FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-00215
EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER: Fidelity Hastings Street Trust
82 DEVONSHIRE STREET, BOSTON, MA 02109
(ADDRESS OF PRINCIPAL EXECUTIVE OFFICES)(ZIP CODE)
SCOTT C. GOEBEL, SECRETARY, 82 DEVONSHIRE STREET, BOSTON, MA 02109
(NAME AND ADDRESS OF AGENT FOR SERVICE)
REGISTRANT'S TELEPHONE NUMBER, INCLUDING AREA CODE: 617-563-7000
DATE OF FISCAL YEAR END: 6/30, 12/31
DATE OF REPORTING PERIOD: 07/01/2010 - 06/30/2011
SIGNATURES
PURSUANT TO THE REQUIREMENTS OF THE INVESTMENT COMPANY ACT OF 1940, THE REGISTRANT HAS DULY CAUSED THIS REPORT TO BE SIGNED ON ITS BEHALF BY THE UNDERSIGNED, THERE UNTO DULY AUTHORIZED.
Fidelity Hastings Street Trust
BY: /s/KENNETH B. ROBINS*
KENNETH B. ROBINS, TREASURER
DATE: 08/16/2011 02:33:36 PM
*BY: /s/ MARK LUNDVALL
MARK LUNDVALL, VICE PRESIDENT, FIDELITY MANAGEMENT & RESEARCH
COMPANY, PURSUANT TO A POWER OF ATTORNEY DATED JUNE 1, 2009 AND FILED
HEREWITH.
VOTE SUMMARY REPORT
FIDELITY FIFTY
07/01/2010 - 06/30/2011
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
AFFILIATED MANAGERS GROUP, INC.
MEETING DATE: MAY 31, 2011 |
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TICKER: AMG
SECURITY ID: 008252108
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Samuel T. Byrne | Management | For | For |
1.2 | Elect Director Dwight D. Churchill | Management | For | For |
1.3 | Elect Director Sean M. Healey | Management | For | For |
1.4 | Elect Director Harold J. Meyerman | Management | For | For |
1.5 | Elect Director William J. Nutt | Management | For | For |
1.6 | Elect Director Rita M. Rodriguez | Management | For | For |
1.7 | Elect Director Patrick T. Ryan | Management | For | For |
1.8 | Elect Director Jide J. Zeitlin | Management | For | For |
2 | Approve Stock Option Plan | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Ratify Auditors | Management | For | For |
ALL AMERICA LATINA LOGISTICA S.A.
MEETING DATE: SEP 09, 2010 |
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TICKER: ALLL3
SECURITY ID: 01643R606
|
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Listing of Company Shares in Novo Mercado Segment of BM&FBovespa | Management | For | For |
2 | Approve Conversion of Preferred Shares into Common Shares | Management | For | For |
3 | Approve 5:1 Reverse Stock Split | Management | For | For |
4 | Approve Elimination of Stock Units, Pending Approval of Preceding Items | Management | For | For |
5 | Amend Articles to Reflect Changes Proposed in Preceding Items | Management | For | For |
ALL AMERICA LATINA LOGISTICA S.A.
MEETING DATE: SEP 09, 2010 |
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TICKER: ALLL3
SECURITY ID: 01643R606
|
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Conversion of Preferred Shares into Common Shares, As Result of Listing of Company Shares in Novo Mercado Segment of BM&FBovespa | Management | For | For |
APPLE INC.
MEETING DATE: FEB 23, 2011 |
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TICKER: AAPL
SECURITY ID: 037833100
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William V. Campbell | Management | For | For |
1.2 | Elect Director Millard S. Drexler | Management | For | For |
1.3 | Elect Director Albert A. Gore, Jr. | Management | For | For |
1.4 | Elect Director Steven P. Jobs | Management | For | For |
1.5 | Elect Director Andrea Jung | Management | For | For |
1.6 | Elect Director Arthur D. Levinson | Management | For | For |
1.7 | Elect Director Ronald D. Sugar | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Adopt Policy on Succession Planning | Shareholder | Against | Against |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
ASIAINFO-LINKAGE, INC.
MEETING DATE: SEP 29, 2010 |
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TICKER: ASIA
SECURITY ID: 04518A104
|
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steve Zhang | Management | For | For |
1.2 | Elect Director Thomas Manning | Management | For | For |
1.3 | Elect Director Sean Shao | Management | For | For |
2 | Ratify Auditors | Management | For | For |
AVAGO TECHNOLOGIES LIMITED
MEETING DATE: MAR 30, 2011 |
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TICKER: AVGO
SECURITY ID: Y0486S104
|
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Reelect Hock E. Tan as Director | Management | For | For |
1.2 | Reelect Adam H. Clammer as Director | Management | For | For |
1.3 | Reelect James A. Davidson as Director | Management | For | For |
1.4 | Reelect James V. Diller as Director | Management | For | For |
1.5 | Reelect Kenneth Y. Hao as Director | Management | For | For |
1.6 | Reelect John M. Hsuan as Director | Management | For | For |
1.7 | Reelect David Kerko as Director | Management | For | For |
1.8 | Reelect Justine F. Lien as Director | Management | For | For |
1.9 | Reelect Donald Macleod as Director | Management | For | For |
1.10 | Reelect Bock Seng Tan as Director | Management | For | For |
2 | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve Cash Compensation to Directors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
6 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
7 | Approve Repurchase of Up to 10 Percent of Issued Capital | Management | For | For |
BERKSHIRE HATHAWAY INC.
MEETING DATE: APR 30, 2011 |
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TICKER: BRK.B
SECURITY ID: 084670702
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Warren E. Buffett | Management | For | For |
1.2 | Elect Director Charles T. Munger | Management | For | For |
1.3 | Elect Director Howard G. Buffett | Management | For | For |
1.4 | Elect Director Stephen B. Burke | Management | For | For |
1.5 | Elect Director Susan L. Decker | Management | For | For |
1.6 | Elect Director William H. Gates III | Management | For | For |
1.7 | Elect Director David S. Gottesman | Management | For | For |
1.8 | Elect Director Charlotte Guyman | Management | For | For |
1.9 | Elect Director Donald R. Keough | Management | For | Withhold |
1.10 | Elect Director Thomas S. Murphy | Management | For | For |
1.11 | Elect Director Ronald L. Olson | Management | For | For |
1.12 | Elect Director Walter Scott, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
BMW GROUP BAYERISCHE MOTOREN WERKE AG
MEETING DATE: MAY 12, 2011 |
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TICKER: BMW
SECURITY ID: D12096109
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2010 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 1.30 per Common Share and EUR 1.32 per Preference Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2010 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2010 | Management | For | For |
5 | Ratify KPMG AG as Auditors for Fiscal 2011 | Management | For | For |
6 | Approve Remuneration System for Management Board Members | Management | For | For |
BRIGHAM EXPLORATION COMPANY
MEETING DATE: JUN 21, 2011 |
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TICKER: BEXP
SECURITY ID: 109178103
|
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ben M. Brigham | Management | For | For |
1.2 | Elect Director David T. Brigham | Management | For | For |
1.3 | Elect Director Harold D. Carter | Management | For | For |
1.4 | Elect Director Stephen C. Hurley | Management | For | For |
1.5 | Elect Director Stephen P. Reynolds | Management | For | For |
1.6 | Elect Director Hobart A. Smith | Management | For | For |
1.7 | Elect Director Scott W. Tinker | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Amend Non-Employee Director Stock Option Plan | Management | For | For |
6 | Approve Stock Grant to Non-Employee Directors | Management | For | Against |
CHEVRON CORPORATION
MEETING DATE: MAY 25, 2011 |
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TICKER: CVX
SECURITY ID: 166764100
|
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director L.F. Deily | Management | For | For |
2 | Elect Director R.E. Denham | Management | For | For |
3 | Elect Director R.J. Eaton | Management | For | For |
4 | Elect Director C. Hagel | Management | For | For |
5 | Elect Director E. Hernandez | Management | For | For |
6 | Elect Director G.L. Kirkland | Management | For | For |
7 | Elect Director D.B. Rice | Management | For | For |
8 | Elect Director K.W. Sharer | Management | For | For |
9 | Elect Director C.R. Shoemate | Management | For | For |
10 | Elect Director J.G. Stumpf | Management | For | For |
11 | Elect Director R.D. Sugar | Management | For | For |
12 | Elect Director C. Ware | Management | For | For |
13 | Elect Director J.S. Watson | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
17 | Request Director Nominee with Environmental Qualifications | Shareholder | Against | Against |
18 | Amend Bylaws to Establish a Board Committee on Human Rights | Shareholder | Against | Abstain |
19 | Include Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
20 | Adopt Guidelines for Country Selection | Shareholder | Against | Abstain |
21 | Report on Financial Risks of Climate Change | Shareholder | Against | Abstain |
22 | Report on Environmental Impacts of Natural Gas Fracturing | Shareholder | Against | Abstain |
23 | Report on Offshore Oil Wells and Spill Mitigation Measures | Shareholder | Against | Abstain |
CITIGROUP INC.
MEETING DATE: APR 21, 2011 |
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TICKER: C
SECURITY ID: 172967101
|
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Alain J.P. Belda | Management | For | For |
2 | Elect Director Timothy C. Collins | Management | For | For |
3 | Elect Director Jerry A. Grundhofer | Management | For | For |
4 | Elect Director Robert L. Joss | Management | For | For |
5 | Elect Director Michael E. O'Neill | Management | For | For |
6 | Elect Director Vikram S. Pandit | Management | For | For |
7 | Elect Director Richard D. Parsons | Management | For | For |
8 | Elect Director Lawrence R. Ricciardi | Management | For | For |
9 | Elect Director Judith Rodin | Management | For | For |
10 | Elect Director Robert L. Ryan | Management | For | For |
11 | Elect Director Anthony M. Santomero | Management | For | For |
12 | Elect Director Diana L. Taylor | Management | For | For |
13 | Elect Director William S. Thompson, Jr. | Management | For | For |
14 | Elect Director Ernesto Zedillo | Management | For | For |
15 | Ratify Auditors | Management | For | For |
16 | Amend Omnibus Stock Plan | Management | For | Against |
17 | Approve Executive Incentive Bonus Plan | Management | For | For |
18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
19 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
20 | Approve Reverse Stock Split | Management | For | For |
21 | Affirm Political Non-Partisanship | Shareholder | Against | Abstain |
22 | Report on Political Contributions | Shareholder | Against | Abstain |
23 | Report on Restoring Trust and Confidence in the Financial System | Shareholder | Against | Against |
24 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
25 | Require Audit Committee Review and Report on Controls Related to Loans, Foreclosure and Securitizations | Shareholder | Against | Against |
COMCAST CORPORATION
MEETING DATE: MAY 11, 2011 |
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TICKER: CMCSA
SECURITY ID: 20030N101
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director S. Decker Anstrom | Management | For | For |
1.2 | Elect Director Kenneth J. Bacon | Management | For | For |
1.3 | Elect Director Sheldon M. Bonovitz | Management | For | For |
1.4 | Elect Director Edward D. Breen | Management | For | For |
1.5 | Elect Director Joseph J. Collins | Management | For | For |
1.6 | Elect Director J. Michael Cook | Management | For | For |
1.7 | Elect Director Gerald L. Hassell | Management | For | For |
1.8 | Elect Director Jeffrey A. Honickman | Management | For | For |
1.9 | Elect Director Eduardo G. Mestre | Management | For | For |
1.10 | Elect Director Brian L. Roberts | Management | For | For |
1.11 | Elect Director Ralph J. Roberts | Management | For | For |
1.12 | Elect Director Judith Rodin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Nonqualified Employee Stock Purchase Plan | Management | For | For |
4 | Amend Restricted Stock Plan | Management | For | Against |
5 | Amend Stock Option Plan | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
8 | Provide for Cumulative Voting | Shareholder | Against | Against |
9 | Require Independent Board Chairman | Shareholder | Against | Against |
DECKERS OUTDOOR CORPORATION
MEETING DATE: MAY 31, 2011 |
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TICKER: DECK
SECURITY ID: 243537107
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Angel R. Martinez | Management | For | For |
1.2 | Elect Director Rex A. Licklider | Management | For | For |
1.3 | Elect Director John M. Gibbons | Management | For | For |
1.4 | Elect Director John G. Perenchio | Management | For | For |
1.5 | Elect Director Maureen Conners | Management | For | For |
1.6 | Elect Director Ruth M. Owades | Management | For | For |
1.7 | Elect Director Karyn O. Barsa | Management | For | For |
1.8 | Elect Director Michael F. Devine, III | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
EBAY INC.
MEETING DATE: APR 28, 2011 |
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TICKER: EBAY
SECURITY ID: 278642103
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Fred D. Anderson | Management | For | For |
2 | Elect Director Edward W. Barnholt | Management | For | For |
3 | Elect Director Scott D. Cook | Management | For | For |
4 | Elect Director John J. Donahoe | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Ratify Auditors | Management | For | For |
8 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
EDWARDS LIFESCIENCES CORPORATION
MEETING DATE: MAY 12, 2011 |
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TICKER: EW
SECURITY ID: 28176E108
|
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John T. Cardis | Management | For | For |
2 | Elect Director David E.I. Pyott | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
6 | Ratify Auditors | Management | For | For |
ENSCO PLC
MEETING DATE: MAY 24, 2011 |
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TICKER: ESV
SECURITY ID: 29358Q109
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Re-elect J. Roderick Clark as Director | Management | For | For |
2 | Re-elect Daniel W. Rabun as Director | Management | For | For |
3 | Re-elect Keith O. Rattie as Director | Management | For | For |
4 | Appoint KPMG LLP as Independent Registered Auditors of the Company | Management | For | For |
5 | Reappoint KPMG Audit Plc as Auditors of the Company | Management | For | For |
6 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
7 | Approve Special Dividends | Management | For | For |
8 | Authorize Associated Deed of Release for Historic Dividends | Management | For | For |
9 | Authorize Release All Claims Against Directors for Historic Dividends | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
11 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
ENSCO PLC
MEETING DATE: MAY 31, 2011 |
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TICKER: ESV
SECURITY ID: 29358Q109
|
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
EQUITY RESIDENTIAL
MEETING DATE: JUN 16, 2011 |
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TICKER: EQR
SECURITY ID: 29476L107
|
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John W. Alexander | Management | For | For |
1.2 | Elect Director Charles L. Atwood | Management | For | For |
1.3 | Elect Director Linda Walker Bynoe | Management | For | For |
1.4 | Elect Director Bradley A. Keywell | Management | For | For |
1.5 | Elect Director John E. Neal | Management | For | For |
1.6 | Elect Director David J. Neithercut | Management | For | For |
1.7 | Elect Director Mark S. Shapiro | Management | For | For |
1.8 | Elect Director Gerald A. Spector | Management | For | For |
1.9 | Elect Director B. Joseph White | Management | For | For |
1.10 | Elect Director Samuel Zell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
6 | Provide for Cumulative Voting | Shareholder | Against | Against |
7 | Include Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
EXXON MOBIL CORPORATION
MEETING DATE: MAY 25, 2011 |
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TICKER: XOM
SECURITY ID: 30231G102
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director M.J. Boskin | Management | For | For |
1.2 | Elect Director P. Brabeck-Letmathe | Management | For | For |
1.3 | Elect Director L.R. Faulkner | Management | For | For |
1.4 | Elect Director J.S. Fishman | Management | For | For |
1.5 | Elect Director K.C. Frazier | Management | For | For |
1.6 | Elect Director W.W. George | Management | For | For |
1.7 | Elect Director M.C. Nelson | Management | For | For |
1.8 | Elect Director S.J. Palmisano | Management | For | For |
1.9 | Elect Director S.S. Reinemund | Management | For | For |
1.10 | Elect Director R.W. Tillerson | Management | For | For |
1.11 | Elect Director E.E. Whitacre, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
6 | Report on Political Contributions | Shareholder | Against | Abstain |
7 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | Against |
8 | Adopt Policy on Human Right to Water | Shareholder | Against | Abstain |
9 | Report on Environmental Impact of Oil Sands Operations in Canada | Shareholder | Against | Abstain |
10 | Report on Environmental Impacts of Natural Gas Fracturing | Shareholder | Against | Abstain |
11 | Report on Energy Technologies Development | Shareholder | Against | Abstain |
12 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
FOSSIL, INC.
MEETING DATE: MAY 25, 2011 |
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TICKER: FOSL
SECURITY ID: 349882100
|
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Elaine Agather | Management | For | For |
1.2 | Elect Director Jeffrey N. Boyer | Management | For | For |
1.3 | Elect Director Kosta N. Kartsotis | Management | For | For |
1.4 | Elect Director Elysia Holt Ragusa | Management | For | For |
1.5 | Elect Director Jal S. Shroff | Management | For | For |
1.6 | Elect Director James E. Skinner | Management | For | For |
1.7 | Elect Director Michael Steinberg | Management | For | For |
1.8 | Elect Director Donald J. Stone | Management | For | For |
1.9 | Elect Director James M. Zimmerman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
G-III APPAREL GROUP, LTD.
MEETING DATE: JUN 07, 2011 |
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TICKER: GIII
SECURITY ID: 36237H101
|
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Morris Goldfarb | Management | For | For |
1.2 | Elect Director Sammy Aaron | Management | For | For |
1.3 | Elect Director Thomas J. Brosig | Management | For | For |
1.4 | Elect Director Alan Feller | Management | For | For |
1.5 | Elect Director Jeffrey Goldfarb | Management | For | For |
1.6 | Elect Director Carl Katz | Management | For | For |
1.7 | Elect Director Laura Pomerantz | Management | For | For |
1.8 | Elect Director Willem van Bokhorst | Management | For | For |
1.9 | Elect Director Richard White | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Ratify Auditors | Management | For | For |
GENERAL ELECTRIC COMPANY
MEETING DATE: APR 27, 2011 |
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TICKER: GE
SECURITY ID: 369604103
|
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director W. Geoffrey Beattie | Management | For | For |
2 | Elect Director James I. Cash, Jr. | Management | For | For |
3 | Elect Director Ann M. Fudge | Management | For | For |
4 | Elect Director Susan Hockfield | Management | For | For |
5 | Elect Director Jeffrey R. Immelt | Management | For | For |
6 | Elect Director Andrea Jung | Management | For | For |
7 | Elect Director Alan G. Lafley | Management | For | For |
8 | Elect Director Robert W. Lane | Management | For | For |
9 | Elect Director Ralph S. Larsen | Management | For | For |
10 | Elect Director Rochelle B. Lazarus | Management | For | For |
11 | Elect Director James J. Mulva | Management | For | For |
12 | Elect Director Sam Nunn | Management | For | For |
13 | Elect Director Roger S. Penske | Management | For | For |
14 | Elect Director Robert J. Swieringa | Management | For | For |
15 | Elect Director James S. Tisch | Management | For | For |
16 | Elect Director Douglas A. Warner III | Management | For | For |
17 | Ratify Auditors | Management | For | For |
18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
19 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
20 | Provide for Cumulative Voting | Shareholder | Against | Against |
21 | Performance-Based Equity Awards | Shareholder | Against | Against |
22 | Withdraw Stock Options Granted to Executive Officers | Shareholder | Against | Against |
23 | Report on Climate Change Business Risk | Shareholder | Against | Abstain |
24 | Report on Animal Testing and Plans for Reduction | Shareholder | Against | Abstain |
HEWLETT-PACKARD COMPANY
MEETING DATE: MAR 23, 2011 |
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TICKER: HPQ
SECURITY ID: 428236103
|
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director M. L. Andreessen | Management | For | For |
2 | Elect Director L. Apotheker | Management | For | For |
3 | Elect Director L.T. Babbio, Jr. | Management | For | For |
4 | Elect Director S.M. Baldauf | Management | For | For |
5 | Elect Director S. Banerji | Management | For | For |
6 | Elect Director R.L. Gupta | Management | For | For |
7 | Elect Director J.H. Hammergren | Management | For | For |
8 | Elect Director R.J. Lane | Management | For | For |
9 | Elect Director G.M. Reiner | Management | For | For |
10 | Elect Director P.F. Russo | Management | For | For |
11 | Elect Director D. Senequier | Management | For | For |
12 | Elect Director G.K. Thompson | Management | For | For |
13 | Elect Director M.C. Whitman | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
16 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
17 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
18 | Amend Executive Incentive Bonus Plan | Management | For | For |
INFORMATICA CORPORATION
MEETING DATE: MAY 26, 2011 |
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TICKER: INFA
SECURITY ID: 45666Q102
|
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Mark A. Bertelsen | Management | For | For |
2 | Elect Director A. Brooke Seawell | Management | For | For |
3 | Elect Director Godfrey R. Sullivan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
IROBOT CORPORATION
MEETING DATE: MAY 25, 2011 |
||||
TICKER: IRBT
SECURITY ID: 462726100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gail Deegan | Management | For | For |
1.2 | Elect Director Andrea Giesser | Management | For | For |
1.3 | Elect Director Jacques S. Gansler, Ph.D. | Management | For | For |
2 | Amend Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
JPMORGAN CHASE & CO.
