-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AlbM1e910fnrXZn7VUgPUMvTXfH2GYOvVkJC3kB0ZeZWFjo/bDnKQTSgwWjopZn7 joL2/RovVXxD05nwlk2zPw== 0000820027-03-000306.txt : 20030428 0000820027-03-000306.hdr.sgml : 20030428 20030428171845 ACCESSION NUMBER: 0000820027-03-000306 CONFORMED SUBMISSION TYPE: NSAR-A PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20030228 FILED AS OF DATE: 20030428 EFFECTIVENESS DATE: 20030428 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AXP VARIABLE PORTFOLIO INVESTMENT SERIES INC CENTRAL INDEX KEY: 0000353968 IRS NUMBER: 411409539 STATE OF INCORPORATION: MN FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: NSAR-A SEC ACT: 1940 Act SEC FILE NUMBER: 811-03218 FILM NUMBER: 03667387 BUSINESS ADDRESS: STREET 1: 80 SOUTH 8TH STREET STREET 2: IDS TOWER 10 CITY: MINNEAPOLIS STATE: MN ZIP: 55440 BUSINESS PHONE: 6126718626 MAIL ADDRESS: STREET 1: IDS FINANCIAL SERVICES INC STREET 2: IDS TOWER 10 CITY: MINNEAPOLIS STATE: MN ZIP: 55440 FORMER COMPANY: FORMER CONFORMED NAME: IDS LIFE CAPITAL RESOURCE FUND INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: IDS LIFE INVESTMENT SERIES INC DATE OF NAME CHANGE: 19981102 FORMER COMPANY: FORMER CONFORMED NAME: IDS LIFE CAPITAL RESOURCE FUND II INC DATE OF NAME CHANGE: 19851104 NSAR-A 1 answer.fil AXP VARIABLE PORTFOLIO - INVESTMENT SERIES, INC. 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B000400 N 066 C000400 N 066 D000400 Y 066 E000400 N 066 F000400 N 066 G000400 N 067 000400 N 068 A000400 N 068 B000400 N 069 000400 N PAGE 22 070 A010400 Y 070 A020400 N 070 B010400 Y 070 B020400 Y 070 C010400 N 070 C020400 N 070 D010400 Y 070 D020400 N 070 E010400 N 070 E020400 N 070 F010400 Y 070 F020400 N 070 G010400 N 070 G020400 N 070 H010400 Y 070 H020400 N 070 I010400 N 070 I020400 N 070 J010400 Y 070 J020400 N 070 K010400 Y 070 K020400 N 070 L010400 Y 070 L020400 Y 070 M010400 Y 070 M020400 Y 070 N010400 Y 070 N020400 Y 070 O010400 Y 070 O020400 N 070 P010400 Y 070 P020400 N 070 Q010400 N 070 Q020400 N 070 R010400 N 070 R020400 N 071 A000400 214676 071 B000400 376372 071 C000400 2797368 071 D000400 8 072 A000400 6 072 B000400 217 072 C000400 20998 072 D000400 0 072 E000400 0 072 F000400 8737 072 G000400 671 072 H000400 0 072 I000400 0 072 J000400 73 072 K000400 377 PAGE 23 072 L000400 0 072 M000400 13 072 N000400 0 072 O000400 0 072 P000400 0 072 Q000400 0 072 R000400 12 072 S000400 0 072 T000400 1774 072 U000400 0 072 V000400 0 072 W000400 1 072 X000400 11658 072 Y000400 1 072 Z000400 9558 072AA000400 0 072BB000400 94343 072CC010400 0 072CC020400 133391 072DD010400 9478 072DD020400 0 072EE000400 0 073 A010400 0.0400 073 A020400 0.0000 073 B000400 0.0000 073 C000400 0.0000 074 A000400 5085 074 B000400 0 074 C000400 25265 074 D000400 0 074 E000400 0 074 F000400 2647141 074 G000400 0 074 H000400 0 074 I000400 0 074 J000400 5716 074 K000400 0 074 L000400 4814 074 M000400 0 074 N000400 2688021 074 O000400 0 074 P000400 0 074 Q000400 0 074 R010400 0 074 R020400 0 074 R030400 0 074 R040400 15635 074 S000400 0 074 T000400 2672386 074 U010400 221123 074 U020400 0 PAGE 24 074 V010400 12.09 074 V020400 0.00 074 W000400 0.0000 074 X000400 33 074 Y000400 0 075 A000400 0 075 B000400 2815422 076 000400 0.00 008 A000501 IDS LIFE INSURANCE COMPANY 008 B000501 A 008 C000501 801-8101 008 D010501 MINNEAPOLIS 008 D020501 MN 008 D030501 55474 008 A000502 AMERICAN EXPRESS 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MORGAN CHASE 025 B000503 13-3224016 025 C000503 E 025 D000503 266 025 A000504 MORGAN STANLEY 025 B000504 13-2655998 025 C000504 E 025 D000504 265 025 A000505 CITIGROUP 025 B000505 11-2418191 025 C000505 E 025 D000505 1224 025 A000506 DELETE 025 D000506 0 025 D000507 0 025 D000508 0 PAGE 25 028 A010500 370 028 A020500 132 028 A030500 0 028 A040500 776 028 B010500 676 028 B020500 0 028 B030500 0 028 B040500 1114 028 C010500 416 028 C020500 0 028 C030500 0 028 C040500 688 028 D010500 454 028 D020500 157 028 D030500 0 028 D040500 643 028 E010500 483 028 E020500 0 028 E030500 0 028 E040500 753 028 F010500 341 028 F020500 0 028 F030500 0 028 F040500 1215 028 G010500 2740 028 G020500 289 028 G030500 0 028 G040500 5189 028 H000500 0 042 A000500 0 042 B000500 0 042 C000500 0 042 D000500 0 042 E000500 0 042 F000500 0 042 G000500 0 042 H000500 100 043 000500 37 044 000500 0 045 000500 Y 046 000500 Y 047 000500 N 048 000500 0.000 048 A010500 0 048 A020500 0.000 048 B010500 0 048 B020500 0.000 048 C010500 0 048 C020500 0.000 048 D010500 0 048 D020500 0.000 PAGE 26 048 E010500 0 048 E020500 0.000 048 F010500 0 048 F020500 0.000 048 G010500 0 048 G020500 0.000 048 H010500 0 048 H020500 0.000 048 I010500 0 048 I020500 0.000 048 J010500 0 048 J020500 0.000 048 K010500 0 048 K020500 0.000 049 000500 N 050 000500 N 051 000500 Y 052 000500 N 053 A000500 N 066 A000500 Y 066 B000500 N 066 C000500 N 066 D000500 N 066 E000500 N 066 F000500 N 066 G000500 Y 067 000500 N 068 A000500 N 068 B000500 N 069 000500 N 070 A010500 Y 070 A020500 N 070 B010500 Y 070 B020500 N 070 C010500 N 070 C020500 N 070 D010500 Y 070 D020500 N 070 E010500 N 070 E020500 N 070 F010500 Y 070 F020500 Y 070 G010500 N 070 G020500 N 070 H010500 Y 070 H020500 N 070 I010500 N 070 I020500 N 070 J010500 Y 070 J020500 N 070 K010500 Y PAGE 27 070 K020500 N 070 L010500 Y 070 L020500 Y 070 M010500 Y 070 M020500 N 070 N010500 Y 070 N020500 N 070 O010500 Y 070 O020500 N 070 P010500 Y 070 P020500 N 070 Q010500 N 070 Q020500 N 070 R010500 N 070 R020500 N 071 A000500 26031 071 B000500 29948 071 C000500 56821 071 D000500 46 072 A000500 6 072 B000500 19 072 C000500 539 072 D000500 0 072 E000500 0 072 F000500 157 072 G000500 12 072 H000500 0 072 I000500 0 072 J000500 13 072 K000500 5 072 L000500 0 072 M000500 5 072 N000500 0 072 O000500 0 072 P000500 0 072 Q000500 0 072 R000500 7 072 S000500 0 072 T000500 37 072 U000500 0 072 V000500 0 072 W000500 0 072 X000500 236 072 Y000500 1 072 Z000500 323 072AA000500 0 072BB000500 7106 072CC010500 1839 072CC020500 0 072DD010500 321 072DD020500 0 PAGE 28 072EE000500 0 073 A010500 0.0300 073 A020500 0.0000 073 B000500 0.0000 073 C000500 0.0000 074 A000500 216 074 B000500 0 074 C000500 2496 074 D000500 0 074 E000500 0 074 F000500 53440 074 G000500 0 074 H000500 0 074 I000500 0 074 J000500 5 074 K000500 0 074 L000500 103 074 M000500 0 074 N000500 56260 074 O000500 263 074 P000500 0 074 Q000500 0 074 R010500 0 074 R020500 0 074 R030500 0 074 R040500 219 074 S000500 0 074 T000500 55778 074 U010500 9254 074 U020500 0 074 V010500 6.03 074 V020500 0.00 074 W000500 0.0000 074 X000500 23 074 Y000500 0 075 A000500 0 075 B000500 58826 076 000500 0.00 008 A000601 IDS LIFE INSURANCE COMPANY 008 B000601 A 008 C000601 801-8101 008 D010601 MINNEAPOLIS 008 D020601 MN 008 D030601 55474 008 A000602 AMERICAN EXPRESS FINANCIAL CORPORATION 008 B000602 S 008 C000602 801-14721 008 D010602 MINNEAPOLIS 008 D020602 MN 008 D030602 55474 015 A000601 AMERICAN EXPRESS TRUST COMPANY PAGE 29 015 B000601 C 015 C010601 MINNEAPOLIS 015 C020601 MN 015 C030601 55474 015 E010601 X 015 A000602 BANK OF NEW YORK 015 B000602 S 015 C010602 NEW YORK 015 C020602 NY 015 C030602 10286 015 C040602 0001 015 E040602 X 024 000600 Y 025 A000601 CITIGROUP 025 B000601 11-2418191 025 C000601 E 025 D000601 1304 025 A000602 DELETE 025 D000602 0 025 D000603 0 025 D000604 0 025 D000605 