |
HSBC Bank Oman S.A.O.G. |
2nd Floor, Head Office Building, |
Pakistan |
Deutsche Bank AG |
242-243, Avari Plaza, Fatima Jinnah Road |
Palestine Autonomous Area |
HSBC Bank Middle East Limited - Palestinian Autonomous Area Branch |
Jaffa Street - PO Box 2067 - Ramallah |
Panama |
Citibank N.A., Panama Branch |
Boulevard Punta Pacífica |
Peru |
Citibank del Peru S.A. |
Avenida Canaval y Moreyra, 480, 3rd floor |
Philippines |
Deutsche Bank AG |
23rd Floor, Tower One & Exchange Plaza, |
Poland |
Bank Polska Kasa Opieki S.A. |
53/57 Grzybowska Street |
Portugal |
Citibank International Limited, Sucursal em Portugal |
Rua Barata Salgueiro, 30 |
Qatar |
HSBC Bank Middle East Limited, Doha |
2nd Floor, Ali Bin Ali Tower, Building no: |
Romania |
Citibank Europe plc, Romania Branch |
145, Calea Victoriei |
Russia |
Deutsche Bank Ltd. |
82 Sadovnicheskaya Street, Building 2 |
Saudi Arabia |
HSBC Saudi Arabia Limited |
HSBC Building, Olaya Road, Al-Murooj |
Serbia |
UniCredit Bank Serbia JSC |
Rajiceva Street 27-29, 11000 Belgrade, |
Singapore |
DBS Bank Ltd |
12 Marina Boulevard |
Singapore |
United Overseas Bank Limited |
80 Raffles Place |
Slovak Republic |
Citibank Europe plc, pobocka zahranicnej banky |
Mlynske Nivy 43 |
Slovenia |
UniCredit Banka Slovenia d.d. |
Smartinska 140, 1000 - Ljubljana, Slovenia |
South Africa |
The Standard Bank of South Africa Limited |
5 Simmonds Street |
South Korea |
The Hongkong and Shanghai Banking Corporation Limited |
5th Floor, HSBC Building, 37, Chilpae-ro, |
South Korea |
Deutsche Bank AG |
18th Floor, Young-Poong Building 41 |
Spain |
Banco Bilbao Vizcaya Argentaria, S.A. |
Plaza San Nicolás, 4 |
Spain |
Santander Securities Services, S.A. |
Ciudad Grupo Santander. Avenida de |
Sri Lanka |
The Hongkong and Shanghai Banking Corporation Limited |
24 Sir Baron Jayathilake Mawatha Colombo |
Swaziland |
Standard Bank Swaziland Limited |
Standard House, Swazi Plaza |
Sweden |
Skandinaviska Enskilda Banken AB (Publ) |
Kungsträdgårdsg 8 |
Switzerland |
Credit Suisse AG |
Paradeplatz 8 |
Switzerland |
UBS AG |
Badenerstrasse 574 |
Taiwan |
HSBC Bank (Taiwan) Limited |
16th floor, Building G, No. 3-1 Park Street |
Thailand |
The Hongkong and Shanghai Banking Corporation Limited |
Level 5, HSBC Building, 968 Rama IV |
Trinidad & Tobago |
The Republic Bank Limited |
Republic House |
Tunisia |
Banque Internationale Arabe de Tunisie |
70-72, Avenue Habib Bourguiba |
Turkey |
Deutsche Bank A.S. |
Esentepe Mahallesi Büyükdere Caddesi |
U.A.E. |
HSBC Bank Middle East Limited, Dubai |
Emaar Square, Building 5, Level 4 |
U.K. |
Depository and Clearing Centre (DCC) |
Winchester House 1 Great Winchester Street |
U.K. |
The Bank of New York Mellon |
1 Wall Street |
U.S.A. |
The Bank of New York Mellon |
1 Wall Street |
U.S.A. Precious Metals |
HSBC Bank, USA, N.A. |
452 Fifth Avenue, |
Uganda |
Stanbic Bank Uganda Limited |
Plot 17 Hannington Road |
Ukraine |
Public Joint Stock Company "Citibank" |
16-G Dymytrova str. |
Uruguay |
Banco Itaú Uruguay S.A. |
Global Custody Operations Area |
Venezuela |
Citibank N.A., Sucursal Venezuela |
Av. Casanova, Centro Comercial El Recreo |
Vietnam |
HSBC Bank (Vietnam) Ltd |
The Metropolitan, 235 Dong Khoi Street |
WAEMU |
Société Générale de Banques en Côte d'Ivoire |
5/7 Avenue Joseph Anoma |
Zambia |
Stanbic Bank Zambia Limited |
Stanbic House, Plot 2375, |
Zimbabwe |
Stanbic Bank Zimbabwe Limited |
59 Samora Machel Avenue, |
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Note: Benin, Burkina-Faso, Guinea Bissau, Ivory Coast, Mali, Niger, Senegal and Togo are members of the West African Economic |
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Exhibit 77Q1 - Additional Items | ||||
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Item 15 | ||||
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Foreign Sub-Custodian Newtork for JPMorgan Chase Bank, N.A. | |||||||
MARKET | SUBCUSTODIAN | ||||||
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| HSBC Bank Argentina S.A. | ||||||
ARGENTINA | |||||||
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| JPMorgan Chase Bank, N.A.** | ||||||
AUSTRALIA | |||||||
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| UniCredit Bank Austria AG | ||||||
AUSTRIA | |||||||
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| HSBC Bank Middle East Limited | ||||||
BAHRAIN | |||||||
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| Standard Chartered Bank | ||||||
BANGLADESH | |||||||
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| BNP Paribas Securities Services S.C.A. | ||||||
BELGIUM | |||||||
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| HSBC Bank Bermuda Limited | ||||||
BERMUDA | |||||||
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| Standard Chartered Bank Botswana Limited | ||||||
BOTSWANA | |||||||
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| J.P. Morgan S.A. DTVM** | ||||||
