-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Hfa9W5as+EH4I1Vpk+dmBBpN8+BeqwwSOayRMrPKk1e1o64kiC3Pa0GkjC0xo2Up EOoSwpVp16Isaphtjn2LRQ== 0001068800-06-000478.txt : 20060606 0001068800-06-000478.hdr.sgml : 20060606 20060606143726 ACCESSION NUMBER: 0001068800-06-000478 CONFORMED SUBMISSION TYPE: 497 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20060606 DATE AS OF CHANGE: 20060606 EFFECTIVENESS DATE: 20060606 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RIVERSOURCE VARIABLE PORTFOLIO SELECT SERIES, INC. CENTRAL INDEX KEY: 0001284202 IRS NUMBER: 201201676 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 333-113780 FILM NUMBER: 06888919 BUSINESS ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 6126714321 MAIL ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: AXP VARIABLE PORTFOLIO SELECT SERIES INC DATE OF NAME CHANGE: 20040319 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RIVERSOURCE VARIABLE PORTFOLIO MANAGERS SERIES, INC. CENTRAL INDEX KEY: 0001140533 IRS NUMBER: 412009111 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 333-61346 FILM NUMBER: 06888918 BUSINESS ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 6126714321 MAIL ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: AXP VARIABLE PORTFOLIO PARTNERS SERIES INC DATE OF NAME CHANGE: 20010514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RIVERSOURCE VARIABLE PORTFOLIO MONEY MARKET SERIES, INC. CENTRAL INDEX KEY: 0000353315 IRS NUMBER: 411409530 STATE OF INCORPORATION: MN FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 002-72584 FILM NUMBER: 06888923 BUSINESS ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 6126714321 MAIL ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: AXP VARIABLE PORTFOLIO MONEY MARKET SERIES INC DATE OF NAME CHANGE: 19991124 FORMER COMPANY: FORMER CONFORMED NAME: IDS LIFE MONEYSHARE FUND INC DATE OF NAME CHANGE: 19920703 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RIVERSOURCE VARIABLE PORTFOLIO INCOME SERIES, INC. CENTRAL INDEX KEY: 0000353967 IRS NUMBER: 411409537 STATE OF INCORPORATION: MN FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 002-73113 FILM NUMBER: 06888920 BUSINESS ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 6126714321 MAIL ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: AXP VARIABLE PORTFOLIO INCOME SERIES INC DATE OF NAME CHANGE: 19991126 FORMER COMPANY: FORMER CONFORMED NAME: IDS LIFE SPECIAL INCOME FUND INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: IDS LIFE SPECIAL INCOME FUND II INC DATE OF NAME CHANGE: 19851104 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RIVERSOURCE VARIABLE PORTFOLIO INVESTMENT SERIES, INC. CENTRAL INDEX KEY: 0000353968 IRS NUMBER: 411409539 STATE OF INCORPORATION: MN FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 002-73115 FILM NUMBER: 06888921 BUSINESS ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 6126714321 MAIL ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: AXP VARIABLE PORTFOLIO INVESTMENT SERIES INC DATE OF NAME CHANGE: 19991126 FORMER COMPANY: FORMER CONFORMED NAME: IDS LIFE INVESTMENT SERIES INC DATE OF NAME CHANGE: 19981102 FORMER COMPANY: FORMER CONFORMED NAME: IDS LIFE CAPITAL RESOURCE FUND INC DATE OF NAME CHANGE: 19920703 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RIVERSOURCE VARIABLE PORTFOLIO MANAGED SERIES, INC. CENTRAL INDEX KEY: 0000764546 IRS NUMBER: 411555226 STATE OF INCORPORATION: MN FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 002-96367 FILM NUMBER: 06888922 BUSINESS ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 6126714321 MAIL ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: AXP VARIABLE PORTFOLIO MANAGED SERIES INC DATE OF NAME CHANGE: 20020904 FORMER COMPANY: FORMER CONFORMED NAME: AXP VARIABLE PORTFOLIO MANAGED FUND INC DATE OF NAME CHANGE: 19991126 FORMER COMPANY: FORMER CONFORMED NAME: IDS LIFE MANAGED FUND INC DATE OF NAME CHANGE: 19920703 0000353315 S000003389 RiverSource Variable Portfolio Cash Management Fund C000009310 RiverSource VP Cash Management Fund 0000353967 S000003367 RiverSource Variable Portfolio Core Bond Fund C000009272 RiverSource VP Core Bond Fund 0000353967 S000003368 RiverSource Variable Portfolio Diversified Bond Fund C000009273 RiverSource VP Diversified Bond Fund 0000353967 S000003369 RiverSource Variable Portfolio Global Bond Fund C000009274 RiverSource VP Global Bond Fund 0000353967 S000003370 RiverSource Variable Portfolio Global Inflation Protected Securities Fund C000009275 RiverSource VP Global Inflation Protected Securities Fund 0000353967 S000003371 RiverSource Variable Portfolio High Yield Bond