0 025 D000606 0 025 D000607 0 025 D000608 0 028 A010600 1532 028 A020600 0 028 A030600 0 028 A040600 1406 028 B010600 2247 028 B020600 0 028 B030600 0 028 B040600 1221 028 C010600 3376 028 C020600 0 028 C030600 0 028 C040600 361 028 D010600 3453 028 D020600 115 028 D030600 0 028 D040600 366 028 E010600 5488 028 E020600 0 028 E030600 0 028 E040600 1951 028 F010600 2040 028 F020600 0 028 F030600 0 028 F040600 1104 028 G010600 18136 028 G020600 115 PAGE 30 028 G030600 0 028 G040600 6409 028 H000600 0 042 A000600 0 042 B000600 0 042 C000600 0 042 D000600 0 042 E000600 0 042 F000600 0 042 G000600 0 042 H000600 100 043 000600 90 044 000600 0 045 000600 Y 046 000600 Y 047 000600 N 048 000600 0.000 048 A010600 0 048 A020600 0.000 048 B010600 0 048 B020600 0.000 048 C010600 0 048 C020600 0.000 048 D010600 0 048 D020600 0.000 048 E010600 0 048 E020600 0.000 048 F010600 0 048 F020600 0.000 048 G010600 0 048 G020600 0.000 048 H010600 0 048 H020600 0.000 048 I010600 0 048 I020600 0.000 048 J010600 0 048 J020600 0.000 048 K010600 0 048 K020600 0.000 049 000600 N 050 000600 N 051 000600 Y 052 000600 N 053 A000600 N 066 A000600 Y 066 B000600 N 066 C000600 N 066 D000600 Y 066 E000600 N 066 F000600 N 066 G000600 N PAGE 31 067 000600 N 068 A000600 N 068 B000600 N 069 000600 N 070 A010600 Y 070 A020600 N 070 B010600 Y 070 B020600 N 070 C010600 N 070 C020600 N 070 D010600 Y 070 D020600 Y 070 E010600 N 070 E020600 N 070 F010600 Y 070 F020600 N 070 G010600 N 070 G020600 N 070 H010600 Y 070 H020600 N 070 I010600 N 070 I020600 N 070 J010600 Y 070 J020600 N 070 K010600 Y 070 K020600 N 070 L010600 Y 070 L020600 Y 070 M010600 Y 070 M020600 Y 070 N010600 Y 070 N020600 Y 070 O010600 Y 070 O020600 N 070 P010600 Y 070 P020600 Y 070 Q010600 N 070 Q020600 N 070 R010600 N 070 R020600 N 071 A000600 188366 071 B000600 175083 071 C000600 130658 071 D000600 134 072 A000600 6 072 B000600 87 072 C000600 827 072 D000600 0 072 E000600 0 072 F000600 460 072 G000600 37 PAGE 32 072 H000600 0 072 I000600 0 072 J000600 57 072 K000600 16 072 L000600 0 072 M000600 4 072 N000600 0 072 O000600 0 072 P000600 0 072 Q000600 0 072 R000600 8 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028 G030700 0 028 G040700 2224 028 H000700 0 042 A000700 0 042 B000700 0 042 C000700 0 042 D000700 0 042 E000700 0 042 F000700 0 042 G000700 0 042 H000700 100 043 000700 38 044 000700 0 045 000700 Y 046 000700 Y 047 000700 N 048 000700 0.000 048 A010700 0 048 A020700 0.000 048 B010700 0 048 B020700 0.000 048 C010700 0 048 C020700 0.000 048 D010700 0 048 D020700 0.000 048 E010700 0 PAGE 35 048 E020700 0.000 048 F010700 0 048 F020700 0.000 048 G010700 0 048 G020700 0.000 048 H010700 0 048 H020700 0.000 048 I010700 0 048 I020700 0.000 048 J010700 0 048 J020700 0.000 048 K010700 0 048 K020700 0.000 049 000700 N 050 000700 N 051 000700 Y 052 000700 N 053 A000700 N 066 A000700 Y 066 B000700 N 066 C000700 N 066 D000700 Y 066 E000700 N 066 F000700 N 066 G000700 N 067 000700 N 068 A000700 N 068 B000700 N 069 000700 N 070 A010700 Y 070 A020700 N 070 B010700 Y 070 B020700 N 070 C010700 N 070 C020700 N 070 D010700 Y 070 D020700 N 070 E010700 N 070 E020700 N 070 F010700 Y 070 F020700 N 070 G010700 N 070 G020700 N 070 H010700 Y 070 H020700 N 070 I010700 N 070 I020700 N 070 J010700 Y 070 J020700 N 070 K010700 Y 070 K020700 N PAGE 36 070 L010700 Y 070 L020700 Y 070 M010700 Y 070 M020700 N 070 N010700 Y 070 N020700 Y 070 O010700 Y 070 O020700 N 070 P010700 Y 070 P020700 N 070 Q010700 N 070 Q020700 N 070 R010700 N 070 R020700 N 071 A000700 41948 071 B000700 34994 071 C000700 59571 071 D000700 59 072 A000700 6 072 B000700 16 072 C000700 316 072 D000700 0 072 E000700 0 072 F000700 242 072 G000700 18 072 H000700 0 072 I000700 0 072 J000700 63 072 K000700 6 072 L000700 0 072 M000700 5 072 N000700 0 072 O000700 0 072 P000700 0 072 Q000700 0 072 R000700 8 072 S000700 0 072 T000700 38 072 U000700 0 072 V000700 0 072 W000700 0 072 X000700 380 072 Y000700 2 072 Z000700 -46 072AA000700 0 072BB000700 5953 072CC010700 1908 072CC020700 0 072DD010700 0 072DD020700 0 072EE000700 0 PAGE 37 073 A010700 0.0000 073 A020700 0.0000 073 B000700 0.0000 073 C000700 0.0000 074 A000700 495 074 B000700 0 074 C000700 1997 074 D000700 0 074 E000700 0 074 F000700 59827 074 G000700 0 074 H000700 0 074 I000700 0 074 J000700 485 074 K000700 0 074 L000700 37 074 M000700 0 074 N000700 62841 074 O000700 420 074 P000700 0 074 Q000700 0 074 R010700 0 074 R020700 0 074 R030700 0 074 R040700 574 074 S000700 0 074 T000700 61847 074 U010700 7512 074 U020700 0 074 V010700 8.23 074 V020700 0.00 074 W000700 0.0000 074 X000700 26 074 Y000700 0 075 A000700 0 075 B000700 60964 076 000700 0.00 008 A000801 IDS LIFE INSURANCE COMPANY 008 B000801 A 008 C000801 801-8101 008 D010801 MINNEAPOLIS 008 D020801 MN 008 D030801 55474 008 A000802 AMERICAN EXPRESS FINANCIAL CORPORATION 008 B000802 S 008 C000802 801-14721 008 D010802 MINNEAPOLIS 008 D020802 MN 008 D030802 55474 015 A000801 AMERICAN EXPRESS TRUST COMPANY 015 B000801 C PAGE 38 015 C010801 MINNEAPOLIS 015 C020801 MN 015 C030801 55474 015 E010801 X 024 000800 Y 025 A000801 AMERICAN EXPRESS 025 B000801 41-1533211 025 C000801 E 025 D000801 621 025 A000802 BANK OF AMERICA 025 B000802 56-2058405 025 C000802 E 025 D000802 1457 025 A000803 BEAR STEARNS COMPANIES 025 B000803 13-3299429 025 C000803 E 025 D000803 85 025 A000804 J.P. MORGAN CHASE 025 B000804 13-3224016 025 C000804 E 025 D000804 637 025 A000805 FLEETBOSTON FINANCIAL 025 B000805 05-0341324 025 C000805 E 025 D000805 363 025 A000806 LEHMAN BROTHERS HOLDINGS 025 B000806 13-2518466 025 C000806 E 025 D000806 185 025 A000807 MERRILL LYNCH 025 B000807 13-5674085 025 C000807 E 025 D000807 414 025 A000808 MORGAN STANLEY 025 B000808 13-2655998 025 C000808 E 025 D000808 563 025 A000809 SCHWAB (CHARLES) 025 B000809 94-1737782 025 C000809 E 025 D000809 149 025 A000810 PNC FINANCIAL SERVICES GROUP 025 B000810 25-1471636 025 C000810 E 025 D000810 179 025 A000811 GOLDMAN SACHS GROUP 025 B000811 13-5108880 025 C000811 E 025 D000811 466 025 A000812 CITIGROUP 025 B000812 11-2418191 PAGE 39 025 C000812 E 025 D000812 2408 025 D000813 0 025 D000814 0 025 D000815 0 025 D000816 0 028 A010800 4818 028 A020800 288 028 A030800 0 028 A040800 1073 028 B010800 5040 028 B020800 0 028 B030800 0 028 B040800 972 028 C010800 5545 028 C020800 0 028 C030800 0 028 C040800 477 028 D010800 4973 028 D020800 338 028 D030800 0 028 D040800 374 028 E010800 4483 028 E020800 0 028 E030800 0 028 E040800 1001 028 F010800 2842 028 F020800 0 028 F030800 0 028 F040800 1360 028 G010800 27701 028 G020800 626 028 G030800 0 028 G040800 5257 028 H000800 0 042 A000800 0 042 B000800 0 042 C000800 0 042 D000800 0 042 E000800 0 042 F000800 0 042 G000800 0 042 H000800 100 043 000800 67 044 000800 0 045 000800 Y 046 000800 Y 047 000800 Y 048 000800 0.000 048 A010800 1000000 048 A020800 0.290 PAGE 40 048 B010800 1000000 048 B020800 0.280 048 C010800 3000000 048 C020800 0.270 048 D010800 0 048 D020800 0.000 048 E010800 0 048 E020800 0.000 048 F010800 0 048 F020800 0.000 048 G010800 0 048 G020800 0.000 048 H010800 0 048 H020800 0.000 048 I010800 0 048 I020800 0.000 048 J010800 0 048 J020800 0.000 048 K010800 5000000 048 K020800 0.260 049 000800 N 050 000800 N 051 000800 N 052 000800 N 053 A000800 Y 053 B000800 Y 053 C000800 N 066 A000800 Y 066 B000800 N 066 C000800 