BRAZIL | |||||||
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| Citibank Europe plc | ||||||
BULGARIA | |||||||
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| Canadian Imperial Bank of Commerce | ||||||
CANADA | |||||||
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| Banco Santander Chile | ||||||
CHILE | |||||||
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| HSBC Bank (China) Company Limited | ||||||
CHINA A-SHARE | |||||||
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| HSBC Bank (China) Company Limited | ||||||
CHINA B-SHARE | |||||||
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| HSBC Bank (China) Company Limited | ||||||
CHINA CONNECT | |||||||
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| CorpBanca Investment Trust Colombia S.A. | ||||||
COLOMBIA | |||||||
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| Privredna Banka Zagreb d.d. | ||||||
CROATIA | |||||||
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| HSBC Bank plc | ||||||
CYPRUS | |||||||
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| UniCredit Bank Czech Republic and Slovakia, a.s. | ||||||
CZECH REPUBLIC | |||||||
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| Nordea Bank Danmark A/S | ||||||
DENMARK | |||||||
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| Citibank, N.A. | ||||||
EGYPT | |||||||
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| Swedbank AS | ||||||
ESTONIA | |||||||
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| Nordea Bank Finland Plc | ||||||
FINLAND | |||||||
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| BNP Paribas Securities Services S.C.A. | ||||||
FRANCE | |||||||
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| Deutsche Bank AG | ||||||
GERMANY | |||||||
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| Standard Chartered Bank Ghana Limited | ||||||
GHANA | |||||||
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| HSBC Bank plc | ||||||
GREECE | |||||||
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| JPMorgan Chase Bank, N.A.** | ||||||
HONG KONG | |||||||
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| Deutsche Bank AG | ||||||
HUNGARY | |||||||
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| Islandsbanki hf. | ||||||
*ICELAND* | |||||||
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| JPMorgan Chase Bank, N.A.** | ||||||
INDIA | |||||||
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| Deutsche Bank AG | ||||||
INDONESIA | |||||||
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| JPMorgan Chase Bank, N.A.** | ||||||
IRELAND | |||||||
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| Bank Leumi le-Israel B.M. | ||||||
ISRAEL | |||||||
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| BNP Paribas Securities Services S.C.A. | ||||||
ITALY | |||||||
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| Mizuho Bank, Ltd. | ||||||
JAPAN | |||||||
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| Standard Chartered Bank | ||||||
*JORDAN* | |||||||
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| JSC Citibank Kazakhstan | ||||||
KAZAKHSTAN | |||||||
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| Standard Chartered Bank Kenya Limited | ||||||
KENYA | |||||||
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| HSBC Bank Middle East Limited | ||||||
KUWAIT | |||||||
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| Swedbank AS | ||||||
LATVIA | |||||||
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| HSBC Bank Middle East Limited | ||||||
LEBANON | |||||||
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| AB SEB Bankas | ||||||
LITHUANIA | |||||||
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| BNP Paribas Securities Services S.C.A. | ||||||
LUXEMBOURG | |||||||
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| Standard Bank Limited, Malawi | ||||||
*MALAWI* | |||||||
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| HSBC Bank Malaysia Berhad | ||||||
MALAYSIA | |||||||
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| The Hongkong and Shanghai Banking Corporation Limited | ||||||
MAURITIUS | |||||||
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| Banco Nacional de Mexico, S.A. | ||||||
MEXICO | |||||||
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| Societe Generale Marocaine de Banques | ||||||
MOROCCO | |||||||
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| Standard Bank Namibia Limited | ||||||
NAMIBIA | |||||||
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| BNP Paribas Securities Services S.C.A. | ||||||
NETHERLANDS | |||||||
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| JPMorgan Chase Bank, N.A.** | ||||||
NEW ZEALAND | |||||||
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| Stanbic IBTC Bank Plc | ||||||
NIGERIA | |||||||
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| Nordea Bank Norge ASA | ||||||
