-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, G99ONHtxT4YkvDM3WOj69aJ/NFomEjjzR/V4YxAytFuRVc6yY+qGAbGpFp6LoscQ K3HJkomkT3eY4pqXqiQZ+g== 0000912057-00-018967.txt : 20000421 0000912057-00-018967.hdr.sgml : 20000421 ACCESSION NUMBER: 0000912057-00-018967 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 3 FILED AS OF DATE: 20000420 GROUP MEMBERS: HITACHI METALS LTD /ADR/ GROUP MEMBERS: HITACHI, LTD. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CALIFORNIA MICRO DEVICES CORP CENTRAL INDEX KEY: 0000800460 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS & ACCESSORIES [3670] IRS NUMBER: 942672609 STATE OF INCORPORATION: CA FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-42210 FILM NUMBER: 605512 BUSINESS ADDRESS: STREET 1: 215 TOPAZ ST CITY: MILPITAS STATE: CA ZIP: 95035-5430 BUSINESS PHONE: 4082633214 MAIL ADDRESS: STREET 1: 215 TOPAZ STREET STREET 2: 215 TOPAZ STREET CITY: MILPITAS STATE: CA ZIP: 95035-5430 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: HITACHI METALS LTD /ADR/ CENTRAL INDEX KEY: 0000353990 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 48 WALL ST STREET 2: C/O BANK OF NEW YORK CITY: NEW YORK STATE: NY ZIP: 10015 MAIL ADDRESS: STREET 1: 2-1-2 MARUNOUCHI STREET 2: CHIYODA-KU CITY: TOKYO STATE: M0 ZIP: 100 SC 13D/A 1 SC 13D/A Page 1 - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 -------------- Amendment No. 2 to SCHEDULE 13D Under the Securities Exchange Act of 1934 California Micro Devices Corporation (Name of Issuer) Common Stock $.01 par value (Title of Class of Securities) -------------- 87926F104 (CUSIP Number) Hitachi Metals, Ltd. (Name of Person Filing Statement) Christopher T. Jensen Morgan, Lewis & Bockius LLP 101 Park Avenue New York, New York 10178 Tel. No.: 212-309-6000 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) March 16, 2000 (Date of Event which Requires Filing of this Statement) -------------- If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), (f) or (g), check the following box / /. NOTE: Schedules filed in paper format shall include a signed original and five copies of the Schedule, including all exhibits. See Rule 13d-7(b) for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the NOTES). - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- - -------------------- ------------------------- CUSIP No. 87926F104 13D Page 2 - -------------------- ------------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS Hitachi, Ltd. - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) / / - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* Not Applicable - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) / / - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Japan - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER 0 NUMBER OF ----------------------------------------------------------- SHARES 8 SHARED VOTING POWER BENEFICIALLY OWNED BY 288,000 EACH ----------------------------------------------------------- REPORTING 9 SOLE DISPOSITIVE POWER PERSON WITH 0 ----------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 288,000 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 288,000 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* / / - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 2.76% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* CO - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! **Based on 10,431,751 shares of Common Stock outstanding on December 31, 1999, as reported by California Micro Devices Corporation in its Form 10-Q filed on February 21, 2000. - -------------------- ------------------------- CUSIP No. 87926F104 13D Page 3 - -------------------- ------------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS Hitachi Metals, Ltd. - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) / / - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* Not Applicable - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) / / - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Japan - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER 0 NUMBER OF ----------------------------------------------------------- SHARES 8 SHARED VOTING POWER BENEFICIALLY OWNED BY 288,000 EACH ----------------------------------------------------------- REPORTING 9 SOLE DISPOSITIVE POWER PERSON WITH 0 ----------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 288,000 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 288,000 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* / / - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 2.76% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* CO - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! **Based on 10,431,751 shares of Common Stock outstanding on December 31, 2000, as reported by California Micro Devices Corporation in its Form 10-Q filed on February 21, 2000. Page 4 This Amendment No. 2 amends the Statement on Schedule 13D filed on May 20, 1994, as amended by Amendment No.1 thereto filed on June 2, 1995, by Hitachi, Ltd., a Japanese corporation ("Hitachi"), and Hitachi Metals, Ltd., a Japanese corporation("HML" and together with Hitachi, the "Reporting Persons")relating to the Common Stock, no par value (the "Common Stock"), of California Micro Devices Corporation("CMD"). Information in the prior amendment and the original Schedule 13D remains in effect except to the extent that it is superseded by subsequently filed information, including the information contained in this Amendment No. 2. Information given in response to each item shall be deemed incorporated by reference in all other items. Terms used and not defined herein have the meanings ascribed to them in such Schedule 13D. The response to Item 5 of the Schedule 13D is hereby amended as follows: ITEM 5. INTEREST IN SECURITIES OF THE ISSUER. (a) Before giving effect to the transactions described in