Y 066 D000800 N 066 E000800 N 066 F000800 N 066 G000800 N 067 000800 N 068 A000800 N 068 B000800 N 069 000800 Y 070 A010800 Y 070 A020800 N 070 B010800 Y 070 B020800 N 070 C010800 N 070 C020800 N 070 D010800 Y 070 D020800 N 070 E010800 N 070 E020800 N 070 F010800 Y 070 F020800 Y 070 G010800 N PAGE 41 070 G020800 N 070 H010800 Y 070 H020800 N 070 I010800 N 070 I020800 N 070 J010800 Y 070 J020800 N 070 K010800 Y 070 K020800 N 070 L010800 Y 070 L020800 Y 070 M010800 Y 070 M020800 N 070 N010800 Y 070 N020800 N 070 O010800 Y 070 O020800 N 070 P010800 Y 070 P020800 N 070 Q010800 N 070 Q020800 N 070 R010800 Y 070 R020800 N 071 A000800 25288 071 B000800 5897 071 C000800 103973 071 D000800 6 072 A000800 6 072 B000800 23 072 C000800 1000 072 D000800 0 072 E000800 0 072 F000800 155 072 G000800 43 072 H000800 0 072 I000800 0 072 J000800 50 072 K000800 7 072 L000800 0 072 M000800 5 072 N000800 0 072 O000800 0 072 P000800 0 072 Q000800 0 072 R000800 7 072 S000800 0 072 T000800 67 072 U000800 0 072 V000800 0 072 W000800 9 072 X000800 343 PAGE 42 072 Y000800 92 072 Z000800 772 072AA000800 0 072BB000800 545 072CC010800 0 072CC020800 8740 072DD010800 756 072DD020800 0 072EE000800 0 073 A010800 0.0400 073 A020800 0.0000 073 B000800 0.0000 073 C000800 0.0000 074 A000800 540 074 B000800 0 074 C000800 3094 074 D000800 0 074 E000800 0 074 F000800 109083 074 G000800 0 074 H000800 0 074 I000800 0 074 J000800 11 074 K000800 0 074 L000800 216 074 M000800 0 074 N000800 112944 074 O000800 23 074 P000800 0 074 Q000800 0 074 R010800 0 074 R020800 0 074 R030800 0 074 R040800 546 074 S000800 0 074 T000800 112375 074 U010800 19589 074 U020800 0 074 V010800 5.74 074 V020800 0.00 074 W000800 0.0000 074 X000800 23 074 Y000800 0 075 A000800 0 075 B000800 106218 076 000800 0.00 008 A000901 IDS LIFE INSURANCE COMPANY 008 B000901 A 008 C000901 801-8101 008 D010901 MINNEAPOLIS 008 D020901 MN PAGE 43 008 D030901 55474 008 A000902 AMERICAN EXPRESS ASSET MANAGEMENT INTL. INC. 008 B000902 S 008 C000902 801-15966 008 D010902 MINNEAPOLIS 008 D020902 MN 008 D030902 55474 008 A000903 AMERICAN EXPRESS FINANCIAL CORPORATION 008 B000903 S 008 C000903 801-14721 008 D010903 MINNEAPOLIS 008 D020903 MN 008 D030903 55474 015 A000901 AMERICAN EXPRESS TRUST COMPANY 015 B000901 C 015 C010901 MINNEAPOLIS 015 C020901 MN 015 C030901 55474 015 E010901 X 015 A000902 BANK OF NEW YORK 015 B000902 S 015 C010902 NEW YORK 015 C020902 NY 015 C030902 10286 015 C040902 0001 015 E040902 X 024 000900 N 025 D000901 0 025 D000902 0 025 D000903 0 025 D000904 0 025 D000905 0 025 D000906 0 025 D000907 0 025 D000908 0 028 A010900 393 028 A020900 0 028 A030900 0 028 A040900 68 028 B010900 767 028 B020900 0 028 B030900 0 028 B040900 306 028 C010900 537 028 C020900 0 028 C030900 0 028 C040900 240 028 D010900 544 028 D020900 0 028 D030900 0 028 D040900 50 PAGE 44 028 E010900 745 028 E020900 0 028 E030900 0 028 E040900 504 028 F010900 1014 028 F020900 0 028 F030900 0 028 F040900 864 028 G010900 4000 028 G020900 0 028 G030900 0 028 G040900 2032 028 H000900 0 042 A000900 0 042 B000900 0 042 C000900 0 042 D000900 0 042 E000900 0 042 F000900 0 042 G000900 0 042 H000900 100 043 000900 7 044 000900 0 045 000900 Y 046 000900 Y 047 000900 N 048 000900 0.000 048 A010900 0 048 A020900 0.000 048 B010900 0 048 B020900 0.000 048 C010900 0 048 C020900 0.000 048 D010900 0 048 D020900 0.000 048 E010900 0 048 E020900 0.000 048 F010900 0 048 F020900 0.000 048 G010900 0 048 G020900 0.000 048 H010900 0 048 H020900 0.000 048 I010900 0 048 I020900 0.000 048 J010900 0 048 J020900 0.000 048 K010900 0 048 K020900 0.000 049 000900 N 050 000900 N PAGE 45 051 000900 Y 052 000900 N 053 A000900 Y 053 B000900 Y 053 C000900 N 066 A000900 Y 066 B000900 N 066 C000900 N 066 D000900 Y 066 E000900 N 066 F000900 N 066 G000900 N 067 000900 N 068 A000900 N 068 B000900 Y 069 000900 N 070 A010900 Y 070 A020900 N 070 B010900 Y 070 B020900 N 070 C010900 N 070 C020900 N 070 D010900 Y 070 D020900 N 070 E010900 N 070 E020900 N 070 F010900 Y 070 F020900 N 070 G010900 N 070 G020900 N 070 H010900 Y 070 H020900 N 070 I010900 N 070 I020900 N 070 J010900 Y 070 J020900 N 070 K010900 Y 070 K020900 N 070 L010900 Y 070 L020900 Y 070 M010900 Y 070 M020900 Y 070 N010900 Y 070 N020900 N 070 O010900 Y 070 O020900 N 070 P010900 Y 070 P020900 N 070 Q010900 N 070 Q020900 N 070 R010900 N PAGE 46 070 R020900 N 071 A000900 9129 071 B000900 6952 071 C000900 9809 071 D000900 71 072 A000900 6 072 B000900 5 072 C000900 64 072 D000900 0 072 E000900 0 072 F000900 63 072 G000900 5 072 H000900 0 072 I000900 0 072 J000900 40 072 K000900 1 072 L000900 0 072 M000900 0 072 N000900 0 072 O000900 0 072 P000900 0 072 Q000900 0 072 R000900 7 072 S000900 0 072 T000900 7 072 U000900 0 072 V000900 0 072 W000900 2 072 X000900 125 072 Y000900 33 072 Z000900 -23 072AA000900 0 072BB000900 543 072CC010900 0 072CC020900 251 072DD010900 0 072DD020900 0 072EE000900 0 073 A010900 0.0000 073 A020900 0.0000 073 B000900 0.0000 073 C000900 0.0000 074 A000900 214 074 B000900 0 074 C000900 499 074 D000900 0 074 E000900 109 074 F000900 10536 074 G000900 0 074 H000900 0 074 I000900 0 PAGE 47 074 J000900 226 074 K000900 0 074 L000900 20 074 M000900 0 074 N000900 11604 074 O000900 58 074 P000900 0 074 Q000900 0 074 R010900 0 074 R020900 0 074 R030900 0 074 R040900 45 074 S000900 0 074 T000900 11501 074 U010900 1685 074 U020900 0 074 V010900 6.83 074 V020900 0.00 074 W000900 0.0000 074 X000900 13 074 Y000900 0 075 A000900 0 075 B000900 10731 076 000900 0.00 008 A001001 IDS LIFE INSURANCE COMPANY 008 B001001 A 008 C001001 801-8101 008 D011001 MINNEAPOLIS 008 D021001 MN 008 D031001 55474 008 A001002 AMERICAN EXPRESS FINANCIAL CORPORATION 008 B001002 S 008 C001002 801-14721 008 D011002 MINNEAPOLIS 008 D021002 MN 008 D031002 55474 015 A001001 AMERICAN EXPRESS TRUST COMPANY 015 B001001 C 015 C011001 MINNEAPOLIS 015 C021001 MN 015 C031001 55474 015 E011001 X 015 A001002 BANK OF NEW YORK 015 B001002 S 015 C011002 NEW YORK 015 C021002 NY 015 C031002 10286 015 C041002 0001 015 E041002 X 024 001000 Y 025 A001001 LEGG MASON PAGE 48 025 B001001 52-0902557 025 C001001 E 025 D001001 2018 025 D001002 0 025 D001003 0 025 D001004 0 025 D001005 0 025 D001006 0 025 D001007 0 025 D001008 0 028 A011000 4632 028 A021000 0 028 A031000 0 028 A041000 440 028 B011000 5789 028 B021000 0 028 B031000 0 028 B041000 282 028 C011000 7822 028 C021000 0 028 C031000 0 028 C041000 90 028 D011000 6433 028 D021000 0 028 D031000 0 028 D041000 327 028 E011000 6842 028 E021000 0 028 E031000 0 028 E041000 163 028 F011000 4783 028 F021000 0 028 F031000 0 028 F041000 300 028 G011000 36301 028 G021000 0 028 G031000 0 028 G041000 1602 028 H001000 0 042 A001000 0 042 B001000 0 042 C001000 0 042 D001000 0 042 E001000 0 042 F001000 0 042 G001000 0 042 H001000 100 043 001000 55 044 001000 0 045 001000 Y 046 001000 Y PAGE 49 047 001000 N 048 001000 0.000 048 A011000 0 048 A021000 0.000 048 B011000 0 048 B021000 0.000 048 C011000 0 048 C021000 0.000 048 D011000 0 048 D021000 0.000 048 E011000 0 048 E021000 0.000 048 F011000 0 048 F021000 0.000 048 G011000 0 048 G021000 0.000 048 H011000 0 048 H021000 0.000 048 I011000 0 048 I021000 0.000 048 J011000 0 048 J021000 0.000 048 K011000 0 048 K021000 0.000 049 001000 N 050 001000 N 051 001000 Y 052 001000 N 053 A001000 Y 053 B001000 Y 053 C001000 N 066 A001000 Y 066 