NORWAY | |||||||
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| HSBC Bank Oman S.A.O.G. | ||||||
OMAN | |||||||
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| Standard Chartered Bank (Pakistan) Limited | ||||||
PAKISTAN | |||||||
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| HSBC Bank Middle East Limited | ||||||
| Citibank del Peru S.A. | ||||||
PERU | |||||||
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| The Hongkong and Shanghai Banking Corporation Limited | ||||||
PHILIPPINES | |||||||
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| Bank Handlowy w. Warszawie S.A. | ||||||
POLAND | |||||||
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| BNP Paribas Securities Services S.C.A. | ||||||
PORTUGAL | |||||||
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| HSBC Bank Middle East Limited | ||||||
QATAR | |||||||
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| Citibank Europe plc | ||||||
ROMANIA | |||||||
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| J.P. Morgan Bank International (Limited Liability Company)** | ||||||
RUSSIA | |||||||
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| HSBC Saudi Arabia Limited | ||||||
SAUDI ARABIA | |||||||
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| Unicredit Bank Srbija a.d. | ||||||
SERBIA | |||||||
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| DBS Bank Ltd | ||||||
SINGAPORE | |||||||
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| UniCredit Bank Czech Republic and Slovakia, a.s. | ||||||
SLOVAK REPUBLIC | |||||||
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| UniCredit Banka Slovenija d.d. | ||||||
SLOVENIA | |||||||
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| FirstRand Bank Limited | ||||||
SOUTH AFRICA | |||||||
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| Standard Chartered Bank Korea Limited | ||||||
SOUTH KOREA | |||||||
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| Santander Securities Services, S.A. | ||||||
SPAIN | |||||||
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| The Hongkong and Shanghai Banking Corporation Limited | ||||||
SRI LANKA | |||||||
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| Nordea Bank AB (publ) | ||||||
SWEDEN | |||||||
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| UBS AG | ||||||
SWITZERLAND | |||||||
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| JPMorgan Chase Bank, N.A.** | ||||||
TAIWAN | |||||||
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| Stanbic Bank Tanzania Limited | ||||||
| Standard Chartered Bank (Thai) Public Company Limited | ||||||
THAILAND | |||||||
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| Republic Bank Limited | ||||||
TRINIDAD AND TOBAGO | |||||||
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| Banque Internationale Arabe de Tunisie, S.A. | ||||||
TUNISIA | |||||||
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| Citibank A.S. | ||||||
TURKEY | |||||||
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| Standard Chartered Bank Uganda Limited | ||||||
UGANDA | |||||||
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| PJSC Citibank | ||||||
| HSBC Bank Middle East Limited | ||||||
UNITED ARAB EMIRATES - ADX | |||||||
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| HSBC Bank Middle East Limited | ||||||
UNITED ARAB EMIRATES - DFM | |||||||
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| HSBC Bank Middle East Limited | ||||||
UNITED ARAB EMIRATES - NASDAQ DUBAI | |||||||
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| JPMorgan Chase Bank, N.A.** | ||||||
UNITED KINGDOM | |||||||
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| JPMorgan Chase Bank, N.A.** | ||||||
UNITED STATES | |||||||
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| Banco Itaú Uruguay S.A. | ||||||
URUGUAY | |||||||
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| Citibank, N.A. | ||||||
VENEZUELA | |||||||
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| HSBC Bank (Vietnam) Ltd. | ||||||
VIETNAM | |||||||
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| Standard Chartered Bank Cote d'Ivoire SA | ||||||
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| Standard Chartered Bank Zambia Plc | ||||||
ZAMBIA | |||||||
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| Stanbic Bank Zimbabwe Limited | ||||||
*ZIMBABWE* |
AMENDED AND RESTATED
SUB-ADVISORY AGREEMENT
between
FIDELITY MANAGEMENT & RESEARCH COMPANY
and
FIDELITY MANAGEMENT & RESEARCH (Japan) LIMITED
AGREEMENT AMENDED and RESTATED as of this 1st day of December, 2014, by and between Fidelity Management & Research Company, a Massachusetts corporation with principal offices at 245 Summer Street, Boston, Massachusetts (hereinafter called the "Advisor"), and Fidelity Management & Research (Japan) Limited (hereinafter called the "Sub-Advisor").