this Item 5, Hitachi and HML had shared voting power over 980,000 shares of Common Stock of CMD, representing approximately 9.4% of the outstanding voting securities of CMD. (b) The number of shares of Common Stock as to which there is sole power to vote or to direct the vote, shared power to vote or to direct the vote, sole power to dispose or direct the disposition, or shared power to dispose or direct the disposition for each of Hitachi and HML is set forth in the cover pages and such information is incorporated herein by reference. Hitachi and HML share voting and dispositive power with each other with respect to the shares of Common Stock of CMD owned of record by HML. (c) During the past 60 days, HML sold 692,000 shares of Common Stock of CMD in seven separate transactions on the Nasdaq National Market. Set forth in Appendix A to this Item 5, attached hereto, is a schedule describing these sales. (d) Neither of the Reporting Persons has, and to the knowledge of each such person, no other person has, the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the shares of the Common Stock which the Reporting Persons may vote or direct the vote with respect to any matters. (e) On March 21, 2000, each of the Reporting Persons ceased to be the beneficial owner of more than five percent of the Common Stock of CMD. ITEM 7. MATERIAL FILED AS EXHIBITS The following are filed herewith as Exhibits to this Schedule 13D: 1. Joint Filing Agreement, dated as of April 12, 2000, between Hitachi and HML. 2. Power of Attorney, dated as of June 10, 1997, from Hitachi to Yasuhiro Daimonji. Page 5 SIGNATURES After reasonable inquiry and to the best knowledge and belief of the undersigned, the undersigned certifies that the information set forth in this Amendment No. 2 is true, complete and correct. Date: April 12, 2000 Hitachi, Ltd. By: /s/ Yasuhiro Daimonji --------------------------------- Name: Yasuhiro Daimonji Title: Chairman of Hitachi Metals America, Ltd. and Attorney-In- Fact for Hitachi, Ltd. pursuant to Power of Attorney dated June 10, 1997, filed herewith. After reasonable inquiry and to the best knowledge and belief of the undersigned, the undersigned certifies that the information set forth in this Amendment No. 2 is true, complete and correct. Date: April 12, 2000 Hitachi Metals, Ltd. By: /s/ Taiji Yamada --------------------------------- Name: Taiji Yamada Title: General Manager Finance and Accounting Group APPENDIX A TO ITEM 5 Shares of CMD Common Stock Sold by Hitachi Metals, Ltd.
SETTLEMENT DATE SHARES SOLD PRICE PER SHARE (US$) --------------- ----------- --------------------- 3/16/2000 200,000 $32.6716 3/17/2000 196,000 $32.5005 3/21/2000 204,000 $34.0720 3/23/2000 29,000 $31.6940 3/28/2000 21,000 $31.0000 3/29/2000 12,000 $30.0938 3/30/2000 6,000 $29.0000 3/31/2000 24,000 $29.0000
EX-99.1 2 EXHBIIT 99.1 EXHIBIT 1 JOINT FILING AGREEMENT JOINT FILING AGREEMENT, dated as of the 12th day of April, 2000, between Hitachi, Ltd. and Hitachi Metals, Ltd.(collectively, the "Joint Filers"). WHEREAS, pursuant to Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), the Joint Filers desire to satisfy any filing obligation under Section 13(d) of the Exchange Act by a single joint filing; NOW, THEREFORE, in consideration of the premises and the mutual covenants herein contained, the Joint Filers hereby agree and represent as follows: 1. Amendment No. 2 to Schedule 13D with respect to the Common Stock, no par value per share, of California Micro Devices Corporation (to which this Joint Filing Agreement is an exhibit) is filed on behalf of each of the Joint Filers. 2. Each of the Joint Filers is eligible to use Schedule 13D for the filing of information therein contained. 3. Each of the Joint Filers is responsible for the timely filing of the Amendment No. 2 to Schedule 13D to which this Joint Filing Agreement is an exhibit, and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein, provided that each such person is not responsible for the completeness or accuracy of the information concerning the other person making the filing, unless such person knows or has reason to believe that such information is inaccurate. IN WITNESS WHEREOF, the undersigned have caused this Joint Filing Agreement to be duly executed and delivered as of the date first above written. Hitachi, Ltd. By: /s/ Yasuhiro Daimonji ---------------------------- Name: Yasuhiro Daimonji Title: Chairman of Hitachi Metals America, Ltd. and Attorney-In- Fact for Hitachi, Ltd. pursuant to Power of Attorney dated June 10, 1997, filed herewith. Hitachi Metals, Ltd. By: /s/ Taiji Yamada ---------------------------- Name: Taiji Yamada Title: General Manager Finance and Accounting Group EX-99.2 3 EXHIBIT 99.2 [LETTERHEAD OF HITACHI] POWER OF ATTORNEY I, Shuji Nakanishi, being, General Manager, Affiliated Companies Office of Hitachi, Ltd. ("Hitachi"), do hereby authorize Yasuhiro Daimonji, Chairman of Hitachi Metals America, Ltd., an affiliate of Hitachi, to execute and file on Hitachi's behalf any and all schedules, forms and documents required by the Securities Exchange Act of 1934, as amended (the "Exchange Act"), including, without limitation, under Sections 13 (d) and 16 of the Exchange Act, and as may be required by other U.S. securities laws and regulations in connection with the ownership by Hitachi's subsidiary, Hitachi Metals, Ltd. of shares of the common stock of California Micro Devices Corporation or rights to acquire such shares, and to execute and deliver on Hitachi's behalf such other documents as deemed necessary and advisable in connection herewith. IN WITNESS WHEREOF, I have duly executed this instrument as of the 10th day of June, 1997. Hitachi, Ltd. By: /s/ Shuji Nakanishi ---------------------------- Shuji Nakanishi General Manager Affiliated Companies Office -----END PRIVACY-ENHANCED MESSAGE-----