B001000 N 066 C001000 Y 066 D001000 N 066 E001000 N 066 F001000 N 066 G001000 N 067 001000 N 068 A001000 N 068 B001000 N 069 001000 Y 070 A011000 Y 070 A021000 N 070 B011000 Y 070 B021000 N 070 C011000 N 070 C021000 N 070 D011000 Y 070 D021000 N 070 E011000 N PAGE 50 070 E021000 N 070 F011000 Y 070 F021000 N 070 G011000 N 070 G021000 N 070 H011000 Y 070 H021000 N 070 I011000 N 070 I021000 N 070 J011000 Y 070 J021000 N 070 K011000 Y 070 K021000 N 070 L011000 Y 070 L021000 Y 070 M011000 Y 070 M021000 N 070 N011000 Y 070 N021000 N 070 O011000 Y 070 O021000 N 070 P011000 Y 070 P021000 N 070 Q011000 N 070 Q021000 N 070 R011000 N 070 R021000 N 071 A001000 39201 071 B001000 5086 071 C001000 86113 071 D001000 6 072 A001000 6 072 B001000 26 072 C001000 129 072 D001000 0 072 E001000 0 072 F001000 319 072 G001000 27 072 H001000 0 072 I001000 0 072 J001000 83 072 K001000 6 072 L001000 0 072 M001000 5 072 N001000 0 072 O001000 0 072 P001000 0 072 Q001000 0 072 R001000 7 072 S001000 0 072 T001000 55 PAGE 51 072 U001000 0 072 V001000 0 072 W001000 0 072 X001000 502 072 Y001000 17 072 Z001000 -330 072AA001000 0 072BB001000 1383 072CC011000 138 072CC021000 0 072DD011000 0 072DD021000 0 072EE001000 0 073 A011000 0.0000 073 A021000 0.0000 073 B001000 0.0000 073 C001000 0.0000 074 A001000 42 074 B001000 0 074 C001000 3794 074 D001000 0 074 E001000 0 074 F001000 102434 074 G001000 0 074 H001000 0 074 I001000 0 074 J001000 213 074 K001000 0 074 L001000 52 074 M001000 0 074 N001000 106535 074 O001000 1306 074 P001000 0 074 Q001000 0 074 R011000 0 074 R021000 0 074 R031000 0 074 R041000 147 074 S001000 0 074 T001000 105082 074 U011000 12454 074 U021000 0 074 V011000 8.44 074 V021000 0.00 074 W001000 0.0000 074 X001000 25 074 Y001000 0 075 A001000 0 075 B001000 88904 076 001000 0.00 008 A001101 IDS LIFE INSURANCE COMPANY PAGE 52 008 B001101 A 008 C001101 801-8101 008 D011101 MINNEAPOLIS 008 D021101 MN 008 D031101 55474 008 A001102 AMERICAN EXPRESS FINANCIAL CORPORATION 008 B001102 S 008 C001102 801-14721 008 D011102 MINNEAPOLIS 008 D021102 MN 008 D031102 55474 015 A001101 AMERICAN EXPRESS TRUST COMPANY 015 B001101 C 015 C011101 MINNEAPOLIS 015 C021101 MN 015 C031101 55474 015 E011101 X 015 A001102 BANK OF NEW YORK 015 B001102 S 015 C011102 NEW YORK 015 C021102 NY 015 C031102 10286 015 C041102 0001 015 E041102 X 024 001100 Y 025 A001101 BANK OF AMERICA 025 B001101 56-2058405 025 C001101 E 025 D001101 113 025 A001102 FLEETBOSTON FINANCIAL 025 B001102 05-0341324 025 C001102 E 025 D001102 64 025 A001103 CITIGROUP 025 B001103 11-2418191 025 C001103 E 025 D001103 87 025 D001104 0 025 D001105 0 025 D001106 0 025 D001107 0 025 D001108 0 028 A011100 580 028 A021100 6 028 A031100 0 028 A041100 15 028 B011100 477 028 B021100 0 028 B031100 0 028 B041100 38 028 C011100 554 PAGE 53 028 C021100 0 028 C031100 0 028 C041100 21 028 D011100 489 028 D021100 17 028 D031100 0 028 D041100 26 028 E011100 413 028 E021100 0 028 E031100 0 028 E041100 31 028 F011100 375 028 F021100 0 028 F031100 0 028 F041100 15 028 G011100 2888 028 G021100 23 028 G031100 0 028 G041100 146 028 H001100 0 042 A001100 0 042 B001100 0 042 C001100 0 042 D001100 0 042 E001100 0 042 F001100 0 042 G001100 0 042 H001100 100 043 001100 4 044 001100 0 045 001100 Y 046 001100 Y 047 001100 N 048 001100 0.000 048 A011100 0 048 A021100 0.000 048 B011100 0 048 B021100 0.000 048 C011100 0 048 C021100 0.000 048 D011100 0 048 D021100 0.000 048 E011100 0 048 E021100 0.000 048 F011100 0 048 F021100 0.000 048 G011100 0 048 G021100 0.000 048 H011100 0 048 H021100 0.000 048 I011100 0 PAGE 54 048 I021100 0.000 048 J011100 0 048 J021100 0.000 048 K011100 0 048 K021100 0.000 049 001100 N 050 001100 N 051 001100 Y 052 001100 N 053 A001100 Y 053 B001100 Y 053 C001100 N 066 A001100 Y 066 B001100 N 066 C001100 Y 066 D001100 N 066 E001100 N 066 F001100 N 066 G001100 N 067 001100 N 068 A001100 N 068 B001100 N 069 001100 Y 070 A011100 Y 070 A021100 N 070 B011100 Y 070 B021100 N 070 C011100 N 070 C021100 N 070 D011100 Y 070 D021100 N 070 E011100 N 070 E021100 N 070 F011100 Y 070 F021100 N 070 G011100 N 070 G021100 N 070 H011100 Y 070 H021100 N 070 I011100 N 070 I021100 N 070 J011100 Y 070 J021100 N 070 K011100 Y 070 K021100 N 070 L011100 Y 070 L021100 Y 070 M011100 Y 070 M021100 N 070 N011100 Y 070 N021100 N PAGE 55 070 O011100 Y 070 O021100 N 070 P011100 Y 070 P021100 N 070 Q011100 N 070 Q021100 N 070 R011100 N 070 R021100 N 071 A001100 4621 071 B001100 2088 071 C001100 5316 071 D001100 39 072 A001100 6 072 B001100 4 072 C001100 53 072 D001100 0 072 E001100 0 072 F001100 17 072 G001100 1 072 H001100 0 072 I001100 0 072 J001100 22 072 K001100 2 072 L001100 0 072 M001100 0 072 N001100 0 072 O001100 0 072 P001100 0 072 Q001100 0 072 R001100 7 072 S001100 0 072 T001100 4 072 U001100 0 072 V001100 0 072 W001100 2 072 X001100 55 072 Y001100 23 072 Z001100 25 072AA001100 0 072BB001100 283 072CC011100 0 072CC021100 241 072DD011100 26 072DD021100 0 072EE001100 0 073 A011100 0.0300 073 A021100 0.0000 073 B001100 0.0000 073 C001100 0.0000 074 A001100 121 074 B001100 0 PAGE 56 074 C001100 798 074 D001100 0 074 E001100 0 074 F001100 6159 074 G001100 0 074 H001100 0 074 I001100 0 074 J001100 74 074 K001100 0 074 L001100 16 074 M001100 0 074 N001100 7168 074 O001100 27 074 P001100 0 074 Q001100 0 074 R011100 0 074 R021100 0 074 R031100 0 074 R041100 27 074 S001100 0 074 T001100 7114 074 U011100 974 074 U021100 0 074 V011100 7.30 074 V021100 0.00 074 W001100 0.0000 074 X001100 10 074 Y001100 0 075 A001100 0 075 B001100 6024 076 001100 0.00 SIGNATURE TITLE This report is signed on behalf of the registrant (or depositor or trustee). City of: Minneapolis State of: Minnesota Date: April 22, 2003 Name of Registrant, Depositor, or Trustee: /s/ Jeffrey P. Fox ------------------ By (Name and Title): Jeffrey P. Fox Treasurer and Chief Financial Officer /s/ Paula R. Meyer ------------------- Witness (Name and Title): Paula R. Meyer President and Chief Executive Officer AXP Variable Portfolio - Investment Series, Inc. EX-99.77C PROXY 3 ex99-77c.txt RESULTS OF MEETING OF SHAREHOLDERS Results of Meeting of Shareholders AXP VARIABLE PORTFOLIO - BLUE CHIP ADVANTAGE FUND REGULAR MEETING OF SHAREHOLDERS HELD ON NOVEMBER 13, 2002 (UNAUDITED) A brief description of each proposal voted upon at the meeting and the number of votes cast for, against or withheld, as well as the number of abstentions and broker non-votes as to each proposal is set forth below. Proposal 1
To elect the thirteen nominees specified below as Board members*. Shares Voted "For" Shares Withholding Authority to Vote Arne H. Carlson 696,755,272.296 35,939,847.414 Philip J. Carroll, Jr. 698,588,872.820 34,106,246.890 Livio D. DeSimone 697,850,337.329 34,844,782.381 Barbara H. Fraser 698,939,057.086 33,756,062.624 Ira D. Hall 698,493,167.257 34,201,952.453 Heinz F. Hutter 697,099,619.398 35,595,500.312 Anne P. Jones 697,971,530.082 34,723,589.628 Stephen R. Lewis, Jr. 699,448,072.467 33,247,047.243 Alan G. Quasha 699,055,786.053 33,639,333.657 Stephen W. Roszell 699,380,587.147 33,314,532.563 Alan K. Simpson 695,571,082.012 37,124,037.698 Alison Taunton-Rigby 699,162,518.372 33,532,601.338 William F. Truscott 699,352,601.093 33,342,518.617