WHEREAS the Advisor has entered into various management contracts (each a "Management Contract") with those Massachusetts business trusts and Delaware statutory trusts, each a registered investment company issuing one or more series of shares of beneficial interest (each a "Trust") on behalf of each of their respective portfolios listed on Schedule A attached hereto, as the same may be amended from time to time (each a "Portfolio"), pursuant to which the Advisor acts as investment manager to each of the Portfolios; and
WHEREAS the Sub-Advisor and its subsidiaries and other affiliated persons have personnel in various locations throughout the world and have been formed in part for the purpose of researching and compiling information and recommendations with respect to the economies of various countries, and securities of issuers located in such countries, and providing investment advisory services in connection therewith;
NOW, THEREFORE, in consideration of the premises and the mutual promises hereinafter set forth, the Trust, the Advisor and the Sub-Advisor agree as follows:
1. Duties: The Advisor may, in its discretion, appoint the Sub-Advisor to perform one or more of the following services with respect to all or a portion of the investments of the Portfolio. The services and the portion of the investments of the Portfolio to be advised or managed by the Sub-Advisor shall be as agreed upon from time to time by the Advisor and the Sub-Advisor. The Sub-Advisor shall pay the salaries and fees of all personnel of the Sub-Advisor performing services for the Portfolio relating to research, statistical and investment activities.
(a) Investment Advice: If and to the extent requested by the Advisor, the Sub-Advisor shall provide investment advice to the Portfolio and the Advisor with respect to all or a portion of the investments of the Portfolio, and in connection with such advice shall furnish the Portfolio and the Advisor such factual information, research reports and investment recommendations as the Advisor may reasonably require. Such information may include written and oral reports and analyses.
(b) Investment Management: If and to the extent requested by the Advisor, the Sub-Advisor shall, subject to the supervision of the Advisor, manage all or a portion of the investments of the Portfolio in accordance with the investment objective, policies and limitations provided in the Portfolio's Prospectus or other governing instruments, as amended from time to time, the Investment Company Act of 1940 (the "1940 Act") and rules thereunder, as amended from time to time, and such other limitations as the Trust or Advisor may impose with respect to the Portfolio by notice to the Sub-Advisor. With respect to the portion of the investments of the Portfolio under its management, the Sub-Advisor is authorized to make investment decisions on behalf of the Portfolio with regard to any stock, bond, other security or investment instrument, and to place orders for the purchase and sale of such securities through such broker-dealers as the Sub-Advisor may select. The Sub-Advisor may also be authorized, but only to the extent such duties are delegated in writing by the Advisor, to provide additional investment management services to the Portfolio, including but not limited to services such as managing foreign currency investments, purchasing and selling or writing futures and options contracts, borrowing money or lending securities on behalf of the Portfolio. All investment management and any other activities of the Sub-Advisor shall at all times be subject to the control and direction of the Advisor and the Trust's Board of Trustees.
(c) Subsidiaries and Affiliates: The Sub-Advisor may perform any or all of the services contemplated by this Agreement directly or through such of its subsidiaries or other affiliated persons as the Sub-Advisor shall determine; provided, however, that performance of such services through such subsidiaries or other affiliated persons shall have been approved by the Trust to the extent required pursuant to the 1940 Act and rules thereunder.