MEETING DATE: MAY 17, 2011 |
||||
TICKER: JPM
SECURITY ID: 46625H100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Crandall C. Bowles | Management | For | For |
2 | Elect Director Stephen B. Burke | Management | For | For |
3 | Elect Director David M. Cote | Management | For | For |
4 | Elect Director James S. Crown | Management | For | For |
5 | Elect Director James Dimon | Management | For | For |
6 | Elect Director Ellen V. Futter | Management | For | For |
7 | Elect Director William H. Gray, III | Management | For | For |
8 | Elect Director Laban P. Jackson, Jr. | Management | For | For |
9 | Elect Director David C. Novak | Management | For | For |
10 | Elect Director Lee R. Raymond | Management | For | For |
11 | Elect Director William C. Weldon | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
15 | Amend Omnibus Stock Plan | Management | For | For |
16 | Affirm Political Non-Partisanship | Shareholder | Against | Abstain |
17 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
18 | Report on Loan Modifications | Shareholder | Against | Against |
19 | Report on Political Contributions | Shareholder | Against | Abstain |
20 | Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity | Shareholder | Against | Abstain |
21 | Require Independent Board Chairman | Shareholder | Against | Against |
JUNIPER NETWORKS, INC.
MEETING DATE: MAY 18, 2011 |
||||
TICKER: JNPR
SECURITY ID: 48203R104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mary B. Cranston | Management | For | For |
1.2 | Elect Director Kevin R. Johnson | Management | For | For |
1.3 | Elect Director J. Michael Lawrie | Management | For | For |
1.4 | Elect Director David Schlotterbeck | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Declassify the Board of Directors | Shareholder | None | For |
KEY ENERGY SERVICES, INC.
MEETING DATE: MAY 19, 2011 |
||||
TICKER: KEG
SECURITY ID: 492914106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William D. Fertig | Management | For | For |
1.2 | Elect Director Robert K. Reeves | Management | For | For |
1.3 | Elect Director J. Robinson West | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
KEYERA CORP.
MEETING DATE: MAY 10, 2011 |
||||
TICKER: KEY
SECURITY ID: 493271100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James V. Bertram | Management | For | For |
1.2 | Elect Director Robert B. Catell | Management | For | For |
1.3 | Elect Director Michael B.C. Davies | Management | For | For |
1.4 | Elect Director Nancy M. Laird | Management | For | For |
1.5 | Elect Director E. Peter Lougheed | Management | For | For |
1.6 | Elect Director Donald J. Nelson | Management | For | For |
1.7 | Elect Director H. Neil Nichols | Management | For | For |
1.8 | Elect Director William R. Stedman | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
LINCOLN NATIONAL CORPORATION
MEETING DATE: MAY 26, 2011 |
||||
TICKER: LNC
SECURITY ID: 534187109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Dennis R. Glass | Management | For | For |
2 | Elect Director Gary C. Kelly | Management | For | For |
3 | Elect Director Michael F. Mee | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Amend Articles of Incorporation Allowing Shareholders to Amend the Bylaws | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
LOCKHEED MARTIN CORPORATION
MEETING DATE: APR 28, 2011 |
||||
TICKER: LMT
SECURITY ID: 539830109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Nolan D. Archibald | Management | For | For |
2 | Elect Director Rosalind G. Brewer | Management | For | For |
3 | Elect Director David B. Burritt | Management | For | For |
4 | Elect Director James O. Ellis, Jr. | Management | For | For |
5 | Elect Director Thomas J. Falk | Management | For | For |
6 | Elect Director Gwendolyn S. King | Management | For | For |
7 | Elect Director James M. Loy | Management | For | For |
8 | Elect Director Douglas H. McCorkindale | Management | For | For |
9 | Elect Director Joseph W. Ralston | Management | For | For |
10 | Elect Director Anne Stevens | Management | For | For |
11 | Elect Director Robert J. Stevens | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Approve Omnibus Stock Plan | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
16 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
MAKO SURGICAL CORP.
MEETING DATE: JUN 16, 2011 |
||||
TICKER: MAKO
SECURITY ID: 560879108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director S. Morry Blumenfeld, Ph.D. | Management | For | For |
1.2 | Elect Director John G. Freund, M.D. | Management | For | For |
1.3 | Elect Director William D. Pruitt | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
MASTERCARD INCORPORATED
MEETING DATE: SEP 21, 2010 |
||||
TICKER: MA
SECURITY ID: 57636Q104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Declassify the Board of Directors | Management | For | For |
2 | Reduce Supermajority Vote Requirement | Management | For | For |
3 | Amend Board Qualifications | Management | For | For |
4 | Amend Stock Ownership Limitations | Management | For | For |
5 | Adjourn Meeting | Management | For | For |
6.1 | Elect Director Nancy J. Karch | Management | For | For |
6.2 | Elect Director Jose Octavio Reyes Lagunes | Management | For | For |
6.3 | Elect Director Edward Suning Tian | Management | For | For |
6.4 | Elect Director Silvio Barzi | Management | For | For |
7 | Approve Executive Incentive Bonus Plan | Management | For | For |
8 | Ratify Auditors | Management | For | For |
MCKESSON CORPORATION
MEETING DATE: JUL 28, 2010 |
||||
TICKER: MCK
SECURITY ID: 58155Q103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Andy D. Bryant | Management | For | For |
2 | Elect Director Wayne A. Budd | Management | For | For |
3 | Elect Director John H. Hammergren | Management | For | For |
4 | Elect Director Alton F. Irby III | Management | For | For |
5 | Elect Director M. Christine Jacobs | Management | For | For |
6 | Elect Director Marie L. Knowles | Management | For | For |
7 | Elect Director David M. Lawrence | Management | For | For |
8 | Elect Director Edward A. Mueller | Management | For | For |
9 | Elect Director Jane E. Shaw | Management | For | For |
10 | Amend Omnibus Stock Plan | Management | For | For |
11 | Amend Executive Incentive Bonus Plan | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Stock Retention/Holding Period | Shareholder | Against | Against |
14 | Report on Pay Disparity | Shareholder | Against | Against |
NEWCREST MINING LTD.
MEETING DATE: OCT 28, 2010 |
||||
TICKER: NCM
SECURITY ID: Q6651B114
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive the Financial Statements and Statutory Reports for the Fiscal Year Ended June 30, 2010 | Management | None | None |
2a | Elect Richard Lee as a Director | Management | For | For |
2b | Elect John Spark as a Director | Management | For | For |
2c | Elect Tim Poole as a Director | Management | For | For |
2d | Elect Greg Robinson as a Director | Management | For | For |
3 | Approve the Remuneration Report for the Fiscal Year Ended June 30, 2010 | Management | For | For |
4 | Approve the Increase in Non-Executive Directors' Maximum Aggregate Remuneration to A$2.7 Million Per Annum | Management | For | For |
NOBLE CORPORATION
MEETING DATE: APR 29, 2011 |
||||
TICKER: N0L
SECURITY ID: H5833N103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lawrence J. Chazen | Management | For | For |
1.2 | Elect Director Jon A. Marshall | Management | For | For |
1.3 | Elect Director Mary P. Ricciardello | Management | For | For |
2 | Accept Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Creation of Reserve Through Appropriation of Retained Earnings. | Management | For | For |
4 | Approve CHF 38.4 Million Reduction in Share Capital | Management | For | For |
5 | Approve Extension of CHF 133 Million Pool of Capital without Preemptive Rights | Management | For | For |
6 | Approve CHF 143 Million Reduction in Share Capital and Repayment of CHF 0.13 per Share | Management | For | For |
7 | Ratify PricewaterhouseCoopers LLP as Independent Registered Public Accounting Firm and PricewaterhouseCoopers AG as Statutory Auditor | Management | For | For |
8 | Approve Discharge of Board and Senior Management | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
10 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
NOVO NORDISK A/S
MEETING DATE: MAR 23, 2011 |
||||
TICKER: NOVO B
SECURITY ID: K7314N152
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Report of Board | Management | None | None |
2 | Receive and Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
3.1 | Approve Remuneration of Directors for 2010 | Management | For | Did Not Vote |
3.2 | Approve Remuneration of Directors for 2011 | Management | For | Did Not Vote |
4 | Approve Allocation of Income and Dividends of DKK 10 for Each Novo Nordisk B Share of DKK 1 and for Each Novo Nordisk A Share of DKK 1 | Management | For | Did Not Vote |
5.1a | Reelect Sten Scheibye as Director | Management | For | Did Not Vote |
5.1b | Reelect Goran Ando as Director | Management | For | Did Not Vote |
5.1c | Elect Bruno Angelici as New Director | Management | For | Did Not Vote |
5.1d | Reelect Henrik Gurtler as Director | Management | For | Did Not Vote |
5.1e | Elect Thomas Koestler as New Director | Management | For | Did Not Vote |
5.1f | Reelect Kurt Nielsen as Director | Management | For | Did Not Vote |
5.1g | Reelect Hannu Ryopponen as Director | Management | For | Did Not Vote |
5.1h | Reelect Jorgen Wedel as Director | Management | For | Did Not Vote |
5.2 | Elect Sten Scheibye as Chairman of the Board | Management | For | Did Not Vote |
5.3 | Elect Goran Ando as Vice Chairman of the Board | Management | For | Did Not Vote |
6 | Ratify PricewaterhouseCoopers as Auditor | Management | For | Did Not Vote |
7.1 | Approve DKK 20.0 Million Reduction in Class B Share Capital via Share Cancellation | Management | For | Did Not Vote |
7.2 | Authorize Repurchase up to 10 Percent of Share Capital | Management | For | Did Not Vote |
7.3a | Delete Article 2 Specifying Location of Registered Office | Management | For | Did Not Vote |
7.3b | Amend Articles Re: Removal of the Requirement to Advertise the Notice in Two Daily Newspapers | Management | For | Did Not Vote |
7.3c | Amend Articles Re: Introduce Age Limit of 70 Years for Board Members | Management | For | Did Not Vote |
7.4 | Amend Guidelines for Incentive-Based Compensation for Executive Management and Board | Management | For | Did Not Vote |
8 | Other Business | Management | None | None |
PFIZER INC.
MEETING DATE: APR 28, 2011 |
||||
TICKER: PFE
SECURITY ID: 717081103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Dennis A. Ausiello | Management | For | For |
2 | Elect Director Michael S. Brown | Management | For | For |
3 | Elect Director M. Anthony Burns | Management | For | For |
4 | Elect Director W. Don Cornwell | Management | For | For |
5 | Elect Director Frances D. Fergusson | Management | For | For |
6 | Elect Director William H. Gray III | Management | For | For |
7 | Elect Director Constance J. Horner | Management | For | For |
8 | Elect Director James M. Kilts | Management | For | For |
9 | Elect Director George A. Lorch | Management | For | For |
10 | Elect Director John P. Mascotte | Management | For | For |
11 | Elect Director Suzanne Nora Johnson | Management | For | For |
12 | Elect Director Ian C. Read | Management | For | For |
13 | Elect Director Stephen W. Sanger | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
16 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
17 | Publish Political Contributions | Shareholder | Against | Abstain |
18 | Report on Public Policy Advocacy Process | Shareholder | Against | Abstain |
19 | Adopt Policy to Restrain Pharmaceutical Price Increases | Shareholder | Against | Against |
20 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
21 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
22 | Report on Animal Testing and Plans for Reduction | Shareholder | Against | Abstain |
PIONEER NATURAL RESOURCES COMPANY
MEETING DATE: MAY 17, 2011 |
||||
TICKER: PXD
SECURITY ID: 723787107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edison C. Buchanan | Management | For | For |
1.2 | Elect Director R. Hartwell Gardner | Management | For | For |
1.3 | Elect Director Jim A. Watson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
6 | Declassify the Board of Directors | Shareholder | Against | For |
PROGRESS SOFTWARE CORPORATION
MEETING DATE: APR 28, 2011 |
||||
TICKER: PRGS
SECURITY ID: 743312100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barry N. Bycoff | Management | For | For |
1.2 | Elect Director Ram Gupta | Management | For | For |
1.3 | Elect Director Charles F. Kane | Management | For | For |
1.4 | Elect Director David A. Krall | Management | For | For |
1.5 | Elect Director Michael L. Mark | Management | For | For |
1.6 | Elect Director Richard D. Reidy | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
QUALCOMM INCORPORATED
MEETING DATE: MAR 08, 2011 |
||||
TICKER: QCOM
SECURITY ID: 747525103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barbara T. Alexander | Management | For | For |
1.2 | Elect Director Stephen M. Bennett | Management | For | For |
1.3 | Elect Director Donald G. Cruickshank | Management | For | For |
1.4 | Elect Director Raymond V. Dittamore | Management | For | For |
1.5 | Elect Director Thomas W. Horton | Management | For | For |
1.6 | Elect Director Irwin Mark Jacobs | Management | For | For |
1.7 | Elect Director Paul E. Jacobs | Management | For | For |
1.8 | Elect Director Robert E. Kahn | Management | For | For |
1.9 | Elect Director Sherry Lansing | Management | For | For |
1.10 | Elect Director Duane A. Nelles | Management | For | For |
1.11 | Elect Director Francisco Ros | Management | For | For |
1.12 | Elect Director Brent Scowcroft | Management | For | For |
1.13 | Elect Director Marc I. Stern | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
7 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
SIRIUS XM RADIO INC.
MEETING DATE: MAY 25, 2011 |
||||
TICKER: SIRI
SECURITY ID: 82967N108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Driector Joan L. Amble | Management | For | For |
2 | Elect Driector Leon D. Black | Management | For | Against |
3 | Elect Driector Lawrence F. Gilberti | Management | For | For |
4 | Elect Driector Eddy W. Hartenstein | Management | For | For |
5 | Elect Driector James P. Holden | Management | For | For |
6 | Elect Driector Mel Karmazin | Management | For | For |
7 | Elect Driector James F. Mooney | Management | For | For |
8 | Elect Driector Jack Shaw | Management | For | For |
9 | Ratify Auditors | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
11 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
SKYWORKS SOLUTIONS, INC.
MEETING DATE: MAY 11, 2011 |
||||
TICKER: SWKS
SECURITY ID: 83088M102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Declassify the Board of Directors | Management | For | For |
2.1 | Elect Director David J. McLachlan | Management | For | For |
2.2 | Elect Director David J. Aldrich | Management | For | For |
2.3 | Elect Director Kevin L. Beebe | Management | For | For |
2.4 | Elect Director Moiz M. Beguwala | Management | For | For |
2.5 | Elect Director Timothy R. Furey | Management | For | For |
2.6 | Elect Director Balakrishnan S. Iyer | Management | For | For |
2.7 | Elect Director Thomas C. Leonard | Management | For | For |
2.8 | Elect Director David P. McGlade | Management | For | For |
2.9 | Elect Director Robert A. Schriesheim | Management | For | For |
3.1 | Elect Director David J. Aldrich | Management | For | For |
3.2 | Elect Director Moiz M. Beguwala | Management | For | For |
3.3 | Elect Director David P. McGlade | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | Against |
6 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
8 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
9 | Ratify Auditors | Management | For | For |
STARBUCKS CORPORATION
MEETING DATE: MAR 23, 2011 |
||||
TICKER: SBUX
SECURITY ID: 855244109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Howard Schultz | Management | For | For |
2 | Elect Director William W. Bradley | Management | For | For |
3 | Elect Director Mellody Hobson | Management | For | For |
4 | Elect Director Kevin R. Johnson | Management | For | For |
5 | Elect Director Olden Lee | Management | For | For |
6 | Elect Director Sheryl Sandberg | Management | For | For |
7 | Elect Director James G. Shennan, Jr. | Management | For | For |
8 | Elect Director Javier G. Teruel | Management | For | For |
9 | Elect Director Myron E. Ullman, III | Management | For | For |
10 | Elect Director Craig E. Weatherup | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
13 | Amend Omnibus Stock Plan | Management | For | For |
14 | Amend Omnibus Stock Plan | Management | For | For |
15 | Ratify Auditors | Management | For | For |
16 | Adopt Comprehensive Recycling Strategy for Beverage Containers | Shareholder | Against | Abstain |
TERADYNE, INC.
MEETING DATE: MAY 24, 2011 |
||||
TICKER: TER
SECURITY ID: 880770102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James W. Bagley | Management | For | For |
2 | Elect Director Michael A. Bradley | Management | For | For |
3 | Elect Director Albert Carnesale | Management | For | For |
4 | Elect Director Daniel W. Christman | Management | For | For |
5 | Elect Director Edwin J. Gillis | Management | For | For |
6 | Elect Director Timothy E. Guertin | Management | For | For |
7 | Elect Director Paul J. Tufano | Management | For | For |
8 | Elect Director Roy A. Vallee | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
10 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
11 | Amend Omnibus Stock Plan | Management | For | For |
12 | Ratify Auditors | Management | For | For |
THE COCA-COLA COMPANY
MEETING DATE: APR 27, 2011 |
||||
TICKER: KO
SECURITY ID: 191216100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Herbert A. Allen | Management | For | For |
2 | Elect Director Ronald W. Allen | Management | For | For |
3 | Elect Director Howard G. Buffett | Management | For | For |
4 | Elect Director Barry Diller | Management | For | For |
5 | Elect Director Evan G. Greenberg | Management | For | For |
6 | Elect Director Alexis M. Herman | Management | For | For |
7 | Elect Director Muhtar Kent | Management | For | For |
8 | Elect Director Donald R. Keough | Management | For | For |
9 | Elect Director Maria Elena Lagomasino | Management | For | For |
10 | Elect Director Donald F. McHenry | Management | For | For |
11 | Elect Director Sam Nunn | Management | For | For |
12 | Elect Director James D. Robinson III | Management | For | For |
13 | Elect Director Peter V. Ueberroth | Management | For | For |
14 | Elect Director Jacob Wallenberg | Management | For | For |
15 | Elect Director James B. Williams | Management | For | For |
16 | Ratify Auditors | Management | For | For |
17 | Amend Executive Incentive Bonus Plan | Management | For | For |
18 | Amend Restricted Stock Plan | Management | For | For |
19 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
20 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
21 | Publish Report on Chemical Bisphenol-A (BPA) | Shareholder | Against | Abstain |
THE GOLDMAN SACHS GROUP, INC.
MEETING DATE: MAY 06, 2011 |
||||
TICKER: GS
SECURITY ID: 38141G104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Lloyd C. Blankfein | Management | For | For |
2 | Elect Director John H. Bryan | Management | For | For |
3 | Elect Director Gary D. Cohn | Management | For | For |
4 | Elect Director Claes Dahlback | Management | For | For |
5 | Elect Director Stephen Friedman | Management | For | For |
6 | Elect Director William W. George | Management | For | For |
7 | Elect Director James A. Johnson | Management | For | For |
8 | Elect Director Lois D. Juliber | Management | For | For |
9 | Elect Director Lakshmi N. Mittal | Management | For | For |
10 | Elect Director James J. Schiro | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
13 | Ratify Auditors | Management | For | For |
14 | Provide for Cumulative Voting | Shareholder | Against | Against |
15 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | Against |
16 | Stock Retention/Holding Period | Shareholder | Against | Against |
17 | Review Executive Compensation | Shareholder | Against | Against |
18 | Report on Climate Change Business Risks | Shareholder | Against | Abstain |
19 | Report on Political Contributions | Shareholder | Against | Abstain |
THE HERSHEY COMPANY
MEETING DATE: APR 28, 2011 |
||||
TICKER: HSY
SECURITY ID: 427866108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director P.M. Arway | Management | For | For |
1.2 | Elect Director R.F. Cavanaugh | Management | For | For |
1.3 | Elect Director C.A. Davis | Management | For | For |
1.4 | Elect Director J.M. Mead | Management | For | For |
1.5 | Elect Director J.E. Nevels | Management | For | For |
1.6 | Elect Director A.J. Palmer | Management | For | For |
1.7 | Elect Director T.J. Ridge | Management | For | For |
1.8 | Elect Director D.L. Shedlarz | Management | For | For |
1.9 | Elect Director D.J. West | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Amend Omnibus Stock Plan | Management | For | Against |
THE MOSAIC COMPANY
MEETING DATE: OCT 07, 2010 |
||||
TICKER: MOS
SECURITY ID: 61945A107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William R. Graber | Management | For | For |
1.2 | Elect Director Emery N. Koenig | Management | For | For |
1.3 | Elect Director Sergio Rial | Management | For | For |
1.4 | Elect Director David T. Seaton | Management | For | For |
2 | Ratify Auditors | Management | For | For |
THE PNC FINANCIAL SERVICES GROUP, INC.