Proposal 2 To Amend the Articles of Incorporation/Declaration of Trust*: 2(a). To allow one vote/dollar instead of one vote/share. Shares Voted "For" Shares Voted "Against" Abstentions Broker Non-Votes 633,042,139.805 75,306,890.993 24,346,088.912 0.000 Proposal 3 To approve a policy authorizing American Express Financial Corporation, subject to Board approval, to retain and replace subadvisers, or to modify subadvisory agreements, without shareholder approval. Shares Voted "For" Shares Voted "Against" Abstentions Broker Non-Votes 8,547,212.923 824,383.058 225,362.606 0.000 Proposal 4 To approve changes to the Investment Management Services Agreement: 4(b). To modify the performance incentive adjustment calculation. Shares Voted "For" Shares Voted "Against" Abstentions Broker Non-Votes 8,604,715.784 688,805.320 303,437.483 0.000 4(d). To change the investment manager from IDS Life Insurance Company to American Express Financial Corporation. Shares Voted "For" Shares Voted "Against" Abstentions Broker Non-Votes 8,861,885.147 474,598.658 260,474.782 0.000 * Denotes Registrant-wide proposals and voting results. Results of Meeting of Shareholders AXP VARIABLE PORTFOLIO - CAPITAL RESOURCE FUND REGULAR MEETING OF SHAREHOLDERS HELD ON NOVEMBER 13, 2002 (UNAUDITED) A brief description of each proposal voted upon at the meeting and the number of votes cast for, against or withheld, as well as the number of abstentions and broker non-votes as to each proposal is set forth below. Proposal 1
To elect the thirteen nominees specified below as Board members*. Shares Voted "For" Shares Withholding Authority to Vote Arne H. Carlson 696,755,272.296 35,939,847.414 Philip J. Carroll, Jr. 698,588,872.820 34,106,246.890 Livio D. DeSimone 697,850,337.329 34,844,782.381 Barbara H. Fraser 698,939,057.086 33,756,062.624 Ira D. Hall 698,493,167.257 34,201,952.453 Heinz F. Hutter 697,099,619.398 35,595,500.312 Anne P. Jones 697,971,530.082 34,723,589.628 Stephen R. Lewis, Jr. 699,448,072.467 33,247,047.243 Alan G. Quasha 699,055,786.053 33,639,333.657 Stephen W. Roszell 699,380,587.147 33,314,532.563 Alan K. Simpson 695,571,082.012 37,124,037.698 Alison Taunton-Rigby 699,162,518.372 33,532,601.338 William F. Truscott 699,352,601.093 33,342,518.617
Proposal 2 To Amend the Articles of Incorporation/Declaration of Trust*: 2(a). To allow one vote/dollar instead of one vote/share. Shares Voted "For" Shares Voted "Against" Abstentions Broker Non-Votes 633,042,139.805 75,306,890.993 24,346,088.912 0.000 Proposal 3 To approve a policy authorizing American Express Financial Corporation, subject to Board approval, to retain and replace subadvisers, or to modify subadvisory agreements, without shareholder approval. Shares Voted "For" Shares Voted "Against" Abstentions Broker Non-Votes 115,490,449.957 14,075,267.221 3,906,262.519 0.000 Proposal 4 To approve changes to the Investment Management Services Agreement: 4(a). To add a performance incentive adjustment. Shares Voted "For" Shares Voted "Against" Abstentions Broker Non-Votes 116,485,065.904 12,668,755.801 4,318,157.992 0.000 4(d). To change the investment manager from IDS Life Insurance Company to American Express Financial Corporation. Shares Voted "For" Shares Voted "Against" Abstentions Broker Non-Votes 122,694,116.214 6,763,641.015 4,014,222.468 0.000 * Denotes Registrant-wide proposals and voting results. Results of Meeting of Shareholders AXP VARIABLE PORTFOLIO - EMERGING MARKETS FUND REGULAR MEETING OF SHAREHOLDERS HELD ON NOVEMBER 13, 2002 (UNAUDITED) A brief description of each proposal voted upon at the meeting and the number of votes cast for, against or withheld, as well as the number of abstentions and broker non-votes as to each proposal is set forth below. Proposal 1
To elect the thirteen nominees specified below as Board members*. Shares Voted "For" Shares Withholding Authority to Vote Arne H. Carlson 696,755,272.296 35,939,847.414 Philip J. Carroll, Jr. 698,588,872.820 34,106,246.890 Livio D. DeSimone 697,850,337.329 34,844,782.381 Barbara H. Fraser 698,939,057.086 33,756,062.624 Ira D. Hall 698,493,167.257 34,201,952.453 Heinz F. Hutter 697,099,619.398 35,595,500.312 Anne P. Jones 697,971,530.082 34,723,589.628 Stephen R. Lewis, Jr. 699,448,072.467 33,247,047.243 Alan G. Quasha 699,055,786.053 33,639,333.657 Stephen W. Roszell 699,380,587.147 33,314,532.563 Alan K. Simpson 695,571,082.012 37,124,037.698 Alison Taunton-Rigby 699,162,518.372 33,532,601.338 William F. Truscott 699,352,601.093 33,342,518.617
Proposal 2 To Amend the Articles of Incorporation/Declaration of Trust*: 2(a). To allow one vote/dollar instead of one vote/share. Shares Voted "For" Shares Voted "Against" Abstentions Broker Non-Votes 633,042,139.805 75,306,890.993 24,346,088.912 0.000 Proposal 3 To approve a policy authorizing American Express Financial Corporation, subject to Board approval, to retain and replace subadvisers, or to modify subadvisory agreements, without shareholder approval. Shares Voted "For" Shares Voted "Against" Abstentions Broker Non-Votes 1,321,633.983 73,439.554 34,690.147 0.000 Proposal 4 To approve changes to the Investment Management Services Agreement: 4(b). To modify the performance incentive adjustment calculation. Shares Voted "For" Shares Voted "Against" Abstentions Broker Non-Votes 1,288,003.349 84,451.082 57,309.253 0.000 4(d). To change the investment manager from IDS Life Insurance Company to American Express Financial Corporation. Shares Voted "For" Shares Voted "Against" Abstentions Broker Non-Votes 1,347,929.297 18,318.082 63,516.305 0.000 * Denotes Registrant-wide proposals and voting results. Results of Meeting of Shareholders AXP VARIABLE PORTFOLIO - EQUITY SELECT FUND REGULAR MEETING OF SHAREHOLDERS HELD ON NOVEMBER 13, 2002 (UNAUDITED) A brief description of each proposal voted upon at the meeting and the number of votes cast for, against or withheld, as well as the number of abstentions and broker non-votes as to each proposal is set forth below. Proposal 1
To elect the thirteen nominees specified below as Board members*. Shares Voted "For" Shares Withholding Authority to Vote Arne H. Carlson 696,755,272.296 35,939,847.414 Philip J. Carroll, Jr. 698,588,872.820 34,106,246.890 Livio D. DeSimone 697,850,337.329 34,844,782.381 Barbara H. Fraser 698,939,057.086 33,756,062.624 Ira D. Hall 698,493,167.257 34,201,952.453 Heinz F. Hutter 697,099,619.398 35,595,500.312 Anne P. Jones 697,971,530.082 34,723,589.628 Stephen R. Lewis, Jr. 699,448,072.467 33,247,047.243 Alan G. Quasha 699,055,786.053 33,639,333.657 Stephen W. Roszell 699,380,587.147 33,314,532.563 Alan K. Simpson 695,571,082.012 37,124,037.698 Alison Taunton-Rigby 699,162,518.372 33,532,601.338 William F. Truscott 699,352,601.093 33,342,518.617