Fund C000009276 RiverSource VP High Yield Bond Fund 0000353967 S000003372 RiverSource Varible Portfolio Income Opportunities Fund C000009277 RiverSource VP Income Opportunities Fund 0000353967 S000003373 RiverSource Variable Portfolio Short Duration U.S. Government Fund C000009278 RiverSource VP Short Duration U.S. Government Fund 0000353968 S000003376 RiverSource Variable Portfolio Emerging Markets Fund C000009297 RiverSource VP Emerging Markets Fund 0000353968 S000003377 RiverSource Variable Portfolio Small Cap Advantage Fund C000009298 RiverSource VP Small Cap Advantage Fund 0000353968 S000003379 RiverSource Variable Portfolio Growth Fund C000009300 RiverSource VP Growth Fund 0000353968 S000003380 RiverSource Variable Portfolio International Opportunity Fund C000009301 RiverSource Variable Portfolio International Opportunity Fund 0000353968 S000003381 RiverSource Variable Portfolio Large Cap Equity Fund C000009302 RiverSource VP Large Cap Equity Fund 0000353968 S000003382 RiverSource Variable Portfolio Large Cap Value Fund C000009303 RiverSource VP Large Cap Value Fund 0000353968 S000003383 RiverSource Variable Portfolio Mid Cap Growth Fund C000009304 RiverSource VP Mid Cap Growth Fund 0000353968 S000003384 RiverSource Variable Portfolio Mid Cap Value Fund C000009305 RiverSource VP Mid Cap Value Fund 0000353968 S000003386 RiverSource Variable Portfolio S&P 500 Index Fund C000009307 RiverSource VP S&P 500 Index Fund 0000764546 S000003387 RiverSource Variable Portfolio Balanced Fund C000009308 RiverSource VP Balanced Fund 0000764546 S000003388 RiverSource Variable Portfolio Diversified Equity Income Fund C000009309 RiverSource VP Diversified Equity Income Fund 0001140533 S000003390 RiverSource Variable Portfolio Select Value Fund C000009311 RiverSource VP Select Value Fund 0001140533 S000003391 RiverSource Variable Portfolio Small Cap Value Fund C000009312 RiverSource VP Small Cap Value Fund 0001140533 S000011657 RiverSource Variable Portfolio Fundamental Value Fund C000032008 RiverSource VP Fundamental Value Fund 0001284202 S000003392 RiverSource Variable Portfolio Core Equity Fund C000009313 RiverSource VP Core Equity Fund 497 1 a-6466_79a.txt RIVERSOURCE VARIABLE PORTFOLIO FUNDS- SAI SUPPLEMENT Statement of Additional Information (SAI) Supplement Dated June 9, 2006*
Fund (SAI Date) SAI Form # RiverSource Variable Portfolio - Balanced Fund (4/24/06) S-6466-20 AA RiverSource Variable Portfolio - Cash Management Fund (4/24/06) S-6466-20 AA RiverSource Variable Portfolio - Core Bond Fund (4/24/06) S-6466-20 AA RiverSource Variable Portfolio - Core Equity Fund (4/24/06) S-6466-20 AA RiverSource Variable Portfolio - Diversified Bond Fund (4/24/06) S-6466-20 AA RiverSource Variable Portfolio - Diversified Equity Income Fund (4/24/06) S-6466-20 AA RiverSource Variable Portfolio - Emerging Markets Fund (4/24/06) S-6466-20 AA RiverSource Variable Portfolio - Fundamental Value Fund (4/24/06) S-6466-20 AA RiverSource Variable Portfolio - Global Bond Fund (4/24/06) S-6466-20 AA RiverSource Variable Portfolio - Global Inflation Protected Securities Fund (4/24/06) S-6466-20 AA RiverSource Variable Portfolio - Growth Fund (4/24/06) S-6466-20 AA RiverSource Variable Portfolio - High Yield Bond Fund (4/24/06) S-6466-20 AA RiverSource Variable Portfolio - Income Opportunities Fund (4/24/06) S-6466-20 AA RiverSource Variable Portfolio - International Opportunity Fund (4/24/06) S-6466-20 AA RiverSource Variable Portfolio - Large Cap Equity Fund (4/24/06) S-6466-20 AA RiverSource Variable Portfolio - Large Cap Value Fund (4/24/06) S-6466-20 AA RiverSource Variable Portfolio - Mid Cap Growth Fund (4/24/06) S-6466-20 AA RiverSource Variable Portfolio - Mid Cap Value Fund (4/24/06) S-6466-20 AA RiverSource Variable Portfolio - S&P 500 Index Fund (4/24/06) S-6466-20 AA RiverSource Variable Portfolio - Select Value Fund (4/24/06) S-6466-20 AA RiverSource Variable Portfolio - Short Duration U.S. Government Fund (4/24/06) S-6466-20 AA RiverSource Variable Portfolio - Small Cap Advantage Fund (4/24/06) S-6466-20 AA RiverSource Variable Portfolio - Small Cap Value Fund (4/24/06) S-6466-20 AA