MEETING DATE: APR 26, 2011 |
||||
TICKER: PNC
SECURITY ID: 693475105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Richard O. Berndt | Management | For | For |
2 | Elect Director Charles E. Bunch | Management | For | For |
3 | Elect Director Paul W. Chellgren | Management | For | For |
4 | Elect Director Kay Coles James | Management | For | For |
5 | Elect Director Richard B. Kelson | Management | For | For |
6 | Elect Director Bruce C. Lindsay | Management | For | For |
7 | Elect Director Anthony A. Massaro | Management | For | For |
8 | Elect Director Jane G. Pepper | Management | For | For |
9 | Elect Director James E. Rohr | Management | For | For |
10 | Elect Director Donald J. Shepard | Management | For | For |
11 | Elect Director Lorene K. Steffes | Management | For | For |
12 | Elect Director Dennis F. Strigl | Management | For | For |
13 | Elect Director Thomas J. Usher | Management | For | For |
14 | Elect Director George H. Walls, Jr. | Management | For | For |
15 | Elect Director Helge H. Wehmeier | Management | For | For |
16 | Ratify Auditors | Management | For | For |
17 | Amend Omnibus Stock Plan | Management | For | Against |
18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
19 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
THE PROCTER & GAMBLE COMPANY
MEETING DATE: OCT 12, 2010 |
||||
TICKER: PG
SECURITY ID: 742718109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Angela F. Braly | Management | For | For |
2 | Elect Director Kenneth I. Chenault | Management | For | For |
3 | Elect Director Scott D. Cook | Management | For | For |
4 | Elect Director Rajat K. Gupta | Management | For | For |
5 | Elect Director Robert A. Mcdonald | Management | For | For |
6 | Elect Director W. James Mcnerney, Jr. | Management | For | For |
7 | Elect Director Johnathan A. Rodgers | Management | For | For |
8 | Elect Director Mary A. Wilderotter | Management | For | For |
9 | Elect Director Patricia A. Woertz | Management | For | For |
10 | Elect Director Ernesto Zedillo | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Provide for Cumulative Voting | Shareholder | Against | Against |
THE SOUTHERN COMPANY
MEETING DATE: MAY 25, 2011 |
||||
TICKER: SO
SECURITY ID: 842587107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J. P. Baranco | Management | For | For |
1.2 | Elect Director J. A. Boscia | Management | For | For |
1.3 | Elect Director H. A. Clark, III | Management | For | For |
1.4 | Elect Director T. A. Fanning | Management | For | For |
1.5 | Elect Director H.W. Habermeyer, Jr. | Management | For | For |
1.6 | Elect Director V.M Hagen | Management | For | For |
1.7 | Elect Director W. A. Hood, Jr. | Management | For | For |
1.8 | Elect Director D. M. James | Management | For | For |
1.9 | Elect Director D. E. Klein | Management | For | For |
1.10 | Elect Director J. N. Purcell | Management | For | For |
1.11 | Elect Director W. G. Smith, Jr. | Management | For | For |
1.12 | Elect Director S. R. Specker | Management | For | For |
1.13 | Elect Director L.D. Thompson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Approve Omnibus Stock Plan | Management | For | Against |
6 | Report on Coal Combustion Waste Hazard and Risk Mitigation Efforts | Shareholder | Against | Abstain |
THE TJX COMPANIES, INC.
MEETING DATE: JUN 14, 2011 |
||||
TICKER: TJX
SECURITY ID: 872540109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Jose B. Alvarez | Management | For | For |
2 | Elect Director Alan M. Bennett | Management | For | For |
3 | Elect Director Bernard Cammarata | Management | For | For |
4 | Elect Director David T. Ching | Management | For | For |
5 | Elect Director Michael F. Hines | Management | For | For |
6 | Elect Director Amy B. Lane | Management | For | For |
7 | Elect Director Carol Meyrowitz | Management | For | For |
8 | Elect Director John F. O'Brien | Management | For | For |
9 | Elect Director Willow B. Shire | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
THE WALT DISNEY COMPANY
MEETING DATE: MAR 23, 2011 |
||||
TICKER: DIS
SECURITY ID: 254687106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Susan E. Arnold | Management | For | For |
2 | Elect Director John E. Bryson | Management | For | For |
3 | Elect Director John S. Chen | Management | For | For |
4 | Elect Director Judith L. Estrin | Management | For | For |
5 | Elect Director Robert A. Iger | Management | For | For |
6 | Elect Director Steven P. Jobs | Management | For | For |
7 | Elect Director Fred H. Langhammer | Management | For | For |
8 | Elect Director Aylwin B. Lewis | Management | For | For |
9 | Elect Director Monica C. Lozano | Management | For | For |
10 | Elect Director Robert W. Matschullat | Management | For | For |
11 | Elect Director John E. Pepper, Jr. | Management | For | For |
12 | Elect Director Sheryl Sandberg | Management | For | For |
13 | Elect Director Orin C. Smith | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Approve Omnibus Stock Plan | Management | For | Against |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
17 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
18 | Prohibit Retesting Performance Goals | Shareholder | Against | Against |
UNDER ARMOUR, INC.
MEETING DATE: MAY 03, 2011 |
||||
TICKER: UA
SECURITY ID: 904311107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kevin A. Plank | Management | For | For |
1.2 | Elect Director Byron K. Adams, Jr. | Management | For | For |
1.3 | Elect Director Douglas E. Coltharp | Management | For | For |
1.4 | Elect Director Anthony W. Deering | Management | For | For |
1.5 | Elect Director A.B. Krongard | Management | For | For |
1.6 | Elect Director William R. McDermott | Management | For | For |
1.7 | Elect Director Harvey L. Sanders | Management | For | For |
1.8 | Elect Director T homas J. Sippel | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
VALEANT PHARMACEUTICALS INTERNATIONAL INC
MEETING DATE: MAY 16, 2011 |
||||
TICKER: VRX
SECURITY ID: 91911K102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Robert A. Ingram as Director | Management | For | For |
1.2 | Elect Theo Melas-Kyriazi as Director | Management | For | For |
1.3 | Elect G. Mason Morfit as Director | Management | For | For |
1.4 | Elect Laurence E. Paul as Director | Management | For | For |
1.5 | Elect J. Michael Pearson as Director | Management | For | For |
1.6 | Elect Robert N. Power as Director | Management | For | For |
1.7 | Elect Norma A. Provencio as Director | Management | For | For |
1.8 | Elect Lloyd M. Segal as Director | Management | For | For |
1.9 | Elect Katharine Stevenson as Director | Management | For | For |
1.10 | Elect Michael R. Van Every as Director | Management | For | For |
2 | Advisory Vote on Executive Compensation Approach | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
WELLS FARGO & COMPANY
MEETING DATE: MAY 03, 2011 |
||||
TICKER: WFC
SECURITY ID: 949746101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Election Director John D. Baker II | Management | For | For |
2 | Election Director John S. Chen | Management | For | For |
3 | Election Director Lloyd H. Dean | Management | For | For |
4 | Election Director Susan E. Engel | Management | For | For |
5 | Election Director Enrique Hernandez, Jr. | Management | For | For |
6 | Election Director Donald M. James | Management | For | For |
7 | Election Director Mackey J. McDonald | Management | For | For |
8 | Election Director Cynthia H. Milligan | Management | For | For |
9 | Elect Director Nicholas G. Moore | Management | For | For |
10 | Elect Director Philip J. Quigley | Management | For | For |
11 | Elect Director Judith M. Runstad | Management | For | For |
12 | Elect Director Stephen W. Sanger | Management | For | For |
13 | Elect Director John G. Stumpf | Management | For | For |
14 | Elect Director an G. Swenson | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
17 | Ratify Auditors | Management | For | For |
18 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
19 | Provide for Cumulative Voting | Shareholder | Against | Against |
20 | Require Independent Board Chairman | Shareholder | Against | Against |
21 | Advisory Vote to Ratify Directors' Compensation | Shareholder | Against | Abstain |
22 | Require Audit Committee Review and Report on Controls Related to Loans, Foreclosure and Securitizations | Shareholder | Against | Against |
YUM! BRANDS, INC.
MEETING DATE: MAY 19, 2011 |
||||
TICKER: YUM
SECURITY ID: 988498101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David W. Dorman | Management | For | For |
2 | Elect Director Massimo Ferragamo | Management | For | For |
3 | Elect Director J. David Grissom | Management | For | For |
4 | Elect Director Bonnie G. Hill | Management | For | For |
5 | Elect Director Robert Holland, Jr. | Management | For | For |
6 | Elect Director Kenneth G. Langone | Management | For | For |
7 | Elect Director Jonathan S. Linen | Management | For | For |
8 | Elect Director Thomas C. Nelson | Management | For | For |
9 | Elect Director David C. Novak | Management | For | For |
10 | Elect Director Thomas M. Ryan | Management | For | For |
11 | Elect Director Jing-Shyh S. Su | Management | For | For |
12 | Elect Director Robert D. Walter | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
16 | Provide Right to Call Special Meeting | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY FUND
07/01/2010 - 06/30/2011
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
ACORDA THERAPEUTICS, INC.
MEETING DATE: JUN 16, 2011 |
||||
TICKER: ACOR
SECURITY ID: 00484M106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ron Cohen | Management | For | For |
1.2 | Elect Director Lorin J. Randall | Management | For | For |
1.3 | Elect Director Steven M. Rauscher | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
AGILENT TECHNOLOGIES, INC.
MEETING DATE: MAR 01, 2011 |
||||
TICKER: A
SECURITY ID: 00846U101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Heidi Fields | Management | For | For |
2 | Elect Director David M. Lawrence | Management | For | For |
3 | Elect Director A. Barry Rand | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
ALCATEL LUCENT
MEETING DATE: MAY 27, 2011 |
||||
TICKER: ALU
SECURITY ID: 013904305
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Absence of Dividends | Management | For | For |
4 | Reelect Daniel Bernard as Director | Management | For | For |
5 | Reelect W. Frank Blount as Director | Management | For | For |
6 | Acknowledge Auditors' Special Report Regarding Related-Party Transactions and Absence of New Related-Party Transaction | Management | For | For |
7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
8 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
9 | Amend Articles 16 and 21 of Bylaws Re: Electronic Signature and Shareholders Identification | Management | For | For |
10 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
ALCOA INC.
MEETING DATE: MAY 06, 2011 |
||||
TICKER: AA
SECURITY ID: 013817101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Klaus Kleinfeld | Management | For | For |
1.2 | Elect Director James W. Owens | Management | For | For |
1.3 | Elect Director Ratan N. Tata | Management | For | For |
2 | Ratify Auditor | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
6 | Reduce Supermajority Vote Requirement Relating to Fair Price Protection | Management | For | For |
7 | Reduce Supermajority Vote Requirement Relating to Director Elections | Management | For | For |
8 | Reduce Supermajority Vote Requirement Relating to the Removal of Directors | Management | For | For |
9 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
10 | Declassify the Board of Directors | Shareholder | Against | For |
AMAZON.COM, INC.
MEETING DATE: JUN 07, 2011 |
||||
TICKER: AMZN
SECURITY ID: 023135106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Jeffrey P. Bezos | Management | For | For |
2 | Elect Director Tom A. Alberg | Management | For | For |
3 | Elect Director John Seely Brown | Management | For | For |
4 | Elect Director William B. Gordon | Management | For | For |
5 | Elect Director Alain Monie | Management | For | For |
6 | Elect Director Jonathan J. Rubinstein | Management | For | For |
7 | Elect Director Thomas O. Ryder | Management | For | For |
8 | Elect Director Patricia Q. Stonesifer | Management | For | For |
9 | Ratify Auditors | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
11 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
12 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | Against |
13 | Report on Climate Change | Shareholder | Against | Abstain |
AMERICAN EXPRESS COMPANY
MEETING DATE: MAY 02, 2011 |
||||
TICKER: AXP
SECURITY ID: 025816109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel F. Akerson | Management | For | For |
1.2 | Elect Director Charlene Barshefsky | Management | For | For |
1.3 | Elect Director Ursula M. Burns | Management | For | For |
1.4 | Elect Director Kenneth I. Chenault | Management | For | For |
1.5 | Elect Director Peter Chernin | Management | For | For |
1.6 | Elect Director Theodore J. Leonsis | Management | For | For |
1.7 | Director Jan Leschly | Management | For | For |
1.8 | Director Richard C. Levin | Management | For | For |
1.9 | Director Richard A. McGinn | Management | For | For |
1.10 | Director Edward D. Miller | Management | For | For |
1.11 | Director Steven S. Reinemund | Management | For | For |
1.12 | Director Robert D. Walter | Management | For | For |
1.13 | Director Ronald A. Williams | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Provide for Cumulative Voting | Shareholder | Against | Against |
6 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | Against |
AMPHENOL CORPORATION
MEETING DATE: MAY 25, 2011 |
||||
TICKER: APH
SECURITY ID: 032095101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ronald P. Badie | Management | For | For |
1.2 | Elect Director R. Adam Norwitt | Management | For | For |
1.3 | Elect Director Dean H. Secord | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
ANADARKO PETROLEUM CORPORATION
MEETING DATE: MAY 17, 2011 |
||||
TICKER: APC
SECURITY ID: 032511107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John R. Butler, Jr. | Management | For | For |
2 | Elect Director Kevin P. Chilton | Management | For | For |
3 | Elect Director Luke R. Corbett | Management | For | For |
4 | Elect Director H. Paulett Eberhart | Management | For | For |
5 | Elect Director Preston M. Geren, III | Management | For | For |
6 | Elect Director John R. Gordon | Management | For | For |
7 | Elect Director James T. Hackett | Management | For | For |
8 | Ratify Auditors | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
10 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
11 | Amend EEO Policy to Prohibit Discrimination based on Gender Identity | Shareholder | Against | For |
12 | Require Independent Board Chairman | Shareholder | Against | Against |
13 | Pro-rata Vesting of Equity Plans | Shareholder | Against | Against |
14 | Report on Political Contributions | Shareholder | Against | Abstain |
ANGLO AMERICAN PLC
MEETING DATE: APR 21, 2011 |
||||
TICKER: AAL
SECURITY ID: GB00B1XZS820
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Elect Phuthuma Nhleko as Director | Management | For | For |
4 | Re-elect Cynthia Carroll as Director | Management | For | For |
5 | Re-elect David Challen as Director | Management | For | For |
6 | Re-elect Sir CK Chow as Director | Management | For | For |
7 | Re-elect Sir Philip Hampton as Director | Management | For | For |
8 | Re-elect Rene Medori as Director | Management | For | For |
9 | Re-elect Ray O'Rourke as Director | Management | For | For |
10 | Re-elect Sir John Parker as Director | Management | For | For |
11 | Re-elect Mamphela Ramphele as Director | Management | For | For |
12 | Re-elect Jack Thompson as Director | Management | For | For |
13 | Re-elect Peter Woicke as Director | Management | For | For |
14 | Reappoint Deloitte LLP as Auditors | Management | For | For |
15 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
16 | Approve Remuneration Report | Management | For | For |
17 | Approve Long-Term Incentive Plan | Management | For | For |
18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
20 | Authorise Market Purchase | Management | For | For |
21 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
APACHE CORPORATION
MEETING DATE: MAY 05, 2011 |
||||
TICKER: APA
SECURITY ID: 037411105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director G. Steven Farris | Management | For | For |
2 | Elect Director Randolph M. Ferlic | Management | For | For |
3 | Elect Director A.D. Frazier, Jr. | Management | For | For |
4 | Elect Director John A. Kocur | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
8 | Increase Authorized Common Stock | Management | For | For |
9 | Increase Authorized Preferred Stock | Management | For | Against |
10 | Approve Omnibus Stock Plan | Management | For | Against |
APPLE INC.
MEETING DATE: FEB 23, 2011 |
||||
TICKER: AAPL
SECURITY ID: 037833100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William V. Campbell | Management | For | For |
1.2 | Elect Director Millard S. Drexler | Management | For | For |
1.3 | Elect Director Albert A. Gore, Jr. | Management | For | For |
1.4 | Elect Director Steven P. Jobs | Management | For | For |
1.5 | Elect Director Andrea Jung | Management | For | For |
1.6 | Elect Director Arthur D. Levinson | Management | For | For |
1.7 | Elect Director Ronald D. Sugar | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Adopt Policy on Succession Planning | Shareholder | Against | Against |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
ARCHER-DANIELS-MIDLAND COMPANY
MEETING DATE: NOV 04, 2010 |
||||
TICKER: ADM
SECURITY ID: 039483102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director George W. Buckley | Management | For | For |
2 | Elect Director Mollie Hale Carter | Management | For | For |
3 | Elect Director Pierre Dufour | Management | For | For |
4 | Elect Director Donald E. Felsinger | Management | For | For |
5 | Elect Director Victoria F. Haynes | Management | For | For |
6 | Elect Director Antonio Maciel Neto | Management | For | For |
7 | Elect Director Patrick J. Moore | Management | For | For |
8 | Elect Director Thomas F. O'Neill | Management | For | For |
9 | Elect Director Kelvin R. Westbrook | Management | For | For |
10 | Elect Director Patricia A. Woertz | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Adopt Policy to Prohibit Political Spending | Shareholder | Against | Abstain |
13 | Report on Political Contributions | Shareholder | Against | Abstain |
ARMSTRONG WORLD INDUSTRIES, INC.
MEETING DATE: JUL 02, 2010 |
||||
TICKER: AWI
SECURITY ID: 04247X102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stan A. Askren | Management | For | For |
1.2 | Elect Director David Bonderman | Management | For | For |
1.3 | Elect Director Kevin R. Burns | Management | For | For |
1.4 | Elect Director James J. Gaffney | Management | For | For |
1.5 | Elect Director Tao Huang | Management | For | For |
1.6 | Elect Director Michael F. Johnston | Management | For | For |
1.7 | Elect Director Larry S. McWilliams | Management | For | For |
1.8 | Elect Director James J. O'Connor | Management | For | For |
1.9 | Elect Director John J. Roberts | Management | For | For |
1.10 | Elect Director Richard E. Wenz | Management | For | For |
1.11 | Elect Director Bettina M. Whyte | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ARMSTRONG WORLD INDUSTRIES, INC.
MEETING DATE: JUN 24, 2011 |
||||
TICKER: AWI
SECURITY ID: 04247X102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stan A. Askren | Management | For | For |
1.2 | Elect Director David Bonderman | Management | For | Withhold |
1.3 | Elect Director Kevin R. Burns | Management | For | For |
1.4 | Elect Director Matthew J. Espe | Management | For | For |
1.5 | Elect Director James J. Gaffney | Management | For | For |
1.6 | Elect Director Tao Huang | Management | For | For |
1.7 | Elect Director Michael F. Johnston | Management | For | For |
1.8 | Elect Director Larry S. McWilliams | Management | For | For |
1.9 | Elect Director James J. O'Connor | Management | For | For |
1.10 | Elect Director John J. Roberts | Management | For | For |
1.11 | Elect Director Richard E. Wenz | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
6 | Ratify Auditors | Management | For | For |
ATOS ORIGIN
MEETING DATE: JUN 01, 2011 |
||||
TICKER: ATO
SECURITY ID: FR0000051732
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 0.50 per Share | Management | For | For |
4 | Authorize Repurchase of Up to 5 Percent of Issued Share Capital | Management | For | Against |
5 | Approve Remuneration of Directors in the Aggregate Amount of EUR 500,000 | Management | For | For |
6 | Renew Appointment of Colette Neuville as Censor | Management | For | For |
7 | Ratify Change of Registered Office to River Ouest, 80, Quai Voltaire 95870 Bezons | Management | For | For |
8 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
9 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
AUXILIUM PHARMACEUTICALS, INC.
MEETING DATE: JUN 16, 2011 |
||||
TICKER: AUXL
SECURITY ID: 05334D107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Rolf A. Classon | Management | For | For |
1.2 | Elect Director Al Altomari | Management | For | For |
1.3 | Elect Director Armando Anido | Management | For | For |
1.4 | Elect Director Peter C. Brandt | Management | For | For |
1.5 | Elect Director Oliver S. Fetzer | Management | For | For |
1.6 | Elect Director Paul A. Friedman | Management | For | For |
1.7 | Elect Director Renato Fuchs | Management | For | For |
1.8 | Elect Director Nancy S. Lurker | Management | For | For |
1.9 | Elect Director William T. McKee | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
BANK OF AMERICA CORPORATION
MEETING DATE: MAY 11, 2011 |
||||
TICKER: BAC
SECURITY ID: 060505104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Mukesh D. Ambani | Management | For | For |
2 | Elect Director Susan S. Bies | Management | For | For |
3 | Elect Director Frank P. Bramble, Sr. | Management | For | For |
4 | Elect Director Virgis W. Colbert | Management | For | For |
5 | Elect Director Charles K. Gifford | Management | For | For |
6 | Elect Director Charles O. Holliday, Jr. | Management | For | For |
7 | Elect Director D. Paul Jones, Jr. | Management | For | For |
8 | Elect Director Monica C. Lozano | Management | For | For |
9 | Elect Director Thomas J. May | Management | For | For |
10 | Elect Director Brian T. Moynihan | Management | For | For |
11 | Elect Director Donald E. Powell | Management | For | For |
12 | Elect Director Charles O. Rossotti | Management | For | For |
13 | Elect Director Robert W. Scully | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
16 | Ratify Auditors | Management | For | For |
17 | Disclose Prior Government Service | Shareholder | Against | Against |
18 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
19 | Require Audit Committee Review and Report on Controls Related to Loans, Foreclosure and Securitizations | Shareholder | Against | Against |
20 | Report on Lobbying Expenses | Shareholder | Against | Abstain |
21 | Report on Collateral in Derivatives Trading | Shareholder | Against | For |
22 | Restore or Provide for Cumulative Voting | Shareholder | Against | Against |
23 | Claw-back of Payments under Restatements | Shareholder | Against | For |
24 | Prohibit Certain Relocation Benefits to Senior Executives | Shareholder | Against | Against |
BIOGEN IDEC INC.