Proposal 2 To Amend the Articles of Incorporation/Declaration of Trust*: 2(a). To allow one vote/dollar instead of one vote/share. Shares Voted "For" Shares Voted "Against" Abstentions Broker Non-Votes 633,042,139.805 75,306,890.993 24,346,088.912 0.000 Proposal 3 To approve a policy authorizing American Express Financial Corporation, subject to Board approval, to retain and replace subadvisers, or to modify subadvisory agreements, without shareholder approval. Shares Voted "For" Shares Voted "Against" Abstentions Broker Non-Votes 7,787,780.718 778,686.202 192,488.909 0.000 Proposal 4 To approve changes to the Investment Management Services Agreement: 4(b). To modify the performance incentive adjustment calculation. Shares Voted "For" Shares Voted "Against" Abstentions Broker Non-Votes 7,705,426.027 687,386.273 366,143.529 0.000 4(d). To change the investment manager from IDS Life Insurance Company to American Express Financial Corporation. Shares Voted "For" Shares Voted "Against" Abstentions Broker Non-Votes 8,219,948.018 294,378.813 244,628.998 0.000 * Denotes Registrant-wide proposals and voting results. Results of Meeting of Shareholders AXP VARIABLE PORTFOLIO - GROWTH FUND REGULAR MEETING OF SHAREHOLDERS HELD ON NOVEMBER 13, 2002 (UNAUDITED) A brief description of each proposal voted upon at the meeting and the number of votes cast for, against or withheld, as well as the number of abstentions and broker non-votes as to each proposal is set forth below. Proposal 1
To elect the thirteen nominees specified below as Board members*. Shares Voted "For" Shares Withholding Authority to Vote Arne H. Carlson 696,755,272.296 35,939,847.414 Philip J. Carroll, Jr. 698,588,872.820 34,106,246.890 Livio D. DeSimone 697,850,337.329 34,844,782.381 Barbara H. Fraser 698,939,057.086 33,756,062.624 Ira D. Hall 698,493,167.257 34,201,952.453 Heinz F. Hutter 697,099,619.398 35,595,500.312 Anne P. Jones 697,971,530.082 34,723,589.628 Stephen R. Lewis, Jr. 699,448,072.467 33,247,047.243 Alan G. Quasha 699,055,786.053 33,639,333.657 Stephen W. Roszell 699,380,587.147 33,314,532.563 Alan K. Simpson 695,571,082.012 37,124,037.698 Alison Taunton-Rigby 699,162,518.372 33,532,601.338 William F. Truscott 699,352,601.093 33,342,518.617
Proposal 2 To Amend the Articles of Incorporation/Declaration of Trust*: 2(a). To allow one vote/dollar instead of one vote/share. Shares Voted "For" Shares Voted "Against" Abstentions Broker Non-Votes 633,042,139.805 75,306,890.993 24,346,088.912 0.000 Proposal 3 To approve a policy authorizing American Express Financial Corporation, subject to Board approval, to retain and replace subadvisers, or to modify subadvisory agreements, without shareholder approval. Shares Voted "For" Shares Voted "Against" Abstentions Broker Non-Votes 25,529,067.594 2,714,094.828 735,516.718 0.000 Proposal 4 To approve changes to the Investment Management Services Agreement: 4(b). To modify the performance incentive adjustment calculation. Shares Voted "For" Shares Voted "Against" Abstentions Broker Non-Votes 25,471,060.712 2,398,505.201 1,109,113.227 0.000 4(d). To change the investment manager from IDS Life Insurance Company to American Express Financial Corporation. Shares Voted "For" Shares Voted "Against" Abstentions Broker Non-Votes 26,807,981.465 1,217,582.360 953,115.315 0.000 * Denotes Registrant-wide proposals and voting results. Results of Meeting of Shareholders AXP VARIABLE PORTFOLIO - INTERNATIONAL FUND REGULAR MEETING OF SHAREHOLDERS HELD ON NOVEMBER 13, 2002 (UNAUDITED) A brief description of each proposal voted upon at the meeting and the number of votes cast for, against or withheld, as well as the number of abstentions and broker non-votes as to each proposal is set forth below. Proposal 1
To elect the thirteen nominees specified below as Board members*. Shares Voted "For" Shares Withholding Authority to Vote Arne H. Carlson 696,755,272.296 35,939,847.414 Philip J. Carroll, Jr. 698,588,872.820 34,106,246.890 Livio D. DeSimone 697,850,337.329 34,844,782.381 Barbara H. Fraser 698,939,057.086 33,756,062.624 Ira D. Hall 698,493,167.257 34,201,952.453 Heinz F. Hutter 697,099,619.398 35,595,500.312 Anne P. Jones 697,971,530.082 34,723,589.628 Stephen R. Lewis, Jr. 699,448,072.467 33,247,047.243 Alan G. Quasha 699,055,786.053 33,639,333.657 Stephen W. Roszell 699,380,587.147 33,314,532.563 Alan K. Simpson 695,571,082.012 37,124,037.698 Alison Taunton-Rigby 699,162,518.372 33,532,601.338 William F. Truscott 699,352,601.093 33,342,518.617
Proposal 2 To Amend the Articles of Incorporation/Declaration of Trust*: 2(a). To allow one vote/dollar instead of one vote/share. Shares Voted "For" Shares Voted "Against" Abstentions Broker Non-Votes 633,042,139.805 75,306,890.993 24,346,088.912 0.000 Proposal 3 To approve a policy authorizing American Express Financial Corporation, subject to Board approval, to retain and replace subadvisers, or to modify subadvisory agreements, without shareholder approval. Shares Voted "For" Shares Voted "Against" Abstentions Broker Non-Votes 108,152,795.138 11,795,352.206 3,884,293.662 0.000 Proposal 4 To approve changes to the Investment Management Services Agreement: 4(a). To add a performance incentive adjustment. Shares Voted "For" Shares Voted "Against" Abstentions Broker Non-Votes 108,546,582.211 10,878,519.040 4,407,339.755 0.000 4(d). To change the investment manager from IDS Life Insurance Company to American Express Financial Corporation. Shares Voted "For" Shares Voted "Against" Abstentions Broker Non-Votes 114,305,880.485 5,358,419.131 4,168,141.390 0.000 * Denotes Registrant-wide proposals and voting results. Results of Meeting of Shareholders AXP VARIABLE PORTFOLIO - NEW DIMENSIONS FUND REGULAR MEETING OF SHAREHOLDERS HELD ON NOVEMBER 13, 2002 (UNAUDITED) A brief description of each proposal voted upon at the meeting and the number of votes cast for, against or withheld, as well as the number of abstentions and broker non-votes as to each proposal is set forth below. Proposal 1
To elect the thirteen nominees specified below as Board members*. Shares Voted "For" Shares Withholding Authority to Vote Arne H. Carlson 696,755,272.296 35,939,847.414 Philip J. Carroll, Jr. 698,588,872.820 34,106,246.890 Livio D. DeSimone 697,850,337.329 34,844,782.381 Barbara H. Fraser 698,939,057.086 33,756,062.624 Ira D. Hall 698,493,167.257 34,201,952.453 Heinz F. Hutter 697,099,619.398 35,595,500.312 Anne P. Jones 697,971,530.082 34,723,589.628 Stephen R. Lewis, Jr. 699,448,072.467 33,247,047.243 Alan G. Quasha 699,055,786.053 33,639,333.657 Stephen W. Roszell 699,380,587.147 33,314,532.563 Alan K. Simpson 695,571,082.012 37,124,037.698 Alison Taunton-Rigby 699,162,518.372 33,532,601.338 William F. Truscott 699,352,601.093 33,342,518.617
Proposal 2 To Amend the Articles of Incorporation/Declaration of Trust*: 2(a). To allow one vote/dollar instead of one vote/share. Shares Voted "For" Shares Voted "Against" Abstentions Broker Non-Votes 633,042,139.805 75,306,890.993 24,346,088.912 0.000 Proposal 3 To approve a policy authorizing American Express Financial Corporation, subject to Board approval, to retain and replace subadvisers, or to modify subadvisory agreements, without shareholder approval. Shares Voted "For" Shares Voted "Against" Abstentions Broker Non-Votes 203,599,531.254 21,929,171.963 6,766,381.788 0.000 Proposal 4 To approve changes to the Investment Management Services Agreement: 4(a). To add a performance incentive adjustment. Shares Voted "For" Shares Voted "Against" Abstentions Broker Non-Votes 204,200,832.026 20,301,544.444 7,792,708.535 0.000 4(d). To change the investment manager from IDS Life Insurance Company to American Express Financial Corporation. Shares Voted "For" Shares Voted "Against" Abstentions Broker Non-Votes 215,027,455.712 10,063,683.987 7,203,945.306 0.000 * Denotes Registrant-wide proposals and voting results. Results of Meeting of Shareholders AXP VARIABLE PORTFOLIO - S&P 500 INDEX FUND REGULAR MEETING OF SHAREHOLDERS HELD ON NOVEMBER 13, 2002 (UNAUDITED) A brief description of each proposal voted upon at the meeting and the number of votes cast for, against or withheld, as well as the number of abstentions and broker non-votes as to each proposal is set forth below. Proposal 1