2. Information to be Provided to the Trust and the Advisor: The Sub-Advisor shall furnish such reports, evaluations, information or analyses to the Trust and the Advisor as the Trust's Board of Trustees or the Advisor may reasonably request from time to time, or as the Sub-Advisor may deem to be desirable.
3. Brokerage: In connection with the services provided under subparagraph (b) of paragraph 1 of this Agreement, the Sub-Advisor shall place all orders for the purchase and sale of portfolio securities for the Portfolio's account with brokers or dealers selected by the Sub-Advisor, which may include brokers or dealers affiliated with the Advisor or Sub-Advisor. The Sub-Advisor shall use its best efforts to seek to execute portfolio transactions at prices which are advantageous to the Portfolio and at commission rates which are reasonable in relation to the benefits received. In selecting brokers or dealers qualified to execute a particular transaction, brokers or dealers may be selected who also provide brokerage and research services (as those terms are defined in Section 28(e) of the Securities Exchange Act of 1934) to the Portfolio and/or to the other accounts over which the Sub-Advisor or Advisor exercise investment discretion. The Sub-Advisor is authorized to pay a broker or dealer who provides such brokerage and research services a commission for executing a portfolio transaction for the Portfolio which is in excess of the amount of commission another broker or dealer would have charged for effecting that transaction if the Sub-Advisor determines in good faith that such amount of commission is reasonable in relation to the value of the brokerage and research services provided by such broker or dealer. This determination may be viewed in terms of either that particular transaction or the overall responsibilities which the Sub-Advisor has with respect to accounts over which it exercises investment discretion. The Trustees of the Trust shall periodically review the commissions paid by the Portfolio to determine if the commissions paid over representative periods of time were reasonable in relation to the benefits to the Portfolio.
4. Compensation: The Advisor shall compensate the Sub-Advisor on the following basis for the services to be furnished hereunder.
(a) Investment Advisory Fee: For services provided under subparagraph (a) of paragraph 1 of this Agreement, the Advisor agrees to pay the Sub-Advisor a monthly Sub-Advisory Fee. The Sub-Advisory Fee shall be equal to 110% of the Sub-Advisor's costs incurred in connection with rendering the services referred to in subparagraph (a) of paragraph 1 of this Agreement. The Sub-Advisory Fee shall not be reduced to reflect expense reimbursements or fee waivers by the Advisor, if any, in effect from time to time.
(b) Investment Management Fee: For services provided under subparagraph (b) of paragraph 1 of this Agreement, the Advisor agrees to pay the Sub-Advisor a monthly Investment Management Fee. The Investment Management Fee shall be equal to: (i) 50% of the monthly management fee rate (including performance adjustments, if any) that the Portfolio is obligated to pay the Advisor under its Management Contract with the Advisor, multiplied by: (ii) the fraction equal to the net assets of the Portfolio as to which the Sub-Advisor shall have provided investment management services divided by the net assets of the Portfolio for that month; provided, however, that the Investment Management Fee paid to the Sub-Advisor for any period hereunder shall in all circumstances be an amount not less than 110% of the Sub-Advisor's costs incurred in connection with rendering the services referred to in subparagraph (b) of paragraph 1 of this Agreement (but in no event will the Investment Management Fee paid to the Sub-Advisor exceed the management fee paid to the Advisor pursuant to its management contract with respect to the Portfolio) (the minimum fee described in this proviso being referred to herein as the "Minimum Investment Management Fee"). If in any fiscal year the aggregate expenses of the Portfolio exceed any applicable expense limitation imposed by any state or federal securities laws or regulations, and the Advisor waives all or a portion of its management fee or reimburses the Portfolio for expenses to the extent required to satisfy such limitation, the Investment Management Fee paid to the Sub-Advisor will be reduced by 50% of the amount of such waivers or reimbursements multiplied by the fraction determined in (ii), subject to the Minimum Investment Management Fee. If the Sub-Advisor reduces its fees to reflect such waivers or reimbursements and the Advisor subsequently recovers all or any portion of such waivers or reimbursements, then the Sub-Advisor shall be entitled to receive from the Advisor a proportionate share of the amount recovered.
(c) Provision of Multiple Services: If the Sub-Advisor shall have provided both investment advisory services under subparagraph (a) and investment management services under subparagraph (b) of paragraph (1) for the same portion of the investments of the Portfolio for the same period, the fees paid to the Sub-Advisor with respect to such investments shall be calculated exclusively under subparagraph (b) of this paragraph 4.