MEETING DATE: JUN 02, 2011 |
||||
TICKER: BIIB
SECURITY ID: 09062X103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Caroline D. Dorsa | Management | For | For |
2 | Elect Director Stelios Papadopoulos | Management | For | For |
3 | Elect Director George A. Scangos | Management | For | For |
4 | Elect Director Lynn Schenk | Management | For | For |
5 | Elect Director Alexander J. Denner | Management | For | For |
6 | Elect Director Nancy L. Leaming | Management | For | For |
7 | Elect Director Richard C. Mulligan | Management | For | For |
8 | Elect Director Robert W. Pangia | Management | For | For |
9 | Elect Director Brian S. Posner | Management | For | For |
10 | Elect Director Eric K. Rowinsky | Management | For | For |
11 | Elect Director Stephen A. Sherwin | Management | For | For |
12 | Elect Director William D. Young | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
16 | Declassify the Board of Directors | Management | For | For |
BMW GROUP BAYERISCHE MOTOREN WERKE AG
MEETING DATE: MAY 12, 2011 |
||||
TICKER: BMW
SECURITY ID: DE0005190003
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2010 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 1.30 per Common Share and EUR 1.32 per Preference Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2010 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2010 | Management | For | For |
5 | Ratify KPMG AG as Auditors for Fiscal 2011 | Management | For | For |
6 | Approve Remuneration System for Management Board Members | Management | For | For |
BRITISH AMERICAN TOBACCO PLC
MEETING DATE: APR 28, 2011 |
||||
TICKER: BATS
SECURITY ID: GB0002875804
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
5 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
6 | Re-elect Richard Burrows as Director | Management | For | For |
7 | Re-elect Karen de Segundo as Director | Management | For | For |
8 | Re-elect Nicandro Durante as Director | Management | For | For |
9 | Re-elect Robert Lerwill as Director | Management | For | For |
10 | Re-elect Christine Morin-Postel as Director | Management | For | For |
11 | Re-elect Gerry Murphy as Director | Management | For | For |
12 | Re-elect Anthony Ruys as Director | Management | For | For |
13 | Re-elect Sir Nicholas Scheele as Director | Management | For | For |
14 | Re-elect Ben Stevens as Director | Management | For | For |
15 | Elect John Daly as Director | Management | For | For |
16 | Elect Kieran Poynter as Director | Management | For | For |
17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
19 | Authorise Market Purchase | Management | For | For |
20 | Amend Long Term Incentive Plan | Management | For | For |
21 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
C. R. BARD, INC.
MEETING DATE: APR 20, 2011 |
||||
TICKER: BCR
SECURITY ID: 067383109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John C. Kelly | Management | For | For |
1.2 | Elect Director Gail K. Naughton | Management | For | For |
1.3 | Elect Director John H. Weiland | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Prepare Sustainability Report | Shareholder | Against | Abstain |
6 | Declassify the Board of Directors | Shareholder | Against | For |
CATERPILLAR INC.
MEETING DATE: JUN 08, 2011 |
||||
TICKER: CAT
SECURITY ID: 149123101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David L. Calhoun | Management | For | For |
1.2 | Elect Director Daniel M. Dickinson | Management | For | For |
1.3 | Elect Director Eugene V. Fife | Management | For | For |
1.4 | Elect Director Juan Gallardo | Management | For | For |
1.5 | Elect Director David R. Goode | Management | For | For |
1.6 | Elect Director Jesse J. Greene, Jr. | Management | For | For |
1.7 | Elect Director Peter A. Magowan | Management | For | For |
1.8 | Elect Director Dennis A. Muilenburg | Management | For | For |
1.9 | Elect Director Douglas R. Oberhelman | Management | For | For |
1.10 | Elect Director William A. Osborn | Management | For | For |
1.11 | Elect Director Charles D. Powell | Management | For | For |
1.12 | Elect Director Edward B. Rust, Jr. | Management | For | For |
1.13 | Elect Director Susan C. Schwab | Management | For | For |
1.14 | Elect Director Joshua I. Smith | Management | For | For |
1.15 | Elect Director Miles D. White | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Report on Political Contributions | Shareholder | Against | Abstain |
7 | Stock Retention/Holding Period | Shareholder | Against | Against |
8 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
9 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
10 | Require Independent Board Chairman | Shareholder | Against | Against |
11 | Review and Assess Human Rights Policies | Shareholder | Against | Abstain |
12 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | Against |
CHECK POINT SOFTWARE TECHNOLOGIES LTD.
MEETING DATE: MAY 24, 2011 |
||||
TICKER: CPW
SECURITY ID: M22465104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Gil Shwed as Director | Management | For | For |
1.2 | Elect Marius Nacht as Director | Management | For | For |
1.3 | Elect Jerry Ungerman as Director | Management | For | For |
1.4 | Elect Dan Propper as Director | Management | For | For |
1.5 | Elect David Rubner as Director | Management | For | For |
1.6 | Elect Tal Shavit as Director | Management | For | For |
2.1 | Elect Ray Rothrock as External Director | Management | For | For |
2.2 | Elect Irwin Federman as External Director | Management | For | For |
3 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Amend Compensation of Directors | Management | For | For |
5 | Approve Grant of Options to Executive Director | Management | For | For |
CHEVRON CORPORATION
MEETING DATE: MAY 25, 2011 |
||||
TICKER: CVX
SECURITY ID: 166764100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director L.F. Deily | Management | For | For |
2 | Elect Director R.E. Denham | Management | For | For |
3 | Elect Director R.J. Eaton | Management | For | For |
4 | Elect Director C. Hagel | Management | For | For |
5 | Elect Director E. Hernandez | Management | For | For |
6 | Elect Director G.L. Kirkland | Management | For | For |
7 | Elect Director D.B. Rice | Management | For | For |
8 | Elect Director K.W. Sharer | Management | For | For |
9 | Elect Director C.R. Shoemate | Management | For | For |
10 | Elect Director J.G. Stumpf | Management | For | For |
11 | Elect Director R.D. Sugar | Management | For | For |
12 | Elect Director C. Ware | Management | For | For |
13 | Elect Director J.S. Watson | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
17 | Request Director Nominee with Environmental Qualifications | Shareholder | Against | Against |
18 | Amend Bylaws to Establish a Board Committee on Human Rights | Shareholder | Against | Abstain |
19 | Include Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
20 | Adopt Guidelines for Country Selection | Shareholder | Against | Abstain |
21 | Report on Financial Risks of Climate Change | Shareholder | Against | Abstain |
22 | Report on Environmental Impacts of Natural Gas Fracturing | Shareholder | Against | Abstain |
23 | Report on Offshore Oil Wells and Spill Mitigation Measures | Shareholder | Against | Abstain |
CISCO SYSTEMS, INC.
MEETING DATE: NOV 18, 2010 |
||||
TICKER: CSCO
SECURITY ID: 17275R102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Carol A. Bartz | Management | For | For |
2 | Elect Director M. Michele Burns | Management | For | For |
3 | Elect Director Michael D. Capellas | Management | For | For |
4 | Elect Director Larry R. Carter | Management | For | For |
5 | Elect Director John T. Chambers | Management | For | For |
6 | Elect Director Brian L. Halla | Management | For | For |
7 | Elect Director John L. Hennessy | Management | For | For |
8 | Elect Director Richard M. Kovacevich | Management | For | For |
9 | Elect Director Roderick C. Mcgeary | Management | For | For |
10 | Elect Director Michael K. Powell | Management | For | For |
11 | Elect Director Arun Sarin | Management | For | For |
12 | Elect Director Steven M. West | Management | For | For |
13 | Elect Director Jerry Yang | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Ratify Auditors | Management | For | For |
16 | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | Shareholder | Against | Abstain |
17 | Report on Internet Fragmentation | Shareholder | Against | Abstain |
18 | Adopt Policy Prohibiting Sale of Products in China if they Contribute to Human Rights Abuses | Shareholder | Against | Abstain |
CITIGROUP INC.
MEETING DATE: APR 21, 2011 |
||||
TICKER: C
SECURITY ID: 172967101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Alain J.P. Belda | Management | For | For |
2 | Elect Director Timothy C. Collins | Management | For | For |
3 | Elect Director Jerry A. Grundhofer | Management | For | For |
4 | Elect Director Robert L. Joss | Management | For | For |
5 | Elect Director Michael E. O'Neill | Management | For | For |
6 | Elect Director Vikram S. Pandit | Management | For | For |
7 | Elect Director Richard D. Parsons | Management | For | For |
8 | Elect Director Lawrence R. Ricciardi | Management | For | For |
9 | Elect Director Judith Rodin | Management | For | For |
10 | Elect Director Robert L. Ryan | Management | For | For |
11 | Elect Director Anthony M. Santomero | Management | For | For |
12 | Elect Director Diana L. Taylor | Management | For | For |
13 | Elect Director William S. Thompson, Jr. | Management | For | For |
14 | Elect Director Ernesto Zedillo | Management | For | For |
15 | Ratify Auditors | Management | For | For |
16 | Amend Omnibus Stock Plan | Management | For | Against |
17 | Approve Executive Incentive Bonus Plan | Management | For | For |
18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
19 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
20 | Approve Reverse Stock Split | Management | For | For |
21 | Affirm Political Non-Partisanship | Shareholder | Against | Abstain |
22 | Report on Political Contributions | Shareholder | Against | Abstain |
23 | Report on Restoring Trust and Confidence in the Financial System | Shareholder | Against | Against |
24 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
25 | Require Audit Committee Review and Report on Controls Related to Loans, Foreclosure and Securitizations | Shareholder | Against | Against |
CITRIX SYSTEMS, INC.
MEETING DATE: MAY 26, 2011 |
||||
TICKER: CTXS
SECURITY ID: 177376100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Murray J. Demo | Management | For | For |
2 | Elect Director Asiff S. Hirji | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
CITY NATIONAL CORPORATION
MEETING DATE: APR 20, 2011 |
||||
TICKER: CYN
SECURITY ID: 178566105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard L. Bloch | Management | For | For |
1.2 | Elect Director Bram Goldsmith | Management | For | For |
1.3 | Elect Director Ashok Israni | Management | For | For |
1.4 | Elect Director Kenneth Ziffren | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Declassify the Board of Directors | Shareholder | Against | For |
COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION
MEETING DATE: JUN 02, 2011 |
||||
TICKER: CTSH
SECURITY ID: 192446102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert W. Howe | Management | For | For |
2 | Elect Director Robert E. Weissman | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Increase Authorized Common Stock | Management | For | For |
6 | Reduce Supermajority Vote Requirement | Management | For | For |
7 | Reduce Supermajority Vote Requirement | Management | For | For |
8 | Ratify Auditors | Management | For | For |
COMERICA INCORPORATED
MEETING DATE: APR 26, 2011 |
||||
TICKER: CMA
SECURITY ID: 200340107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Roger A. Cregg | Management | For | For |
2 | Elect Director T. Kevin DeNicola | Management | For | For |
3 | Elect Director Alfred A. Piergallini | Management | For | For |
4 | Elect Director Nina G. Vaca | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Approve Executive Incentive Bonus Plan | Management | For | For |
7 | Reduce Supermajority Vote Requirement | Management | For | For |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
9 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
COOPER INDUSTRIES PLC
MEETING DATE: MAY 02, 2011 |
||||
TICKER: CBE
SECURITY ID: G24140108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Linda A. Hill as Director | Management | For | For |
2 | Elect James J. Postl as Director | Management | For | For |
3 | Elect Mark S. Thompson as Director | Management | For | For |
4 | Accept Financial Statements and Statutory Reports | Management | For | For |
5 | Approve Ernst & Young as Auditors and Authorize the Audit Committee to Fix Their Remuneration | Management | For | For |
6 | Approve Omnibus Stock Plan | Management | For | Against |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
8 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
9 | Authorize Share Repurchase by any Subsidiary of the Company | Management | For | For |
10 | Authorize the Reissue Price Range of Treasury Shares | Management | For | For |
COVANCE INC.
MEETING DATE: MAY 12, 2011 |
||||
TICKER: CVD
SECURITY ID: 222816100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gary E. Costley | Management | For | For |
1.2 | Elect Director Sandra L. Helton | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
5 | Report on Animal Welfare Act Violations | Shareholder | Against | Abstain |
COVIDIEN PUBLIC LIMITED COMPANY
MEETING DATE: MAR 15, 2011 |
||||
TICKER: COV
SECURITY ID: G2554F105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Craig Arnold | Management | For | For |
2 | Elect Director Robert H. Brust | Management | For | For |
3 | Elect Director John M. Connors, Jr. | Management | For | For |
4 | Elect Director Christopher J. Coughlin | Management | For | For |
5 | Elect Director Timothy M. Donahue | Management | For | For |
6 | Elect Director Kathy J. Herbert | Management | For | For |
7 | Elect Director Randall J. Hogan III | Management | For | For |
8 | Elect Director Richard J. Meelia | Management | For | For |
9 | Elect Director Dennis H. Reilley | Management | For | For |
10 | Elect Director Tadataka Yamada | Management | For | For |
11 | Elect Director Joseph A. Zaccagnino | Management | For | For |
12 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
13 | Approve Reverse Stock Split Immediately Followed by a Forward Stock Split | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
CSX CORPORATION
MEETING DATE: MAY 04, 2011 |
||||
TICKER: CSX
SECURITY ID: 126408103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Donna M. Alvarado | Management | For | For |
2 | Elect Director John B. Breaux | Management | For | For |
3 | Elect Director Pamela L. Carter | Management | For | For |
4 | Elect Director Steven T. Halverson | Management | For | For |
5 | Elect Director Edward J. Kelly, III | Management | For | For |
6 | Elect Director Gilbert H. Lamphere | Management | For | For |
7 | Elect Director John D. McPherson | Management | For | For |
8 | Elect Director Timothy T. O'Toole | Management | For | For |
9 | Elect Director David M. Ratcliffe | Management | For | For |
10 | Elect Director Donald J. Shepard | Management | For | For |
11 | Elect Director Michael J. Ward | Management | For | For |
12 | Elect Director J.C. Watts, Jr. | Management | For | For |
13 | Elect Director J. Steven Whisler | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
DANAHER CORPORATION
MEETING DATE: MAY 10, 2011 |
||||
TICKER: DHR
SECURITY ID: 235851102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director H. Lawrence Culp, Jr. | Management | For | For |
1.2 | Elect Director Mitchell P. Rales | Management | For | For |
1.3 | Elect Director Elias A. Zerhouni | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Management | For | For |
4 | Provide Right to Call Special Meeting | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
DR PEPPER SNAPPLE GROUP, INC.
MEETING DATE: MAY 19, 2011 |
||||
TICKER: DPS
SECURITY ID: 26138E109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Joyce M. Roche | Management | For | For |
2 | Elect Director Wayne R. Sanders | Management | For | For |
3 | Elect Director Jack L. Stahl | Management | For | For |
4 | Elect Director Larry D. Young | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
EBAY INC.
MEETING DATE: APR 28, 2011 |
||||
TICKER: EBAY
SECURITY ID: 278642103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Fred D. Anderson | Management | For | For |
2 | Elect Director Edward W. Barnholt | Management | For | For |
3 | Elect Director Scott D. Cook | Management | For | For |
4 | Elect Director John J. Donahoe | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Ratify Auditors | Management | For | For |
8 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
ELAN CORPORATION PLC
MEETING DATE: MAY 26, 2011 |
||||
TICKER: DRX
SECURITY ID: 284131208
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Elect Robert Ingram as Director | Management | For | For |
3 | Reelect Giles Kerr as Director | Management | For | For |
4 | Reelect Kieran McGowan as Director | Management | For | For |
5 | Reelect Kyran McLaughlin as Director | Management | For | For |
6 | Reelect Dennis Selkoe as Director | Management | For | For |
7 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
8 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights | Management | For | For |
9 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
10 | Authorize Share Repurchase Program | Management | For | For |
11 | Authorize Reissuance of Repurchased Shares | Management | For | For |
12 | Authorize the Company to Call EGM with Two Weeks' Notice | Management | For | For |
EXXON MOBIL CORPORATION
MEETING DATE: MAY 25, 2011 |
||||
TICKER: XOM
SECURITY ID: 30231G102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director M.J. Boskin | Management | For | For |
1.2 | Elect Director P. Brabeck-Letmathe | Management | For | For |
1.3 | Elect Director L.R. Faulkner | Management | For | For |
1.4 | Elect Director J.S. Fishman | Management | For | For |
1.5 | Elect Director K.C. Frazier | Management | For | For |
1.6 | Elect Director W.W. George | Management | For | For |
1.7 | Elect Director M.C. Nelson | Management | For | For |
1.8 | Elect Director S.J. Palmisano | Management | For | For |
1.9 | Elect Director S.S. Reinemund | Management | For | For |
1.10 | Elect Director R.W. Tillerson | Management | For | For |
1.11 | Elect Director E.E. Whitacre, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
6 | Report on Political Contributions | Shareholder | Against | Abstain |
7 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | Against |
8 | Adopt Policy on Human Right to Water | Shareholder | Against | Abstain |
9 | Report on Environmental Impact of Oil Sands Operations in Canada | Shareholder | Against | Abstain |
10 | Report on Environmental Impacts of Natural Gas Fracturing | Shareholder | Against | Abstain |
11 | Report on Energy Technologies Development | Shareholder | Against | Abstain |
12 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
FIAT SPA
MEETING DATE: MAR 30, 2011 |
||||
TICKER: F
SECURITY ID: IT0001976403
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements, Statutory Reports, and Allocation of Income | Management | For | Did Not Vote |
2 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | Did Not Vote |
3 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | Did Not Vote |
FIDELITY NATIONAL INFORMATION SERVICES, INC.
MEETING DATE: MAY 18, 2011 |
||||
TICKER: FIS
SECURITY ID: 31620M106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David K. Hunt | Management | For | For |
2 | Elect Director Richard N. Massey | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Approve Executive Incentive Bonus Plan | Management | For | For |
FIRSTENERGY CORP.
MEETING DATE: SEP 14, 2010 |
||||
TICKER: FE
SECURITY ID: 337932107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
FLUOR CORPORATION
MEETING DATE: MAY 05, 2011 |
||||
TICKER: FLR
SECURITY ID: 343412102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Peter J. Fluor | Management | For | For |
2 | Elect Director Joseph W. Prueher | Management | For | For |
3 | Elect Director Suzanne H. Woolsey | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
6 | Declassify the Board of Directors | Management | For | For |
7 | Reduce Supermajority Vote Requirement | Management | For | For |
8 | Ratify Auditors | Management | For | For |
GCL-POLY ENERGY HOLDINGS LTD.
MEETING DATE: APR 21, 2011 |
||||
TICKER: 03800
SECURITY ID: KYG3774X1088
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Refreshment of Scheme Mandate Limit under the Share Option Scheme | Management | For | For |
GCL-POLY ENERGY HOLDINGS LTD.
MEETING DATE: MAY 16, 2011 |
||||
TICKER: 03800
SECURITY ID: KYG3774X1088
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Declare Final Dividend | Management | For | For |
3a | Reelect Zhu Gong Shan as Executive Director | Management | For | Against |
3b | Reelect Sha Hong Qiu as Executive Director | Management | For | Against |
3c | Reelect Ji Jun as Executive Director | Management | For | Against |
3d | Reelect Yu Bao Dong as Executive Director | Management | For | Against |
3e | Reelect Tong Yee Ming as Executive Director | Management | For | Against |
3f | Authorize Board to Fix Remuneration of Directors | Management | For | For |
4 | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
5b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
5c | Authorize Reissuance of Repurchased Shares | Management | For | For |
GENERAL ELECTRIC COMPANY
MEETING DATE: APR 27, 2011 |
||||
TICKER: GE
SECURITY ID: 369604103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director W. Geoffrey Beattie | Management | For | For |
2 | Elect Director James I. Cash, Jr. | Management | For | For |
3 | Elect Director Ann M. Fudge | Management | For | For |
4 | Elect Director Susan Hockfield | Management | For | For |
5 | Elect Director Jeffrey R. Immelt | Management | For | For |
6 | Elect Director Andrea Jung | Management | For | For |
7 | Elect Director Alan G. Lafley | Management | For | For |
8 | Elect Director Robert W. Lane | Management | For | For |
9 | Elect Director Ralph S. Larsen | Management | For | For |
10 | Elect Director Rochelle B. Lazarus | Management | For | For |
11 | Elect Director James J. Mulva | Management | For | For |
12 | Elect Director Sam Nunn | Management | For | For |
13 | Elect Director Roger S. Penske | Management | For | For |
14 | Elect Director Robert J. Swieringa | Management | For | For |
15 | Elect Director James S. Tisch | Management | For | For |
16 | Elect Director Douglas A. Warner III | Management | For | For |
17 | Ratify Auditors | Management | For | For |
18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
19 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
20 | Provide for Cumulative Voting | Shareholder | Against | Against |
21 | Performance-Based Equity Awards | Shareholder | Against | Against |
22 | Withdraw Stock Options Granted to Executive Officers | Shareholder | Against | Against |
23 | Report on Climate Change Business Risk | Shareholder | Against | Abstain |
24 | Report on Animal Testing and Plans for Reduction | Shareholder | Against | Abstain |
GOLDCORP INC.