To elect the thirteen nominees specified below as Board members*. Shares Voted "For" Shares Withholding Authority to Vote Arne H. Carlson 696,755,272.296 35,939,847.414 Philip J. Carroll, Jr. 698,588,872.820 34,106,246.890 Livio D. DeSimone 697,850,337.329 34,844,782.381 Barbara H. Fraser 698,939,057.086 33,756,062.624 Ira D. Hall 698,493,167.257 34,201,952.453 Heinz F. Hutter 697,099,619.398 35,595,500.312 Anne P. Jones 697,971,530.082 34,723,589.628 Stephen R. Lewis, Jr. 699,448,072.467 33,247,047.243 Alan G. Quasha 699,055,786.053 33,639,333.657 Stephen W. Roszell 699,380,587.147 33,314,532.563 Alan K. Simpson 695,571,082.012 37,124,037.698 Alison Taunton-Rigby 699,162,518.372 33,532,601.338 William F. Truscott 699,352,601.093 33,342,518.617
Proposal 2 To Amend the Articles of Incorporation/Declaration of Trust*: 2(a). To allow one vote/dollar instead of one vote/share. Shares Voted "For" Shares Voted "Against" Abstentions Broker Non-Votes 633,042,139.805 75,306,890.993 24,346,088.912 0.000 Proposal 3 To approve a policy authorizing American Express Financial Corporation, subject to Board approval, to retain and replace subadvisers, or to modify subadvisory agreements, without shareholder approval. Shares Voted "For" Shares Voted "Against" Abstentions Broker Non-Votes 14,001,376.529 1,670,541.567 543,569.629 0.000 Proposal 4 To approve changes to the Investment Management Services Agreement: 4(d). To change the investment manager from IDS Life Insurance Company to American Express Financial Corporation. Shares Voted "For" Shares Voted "Against" Abstentions Broker Non-Votes 15,083,398.622 620,741.490 511,347.613 0.000 * Denotes Registrant-wide proposals and voting results. Results of Meeting of Shareholders AXP VARIABLE PORTFOLIO - SMALL CAP ADVANTAGE FUND REGULAR MEETING OF SHAREHOLDERS HELD ON NOVEMBER 13, 2002 (UNAUDITED) A brief description of each proposal voted upon at the meeting and the number of votes cast for, against or withheld, as well as the number of abstentions and broker non-votes as to each proposal is set forth below. Proposal 1
To elect the thirteen nominees specified below as Board members*. Shares Voted "For" Shares Withholding Authority to Vote Arne H. Carlson 696,755,272.296 35,939,847.414 Philip J. Carroll, Jr. 698,588,872.820 34,106,246.890 Livio D. DeSimone 697,850,337.329 34,844,782.381 Barbara H. Fraser 698,939,057.086 33,756,062.624 Ira D. Hall 698,493,167.257 34,201,952.453 Heinz F. Hutter 697,099,619.398 35,595,500.312 Anne P. Jones 697,971,530.082 34,723,589.628 Stephen R. Lewis, Jr. 699,448,072.467 33,247,047.243 Alan G. Quasha 699,055,786.053 33,639,333.657 Stephen W. Roszell 699,380,587.147 33,314,532.563 Alan K. Simpson 695,571,082.012 37,124,037.698 Alison Taunton-Rigby 699,162,518.372 33,532,601.338 William F. Truscott 699,352,601.093 33,342,518.617
Proposal 2 To Amend the Articles of Incorporation/Declaration of Trust*: 2(a). To allow one vote/dollar instead of one vote/share. Shares Voted "For" Shares Voted "Against" Abstentions Broker Non-Votes 633,042,139.805 75,306,890.993 24,346,088.912 0.000 Proposal 3 To approve a policy authorizing American Express Financial Corporation, subject to Board approval, to retain and replace subadvisers, or to modify subadvisory agreements, without shareholder approval. Shares Voted "For" Shares Voted "Against" Abstentions Broker Non-Votes 6,053,730.974 571,741.264 191,398.812 0.000 Proposal 4 To approve changes to the Investment Management Services Agreement: 4(b). To modify the performance incentive adjustment calculation. Shares Voted "For" Shares Voted "Against" Abstentions Broker Non-Votes 6,084,084.048 418,416.872 314,370.130 0.000 4(d). To change the investment manager from IDS Life Insurance Company to American Express Financial Corporation. Shares Voted "For" Shares Voted "Against" Abstentions Broker Non-Votes 6,378,457.048 218,704.478 219,709.524 0.000 * Denotes Registrant-wide proposals and voting results. Results of Meeting of Shareholders AXP VARIABLE PORTFOLIO - STOCK FUND REGULAR MEETING OF SHAREHOLDERS HELD ON NOVEMBER 13, 2002 (UNAUDITED) A brief description of each proposal voted upon at the meeting and the number of votes cast for, against or withheld, as well as the number of abstentions and broker non-votes as to each proposal is set forth below. Proposal 1
To elect the thirteen nominees specified below as Board members*. Shares Voted "For" Shares Withholding Authority to Vote Arne H. Carlson 696,755,272.296 35,939,847.414 Philip J. Carroll, Jr. 698,588,872.820 34,106,246.890 Livio D. DeSimone 697,850,337.329 34,844,782.381 Barbara H. Fraser 698,939,057.086 33,756,062.624 Ira D. Hall 698,493,167.257 34,201,952.453 Heinz F. Hutter 697,099,619.398 35,595,500.312 Anne P. Jones 697,971,530.082 34,723,589.628 Stephen R. Lewis, Jr. 699,448,072.467 33,247,047.243 Alan G. Quasha 699,055,786.053 33,639,333.657 Stephen W. Roszell 699,380,587.147 33,314,532.563 Alan K. Simpson 695,571,082.012 37,124,037.698 Alison Taunton-Rigby 699,162,518.372 33,532,601.338 William F. Truscott 699,352,601.093 33,342,518.617
Proposal 2 To Amend the Articles of Incorporation/Declaration of Trust*: 2(a). To allow one vote/dollar instead of one vote/share. Shares Voted "For" Shares Voted "Against" Abstentions Broker Non-Votes 633,042,139.805 75,306,890.993 24,346,088.912 0.000 Proposal 3 To approve a policy authorizing American Express Financial Corporation, subject to Board approval, to retain and replace subadvisers, or to modify subadvisory agreements, without shareholder approval. Shares Voted "For" Shares Voted "Against" Abstentions Broker Non-Votes 569,674.371 22,774.167 62,272.354 0.000 Proposal 4 To approve changes to the Investment Management Services Agreement: 4(b). To modify the performance incentive adjustment calculation. Shares Voted "For" Shares Voted "Against" Abstentions Broker Non-Votes 586,457.051 9,727.262 58,536.579 0.000 4(d). To change the investment manager from IDS Life Insurance Company to American Express Financial Corporation. Shares Voted "For" Shares Voted "Against" Abstentions Broker Non-Votes 637,270.111 7,635.722 9,815.059 0.000 * Denotes Registrant-wide proposals and voting results. Results of Meeting of Shareholders AXP VARIABLE PORTFOLIO - STRATEGY AGGRESSIVE FUND REGULAR MEETING OF SHAREHOLDERS HELD ON NOVEMBER 13, 2002 (UNAUDITED) A brief description of each proposal voted upon at the meeting and the number of votes cast for, against or withheld, as well as the number of abstentions and broker non-votes as to each proposal is set forth below. Proposal 1
To elect the thirteen nominees specified below as Board members*. Shares Voted "For" Shares Withholding Authority to Vote Arne H. Carlson 696,755,272.296 35,939,847.414 Philip J. Carroll, Jr. 698,588,872.820 34,106,246.890 Livio D. DeSimone 697,850,337.329 34,844,782.381 Barbara H. Fraser 698,939,057.086 33,756,062.624 Ira D. Hall 698,493,167.257 34,201,952.453 Heinz F. Hutter 697,099,619.398 35,595,500.312 Anne P. Jones 697,971,530.082 34,723,589.628 Stephen R. Lewis, Jr. 699,448,072.467 33,247,047.243 Alan G. Quasha 699,055,786.053 33,639,333.657 Stephen W. Roszell 699,380,587.147 33,314,532.563 Alan K. Simpson 695,571,082.012 37,124,037.698 Alison Taunton-Rigby 699,162,518.372 33,532,601.338 William F. Truscott 699,352,601.093 33,342,518.617
