-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VoALSCd3aAeq3eQWyjB3CwI5c/KsoMY7c+CTmPW0SBMzpPJg+CJRb2xB4DC8oki0 7K/Dm1tW837ZmOCj2tGsLA== 0001047469-98-009732.txt : 19980317 0001047469-98-009732.hdr.sgml : 19980317 ACCESSION NUMBER: 0001047469-98-009732 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980313 SROS: NASD GROUP MEMBERS: HITACHI METALS LTD /ADR/ GROUP MEMBERS: HITACHI, LTD. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HMT TECHNOLOGY CORP CENTRAL INDEX KEY: 0001005967 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 943084354 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-49929 FILM NUMBER: 98564960 BUSINESS ADDRESS: STREET 1: 1055 PAGE AVE CITY: FREMONT STATE: CA ZIP: 94538 BUSINESS PHONE: 5104903100 MAIL ADDRESS: STREET 1: 1055 PAGE AVENUE CITY: FREMONT STATE: CA ZIP: 94538 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: HITACHI METALS LTD /ADR/ CENTRAL INDEX KEY: 0000353990 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 2-1-2 MARUNOUCHI STREET 2: CHIYODA-KU CITY: TOKYO STATE: M0 ZIP: 100 MAIL ADDRESS: STREET 1: 2-1-2 MARUNOUCHI STREET 2: CHIYODA-KU CITY: TOKYO STATE: M0 ZIP: 100 SC 13G/A 1 SCH 13G Page 1 of 5 Pages UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* HMT Technology Corporation -------------------------------------- (Name of Issuer) Common Stock, $.001 par value -------------------------------------- (Title of Class of Securities) 0004039171 -------------------------------------- (CUSIP Number) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Cusip No. 0004039171 Page 2 of 5 Pages 13G 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Hitachi, Ltd. - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) / / - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Japan - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF SHARES 1,943,755 BENEFICIALLY ------------------------------------------------------------ OWNED BY 6 SHARED VOTING POWER EACH REPORTING 0 PERSON ------------------------------------------------------------ WITH 7 SOLE DISPOSITIVE POWER 1,943,755 ------------------------------------------------------------ 8 SHARED DISPOSITIVE POWER 0 - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,943,755 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* / / - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 4.5% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* C0 - -------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT! Cusip No. 0004039171 Page 3 of 5 Pages 13G 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Hitachi Metals, Ltd. 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) / / 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION Japan 5 SOLE VOTING POWER NUMBER OF SHARES 1,943,755 BENEFICIALLY OWNED BY 6 SHARED VOTING POWER EACH REPORTING 0 PERSON WITH 7 SOLE DISPOSITIVE POWER 1,943,755 8 SHARED DISPOSITIVE POWER 0 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,943,755 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* / / 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 4.5% 12 TYPE OF REPORTING PERSON* C0 *SEE INSTRUCTION BEFORE FILLING OUT! Cusip No. 0004039171 Page 4 of 5 Pages This is an Amendment No.3 to the Schedule 13G originally filed on June 10, 1997 (the "Schedule 13G") on behalf of Hitachi, Ltd. and Hitachi Metals, Ltd. Unless specifically amended and/or restated herein, the disclosure set forth in the Schedule 13G shall remain unchanged. Item 4. Ownership. (a) Amount Beneficially Owned: Hitachi, Ltd.--1,943,755 shares* Hitachi Metals, Ltd.--1,943,755 shares* (b) Percent of Class: 4.5%* (based on 43,030,928 shares outstanding on January 26, 1998 as reported in HMT Technology Corporation's Form 10-Q for the quarterly period ended December 31, 1997) (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: Hitachi, Ltd.--1,943,755 shares* Hitachi Metals, Ltd.--1,943,755 shares* (ii) shared power to vote or to direct the vote: Hitachi, Ltd.--0 shares* Hitachi Metals, Ltd.--0 shares* (iii) sole power to dispose or to direct the disposition of: Hitachi, Ltd.--1,943,755 shares* Hitachi Metals, Ltd.--1,943,755 shares* (iv) shared power to dispose or to direct the disposition of: 0 shares* __________ * Hitachi Metals, Ltd. beneficially owns the 2,998,255 shares of the common stock of HMT Technology Corporation reported hereon as a result of its record ownership of such shares. Hitachi Ltd. beneficially owns such 2,998,255 shares as a result of its ownership of approximately 53.8% of the outstanding voting securities of Hitachi Metals, Ltd. Cusip No. 0004039171 Page 5 of 5 Pages Item 5. Ownership of Five Percent or Less of a Class. This statement is being filed to report the fact that as of the date hereof, the reporting persons named herein cease to be the beneficial owners of more than five percent of the common stock of HMT Technology Corporation. SIGNATURE After reasonable inquiry and to the best of each of the undersigned's knowledge and belief, each of the undersigned certifies that the information set forth in this statement with respect to it is true, complete and correct. Dated: March 13, 1998 HITACHI, LTD. By: /s/ Shuji Nakanishi ---------------------------------- Name: Shuji Nakanishi Title: General Manager Affiliated Companies Office HITACHI METALS, LTD. By: /s/ Atsumu Yamaguchi ---------------------------------- Name: Atsumu Yamaguchi Title: Board Director -----END PRIVACY-ENHANCED MESSAGE-----