MEETING DATE: MAY 18, 2011 |
||||
TICKER: G
SECURITY ID: CA3809564097
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Ian W. Telfer as Director | Management | For | For |
1.2 | Elect Douglas M. Holtby as Director | Management | For | For |
1.3 | Elect Charles A. Jeannes as Director | Management | For | For |
1.4 | Elect John P. Bell as Director | Management | For | For |
1.5 | Elect Lawrence I. Bell as Director | Management | For | For |
1.6 | Elect Beverley A. Briscoe as Director | Management | For | For |
1.7 | Elect Peter J. Dey as Director | Management | For | For |
1.8 | Elect P. Randy Reifel as Director | Management | For | For |
1.9 | Elect A. Dan Rovig as Director | Management | For | For |
1.10 | Elect Kenneth F. Williamson as Director | Management | For | For |
2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Amend Stock Option Plan | Management | For | For |
4 | Approve Increase in Size of Board from 10 to 12 | Management | For | For |
5 | Improve Human Rights Standards or Policies | Shareholder | Against | Against |
GOODRICH CORPORATION
MEETING DATE: APR 19, 2011 |
||||
TICKER: GR
SECURITY ID: 382388106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Carolyn Corvi | Management | For | For |
1.2 | Elect Director Diane C. Creel | Management | For | For |
1.3 | Elect Director Harris E. Deloach, Jr. | Management | For | For |
1.4 | Elect Director James W. Griffith | Management | For | For |
1.5 | Elect Director William R. Holland | Management | For | For |
1.6 | Elect Director John P. Jumper | Management | For | For |
1.7 | Elect Director Marshall O. Larsen | Management | For | For |
1.8 | Elect Director Lloyd W. Newton | Management | For | For |
1.9 | Elect Director Alfred M. Rankin, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
GOOGLE INC.
MEETING DATE: JUN 02, 2011 |
||||
TICKER: GOOG
SECURITY ID: 38259P508
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Larry Page | Management | For | For |
1.2 | Elect Director Sergey Brin | Management | For | For |
1.3 | Elect Director Eric E. Schmidt | Management | For | For |
1.4 | Elect Director L. John Doerr | Management | For | For |
1.5 | Elect Director John L. Hennessy | Management | For | For |
1.6 | Elect Director Ann Mather | Management | For | For |
1.7 | Elect Director Paul S. Otellini | Management | For | For |
1.8 | Elect Director K. Ram Shriram | Management | For | For |
1.9 | Elect Director Shirley M. Tilghman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
6 | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | Shareholder | Against | Abstain |
7 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
8 | Report on Code of Conduct Compliance | Shareholder | Against | Against |
GREATVIEW ASEPTIC PACKAGING CO LTD.
MEETING DATE: JUN 03, 2011 |
||||
TICKER:
SECURITY ID: KYG407691040
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
2a1 | Reelect Bi Hua, Jeff as Director | Management | For | Against |
2a2 | Reelect Hong Gang as Director | Management | For | Against |
2a3 | Reelect James Henry Hildebrandt as Director | Management | For | Against |
2a4 | Reelect Zhu Jia as Director | Management | For | Against |
2a5 | Reelect Lee Lap, Danny as Director | Management | For | Against |
2a6 | Reelect Lew Kiang Hua as Director | Management | For | Against |
2a7 | Reelect Shang Xiaojun as Director | Management | For | Against |
2a8 | Reelect Allen Warren Lueth as Director | Management | For | For |
2a9 | Reelect Ernst Hermann Behrens as Director | Management | For | Against |
2a10 | Reelect Chen Weishu as Director | Management | For | Against |
2b | Approve Remuneration of Directors | Management | For | For |
3 | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
4b | Authorize Share Repurchase Up to 10 Percent of Issued Share Capital | Management | For | For |
4c | Authorize Reissuance of Repurchased Shares | Management | For | For |
GULFPORT ENERGY CORPORATION
MEETING DATE: JUN 16, 2011 |
||||
TICKER: GPOR
SECURITY ID: 402635304
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mike Liddell | Management | For | For |
1.2 | Elect Director Donald L. Dillingham | Management | For | For |
1.3 | Elect Director David L. Houston | Management | For | For |
1.4 | Elect Director James D. Palm | Management | For | For |
1.5 | Elect Director Scott E. Streller | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
HALLIBURTON COMPANY
MEETING DATE: MAY 19, 2011 |
||||
TICKER: HAL
SECURITY ID: 406216101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Alan M. Bennett | Management | For | For |
2 | Elect Director James R. Boyd | Management | For | For |
3 | Elect Director Milton Carroll | Management | For | For |
4 | Elect Director Nance K. Dicciani | Management | For | For |
5 | Elect Director S. Malcolm Gillis | Management | For | For |
6 | Elect Director Abdallah S. Jum'ah | Management | For | For |
7 | Elect Director David J. Lesar | Management | For | For |
8 | Elect Director Robert A. Malone | Management | For | For |
9 | Elect Director J Landis Martin | Management | For | For |
10 | Elect Director Debra L. Reed | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
14 | Review and Assess Human Rights Policies | Shareholder | Against | Abstain |
15 | Report on Political Contributions | Shareholder | Against | Abstain |
HERBALIFE LTD.
MEETING DATE: APR 28, 2011 |
||||
TICKER: HLF
SECURITY ID: G4412G101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael O. Johnson | Management | For | For |
1.2 | Elect Director John Tartol | Management | For | For |
1.3 | Elect Director Carole Black | Management | For | For |
1.4 | Elect Director Michael J. Levitt | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Approve 2:1 Stock Split | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Ratify Auditors | Management | For | For |
7 | Amend Executive Incentive Bonus Plan | Management | For | For |
HESS CORPORATION
MEETING DATE: MAY 04, 2011 |
||||
TICKER: HES
SECURITY ID: 42809H107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director E.E. Holiday | Management | For | For |
2 | Elect Director J.H. Mullin | Management | For | For |
3 | Elect Director F.B. Walker | Management | For | For |
4 | Elect Director R.N. Wilson | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Ratify Auditors | Management | For | For |
8 | Amend Executive Incentive Bonus Plan | Management | For | For |
HEWLETT-PACKARD COMPANY
MEETING DATE: MAR 23, 2011 |
||||
TICKER: HPQ
SECURITY ID: 428236103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director M. L. Andreessen | Management | For | For |
2 | Elect Director L. Apotheker | Management | For | For |
3 | Elect Director L.T. Babbio, Jr. | Management | For | For |
4 | Elect Director S.M. Baldauf | Management | For | For |
5 | Elect Director S. Banerji | Management | For | For |
6 | Elect Director R.L. Gupta | Management | For | For |
7 | Elect Director J.H. Hammergren | Management | For | For |
8 | Elect Director R.J. Lane | Management | For | For |
9 | Elect Director G.M. Reiner | Management | For | For |
10 | Elect Director P.F. Russo | Management | For | For |
11 | Elect Director D. Senequier | Management | For | For |
12 | Elect Director G.K. Thompson | Management | For | For |
13 | Elect Director M.C. Whitman | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
16 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
17 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
18 | Amend Executive Incentive Bonus Plan | Management | For | For |
HTC CORPORATION
MEETING DATE: JUN 15, 2011 |
||||
TICKER: 2498
SECURITY ID: TW0002498003
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2010 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve 2010 Allocation of Income and Dividends | Management | For | For |
3 | Approve Capitalization of 2010 Dividends and Employee Profit Sharing | Management | For | For |
4 | Amend Articles of Association | Management | For | For |
5 | Approve to Amend Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
6.1 | Elect David Bruce Yoffie with Shareholder Number 19540707DA as Director | Management | For | For |
6.2 | Elect Jerry H.C. Chu with ID Number A121108388 as Supervisor | Management | For | For |
7 | Approve Release of Restrictions of Competitive Activities of Directors | Management | For | For |
8 | Transact Other Business (Non-Voting) | Management | None | None |
IHS INC.
MEETING DATE: MAY 05, 2011 |
||||
TICKER: IHS
SECURITY ID: 451734107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jerre L. Stead | Management | For | For |
1.2 | Elect Director C. Michael Armstrong | Management | For | For |
1.3 | Elect Director Balakrishnan S. Iyer | Management | For | For |
1.4 | Elect Director Brian H. Hall | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
INCYTE CORPORATION
MEETING DATE: MAY 20, 2011 |
||||
TICKER: INCY
SECURITY ID: 45337C102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard U. De Schutter | Management | For | For |
1.2 | Elect Director Barry M. Ariko | Management | For | For |
1.3 | Elect Director Julian C. Baker | Management | For | For |
1.4 | Elect Director Paul A. Brooke | Management | For | For |
1.5 | Elect Director Wendy L. Dixon | Management | For | For |
1.6 | Elect Director Paul A. Friedman | Management | For | For |
1.7 | Elect Director John F. Niblack | Management | For | For |
1.8 | Elect Director Roy A. Whitfield | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Ratify Auditors | Management | For | For |
INGERSOLL-RAND PLC
MEETING DATE: JUN 02, 2011 |
||||
TICKER: IR
SECURITY ID: G47791101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Ann C. Berzin | Management | For | For |
2 | Elect Director John Bruton | Management | For | For |
3 | Elect Director Jared L. Cohon | Management | For | For |
4 | Elect Director Gary D. Forsee | Management | For | For |
5 | Elect Director Peter C. Godsoe | Management | For | For |
6 | Elect Director Edward E. Hagenlocker | Management | For | For |
7 | Elect Director Constance J. Horner | Management | For | For |
8 | Elect Director Michael W. Lamach | Management | For | For |
9 | Elect Director Theodore E. Martin | Management | For | For |
10 | Elect Director Richard J. Swift | Management | For | For |
11 | Elect Director Tony L. White | Management | For | For |
12 | Approve Executive Incentive Scheme | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
15 | Authorize Market Purchase | Management | For | For |
16 | Ratify Auditors | Management | For | For |
JAPAN TOBACCO INC
MEETING DATE: JUN 24, 2011 |
||||
TICKER: 2914
SECURITY ID: JP3726800000
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 4000 | Management | For | For |
2 | Amend Articles To Indemnify Directors and Statutory Auditors | Management | For | For |
3.1 | Appoint Statutory Auditor Tateishi, Hisao | Management | For | For |
3.2 | Appoint Statutory Auditor Shiozawa, Gisuke | Management | For | For |
3.3 | Appoint Statutory Auditor Ueda, Koichi | Management | For | For |
3.4 | Appoint Statutory Auditor Imai, Yoshinori | Management | For | For |
JPMORGAN CHASE & CO.
MEETING DATE: MAY 17, 2011 |
||||
TICKER: JPM
SECURITY ID: 46625H100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Crandall C. Bowles | Management | For | For |
2 | Elect Director Stephen B. Burke | Management | For | For |
3 | Elect Director David M. Cote | Management | For | For |
4 | Elect Director James S. Crown | Management | For | For |
5 | Elect Director James Dimon | Management | For | For |
6 | Elect Director Ellen V. Futter | Management | For | For |
7 | Elect Director William H. Gray, III | Management | For | For |
8 | Elect Director Laban P. Jackson, Jr. | Management | For | For |
9 | Elect Director David C. Novak | Management | For | For |
10 | Elect Director Lee R. Raymond | Management | For | For |
11 | Elect Director William C. Weldon | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
15 | Amend Omnibus Stock Plan | Management | For | For |
16 | Affirm Political Non-Partisanship | Shareholder | Against | Abstain |
17 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
18 | Report on Loan Modifications | Shareholder | Against | Against |
19 | Report on Political Contributions | Shareholder | Against | Abstain |
20 | Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity | Shareholder | Against | Abstain |
21 | Require Independent Board Chairman | Shareholder | Against | Against |
JUNIPER NETWORKS, INC.
MEETING DATE: MAY 18, 2011 |
||||
TICKER: JNPR
SECURITY ID: 48203R104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mary B. Cranston | Management | For | For |
1.2 | Elect Director Kevin R. Johnson | Management | For | For |
1.3 | Elect Director J. Michael Lawrie | Management | For | For |
1.4 | Elect Director David Schlotterbeck | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Declassify the Board of Directors | Shareholder | None | For |
KEYCORP
MEETING DATE: MAY 19, 2011 |
||||
TICKER: KEY
SECURITY ID: 493267108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward P. Campbell | Management | For | For |
1.2 | Elect Director Joseph A. Carrabba | Management | For | For |
1.3 | Elect Director Carol A. Cartwright | Management | For | For |
1.4 | Elect Director Alexander M. Cutler | Management | For | For |
1.5 | Elect Director H. James Dallas | Management | For | For |
1.6 | Elect Director Elizabeth R. Gile | Management | For | For |
1.7 | Elect Director Ruth Ann M. Gillis | Management | For | For |
1.8 | Elect Director Kristen L. Manos | Management | For | For |
1.9 | Elect Director Beth E. Mooney | Management | For | For |
1.10 | Elect Director Bill R. Sanford | Management | For | For |
1.11 | Elect Director Barbara R. Snyder | Management | For | For |
1.12 | Elect Director Edward W. Stack | Management | For | For |
1.13 | Elect Director Thomas C. Stevens | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Amend Code of Regulations Removing All Shareholder Voting Requirements Greater than the Statutory Norm | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officer's Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
LAM RESEARCH CORPORATION
MEETING DATE: NOV 04, 2010 |
||||
TICKER: LRCX
SECURITY ID: 512807108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James W. Bagley | Management | For | For |
1.2 | Elect Director David G. Arscott | Management | For | For |
1.3 | Elect Director Robert M. Berdahl | Management | For | For |
1.4 | Elect Director Eric K. Brandt | Management | For | For |
1.5 | Elect Director Grant M. Inman | Management | For | For |
1.6 | Elect Director Catherine P. Lego | Management | For | For |
1.7 | Elect Director Stephen G. Newberry | Management | For | For |
2 | Amend Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
LLOYDS BANKING GROUP PLC
MEETING DATE: MAY 18, 2011 |
||||
TICKER: LLOY
SECURITY ID: GB0008706128
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Elect Anita Frew as Director | Management | For | For |
4 | Elect Antonio Horta-Osorio as Director | Management | For | For |
5 | Re-elect Sir Winfried Bischoff as Director | Management | For | For |
6 | Re-elect Sir Julian Horn-Smith as Director | Management | For | For |
7 | Re-elect Lord Leitch as Director | Management | For | For |
8 | Re-elect Glen Moreno as Director | Management | For | For |
9 | Re-elect David Roberts as Director | Management | For | For |
10 | Re-elect Timothy Ryan as Director | Management | For | For |
11 | Re-elect Martin Scicluna as Director | Management | For | For |
12 | Re-elect Truett Tate as Director | Management | For | For |
13 | Re-elect Tim Tookey as Director | Management | For | For |
14 | Re-elect Anthony Watson as Director | Management | For | For |
15 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
16 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
18 | Amend the Deferred Bonus Plan 2008 | Management | For | For |
19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
20 | Authorise Market Purchase | Management | For | For |
21 | Authorise Market Purchase | Management | For | For |
22 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
LORILLARD, INC.
MEETING DATE: MAY 19, 2011 |
||||
TICKER: LO
SECURITY ID: 544147101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dianne Neal Blixt | Management | For | For |
1.2 | Elect Director David E. R. Dangoor | Management | For | For |
1.3 | Elect Director Murray S. Kessler | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
5 | Require a Majority Vote for the Election of Directors | Shareholder | None | For |
6 | Report on Political Contributions | Shareholder | Against | Abstain |
LOWE'S COMPANIES, INC.
MEETING DATE: MAY 27, 2011 |
||||
TICKER: LOW
SECURITY ID: 548661107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Raul Alvarez | Management | For | For |
1.2 | Elect Director David W. Bernauer | Management | For | For |
1.3 | Elect Director Leonard L. Berry | Management | For | For |
1.4 | Elect Director Peter C. Browning | Management | For | For |
1.5 | Elect Director Dawn E. Hudson | Management | For | For |
1.6 | Elect Director Robert L. Johnson | Management | For | Withhold |
1.7 | Elect Director Marshall O. Larsen | Management | For | For |
1.8 | Elect Director Richard K. Lochridge | Management | For | For |
1.9 | Elect Director Robert A. Niblock | Management | For | For |
1.10 | Elect Director Stephen F. Page | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
6 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | For |
7 | Include Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
8 | Report on Political Contributions | Shareholder | Against | Abstain |
LYONDELLBASELL INDUSTRIES NV
MEETING DATE: AUG 02, 2010 |
||||
TICKER: LYB
SECURITY ID: N53745100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Reelect M. Carroll and R.M.J. van der Meer to Supervisory Board | Management | For | Did Not Vote |
3 | Elect S.F. Cooper to Supervisory Board | Management | For | Did Not Vote |
4 | Reelect B.A. Smith to Supervisory Board | Management | For | Did Not Vote |
5 | Approve Remuneration of Supervisory Board | Management | For | Did Not Vote |
6 | Allow Questions | Management | None | None |
7 | Close Meeting | Management | None | None |
LYONDELLBASELL INDUSTRIES NV
MEETING DATE: AUG 02, 2010 |
||||
TICKER: LYB
SECURITY ID: N53745118
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Reelect M. Carroll and R.M.J. van der Meer to Supervisory Board | Management | For | Did Not Vote |
3 | Elect S.F. Cooper to Supervisory Board | Management | For | Did Not Vote |
4 | Reelect B.A. Smith to Supervisory Board | Management | For | Did Not Vote |
5 | Approve Remuneration of Supervisory Board | Management | For | Did Not Vote |
6 | Allow Questions | Management | None | None |
7 | Close Meeting | Management | None | None |
LYONDELLBASELL INDUSTRIES NV
MEETING DATE: MAY 05, 2011 |
||||
TICKER: LYB
SECURITY ID: N53745100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Discussion on Company's Corporate Governance Structure | Management | None | None |
3a | Elect J.S. Bindra as Class I Directors to the Supervisory Board | Management | For | Did Not Vote |
3b | Reelect M. Carroll as Class I Directors to the Supervisory Board | Management | For | Did Not Vote |
3c | Reelect R. van der Meer as Class I Directors to the Supervisory Board | Management | For | Did Not Vote |
4 | Elect R. Buchanan as Class II Director to the Supervisory Board | Management | For | Did Not Vote |
5 | Elect J. Aigrain as Class III Director to the Supervisory Board | Management | For | Did Not Vote |
6 | Adopt Financial Statements and Statutory Reports | Management | For | Did Not Vote |
7 | Approve Discharge of Management Board | Management | For | Did Not Vote |
8 | Approve Discharge of Supervisory Board | Management | For | Did Not Vote |
9 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Did Not Vote |
10 | Approve Remuneration of Supervisory Board | Management | For | Did Not Vote |
11 | Amend Articles Re: Removal of References to Class B Shares and Conversion into A Shares, Deletion of Provisions regarding Listing on New York Stock Exchange, and Legislative Changes in Dutch Law | Management | For | Did Not Vote |
12 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
13 | Approve Dividends of USD 0.10 Per Share | Management | For | Did Not Vote |
14 | Advisory Vote to Approve Remuneration Report Containing Remuneration Policy for Management Board Members | Management | For | Did Not Vote |
15 | Advisory Vote on Say on Pay Frequency | Management | One Year | Did Not Vote |
16 | Elect G. Gwin as Class II Director to the Supervisory Board | Management | For | Did Not Vote |
17 | Close Meeting | Management | None | None |
M&T BANK CORPORATION
MEETING DATE: APR 19, 2011 |
||||
TICKER: MTB
SECURITY ID: 55261F104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brent D. Baird | Management | For | For |
1.2 | Elect Director Robert J. Bennett | Management | For | For |
1.3 | Elect Director C. Angela Bontempo | Management | For | For |
1.4 | Elect Director Robert T. Brady | Management | For | For |
1.5 | Elect Director Michael D. Buckley | Management | For | For |
1.6 | Elect Director T. Jefferson Cunningham, III | Management | For | For |
1.7 | Elect Director Mark J. Czarnecki | Management | For | For |
1.8 | Elect Director Gary N. Geisel | Management | For | For |
1.9 | Elect Director Patrick W.E. Hodgson | Management | For | For |
1.10 | Elect Director Richard G. King | Management | For | For |
1.11 | Elect Director Jorge G. Pereira | Management | For | For |
1.12 | Elect Director Michael P. Pinto | Management | For | For |
1.13 | Elect Director Melinda R. Rich | Management | For | For |
1.14 | Elect Director Robert E. Sadler, Jr. | Management | For | For |
1.15 | Elect Director Herbert L. Washington | Management | For | For |
1.16 | Elect Director Robert G. Wilmers | Management | For | For |
2 | Advisory Vote on Executive Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
MANZ AUTOMATION AG
MEETING DATE: JUN 28, 2011 |
||||
TICKER: M5Z
SECURITY ID: DE000A0JQ5U3
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2010 (Non-Voting) | Management | None | None |
2 | Approve Discharge of Management Board for Fiscal 2010 | Management | For | For |
3 | Approve Discharge of Supervisory Board for Fiscal 2010 | Management | For | For |
4 | Ratify BEST AUDIT GmbH as Auditors for Fiscal 2011 | Management | For | For |
5a | Elect Heiko Aurenz to the Supervisory Board | Management | For | For |
5b | Elect Peter Leibinger to the Supervisory Board | Management | For | For |
5c | Elect Michael Powalla to the Supervisory Board | Management | For | For |
6 | Change Company Name to Manz AG | Management | For | For |
7 | Amend Corporate Purpose | Management | For | For |
8 | Amend Articles Re: Remuneration System of Supervisory Board | Management | For | For |
9 | Approve Remuneration System for Management Board Members | Management | For | For |
10 | Approve Stock Option Plan for Key Employees (Manz Performance Share Plan 2011); Approve Creation of EUR120,000 Pool of Conditional Capital to Guarantee Conversion Rights | Management | For | For |
MARATHON OIL CORPORATION
MEETING DATE: APR 27, 2011 |
||||
TICKER: MRO
SECURITY ID: 565849106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Gregory H. Boyce | Management | For | For |
2 | Elect Director Pierre Brondeau | Management | For | For |
3 | Elect Director Clarence P. Cazalot, Jr. | Management | For | For |
4 | Elect Director David A. Daberko | Management | For | For |
5 | Elect Director William L. Davis | Management | For | For |
6 | Elect Director Shirley Ann Jackson | Management | For | For |
7 | Elect Director Philip Lader | Management | For | For |
8 | Elect Director Charles R. Lee | Management | For | For |
9 | Elect Director Michael E. J. Phelps | Management | For | For |
10 | Elect Director Dennis H. Reilley | Management | For | For |
11 | Elect Director Seth E. Schofield | Management | For | For |
12 | Elect Director John W. Snow | Management | For | For |
13 | Elect Director Thomas J. Usher | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Provide Right to Call Special Meeting | Management | For | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
17 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
18 | Report on Accident Risk Reduction Efforts | Shareholder | Against | Abstain |
MORGAN STANLEY
MEETING DATE: MAY 18, 2011 |
||||
TICKER: MS
SECURITY ID: 617446448
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Roy J. Bostock | Management | For | For |
2 | Elect Director Erskine B. Bowles | Management | For | For |
3 | Elect Director Howard J. Davies | Management | For | For |
4 | Elect Director James P. Gorman | Management | For | For |
5 | Elect Director James H. Hance Jr. | Management | For | For |
6 | Elect Director C. Robert Kidder | Management | For | For |
7 | Elect Director John J. Mack | Management | For | For |
8 | Elect Director Donald T. Nicolaisen | Management | For | For |
9 | Elect Director Hutham S. Olayan | Management | For | For |
10 | Elect Director James. W. Owens | Management | For | For |
11 | Elect Director O. Griffith Sexton | Management | For | For |
12 | Elect Director Masaaki Tanaka | Management | For | For |
13 | Elect Director Laura D. Tyson | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Amend Omnibus Stock Plan | Management | For | Against |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
17 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
MOTOROLA, INC.