Proposal 2 To Amend the Articles of Incorporation/Declaration of Trust*: 2(a). To allow one vote/dollar instead of one vote/share. Shares Voted "For" Shares Voted "Against" Abstentions Broker Non-Votes 633,042,139.805 75,306,890.993 24,346,088.912 0.000 Proposal 3 To approve a policy authorizing American Express Financial Corporation, subject to Board approval, to retain and replace subadvisers, or to modify subadvisory agreements, without shareholder approval. Shares Voted "For" Shares Voted "Against" Abstentions Broker Non-Votes 148,870,356.459 16,728,729.973 5,045,090.663 0.000 Proposal 4 To approve changes to the Investment Management Services Agreement: 4(a). To add a performance incentive adjustment. Shares Voted "For" Shares Voted "Against" Abstentions Broker Non-Votes 149,227,295.702 15,537,017.314 5,879,864.079 0.000 4(d). To change the investment manager from IDS Life Insurance Company to American Express Financial Corporation. Shares Voted "For" Shares Voted "Against" Abstentions Broker Non-Votes 157,585,991.353 7,710,700.596 5,347,485.146 0.000 * Denotes Registrant-wide proposals and voting results. EX-99.77Q3 CERT 4 ex99-77q3.txt CERTIFICATION EXHIBIT TO SUB-ITEM 77Q3 OF FORM N-SAR (i) The registrant's Principal Executive Officer and Principal Financial Officer evaluated the disclosure controls and procedures within the 90 day period prior to the filing of this report on Form N-SAR. Based on this evaluation, they have concluded that the registrant's disclosure controls and procedures are effective in design and operation. (ii) There have been no significant changes in internal controls or in other factors that could significantly affect registrant's internal controls subsequent to the date of the evaluation indicated, including no significant deficiencies or material weaknesses that required corrective action. (iii) See attached certification. Certification Pursuant to 270.30a-2 of the Investment Company Act of 1940 I, Paula Meyer, certify that: 1. I have reviewed this report on Form N-SAR of AXP Variable Portfolio - Investment Series, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report; 3. Based on my knowledge, the financial information included in this report, and the financial statements on which the financial information is based, fairly present in all material respects the financial condition, results of operations, changes in net assets, and cash flows (if the financial statements are required to include a statement of cash flows) of the registrant as of, and for, the periods presented in this report; 4. The registrant's other certifying officers and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in rule 30a-2(c) under the Investment Company Act) for the registrant and have: a) designed such disclosure controls and procedures to ensure that material information relating to the registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared; b) evaluated the effectiveness of the registrant's disclosure controls and procedures as of a date within 90 days prior to the filing date of this report (the "Evaluation Date"); and c) presented in this report our conclusions about the effectiveness of the disclosure controls and procedures based on our evaluation as of the Evaluation Date; 5. The registrant's other certifying officers and I have disclosed, based on our most recent evaluation, to the registrant's auditors and the audit committee of the registrant's board of directors (or persons performing the equivalent functions): a) all significant deficiencies in the design or operation of internal controls which could adversely affect the registrant's ability to record, process, summarize and report financial data and have identified for the registrant's auditors any material weaknesses in internal controls; and b) any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant's internal controls; and 6. The registrant's other certifying officers and I have indicated in this report whether or not there were significant changes in internal controls or in other factors that could significantly affect internal controls subsequent to the date of our most recent evaluation, including any corrective actions with regard to significant deficiencies and material weaknesses. Date: April 22, 2003 /s/ Paula R. Meyer -------------------------------- Name: Paula R. Meyer Title: President and Chief Executive Officer Certification Pursuant to 270.30a-2 of the Investment Company Act of 1940 I, Jeffrey Fox, certify that: 1. I have reviewed this report on Form N-SAR of AXP Variable Portfolio - Investment Series, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report; 3. Based on my knowledge, the financial information included in this report, and the financial statements on which the financial information is based, fairly present in all material respects the financial condition, results of operations, changes in net assets, and cash flows (if the financial statements are required to include a statement of cash flows) of the registrant as of, and for, the periods presented in this report; 4. The registrant's other certifying officers and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in rule 30a-2(c) under the Investment Company Act) for the registrant and have: a) designed such disclosure controls and procedures to ensure that material information relating to the registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared; b) evaluated the effectiveness of the registrant's disclosure controls and procedures as of a date within 90 days prior to the filing date of this report (the "Evaluation Date"); and c) presented in this report our conclusions about the effectiveness of the disclosure controls and procedures based on our evaluation as of the Evaluation Date; 5. The registrant's other certifying officers and I have disclosed, based on our most recent evaluation, to the registrant's auditors and the audit committee of the registrant's board of directors (or persons performing the equivalent functions): a) all significant deficiencies in the design or operation of internal controls which could adversely affect the registrant's ability to record, process, summarize and report financial data and have identified for the registrant's auditors any material weaknesses in internal controls; and b) any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant's internal controls; and 6. The registrant's other certifying officers and I have indicated in this report whether or not there were significant changes in internal controls or in other factors that could significantly affect internal controls subsequent to the date of our most recent evaluation, including any corrective actions with regard to significant deficiencies and material weaknesses. Date: April 22, 2003 /s/ Jeffrey P. Fox -------------------------------- Name: Jeffrey P. Fox Title: Treasurer and Chief Financial Officer -----END PRIVACY-ENHANCED MESSAGE-----