-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OeVq2CcuFTze8RRR/5Q4VNe8e7/yAsOKYEsVLgLJaYUPlrhwcKK79eAWX0r4YBl/ dTflo7mGtP0Ey5wTh1rroA== 0000820027-97-000819.txt : 19971125 0000820027-97-000819.hdr.sgml : 19971125 ACCESSION NUMBER: 0000820027-97-000819 CONFORMED SUBMISSION TYPE: 40-17F2 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19971124 SROS: NONE FILER: COMPANY DATA: COMPANY CONFORMED NAME: IDS LIFE INVESTMENT SERIES FUND INC CENTRAL INDEX KEY: 0000353968 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 411409539 STATE OF INCORPORATION: MN FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: 40-17F2 SEC ACT: SEC FILE NUMBER: 811-03218 FILM NUMBER: 97727023 BUSINESS ADDRESS: STREET 1: 80 SOUTH 8TH STREET STREET 2: IDS TOWER 10 CITY: MINNEAPOLIS STATE: MN ZIP: 55440 BUSINESS PHONE: 6126718626 MAIL ADDRESS: STREET 1: IDS FINANCIAL SERVICES INC STREET 2: IDS TOWER 10 CITY: MINNEAPOLIS STATE: MN ZIP: 55440 FORMER COMPANY: FORMER CONFORMED NAME: IDS LIFE CAPITAL RESOURCE FUND INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: IDS LIFE CAPITAL RESOURCE FUND II INC DATE OF NAME CHANGE: 19851104 40-17F2 1 IDS LIFE INVESTMENT SERIES, INC. - ---------------------------------- OMB APPROVAL - ---------------------------------- - ---------------------------------- OMB Number: 3235-0360 - ---------------------------------- - ---------------------------------- Expires: July 31, 1991 - ---------------------------------- Estimated average burden hours per response....0.05 - ---------------------------------- - ---------------------------------- SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM N-17f-2 Certificate of Accounting of Securities and Similar Investments in the Custody of Management Investment Companies Pursuant to Rule 17f-2 [17 CFR 270.17f-2]
- ---------------------------------------------------------------------------------------- --------------------------------------- 1. Investment Company Act File Number: Date examination completed: 811-3218 August 31, 1997 - ---------------------------------------------------------------------------------------- --------------------------------------- 2. State identification Number: -------------------- -------------------- -------------------- -------------------- -------------------- -------------------- AL AK AZ AR CA CO -------------------- -------------------- -------------------- -------------------- -------------------- -------------------- -------------------- -------------------- -------------------- -------------------- -------------------- -------------------- CT DE DC FL GA HI -------------------- -------------------- -------------------- -------------------- -------------------- -------------------- -------------------- -------------------- -------------------- -------------------- -------------------- -------------------- ID IL IN IA KS KY -------------------- -------------------- -------------------- -------------------- -------------------- -------------------- -------------------- -------------------- -------------------- -------------------- -------------------- -------------------- LA ME MD MA MI MN -------------------- -------------------- -------------------- -------------------- -------------------- -------------------- -------------------- -------------------- -------------------- -------------------- -------------------- -------------------- MS MO MT NE NV NH -------------------- -------------------- -------------------- -------------------- -------------------- -------------------- -------------------- -------------------- -------------------- -------------------- -------------------- -------------------- NJ NM NY NC ND OH -------------------- -------------------- -------------------- -------------------- -------------------- -------------------- -------------------- -------------------- -------------------- -------------------- -------------------- -------------------- OK OR PA RI SC SD -------------------- -------------------- -------------------- -------------------- -------------------- -------------------- -------------------- -------------------- -------------------- -------------------- -------------------- -------------------- TN TX UT VT VA WA -------------------- -------------------- -------------------- -------------------- -------------------- -------------------- -------------------- -------------------- -------------------- -------------------------------------------------------------- WV WI WY PUERTO RICO -------------------- -------------------- -------------------- -------------------------------------------------------------- ----------------------------------------------------------------------------------------------------------------------------- Other (specify): ----------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------------- 3. Exact name of investment company as specified in registration statement: IDS Life Investment Series, Inc. - -------------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------------- 4. Name under which business is conducted, if different from above: - -------------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------------- 5. Address of principal place of business (number, street, city, state, zip code): IDS Tower 10, Minneapolis, MN 55440 - --------------------------------------------------------------------------------------------------------------------------------