MEETING DATE: NOV 29, 2010 |
||||
TICKER: MSI
SECURITY ID: 620076109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reverse Stock Split | Management | For | For |
2 | Amend Certificate of Incorporation to Effect Reverse Stock Split and Reduce Proportionately the Number of Common Shares | Management | For | For |
NATIONAL OILWELL VARCO, INC.
MEETING DATE: MAY 19, 2011 |
||||
TICKER: NOV
SECURITY ID: 637071101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert E. Beauchamp | Management | For | For |
2 | Elect Director Jeffery A. Smisek | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Declassify the Board of Directors | Management | For | For |
7 | Increase Authorized Common Stock | Management | For | For |
8 | Report on Political Contributions | Shareholder | Against | Abstain |
NEWCREST MINING LTD.
MEETING DATE: OCT 28, 2010 |
||||
TICKER: NCM
SECURITY ID: AU000000NCM7
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive the Financial Statements and Statutory Reports for the Fiscal Year Ended June 30, 2010 | Management | None | None |
2a | Elect Richard Lee as a Director | Management | For | For |
2b | Elect John Spark as a Director | Management | For | For |
2c | Elect Tim Poole as a Director | Management | For | For |
2d | Elect Greg Robinson as a Director | Management | For | For |
3 | Approve the Remuneration Report for the Fiscal Year Ended June 30, 2010 | Management | For | For |
4 | Approve the Increase in Non-Executive Directors' Maximum Aggregate Remuneration to A$2.7 Million Per Annum | Management | For | For |
OCCIDENTAL PETROLEUM CORPORATION
MEETING DATE: MAY 06, 2011 |
||||
TICKER: OXY
SECURITY ID: 674599105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Spencer Abraham | Management | For | For |
2 | Elect Director Howard I. Atkins | Management | For | For |
3 | Elect Director Stephen I. Chazen | Management | For | For |
4 | Elect Director Edward P. Djerejian | Management | For | For |
5 | Elect Director John E. Feick | Management | For | For |
6 | Elect Director Margaret M. Foran | Management | For | For |
7 | Elect Director Carlos M. Gutierrez | Management | For | For |
8 | Elect Director Ray R. Irani | Management | For | For |
9 | Elect Director Avedick B. Poladian | Management | For | For |
10 | Elect Director Rodolfo Segovia | Management | For | For |
11 | Elect Director Aziz D. Syriani | Management | For | For |
12 | Elect Director Rosemary Tomich | Management | For | For |
13 | Elect Director Walter L. Weisman | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
17 | Review Political Expenditures and Processes | Shareholder | Against | Abstain |
18 | Request Director Nominee with Environmental Qualifications | Shareholder | Against | Against |
ORACLE CORPORATION
MEETING DATE: OCT 06, 2010 |
||||
TICKER: ORCL
SECURITY ID: 68389X105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey S. Berg | Management | For | For |
1.2 | Elect Director H. Raymond Bingham | Management | For | For |
1.3 | Elect Director Michael J. Boskin | Management | For | For |
1.4 | Elect Director Safra A. Catz | Management | For | For |
1.5 | Elect Director Bruce R. Chizen | Management | For | For |
1.6 | Elect Director George H. Conrades | Management | For | For |
1.7 | Elect Director Lawrence J. Ellison | Management | For | For |
1.8 | Elect Director Hector Garcia-Molina | Management | For | For |
1.9 | Elect Director Jeffrey O. Henley | Management | For | For |
1.10 | Elect Director Mark V. Hurd | Management | For | For |
1.11 | Elect Director Donald L. Lucas | Management | For | For |
1.12 | Elect Director Naomi O. Seligman | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
5 | Establish Board Committee on Sustainability | Shareholder | Against | Abstain |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
7 | Stock Retention/Holding Period | Shareholder | Against | Against |
PHILIP MORRIS INTERNATIONAL INC.
MEETING DATE: MAY 11, 2011 |
||||
TICKER: PM
SECURITY ID: 718172109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Harold Brown | Management | For | For |
2 | Elect Director Mathis Cabiallavetta | Management | For | For |
3 | Elect Director Louis C. Camilleri | Management | For | For |
4 | Elect Director J. Dudley Fishburn | Management | For | For |
5 | Elect Director Jennifer Li | Management | For | For |
6 | Elect Director Graham Mackay | Management | For | For |
7 | Elect Director Sergio Marchionne | Management | For | For |
8 | Elect Director Lucio A. Noto | Management | For | For |
9 | Elect Director Carlos Slim Helu | Management | For | For |
10 | Elect Director Stephen M. Wolf | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
14 | Report on Effect of Marketing Practices on the Poor | Shareholder | Against | Abstain |
15 | Require Independent Board Chairman | Shareholder | Against | Against |
POLO RALPH LAUREN CORPORATION
MEETING DATE: AUG 05, 2010 |
||||
TICKER: RL
SECURITY ID: 731572103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frank A. Bennack, Jr | Management | For | For |
1.2 | Elect Director Joel L. Fleishman | Management | For | For |
1.3 | Elect Director Steven P. Murphy | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
POLYPORE INTERNATIONAL, INC.
MEETING DATE: MAY 12, 2011 |
||||
TICKER: PPO
SECURITY ID: 73179V103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael Graff | Management | For | For |
1.2 | Elect Director W. Nicholas Howley | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
PROLOGIS
MEETING DATE: JUN 01, 2011 |
||||
TICKER: PLD
SECURITY ID: 743410102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
PT BUMI RESOURCES TBK
MEETING DATE: JUN 27, 2011 |
||||
TICKER: BUMI
SECURITY ID: ID1000068703
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Report on the Duties and Responsibilities of Directors | Management | For | For |
2 | Accept Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income | Management | For | For |
4 | Appoint Auditors | Management | For | For |
1 | Approve Pledging of Assets for Debt | Management | For | Abstain |
2 | Amend Articles of Association | Management | For | Abstain |
PULTEGROUP, INC.
MEETING DATE: MAY 11, 2011 |
||||
TICKER: PHM
SECURITY ID: 745867101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brian P. Anderson | Management | For | For |
1.2 | Elect Director Cheryl W. Grise | Management | For | For |
1.3 | Elect Director Patrick J. O'Leary | Management | For | For |
1.4 | Elect Director Thomas M. Schoewe | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
6 | Performance-Based Equity Awards | Shareholder | Against | Against |
7 | Provide for Cumulative Voting | Shareholder | Against | Against |
QIAGEN NV
MEETING DATE: JUN 30, 2011 |
||||
TICKER: QIA
SECURITY ID: N72482107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Receive Report of Management Board (Non-Voting) | Management | None | None |
3 | Receive Report of Supervisory Board (Non-Voting) | Management | None | None |
4 | Adopt Financial Statements | Management | For | For |
5 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
6 | Approve Discharge of Management Board | Management | For | For |
7 | Approve Discharge of Supervisory Board | Management | For | For |
8a | Reelect Detlev Riesner to Supervisory Board | Management | For | For |
8b | Reelect Werner Brandt to Supervisory Board | Management | For | For |
8c | Reelect Metin Colpan to Supervisory Board | Management | For | For |
8d | Reelect Erik Hornnaess to Supervisory Board | Management | For | For |
8e | Reelect Vera Kallmeyer to Supervisory Board | Management | For | For |
8f | Reelect Manfred Karobath to Supervisory Board | Management | For | For |
8g | Reelect Heino von Prondzynski to Supervisory Board | Management | For | For |
8h | Reelect Elizabeth E. Tallett to Supervisory Board | Management | For | For |
9a | Reelect Peer Schatz to Executive Board | Management | For | For |
9b | Reelect Roland Sackers to Executive Board | Management | For | For |
9c | Reelect Joachim Schorr to Executive Board | Management | For | For |
9d | Reelect Bernd Uder to Executive Board | Management | For | For |
10 | Ratify Ernst and Young as Auditors | Management | For | For |
11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
12 | Amend Articles Re: Legislative Changes | Management | For | For |
13 | Allow Questions | Management | None | None |
14 | Close Meeting | Management | None | None |
QUALCOMM INCORPORATED
MEETING DATE: MAR 08, 2011 |
||||
TICKER: QCOM
SECURITY ID: 747525103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barbara T. Alexander | Management | For | For |
1.2 | Elect Director Stephen M. Bennett | Management | For | For |
1.3 | Elect Director Donald G. Cruickshank | Management | For | For |
1.4 | Elect Director Raymond V. Dittamore | Management | For | For |
1.5 | Elect Director Thomas W. Horton | Management | For | For |
1.6 | Elect Director Irwin Mark Jacobs | Management | For | For |
1.7 | Elect Director Paul E. Jacobs | Management | For | For |
1.8 | Elect Director Robert E. Kahn | Management | For | For |
1.9 | Elect Director Sherry Lansing | Management | For | For |
1.10 | Elect Director Duane A. Nelles | Management | For | For |
1.11 | Elect Director Francisco Ros | Management | For | For |
1.12 | Elect Director Brent Scowcroft | Management | For | For |
1.13 | Elect Director Marc I. Stern | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
7 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
RAIA SA
MEETING DATE: APR 29, 2011 |
||||
TICKER: RAIA3
SECURITY ID: BRRAIAACNOR2
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
RAIA SA
MEETING DATE: APR 29, 2011 |
||||
TICKER: RAIA3
SECURITY ID: BRRAIAACNOR2
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Rectify Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members for Fiscal 2010 | Management | For | Abstain |
2 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members for Fiscal 2011 | Management | For | For |
REGAL BELOIT CORPORATION
MEETING DATE: MAY 02, 2011 |
||||
TICKER: RBC
SECURITY ID: 758750103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Stephen M. Burt | Management | For | For |
2 | Elect Director Thomas J. Fischer | Management | For | For |
3 | Elect Director Rakesh Sachdev | Management | For | For |
4 | Elect Director Carol N. Skornicka | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
7 | Approve Executive Incentive Bonus Plan | Management | For | For |
8 | Ratify Auditors | Management | For | For |
REGIONS FINANCIAL CORPORATION
MEETING DATE: MAY 19, 2011 |
||||
TICKER: RF
SECURITY ID: 7591EP100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Samuel W. Bartholomew, Jr. | Management | For | For |
2 | Elect Director George W. Bryan | Management | For | For |
3 | Elect Director Carolyn H. Byrd | Management | For | For |
4 | Elect Director David J. Cooper, Sr. | Management | For | Against |
5 | Elect Director Earnest W. Deavenport, Jr. | Management | For | For |
6 | Elect Director Don DeFosset | Management | For | Against |
7 | Elect Director Eric C. Fast | Management | For | For |
8 | Elect Director O.B. Grayson Hall, Jr. | Management | For | For |
9 | Elect Director Charles D. McCrary | Management | For | For |
10 | Elect Director James R. Malone | Management | For | Against |
11 | Elect Director Susan W. Matlock | Management | For | Against |
12 | Elect Director John E. Maupin, Jr. | Management | For | For |
13 | Elect Director John R. Roberts | Management | For | For |
14 | Elect Director Lee J. Styslinger III | Management | For | Against |
15 | Advisory Vote on Executive Compensation | Management | For | Against |
16 | Ratify Auditors | Management | For | For |
17 | Report on Political Contributions | Shareholder | Against | Abstain |
ROVI CORPORATION
MEETING DATE: MAY 24, 2011 |
||||
TICKER: ROVI
SECURITY ID: 779376102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alfred J. Amoroso | Management | For | For |
1.2 | Elect Director Alan L. Earhart | Management | For | For |
1.3 | Elect Director Andrew K. Ludwick | Management | For | For |
1.4 | Elect Director James E. Meyer | Management | For | For |
1.5 | Elect Director James P. O?Shaughnessy | Management | For | For |
1.6 | Elect Director Ruthann Quindlen | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
ROYAL DUTCH SHELL PLC
MEETING DATE: MAY 17, 2011 |
||||
TICKER: RDSB
SECURITY ID: 780259107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Elect Linda Stuntz as Director | Management | For | For |
4 | Re-elect Josef Ackermann as Director | Management | For | For |
5 | Re-elect Malcolm Brinded as Director | Management | For | For |
6 | Elect Guy Elliott as Director | Management | For | For |
7 | Re-elect Simon Henry as Director | Management | For | For |
8 | Re-elect Charles Holliday as Director | Management | For | For |
9 | Re-elect Lord Kerr of Kinlochard as Director | Management | For | For |
10 | Elect Gerard Kleisterlee as Director | Management | For | For |
11 | Re-elect Christine Morin-Postel as Director | Management | For | For |
12 | Re-elect Jorma Ollila as Director | Management | For | For |
13 | Re-elect Jeroen van der Veer as Director | Management | For | For |
14 | Re-elect Peter Voser as Director | Management | For | For |
15 | Re-elect Hans Wijers as Director | Management | For | For |
16 | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | Management | For | For |
17 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
20 | Authorise Market Purchase | Management | For | For |
21 | Authorise EU Political Donations and Expenditure | Management | For | For |
SAIPEM
MEETING DATE: APR 30, 2011 |
||||
TICKER: SPM
SECURITY ID: IT0000068525
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Allocation of Income | Management | For | For |
3.1 | Slate Submitted by ENI | Management | None | For |
3.2 | Slate Submitted by Institutional Investors (Assogestioni) | Management | None | Against |
4.1 | Slate Submitted by ENI | Management | None | For |
4.2 | Slate Submitted by Institutional Investors (Assogestioni) | Management | None | Against |
1 | Amend Company Bylaws | Management | For | For |
SAMSUNG ELECTRONICS CO. LTD.
MEETING DATE: MAR 18, 2011 |
||||
TICKER: 005930
SECURITY ID: KR7005930003
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Appropriation of Income and Dividends of KRW 5,000 per Common Share and KRW 5,050 per Preferred Share | Management | For | For |
2 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
SHIRE PLC
MEETING DATE: APR 26, 2011 |
||||
TICKER: SHP
SECURITY ID: JE00B2QKY057
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Re-elect Matthew Emmens as Director | Management | For | For |
4 | Re-elect Angus Russell as Director | Management | For | For |
5 | Re-elect Graham Hetherington as Director | Management | For | For |
6 | Re-elect David Kappler as Director | Management | For | For |
7 | Re-elect Patrick Langlois as Director | Management | For | For |
8 | Re-elect Dr Jeffrey Leiden as Director | Management | For | For |
9 | Elect Dr David Ginsburg as Director | Management | For | For |
10 | Elect Anne Minto as Director | Management | For | For |
11 | Reappoint Deloitte LLP as Auditors of the Company | Management | For | For |
12 | Authorise the Audit, Compliance & Risk Committee to Fix Remuneration of Auditors | Management | For | For |
13 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
14 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
15 | Authorise Market Purchase | Management | For | For |
16 | Adopt New Articles of Association | Management | For | For |
17 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
SOLERA HOLDINGS, INC.
MEETING DATE: NOV 10, 2010 |
||||
TICKER: SLH
SECURITY ID: 83421A104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Tony Aquila | Management | For | For |
1.2 | Elect Director Arthur F. Kingsbury | Management | For | For |
1.3 | Elect Director Jerrell W. Shelton | Management | For | For |
1.4 | Elect Director Kenneth A. Viellieu | Management | For | For |
1.5 | Elect Director Stuart J. Yarbrough | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SOLUTIA INC.
MEETING DATE: APR 18, 2011 |
||||
TICKER: SOA
SECURITY ID: 834376501
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William T. Monahan | Management | For | For |
1.2 | Elect Director Robert A. Peiser | Management | For | For |
1.3 | Elect Director Jeffry N. Quinn | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
SOUTHERN UNION COMPANY
MEETING DATE: MAY 04, 2011 |
||||
TICKER: SUG
SECURITY ID: 844030106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George L. Lindemann | Management | For | For |
1.2 | Elect Director Eric D. Herschmann | Management | For | For |
1.3 | Elect Director David Brodsky | Management | For | For |
1.4 | Elect Director Frank W. Denius | Management | For | For |
1.5 | Elect Director Kurt A. Gitter | Management | For | For |
1.6 | Elect Director Herbert H. Jacobi | Management | For | For |
1.7 | Elect Director Thomas N. McCarter, III | Management | For | For |
1.8 | Elect Director George Rountree, III | Management | For | For |
1.9 | Elect Director Allan D. Scherer | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Prepare Sustainability Report | Shareholder | Against | Abstain |
SPRINT NEXTEL CORPORATION
MEETING DATE: MAY 10, 2011 |
||||
TICKER: S
SECURITY ID: 852061100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Election Director Robert R. Bennett | Management | For | For |
2 | Election Director Gordon M. Bethune | Management | For | For |
3 | Election Director Larry C. Glasscock | Management | For | For |
4 | Election Director James H. Hance, Jr. | Management | For | For |
5 | Election Director Daniel R. Hesse | Management | For | For |
6 | Election Director V. Janet Hill | Management | For | For |
7 | Election Director Frank Ianna | Management | For | For |
8 | Election Director Sven-Christer Nilsson | Management | For | For |
9 | Election Director William R. Nuti | Management | For | For |
10 | Election Director Rodney O' Neal | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
14 | Report on Political Contributions | Shareholder | Against | Abstain |
15 | Stock Retention/Holding Period | Shareholder | Against | Against |
16 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
STARBUCKS CORPORATION
MEETING DATE: MAR 23, 2011 |
||||
TICKER: SBUX
SECURITY ID: 855244109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Howard Schultz | Management | For | For |
2 | Elect Director William W. Bradley | Management | For | For |
3 | Elect Director Mellody Hobson | Management | For | For |
4 | Elect Director Kevin R. Johnson | Management | For | For |
5 | Elect Director Olden Lee | Management | For | For |
6 | Elect Director Sheryl Sandberg | Management | For | For |
7 | Elect Director James G. Shennan, Jr. | Management | For | For |
8 | Elect Director Javier G. Teruel | Management | For | For |
9 | Elect Director Myron E. Ullman, III | Management | For | For |
10 | Elect Director Craig E. Weatherup | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
13 | Amend Omnibus Stock Plan | Management | For | For |
14 | Amend Omnibus Stock Plan | Management | For | For |
15 | Ratify Auditors | Management | For | For |
16 | Adopt Comprehensive Recycling Strategy for Beverage Containers | Shareholder | Against | Abstain |
SUNTRUST BANKS, INC.