5. Expenses: It is understood that the Portfolio will pay all of its expenses other than those expressly stated to be payable by the Sub-Advisor hereunder or by the Advisor under the Management Contract with the Portfolio.
6. Interested Persons: It is understood that Trustees, officers, and shareholders of the Trust are or may be or become interested in the Advisor or the Sub-Advisor as directors, officers or otherwise and that directors, officers and stockholders of the Advisor or the Sub-Advisor are or may be or become similarly interested in the Trust, and that the Advisor or the Sub-Advisor may be or become interested in the Trust as a shareholder or otherwise.
7. Services to Other Companies or Accounts: The services of the Sub-Advisor to the Advisor are not to be deemed to be exclusive, the Sub-Advisor being free to render services to others and engage in other activities, provided, however, that such other services and activities do not, during the term of this Agreement, interfere, in a material manner, with the Sub-Advisor's ability to meet all of its obligations hereunder. The Sub-Advisor shall for all purposes be an independent contractor and not an agent or employee of the Advisor or the Trust.
8. Standard of Care: In the absence of willful misfeasance, bad faith, gross negligence or reckless disregard of obligations or duties hereunder on the part of the Sub-Advisor, the Sub-Advisor shall not be subject to liability to the Advisor, the Trust or to any shareholder of the Portfolio for any act or omission in the course of, or connected with, rendering services hereunder or for any losses that may be sustained in the purchase, holding or sale of any security.
9. Duration and Termination of Agreement; Amendments:
(a) Subject to prior termination as provided in subparagraph (d) of this paragraph 9, this Agreement shall continue in force until September 30, 2015 and indefinitely thereafter, but only so long as the continuance after such period shall be specifically approved at least annually by vote of the Trust's Board of Trustees or by vote of a majority of the outstanding voting securities of the Portfolio.
(b) This Agreement may be modified by mutual consent of the Advisor, the Sub-Advisor and the Portfolio subject to the provisions of Section 15 of the 1940 Act, as modified by or interpreted by any applicable order or orders of the Securities and Exchange Commission (the "Commission") or any rules or regulations adopted by, or interpretative releases or no-action letters of, the Commission or its staff.
(c) In addition to the requirements of subparagraphs (a) and (b) of this paragraph 9, the terms of any continuance or modification of this Agreement must have been approved by the vote of a majority of those Trustees of the Trust who are not parties to this Agreement or interested persons of any such party, cast in person at a meeting called for the purpose of voting on such approval.
(d) Either the Advisor, the Sub-Advisor or the Portfolio may, at any time on sixty (60) days' prior written notice to the other parties, terminate this Agreement, without payment of any penalty, by action of its Board of Trustees or Directors, or with respect to the Portfolio by vote of a majority of its outstanding voting securities. This Agreement shall terminate automatically in the event of its assignment.
10. Limitation of Liability: The Sub-Advisor is hereby expressly put on notice of the limitation of shareholder liability as set forth in the Declaration of Trust or other organizational document of the Trust and agrees that any obligations of the Trust or the Portfolio arising in connection with this Agreement shall be limited in all cases to the Portfolio and its assets, and the Sub-Advisor shall not seek satisfaction of any such obligation from the shareholders or any shareholder of the Portfolio. Nor shall the Sub-Advisor seek satisfaction of any such obligation from the Trustees or any individual Trustee.
11. Governing Law: This Agreement shall be governed by, and construed in accordance with, the laws of the Commonwealth of Massachusetts, without giving effect to the choice of laws provisions thereof.
The terms "registered investment company," "vote of a majority of the outstanding voting securities," "assignment," and "interested persons," when used herein, shall have the respective meanings specified in the 1940 Act as now in effect or as hereafter amended, and subject to such orders or no-action letters as may be granted by the Commission or its staff.
IN WITNESS WHEREOF the parties hereto have caused this instrument to be signed in their behalf by their respective officers thereunto duly authorized, and their respective seals to be hereunto affixed, all as of the date written above.
FIDELITY MANAGEMENT & RESEARCH (Japan) LIMITED |
|
|
|
BY: |
/s/William E. Dailey |
|
William E. Dailey |
|
Treasurer |
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FIDELITY MANAGEMENT & RESEARCH COMPANY |
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BY: |
/s/William E. Dailey |
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William E. Dailey |
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Treasurer |
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