INSTRUCTIONS This Form must be completed by investment companies that have custody of securities or similar investments. Investment Company 1. All items must be completed by the investment company. 2. Give this Form to the independent public accountant who, in compliance with Rule 17f-2 under the Act and applicable state law, examines securities and similar investments in the custody of the investment company. Accountant 3. Submit this Form to the Securities and Exchange Commission and appropriate state securities administrators when filing the certificate of accounting required by Rule 17f-2 under the Act and applicable state law. File the original and one copy with the Securities and Exchange Commission's principal office in Washington, D. C., one copy with the regional office for the region in which the investment company's principal business operations are conducted, and one copy with the appropriate state administrator(s), if applicable. THIS FORM MUST BE GIVEN TO YOUR INDEPENDENT PUBLIC ACCOUNTANT Note: The estimated average burden hours are made solely for purposes of the Paperwork Reduction Act, and are not derived from a comprehensive or even a representative survey or study of the costs of SEC rules and forms. Direct any comments concerning the accuracy of the estimated average burden hours for compliance with SEC rules and forms to Kenneth A. Fogash. Duputy Executive Director, U.S. Securities and Exchange Commission, 450 Fifth Street, N.W., Washington, D.C. 20549 and Gary Waxman, Clearance Officer, Office of Management and Budget, Room 3208 New Executive Office Building, Washington, D.C. 20503. Independent Auditors' Report To the Board of Directors of IDS Life Investment Series, Inc. and Securities and Exchange Commission: We have examined management's assertion, included in its representation letter, that IDS Life Capital Resource Fund, IDS Life International Equity Fund, IDS Life Aggressive Growth Fund, and IDS Life Growth Dimensions Fund of IDS Life Investment Series, Inc. (the Funds) complied with the provisions of subsection (b) and (c) of Rule 17f-2 under the Investment Company Act of 1940 as of August 29, 1997 and during the period January 31, 1997 (the date of our last examination) through August 29, 1997. Management is responsible for the Funds' compliance with those provisions. Our responsibility is to express an opinion on management's assertion about the Funds' compliance based on our examination. Our examination was made in accordance with standards established by the American Institute of Certified Public Accountants and, accordingly, included examining, on a test basis, evidence about the Funds' compliance with those requirements and performing such other procedures as we considered necessary in the circumstances. Included among our procedures were the following tests performed as of August 29, 1997 and the period from January 31, 1997 through August 29, 1997, with respect to securities transactions: Count and inspection of all securities located in the vault, if any, of American Express Trust Company, the Custodian; Confirmation of all securities, if any, held by institutions in book entry form (Norwest Bank Minnesota, N.A., Morgan Stanley Trust Company, State Street Bank and Trust Company, and The Depository Trust Company); Confirmation or examination of underlying documentation of all securities purchased but not received, hypothecated, pledged, placed in escrow, or out for transfer with brokers, pledgees and/or transfer agents; Reconciliation of all such securities to the books and records of the Funds and the Custodian; and Test of selected security transactions since the date of our last report. We believe that our examination provides a reasonable basis for our opinion. Our examination does not provide a legal determination on the Funds' compliance with the specified requirements. In our opinion, management's assertion that IDS Life Investment Series, Inc. was in compliance with the above mentioned provisions of Rule 17f-2 of the Investment Company Act of 1940 as of August 29, 1997 and for the period from January 31, 1997 through August 29, 1997 is fairly stated in all material respects. This report is intended solely for the information and use of management IDS Life Investment Series, Inc. and the Securities and Exchange Commission and should not be used for any other purpose. KPMG Peat Marwick LLP Minneapolis, MN November 17, 1997 -----END PRIVACY-ENHANCED MESSAGE-----