MEETING DATE: APR 26, 2011 |
||||
TICKER: STI
SECURITY ID: 867914103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert M. Beall, II | Management | For | For |
2 | Elect Director Alston D. Correll | Management | For | For |
3 | Elect Director Jeffrey C. Crowe | Management | For | For |
4 | Elect Director Blake P. Garrett, Jr. | Management | For | For |
5 | Elect Director David H. Hughes | Management | For | For |
6 | Elect Director M. Douglas Ivester | Management | For | For |
7 | Elect Director J. Hicks Lanier | Management | For | For |
8 | Elect Director Kyle Prechtl Legg | Management | For | For |
9 | Elect Director William A. Linnenbringer | Management | For | For |
10 | Elect Director G. Gilmer Minor, III | Management | For | For |
11 | Elect Director Frank S. Royal | Management | For | For |
12 | Elect Director Thomas R. Watjen | Management | For | For |
13 | Elect Director James M. Wells, III | Management | For | For |
14 | Elect Director Phail Wynn, Jr. | Management | For | For |
15 | Amend Omnibus Stock Plan | Management | For | Against |
16 | Ratify Auditors | Management | For | For |
17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
18 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
19 | Prepare Sustainability Report | Shareholder | Against | Abstain |
T. ROWE PRICE GROUP, INC.
MEETING DATE: APR 14, 2011 |
||||
TICKER: TROW
SECURITY ID: 74144T108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Edward C. Bernard | Management | For | For |
2 | Elect Director James T. Brady | Management | For | For |
3 | Elect Director J. Alfred Broaddus, Jr. | Management | For | For |
4 | Elect Director Donald B. Hebb, Jr. | Management | For | For |
5 | Elect Director James A.C. Kennedy | Management | For | For |
6 | Elect Director Robert F. MacLellan | Management | For | For |
7 | Elect Director Brian C. Rogers | Management | For | For |
8 | Elect Director Alfred Sommer | Management | For | For |
9 | Elect Director Dwight S. Taylor | Management | For | For |
10 | Elect Director Anne Marie Whittemore | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
13 | Ratify Auditors | Management | For | For |
TELECITY GROUP PLC
MEETING DATE: APR 12, 2011 |
||||
TICKER: TCY
SECURITY ID: GB00B282YM11
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Re-elect John Hughes as Director | Management | For | For |
4 | Re-elect Michael Tobin as Director | Management | For | For |
5 | Re-elect Brian McArthur-Muscroft as Director | Management | For | For |
6 | Re-elect Simon Batey as Director | Management | For | For |
7 | Re-elect Robert Morse as Director | Management | For | For |
8 | Re-elect John O'Reilly as Director | Management | For | For |
9 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
10 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
11 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
12 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
13 | Authorise Market Purchase | Management | For | For |
14 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
TEXTRON INC.
MEETING DATE: APR 27, 2011 |
||||
TICKER: TXT
SECURITY ID: 883203101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James T. Conway | Management | For | For |
2 | Elect Director Paul E. Gagne | Management | For | For |
3 | Elect Director Dain M. Hancock | Management | For | For |
4 | Elect Director Lloyd G. Trotter | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Provide Right to Call Special Meeting | Management | For | For |
8 | Ratify Auditors | Management | For | For |
THE COCA-COLA COMPANY
MEETING DATE: APR 27, 2011 |
||||
TICKER: KO
SECURITY ID: 191216100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Herbert A. Allen | Management | For | For |
2 | Elect Director Ronald W. Allen | Management | For | For |
3 | Elect Director Howard G. Buffett | Management | For | For |
4 | Elect Director Barry Diller | Management | For | For |
5 | Elect Director Evan G. Greenberg | Management | For | For |
6 | Elect Director Alexis M. Herman | Management | For | For |
7 | Elect Director Muhtar Kent | Management | For | For |
8 | Elect Director Donald R. Keough | Management | For | For |
9 | Elect Director Maria Elena Lagomasino | Management | For | For |
10 | Elect Director Donald F. McHenry | Management | For | For |
11 | Elect Director Sam Nunn | Management | For | For |
12 | Elect Director James D. Robinson III | Management | For | For |
13 | Elect Director Peter V. Ueberroth | Management | For | For |
14 | Elect Director Jacob Wallenberg | Management | For | For |
15 | Elect Director James B. Williams | Management | For | For |
16 | Ratify Auditors | Management | For | For |
17 | Amend Executive Incentive Bonus Plan | Management | For | For |
18 | Amend Restricted Stock Plan | Management | For | For |
19 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
20 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
21 | Publish Report on Chemical Bisphenol-A (BPA) | Shareholder | Against | Abstain |
THE PROCTER & GAMBLE COMPANY
MEETING DATE: OCT 12, 2010 |
||||
TICKER: PG
SECURITY ID: 742718109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Angela F. Braly | Management | For | For |
2 | Elect Director Kenneth I. Chenault | Management | For | For |
3 | Elect Director Scott D. Cook | Management | For | For |
4 | Elect Director Rajat K. Gupta | Management | For | For |
5 | Elect Director Robert A. Mcdonald | Management | For | For |
6 | Elect Director W. James Mcnerney, Jr. | Management | For | For |
7 | Elect Director Johnathan A. Rodgers | Management | For | For |
8 | Elect Director Mary A. Wilderotter | Management | For | For |
9 | Elect Director Patricia A. Woertz | Management | For | For |
10 | Elect Director Ernesto Zedillo | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Provide for Cumulative Voting | Shareholder | Against | Against |
THE ST. JOE COMPANY
MEETING DATE: MAY 17, 2011 |
||||
TICKER: JOE
SECURITY ID: 790148100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Bruce R. Berkowitz | Management | For | For |
2 | Elect Director Charles J. Crist, Jr. | Management | For | For |
3 | Elect Director Hugh M. Durden | Management | For | For |
4 | Elect Director Thomas A. Fanning | Management | For | For |
5 | Elect Director Charles M. Fernandez | Management | For | For |
6 | Elect Director Howard S. Frank | Management | For | For |
7 | Elect Director Delores M. Kesler | Management | For | For |
8 | Elect Director Thomas P. Murphy, Jr. | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | None | For |
10 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
11 | Ratify Auditors | Management | For | For |
THE TJX COMPANIES, INC.
MEETING DATE: JUN 14, 2011 |
||||
TICKER: TJX
SECURITY ID: 872540109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Jose B. Alvarez | Management | For | For |
2 | Elect Director Alan M. Bennett | Management | For | For |
3 | Elect Director Bernard Cammarata | Management | For | For |
4 | Elect Director David T. Ching | Management | For | For |
5 | Elect Director Michael F. Hines | Management | For | For |
6 | Elect Director Amy B. Lane | Management | For | For |
7 | Elect Director Carol Meyrowitz | Management | For | For |
8 | Elect Director John F. O'Brien | Management | For | For |
9 | Elect Director Willow B. Shire | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
THE WALT DISNEY COMPANY
MEETING DATE: MAR 23, 2011 |
||||
TICKER: DIS
SECURITY ID: 254687106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Susan E. Arnold | Management | For | For |
2 | Elect Director John E. Bryson | Management | For | For |
3 | Elect Director John S. Chen | Management | For | For |
4 | Elect Director Judith L. Estrin | Management | For | For |
5 | Elect Director Robert A. Iger | Management | For | For |
6 | Elect Director Steven P. Jobs | Management | For | For |
7 | Elect Director Fred H. Langhammer | Management | For | For |
8 | Elect Director Aylwin B. Lewis | Management | For | For |
9 | Elect Director Monica C. Lozano | Management | For | For |
10 | Elect Director Robert W. Matschullat | Management | For | For |
11 | Elect Director John E. Pepper, Jr. | Management | For | For |
12 | Elect Director Sheryl Sandberg | Management | For | For |
13 | Elect Director Orin C. Smith | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Approve Omnibus Stock Plan | Management | For | Against |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
17 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
18 | Prohibit Retesting Performance Goals | Shareholder | Against | Against |
THE WILLIAMS COMPANIES, INC.
MEETING DATE: MAY 19, 2011 |
||||
TICKER: WMB
SECURITY ID: 969457100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Alan S. Armstrong | Management | For | For |
2 | Elect Director Joseph R. Cleveland | Management | For | For |
3 | Elect Director Juanita H. Hinshaw | Management | For | For |
4 | Elect Director Frank T. MacInnis | Management | For | For |
5 | Elect Director Janice D. Stoney | Management | For | For |
6 | Elect Director Laura A. Sugg | Management | For | For |
7 | Ratify Auditors | Management | For | For |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
9 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
THERAVANCE, INC.
MEETING DATE: APR 27, 2011 |
||||
TICKER: THRX
SECURITY ID: 88338T104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Rick E Winningham | Management | For | For |
1.2 | Elect Director Jeffrey M. Drazan | Management | For | For |
1.3 | Elect Director Henrietta Holsman Fore | Management | For | For |
1.4 | Elect Director Robert V. Gunderson, Jr. | Management | For | For |
1.5 | Elect Director Arnold J. Levine, Ph.D. | Management | For | For |
1.6 | Elect Director Burton G. Malkiel, Ph.D. | Management | For | For |
1.7 | Elect Director Peter S. Ringrose, Ph.D. | Management | For | For |
1.8 | Elect Director William H. Waltrip | Management | For | For |
1.9 | Elect Director George M. Whitesides, Ph.D. | Management | For | For |
1.10 | Elect Director William D. Young | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Ratify Auditors | Management | For | For |
TIFFANY & CO.
MEETING DATE: MAY 19, 2011 |
||||
TICKER: TIF
SECURITY ID: 886547108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Michael J. Kowalski | Management | For | For |
2 | Elect Director Rose Marie Bravo | Management | For | For |
3 | Elect Director Gary E. Costley | Management | For | For |
4 | Elect Director Lawrence K. Fish | Management | For | For |
5 | Elect Director Abby F. Kohnstamm | Management | For | For |
6 | Elect Director Charles K. Marquis | Management | For | For |
7 | Elect Director Peter W. May | Management | For | For |
8 | Elect Director J. Thomas Presby | Management | For | For |
9 | Elect Director William A. Shutzer | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
TRANSOCEAN LTD.
MEETING DATE: MAY 13, 2011 |
||||
TICKER: RIGN
SECURITY ID: H8817H100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Discharge of Board and Senior Management | Management | For | Against |
3 | Approve Allocation of Income and Omission of Dividends | Management | For | For |
4 | Approve Re-allocation of Free Reserves to Legal Reserves from Capital Contribution | Management | For | For |
5 | Approve Reduction in Share Capital and Repayment of $3.11 per Share | Management | For | For |
6 | Approve Release and Re-allocation of Legal Reserves, Reserve from Capital Contribution, to Dividend Reserve From Capital Contributions | Management | For | For |
7 | Approve Creation of CHF 67 Million Pool of Capital without Preemptive Rights | Management | For | For |
8 | Approve Decrease in Size of Board | Management | For | For |
9a | Reelect Jagjeet S. Bindra as Director | Management | For | For |
9b | Reelect Steve Lucas as Director | Management | For | For |
9c | Reelect Tan Ek Kia as Director | Management | For | For |
9d | Reelect Martin B. McNamara as Director | Management | For | For |
9e | Reelect Ian C. Strachan as Director | Management | For | For |
10 | Appointment Of Ernst & Young LLP as Independent Registered Public Accounting Firm for Fiscal Year 2010 | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
UNION PACIFIC CORPORATION
MEETING DATE: MAY 05, 2011 |
||||
TICKER: UNP
SECURITY ID: 907818108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Andrew H. Card, Jr. | Management | For | For |
1.2 | Elect Director Erroll B. Davis, Jr. | Management | For | For |
1.3 | Elect Director Thomas J. Donohue | Management | For | For |
1.4 | Elect Director Archie W. Dunham | Management | For | For |
1.5 | Elect Director Judith Richards Hope | Management | For | For |
1.6 | Elect Director Charles C. Krulak | Management | For | For |
1.7 | Elect Director Michael R. McCarthy | Management | For | For |
1.8 | Elect Director Michael W. McConnell | Management | For | For |
1.9 | Elect Director Thomas F. McLarty III | Management | For | For |
1.10 | Elect Director Steven R. Rogel | Management | For | For |
1.11 | Elect Director Jose H. Villarreal | Management | For | For |
1.12 | Elect Director James R. Young | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5a | Reduce Supermajority Vote Requirement Relating to Preference Rights of Preferred Stock | Management | For | For |
5b | Reduce Supermajority Vote Requirement Relating to Removal of Directors | Management | For | For |
5c | Reduce Supermajority Vote Requirement Relating to Amendments to Authorized Capital Stock | Management | For | For |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
UNITED STATES STEEL CORPORATION
MEETING DATE: APR 26, 2011 |
||||
TICKER: X
SECURITY ID: 912909108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard A. Gephardt | Management | For | For |
1.2 | Elect Director Glenda G. McNeal | Management | For | For |
1.3 | Elect Director Graham B. Spanier | Management | For | For |
1.4 | Elect Director Patricia A. Tracey | Management | For | For |
1.5 | Elect Director John J. Engel | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
VALERO ENERGY CORPORATION
MEETING DATE: APR 28, 2011 |
||||
TICKER: VLO
SECURITY ID: 91913Y100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Ronald K. Calgaard | Management | For | For |
2 | Elect Director Stephen M. Waters | Management | For | For |
3 | Elect Director Randall J. Weisenburger | Management | For | For |
4 | Elect Director Rayford Wilkins, Jr. | Management | For | For |
5 | Declassify the Board of Directors | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Approve Omnibus Stock Plan | Management | For | Against |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
9 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
10 | Report on Political Contributions | Shareholder | Against | Abstain |
11 | Review Political Expenditures and Processes | Shareholder | Against | Abstain |
12 | Report on Accident Risk Reduction Efforts | Shareholder | Against | Abstain |
VERTEX PHARMACEUTICALS INCORPORATED
MEETING DATE: MAY 12, 2011 |
||||
TICKER: VRTX
SECURITY ID: 92532F100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Matthew W. Emmens | Management | For | For |
1.2 | Elect Director Magaret G. McGlynn | Management | For | For |
1.3 | Elect Director Wayne J. Riley | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
VMWARE, INC.
MEETING DATE: MAY 25, 2011 |
||||
TICKER: VMW
SECURITY ID: 928563402
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Renee J. James | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
WALGREEN CO.
MEETING DATE: JAN 12, 2011 |
||||
TICKER: WAG
SECURITY ID: 931422109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David J. Brailer | Management | For | For |
2 | Elect Director Steven A. Davis | Management | For | For |
3 | Elect Director William C. Foote | Management | For | For |
4 | Elect Director Mark P. Frissora | Management | For | For |
5 | Elect Director Ginger L. Graham | Management | For | For |
6 | Elect Director Alan G. McNally | Management | For | For |
7 | Elect Director Nancy M. Schlichting | Management | For | For |
8 | Elect Director David Y. Schwartz | Management | For | For |
9 | Elect Director Alejandro Silva | Management | For | For |
10 | Elect Director James A. Skinner | Management | For | For |
11 | Elect Director Gregory D. Wasson | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Amend Articles of Incorporation to Revise the Purpose Clause | Management | For | For |
14 | Reduce Supermajority Vote Requirement | Management | For | For |
15 | Rescind Fair Price Provision | Management | For | For |
16 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
17 | Performance-Based Equity Awards | Shareholder | Against | Against |
WALTER ENERGY, INC.
MEETING DATE: APR 20, 2011 |
||||
TICKER: WLT
SECURITY ID: 93317Q105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Howard L. Clark, Jr. | Management | For | For |
1.2 | Elect Director Jerry W. Kolb | Management | For | For |
1.3 | Elect Director Patrick A. Kriegshauser | Management | For | For |
1.4 | Elect Director Joseph B. Leonard | Management | For | For |
1.5 | Elect Director Bernard G. Rethore | Management | For | For |
1.6 | Elect Director Michael T. Tokarz | Management | For | For |
1.7 | Elect Director A.J. Wagner | Management | For | For |
1.8 | Elect Director David R. Beatty | Management | For | For |
1.9 | Elect Director Keith Calder | Management | For | For |
1.10 | Elect Director Graham Mascall | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
WEBSTER FINANCIAL CORPORATION
MEETING DATE: APR 28, 2011 |
||||
TICKER: WBS
SECURITY ID: 947890109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John J. Crawford | Management | For | For |
1.2 | Elect Director C. Michael Jacobi | Management | For | For |
1.3 | Elect Director Karen R. Osar | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
5 | Declassify the Board of Directors | Shareholder | Against | For |
WELLS FARGO & COMPANY
MEETING DATE: MAY 03, 2011 |
||||
TICKER: WFC
SECURITY ID: 949746101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Election Director John D. Baker II | Management | For | For |
2 | Election Director John S. Chen | Management | For | For |
3 | Election Director Lloyd H. Dean | Management | For | For |
4 | Election Director Susan E. Engel | Management | For | For |
5 | Election Director Enrique Hernandez, Jr. | Management | For | For |
6 | Election Director Donald M. James | Management | For | For |
7 | Election Director Mackey J. McDonald | Management | For | For |
8 | Election Director Cynthia H. Milligan | Management | For | For |
9 | Elect Director Nicholas G. Moore | Management | For | For |
10 | Elect Director Philip J. Quigley | Management | For | For |
11 | Elect Director Judith M. Runstad | Management | For | For |
12 | Elect Director Stephen W. Sanger | Management | For | For |
13 | Elect Director John G. Stumpf | Management | For | For |
14 | Elect Director an G. Swenson | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
17 | Ratify Auditors | Management | For | For |
18 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
19 | Provide for Cumulative Voting | Shareholder | Against | Against |
20 | Require Independent Board Chairman | Shareholder | Against | Against |
21 | Advisory Vote to Ratify Directors' Compensation | Shareholder | Against | Abstain |
22 | Require Audit Committee Review and Report on Controls Related to Loans, Foreclosure and Securitizations | Shareholder | Against | Against |
WEYERHAEUSER COMPANY
MEETING DATE: APR 14, 2011 |
||||
TICKER: WY
SECURITY ID: 962166104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Wayne W. Murdy | Management | For | For |
2 | Elect Director John I. Kieckhefer | Management | For | For |
3 | Elect Director Charles R. Williamson | Management | For | For |
4 | Provide Right to Call Special Meeting | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Ratify Auditors | Management | For | For |
WILLIAM DEMANT HOLDINGS
MEETING DATE: APR 13, 2011 |
||||
TICKER: WDH
SECURITY ID: DK0010268440
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Report of Board | Management | None | None |
2 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
3 | Approve Allocation of Income and Omission of Dividends | Management | For | Did Not Vote |
4.1 | Reelect Lars Johansen as Director | Management | For | Did Not Vote |
4.2 | Reelect Peter Foss as Director | Management | For | Did Not Vote |
4.3 | Reelect Niels Christiansen as Director | Management | For | Did Not Vote |
4.4 | Reelect Thomas Hofman-Bang as Director | Management | For | Did Not Vote |
5 | Ratify Deloitte as Auditors | Management | For | Did Not Vote |
6a | Amend Articles of Association Regarding Agenda for Annual General Meetings | Management | For | Did Not Vote |
6b | Approve Remuneration of Directors for Current Year in the Amount of DKK 900,000 for Chairman, DKK 600,000 for Deputy Chairman, and DKK 300,000 for Other Directors | Management | For | Did Not Vote |
6c | Amend Articles Re: Amend Article 11.11 to Read: Board Members Receive an Annual Salary to be Approved by the Shareholders. | Management | For | Did Not Vote |
6d | Approve Renewal of Authorization to Increase Share Capital without Preemptive Rights | Management | For | Did Not Vote |
6e | Authorize Share Repurchase Program | Management | For | Did Not Vote |
6f | Authorize Chairman of Meeting to Make Editorial Changes to Adopted Resolutions in Connection with Registration | Management | For | Did Not Vote |
7 | Other Business | Management | None | None |
XILINX, INC.