References to "Fund" throughout this supplement refer to the foregoing individual funds, singularly or collectively as the context requires. S-6466-79 A (6/06) *Valid until next SAI update. The Investment Strategies and Types of Investments section has been revised as follows: INVESTMENT STRATEGIES AND TYPES OF INVESTMENTS This table shows many of the various investment strategies and investments that many funds are allowed to engage in and purchase. It is intended to show the breadth of investments that the investment manager or subadviser (individually and collectively, the "investment manager") may make on behalf of a fund. For a description of principal risks for an individual fund, please see the applicable prospectus for that fund. Notwithstanding a fund's ability to utilize these strategies and techniques, the investment manager is not obligated to use them at any particular time. For example, even though the investment manager is authorized to adopt temporary defensive positions and is authorized to attempt to hedge against certain types of risk, these practices are left to the investment manager's sole discretion. INVESTMENT STRATEGIES AND TYPES OF INVESTMENTS: A black circle indicates that the investment strategy or type of investment generally is authorized for a category of funds. Exceptions are noted in the footnotes to the table. See Table 1 for fund categories.
TABLE 4. INVESTMENT STRATEGIES AND TYPES OF INVESTMENTS - ------------------------------------------------------------------------------------------------------------------- INVESTMENT STRATEGY BALANCED FIXED INCOME EQUITY MONEY MARKET - ------------------------------------------------------------------------------------------------------------------- Agency and government securities o o o o - ------------------------------------------------------------------------------------------------------------------- Borrowing o o o o - ------------------------------------------------------------------------------------------------------------------- Cash/money market instruments o o o o - ------------------------------------------------------------------------------------------------------------------- Collateralized bond obligations o o o A - ------------------------------------------------------------------------------------------------------------------- Commercial paper o o o o - ------------------------------------------------------------------------------------------------------------------- Common stock o o B o - ------------------------------------------------------------------------------------------------------------------- Convertible securities o o C o - ------------------------------------------------------------------------------------------------------------------- Corporate bonds o o o - ------------------------------------------------------------------------------------------------------------------- Debt obligations o o o o - ------------------------------------------------------------------------------------------------------------------- Depositary receipts o o D o - ------------------------------------------------------------------------------------------------------------------- Derivative instruments (including options and futures) o o o - ------------------------------------------------------------------------------------------------------------------- Exchange-traded funds o o o - ------------------------------------------------------------------------------------------------------------------- Foreign currency transactions o o E o - ------------------------------------------------------------------------------------------------------------------- Foreign securities o o o o - ------------------------------------------------------------------------------------------------------------------- Funding agreements o o o o - ------------------------------------------------------------------------------------------------------------------- High yield debt securities (junk bonds) o o F F - ------------------------------------------------------------------------------------------------------------------- Illiquid and restricted securities o o o o - ------------------------------------------------------------------------------------------------------------------- Indexed securities o o o - ------------------------------------------------------------------------------------------------------------------- Inflation protected securities o o o - ------------------------------------------------------------------------------------------------------------------- Inverse floaters o o G - ------------------------------------------------------------------------------------------------------------------- Investment companies o o o - ------------------------------------------------------------------------------------------------------------------- Lending of portfolio securities o o o o - ------------------------------------------------------------------------------------------------------------------- Loan participations o o o H - ------------------------------------------------------------------------------------------------------------------- Mortgage- and asset-backed securities o o o I o - ------------------------------------------------------------------------------------------------------------------- Mortgage dollar rolls o o J - ------------------------------------------------------------------------------------------------------------------- Municipal obligations o o o - ------------------------------------------------------------------------------------------------------------------- Preferred stock o o K o - ------------------------------------------------------------------------------------------------------------------- Real estate investment trusts o o o - ------------------------------------------------------------------------------------------------------------------- Repurchase agreements o o o o - ------------------------------------------------------------------------------------------------------------------- Reverse repurchase agreements o o o o - ------------------------------------------------------------------------------------------------------------------- Short sales L L - ------------------------------------------------------------------------------------------------------------------- Sovereign debt o o o M o - ------------------------------------------------------------------------------------------------------------------- - ------------------------------------------------------------------------------------------------------------------- INVESTMENT STRATEGY BALANCED FIXED INCOME EQUITY MONEY MARKET - ------------------------------------------------------------------------------------------------------------------- Structured investments o o o - ------------------------------------------------------------------------------------------------------------------- Swap agreements o N o N o N - ------------------------------------------------------------------------------------------------------------------- Variable- or floating-rate securities o o o o - ------------------------------------------------------------------------------------------------------------------- Warrants o o o - ------------------------------------------------------------------------------------------------------------------- When-issued securities and forward commitments o o o - ------------------------------------------------------------------------------------------------------------------- Zero-coupon, step-coupon and pay-in-kind securities o o o - -------------------------------------------------------------------------------------------------------------------
A. The following funds are not authorized to invest in collateralized bond obligations: Select Value, Small Cap Advantage, and Small Cap Value. B. The following funds are not authorized to invest in common stock: Short Duration U.S. Government. C. The following funds are not authorized to invest in convertible securities: Short Duration U.S. Government. D. The following funds are not authorized to invest in depositary receipts: Short Duration U.S. Government. E. The following funds are not authorized to engage in foreign currency transactions: Short Duration U.S. Government. F. The following funds may hold securities that are downgraded to junk bond status, if the bonds were rated investment grade at the time of purchase: Core Bond, Global Inflation Protected Securities, Growth, International Opportunity, Mid Cap Growth, S&P 500 Index, Short Duration U.S. Government, and Small Cap Advantage. G. The following funds are authorized to invest in inverse floaters: Large Cap Equity. H. The following funds are not authorized to invest in loan participations: Small Cap Value. I. The following funds are not authorized to invest in mortgage- and asset-backed securities: S&P 500 Index and Small Cap Advantage. J. The following funds are authorized to invest in mortgage dollar rolls: Core Equity and Large Cap Equity. K. The following funds are not authorized to invest in preferred stock: Short Duration U.S. Government. L. The following funds are authorized to engage in short sales: S&P 500 Index and Short Duration U.S. Government. M. The following funds are not authorized to invest in sovereign debt: Select Value, Small Cap Advantage, and Small Cap Value. N. Equity funds are authorized to invest in total return swap agreements. Fixed income and balanced funds are authorized to invest in interest rate swap agreements and Commercial Mortgage Backed Security total return swap agreements. S-6466-79 A (6/06) *Valid until next SAI update.
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