MEETING DATE: AUG 11, 2010 |
||||
TICKER: XLNX
SECURITY ID: 983919101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Philip T. Gianos | Management | For | For |
2 | Elect Director Moshe N. Gavrielov | Management | For | For |
3 | Elect Director John L. Doyle | Management | For | For |
4 | Elect Director Jerald G. Fishman | Management | For | For |
5 | Elect Director William G. Howard, Jr. | Management | For | For |
6 | Elect Director J. Michael Patterson | Management | For | For |
7 | Elect Director Albert A. Pimentel | Management | For | For |
8 | Elect Director Marshall C. Turner | Management | For | For |
9 | Elect Director Elizabeth W. Vanderslice | Management | For | For |
10 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
11 | Amend Omnibus Stock Plan | Management | For | Against |
12 | Ratify Auditors | Management | For | For |
ZIONS BANCORPORATION
MEETING DATE: MAY 27, 2011 |
||||
TICKER: ZION
SECURITY ID: 989701107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Jerry C. Atkin | Management | For | For |
2 | Elect Director Roger B. Porter | Management | For | For |
3 | Elect Director Stephen D. Quinn | Management | For | For |
4 | Elect Director L.E. Simmons | Management | For | For |
5 | Elect Director Shelley Thomas Williams | Management | For | For |
6 | Elect Director Steven C. Wheelwright | Management | For | For |
7 | Ratify Auditors | Management | For | For |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
9 | Claw-back of Payments under Restatements | Shareholder | Against | For |
VOTE SUMMARY REPORT
FIDELITY GROWTH DISCOVERY FUND
07/01/2010 - 06/30/2011
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
3M COMPANY
MEETING DATE: MAY 10, 2011 |
||||
TICKER: MMM
SECURITY ID: 88579Y101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Linda G. Alvarado | Management | For | For |
2 | Elect Director George W. Buckley | Management | For | For |
3 | Elect Director Vance D. Coffman | Management | For | For |
4 | Elect Director Michael L. Eskew | Management | For | For |
5 | Elect Director W. James Farrell | Management | For | For |
6 | Elect Director Herbert L. Henkel | Management | For | For |
7 | Elect Director Edward M. Liddy | Management | For | For |
8 | Elect Director Robert S. Morrison | Management | For | For |
9 | Elect Director Aulana L. Peters | Management | For | For |
10 | Elect Director Robert J. Ulrich | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
14 | Report on Political Contributions | Shareholder | Against | Abstain |
51JOB, INC.
MEETING DATE: DEC 15, 2010 |
||||
TICKER: JOBS
SECURITY ID: 316827104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Reelect David K. Chao as Director | Management | For | For |
2 | Reelect Hiroyuki Honda as Director | Management | For | For |
3 | Elect James Jianzhang Liang as Director | Management | For | For |
4 | Reelect Donald L. Lucas as Director | Management | For | For |
5 | Reelect Rick Yan as Director | Management | For | For |
A. O. SMITH CORPORATION
MEETING DATE: APR 11, 2011 |
||||
TICKER: AOS
SECURITY ID: 831865209
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gloster B. Current, Jr. | Management | For | For |
1.2 | Elect Director Robert J. O'Toole | Management | For | For |
1.3 | Elect Director Idelle K. Wolf | Management | For | For |
1.4 | Elect Director Gene C. Wulf | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
ACCENTURE PLC
MEETING DATE: FEB 03, 2011 |
||||
TICKER: CSA
SECURITY ID: G1151C101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Reelect Charles H. Giancarlo as a Director | Management | For | For |
3 | Reelect Dennis F. Hightower as a Director | Management | For | For |
4 | Reelect Blythe J. McGarvie as a Director | Management | For | For |
5 | Reelect Mark Moody-Stuart as a Director | Management | For | For |
6 | Reelect Pierre Nanterme as a Director | Management | For | For |
7 | Ratify Auditors | Management | For | For |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
9 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
10 | Authorize the Holding of the 2012 AGM at a Location Outside Ireland | Management | For | For |
11 | Authorize Open-Market Purchases of Class A Ordinary Shares | Management | For | For |
12 | Determine the Price Range at which Accenture Plc can Re-issue Shares that it Acquires as Treasury Stock | Management | For | For |
ACORDA THERAPEUTICS, INC.
MEETING DATE: JUN 16, 2011 |
||||
TICKER: ACOR
SECURITY ID: 00484M106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ron Cohen | Management | For | For |
1.2 | Elect Director Lorin J. Randall | Management | For | For |
1.3 | Elect Director Steven M. Rauscher | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
ACUITY BRANDS, INC.
MEETING DATE: JAN 07, 2011 |
||||
TICKER: AYI
SECURITY ID: 00508Y102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gordon D. Harnett | Management | For | For |
1.2 | Elect Director Robert F. McCullough | Management | For | For |
1.3 | Elect Director Neil Williams | Management | For | For |
1.4 | Elect Director Norman H. Wesley | Management | For | For |
2 | Ratify Auditors | Management | For | For |
AEGERION PHARMACEUTICALS, INC.
MEETING DATE: JUN 01, 2011 |
||||
TICKER: AEGR
SECURITY ID: 00767E102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sol J. Barer, Ph.D. | Management | For | For |
1.2 | Elect Director Antonio Gotto Jr., M.D., | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | Against |
AFLAC INCORPORATED
MEETING DATE: MAY 02, 2011 |
||||
TICKER: AFL
SECURITY ID: 001055102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Daniel P. Amos | Management | For | For |
2 | Elect Director John Shelby Amos II | Management | For | For |
3 | Elect Director Paul S. Amos II | Management | For | For |
4 | Elect Director Michael H. Armacost | Management | For | For |
5 | Elect Director Kriss Cloninger III | Management | For | For |
6 | Elect Director Elizabeth J. Hudson | Management | For | For |
7 | Elect Director Douglas W. Johnson | Management | For | For |
8 | Elect Director Robert B. Johnson | Management | For | For |
9 | Elect Director Charles B. Knapp | Management | For | For |
10 | Elect Director E. Stephen Purdom | Management | For | For |
11 | Elect Director Barbara K. Rimer | Management | For | For |
12 | Elect Director Marvin R. Schuster | Management | For | For |
13 | Elect Director David Gary Thompson | Management | For | For |
14 | Elect Director Robert L. Wright | Management | For | For |
15 | Elect Director Takuro Yoshida | Management | For | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
17 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
18 | Ratify Auditors | Management | For | For |
AGILENT TECHNOLOGIES, INC.
MEETING DATE: MAR 01, 2011 |
||||
TICKER: A
SECURITY ID: 00846U101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Heidi Fields | Management | For | For |
2 | Elect Director David M. Lawrence | Management | For | For |
3 | Elect Director A. Barry Rand | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
AIR PRODUCTS AND CHEMICALS, INC.
MEETING DATE: JAN 27, 2011 |
||||
TICKER: APD
SECURITY ID: 009158106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Chadwick C. Deaton | Management | For | For |
1.2 | Elect Director Michael J. Donahue | Management | For | For |
1.3 | Elect Director Ursula O. Fairbairn | Management | For | For |
1.4 | Elect Director Lawrence S. Smith | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
AKER SOLUTIONS ASA
MEETING DATE: MAY 06, 2011 |
||||
TICKER: AKSO
SECURITY ID: R0180X100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
1b | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
2 | Receive Information About Business | Management | None | None |
3 | Approve Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 2.75 per Share | Management | For | Did Not Vote |
4 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
5 | Approve Remuneration of Directors for 2010 | Management | For | Did Not Vote |
6 | Approve Remuneration of Members of Nominating Committee for 2010 | Management | For | Did Not Vote |
7 | Elect Directors | Management | For | Did Not Vote |
8 | Elect Members of Nominating Committee | Management | For | Did Not Vote |
9 | Approve Remuneration of Auditors for 2010 | Management | For | Did Not Vote |
10 | Authorize Share Repurchase Program | Management | For | Did Not Vote |
11 | Approval of Instructions to the Nominating Committee | Management | For | Did Not Vote |
12 | Resolution Regarding Demerger | Management | For | Did Not Vote |
13 | Amend Articles Re: Share Capital and Registration; Term of Board Membership; Voting Procedure | Management | For | Did Not Vote |
14 | Reduction of the Share Premium Account | Management | For | Did Not Vote |
ALEXION PHARMACEUTICALS, INC.
MEETING DATE: MAY 11, 2011 |
||||
TICKER: ALXN
SECURITY ID: 015351109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Leonard Bell | Management | For | For |
1.2 | Elect Director Max Link | Management | For | For |
1.3 | Elect Director William R. Keller | Management | For | For |
1.4 | Elect Director Joseph A. Madri | Management | For | For |
1.5 | Elect Director Larry L. Mathis | Management | For | For |
1.6 | Elect Director R. Douglas Norby | Management | For | For |
1.7 | Elect Director Alvin S. Parven | Management | For | For |
1.8 | Elect Director Andreas Rummelt | Management | For | For |
1.9 | Elect Director Ann M. Veneman | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
AMAZON.COM, INC.
MEETING DATE: JUN 07, 2011 |
||||
TICKER: AMZN
SECURITY ID: 023135106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Jeffrey P. Bezos | Management | For | For |
2 | Elect Director Tom A. Alberg | Management | For | For |
3 | Elect Director John Seely Brown | Management | For | For |
4 | Elect Director William B. Gordon | Management | For | For |
5 | Elect Director Alain Monie | Management | For | For |
6 | Elect Director Jonathan J. Rubinstein | Management | For | For |
7 | Elect Director Thomas O. Ryder | Management | For | For |
8 | Elect Director Patricia Q. Stonesifer | Management | For | For |
9 | Ratify Auditors | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
11 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
12 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | Against |
13 | Report on Climate Change | Shareholder | Against | Abstain |
AMETEK, INC.
MEETING DATE: MAY 03, 2011 |
||||
TICKER: AME
SECURITY ID: 031100100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Anthony J. Conti | Management | For | For |
1.2 | Elect Director Frank S. Hermance | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Ratify Auditors | Management | For | For |
AMPHENOL CORPORATION
MEETING DATE: MAY 25, 2011 |
||||
TICKER: APH
SECURITY ID: 032095101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ronald P. Badie | Management | For | For |
1.2 | Elect Director R. Adam Norwitt | Management | For | For |
1.3 | Elect Director Dean H. Secord | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
ANADARKO PETROLEUM CORPORATION
MEETING DATE: MAY 17, 2011 |
||||
TICKER: APC
SECURITY ID: 032511107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John R. Butler, Jr. | Management | For | For |
2 | Elect Director Kevin P. Chilton | Management | For | For |
3 | Elect Director Luke R. Corbett | Management | For | For |
4 | Elect Director H. Paulett Eberhart | Management | For | For |
5 | Elect Director Preston M. Geren, III | Management | For | For |
6 | Elect Director John R. Gordon | Management | For | For |
7 | Elect Director James T. Hackett | Management | For | For |
8 | Ratify Auditors | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
10 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
11 | Amend EEO Policy to Prohibit Discrimination based on Gender Identity | Shareholder | Against | For |
12 | Require Independent Board Chairman | Shareholder | Against | Against |
13 | Pro-rata Vesting of Equity Plans | Shareholder | Against | Against |
14 | Report on Political Contributions | Shareholder | Against | Abstain |
ANHANGUERA EDUCACIONAL PARTICIPACOES S.A
MEETING DATE: APR 29, 2011 |
||||
TICKER: AEDU3
SECURITY ID: P0355L115
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3 | Elect Directors | Management | For | Against |
4 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | Management | For | Abstain |
5 | Elect Fiscal Council Members and Approve their Remuneration | Management | For | For |
ANHANGUERA EDUCACIONAL PARTICIPACOES S.A
MEETING DATE: MAY 11, 2011 |
||||
TICKER: AEDU3
SECURITY ID: P0355L115
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Article 5 to Reflect Changes in Capital | Management | For | For |
ANSYS, INC.
MEETING DATE: MAY 11, 2011 |
||||
TICKER: ANSS
SECURITY ID: 03662Q105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James E. Cashman III | Management | For | For |
1.2 | Elect Director William R. McDermott | Management | For | For |
1.3 | Elect Director Ajei S. Gopal | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Ratify Auditors | Management | For | For |
APACHE CORPORATION
MEETING DATE: MAY 05, 2011 |
||||
TICKER: APA
SECURITY ID: 037411105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director G. Steven Farris | Management | For | For |
2 | Elect Director Randolph M. Ferlic | Management | For | For |
3 | Elect Director A.D. Frazier, Jr. | Management | For | For |
4 | Elect Director John A. Kocur | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
8 | Increase Authorized Common Stock | Management | For | For |
9 | Increase Authorized Preferred Stock | Management | For | Against |
10 | Approve Omnibus Stock Plan | Management | For | Against |
APPLE INC.
MEETING DATE: FEB 23, 2011 |
||||
TICKER: AAPL
SECURITY ID: 037833100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William V. Campbell | Management | For | For |
1.2 | Elect Director Millard S. Drexler | Management | For | For |
1.3 | Elect Director Albert A. Gore, Jr. | Management | For | For |
1.4 | Elect Director Steven P. Jobs | Management | For | For |
1.5 | Elect Director Andrea Jung | Management | For | For |
1.6 | Elect Director Arthur D. Levinson | Management | For | For |
1.7 | Elect Director Ronald D. Sugar | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Adopt Policy on Succession Planning | Shareholder | Against | Against |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
APPLIED MICRO CIRCUITS CORPORATION
MEETING DATE: AUG 17, 2010 |
||||
TICKER: AMCC
SECURITY ID: 03822W406
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Cesar Cesaratto | Management | For | For |
2 | Elect Director Donald Colvin | Management | For | For |
3 | Elect Director Paramesh Gopi | Management | For | For |
4 | Elect Director Paul R. Gray | Management | For | For |
5 | Elect Director Fred Shlapak | Management | For | For |
6 | Elect Director Arthur B. Stabenow | Management | For | For |
7 | Elect Director Julie H. Sullivan | Management | For | For |
8 | Ratify Auditors | Management | For | For |
9 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
AREZZO INDUSTRIA E COMERCIO SA
MEETING DATE: APR 29, 2011 |
||||
TICKER: ARZZ3
SECURITY ID: P04508100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3 | Approve Capital Budget for Upcoming Fiscal Year | Management | For | For |
4 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | Management | For | For |
5 | Elect Artur Noemio Grynbaum as Independent Director | Management | For | For |
ARM HOLDINGS PLC
MEETING DATE: MAY 12, 2011 |
||||
TICKER: ARM
SECURITY ID: 042068106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Elect Larry Hirst as Director | Management | For | For |
5 | Elect Janice Roberts as Director | Management | For | For |
6 | Elect Andy Green as Director | Management | For | For |
7 | Re-elect Doug Dunn as Director | Management | For | For |
8 | Re-elect Warren East as Director | Management | For | For |
9 | Re-elect Tudor Brown as Director | Management | For | For |
10 | Re-elect Mike Inglis as Director | Management | For | For |
11 | Re-elect Mike Muller as Director | Management | For | For |
12 | Re-elect Kathleen O'Donovan as Director | Management | For | For |
13 | Re-elect Philip Rowley as Director | Management | For | For |
14 | Re-elect Tim Score as Director | Management | For | For |
15 | Re-elect Simon Segars as Director | Management | For | For |
16 | Re-elect Young Sohn as Director | Management | For | For |
17 | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | Management | For | For |
18 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
19 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
21 | Authorise Market Purchase | Management | For | For |
22 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
AVAGO TECHNOLOGIES LIMITED
MEETING DATE: MAR 30, 2011 |
||||
TICKER: AVGO
SECURITY ID: Y0486S104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Reelect Hock E. Tan as Director | Management | For | For |
1.2 | Reelect Adam H. Clammer as Director | Management | For | For |
1.3 | Reelect James A. Davidson as Director | Management | For | For |
1.4 | Reelect James V. Diller as Director | Management | For | For |
1.5 | Reelect Kenneth Y. Hao as Director | Management | For | For |
1.6 | Reelect John M. Hsuan as Director | Management | For | For |
1.7 | Reelect David Kerko as Director | Management | For | For |
1.8 | Reelect Justine F. Lien as Director | Management | For | For |
1.9 | Reelect Donald Macleod as Director | Management | For | For |
1.10 | Reelect Bock Seng Tan as Director | Management | For | For |
2 | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve Cash Compensation to Directors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
6 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
7 | Approve Repurchase of Up to 10 Percent of Issued Capital | Management | For | For |
BAKER HUGHES INCORPORATED
MEETING DATE: APR 28, 2011 |
||||
TICKER: BHI
SECURITY ID: 057224107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Larry D. Brady | Management | For | For |
1.2 | Elect Director Clarence P. Cazalot, Jr. | Management | For | For |
1.3 | Elect Director Chad C. Deaton | Management | For | For |
1.4 | Elect Director Anthony G. Fernandes | Management | For | For |
1.5 | Elect Director Claire W. Gargalli | Management | For | For |
1.6 | Elect Director Pierre H. Jungels | Management | For | For |
1.7 | Elect Director James A. Lash | Management | For | For |
1.8 | Elect Director J. Larry Nichols | Management | For | For |
1.9 | Elect Director H. John Riley, Jr. | Management | For | For |
1.10 | Elect Director J. W. Stewart | Management | For | For |
1.11 | Elect Director Charles L. Watson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
BLACKROCK, INC.
MEETING DATE: MAY 25, 2011 |
||||
TICKER: BLK
SECURITY ID: 09247X101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Murry S. Gerber | Management | For | For |
1.2 | Elect Director James Grosfeld | Management | For | For |
1.3 | Elect Director Deryck Maughan | Management | For | For |
1.4 | Elect Director Thomas K. Montag | Management | For | For |
1.5 | Elect Director Linda Gosden Robinson | Management | For | For |
1.6 | Elect Director John S. Varley | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
BMW GROUP BAYERISCHE MOTOREN WERKE AG
MEETING DATE: MAY 12, 2011 |
||||
TICKER: BMW
SECURITY ID: D12096109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2010 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 1.30 per Common Share and EUR 1.32 per Preference Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2010 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2010 | Management | For | For |
5 | Ratify KPMG AG as Auditors for Fiscal 2011 | Management | For | For |
6 | Approve Remuneration System for Management Board Members | Management | For | For |
BR MALLS PARTICIPACOES S.A.
MEETING DATE: APR 29, 2011 |
||||
TICKER: BRML3
SECURITY ID: P1908S102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
BR MALLS PARTICIPACOES S.A.
MEETING DATE: APR 29, 2011 |
||||
TICKER: BRML3
SECURITY ID: P1908S102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Authorize Capitalization of Reserves without Issuance of Shares | Management | For | For |
2 | Amend Article 5 to Reflect Changes in Capital | Management | For | For |
3 | Approve Remuneration of Executive Officers, Non-Executive Directors | Management | For | Abstain |
BROADCOM CORPORATION
MEETING DATE: MAY 05, 2011 |
||||
TICKER: BRCM
SECURITY ID: 111320107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nancy H. Handel | Management | For | For |
1.2 | Elect Director Eddy W. Hartenstein | Management | For | Withhold |
1.3 | Elect Director Maria Klawe | Management | For | For |
1.4 | Elect Director John E. Major | Management | For | Withhold |
1.5 | Elect Director Scott A. McGregor | Management | For | For |
1.6 | Elect Director William T. Morrow | Management | For | Withhold |
1.7 | Elect Director Henry Samueli | Management | For | For |
1.8 | Elect Director John A.C. Swainson | Management | For | For |
1.9 | Elect Director Robert E. Switz | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
C.H. ROBINSON WORLDWIDE, INC.
MEETING DATE: MAY 12, 2011 |
||||
TICKER: CHRW
SECURITY ID: 12541W209
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert Ezrilov | Management | For | For |
2 | Elect Director Wayne M. Fortun | Management | For | For |
3 | Elect Director Brian P. Short | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Ratify Auditors | Management | For | For |
7 | Declassify the Board of Directors | Shareholder | Against | For |
CB RICHARD ELLIS GROUP, INC.
MEETING DATE: MAY 11, 2011 |
||||
TICKER: CBG
SECURITY ID: 12497T101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard C. Blum | Management | For | For |
1.2 | Elect Director Curtis F. Feeny | Management | For | For |
1.3 | Elect Director Bradford M. Freeman | Management | For | For |
1.4 | Elect Director Michael Kantor | Management | For | For |
1.5 | Elect Director Frederic V. Malek | Management | For | For |
1.6 | Elect Director Jane J. Su | Management | For | For |
1.7 | Elect Director Laura D. Tyson | Management | For | For |
1.8 | Elect Director Brett White | Management | For | For |
1.9 | Elect Director Gary L. Wilson | Management | For | For |
1.10 | Elect Director Ray Wirta | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
CF INDUSTRIES HOLDINGS, INC.
MEETING DATE: MAY 11, 2011 |
||||
TICKER: CF
SECURITY ID: 125269100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen R. Wilson | Management | For | For |
1.2 | Elect Director Wallace W. Creek | Management | For | For |
1.3 | Elect Director William Davisson | Management | For | For |
1.4 | Elect Director Robert G. Kuhbach | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
5 | Declassify the Board of Directors | Shareholder | Against | For |
CHIPOTLE MEXICAN GRILL, INC.
MEETING DATE: MAY 25, 2011 |
||||
TICKER: CMG
SECURITY ID: 169656105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John S. Charlesworth | Management | For | For |
1.2 | Elect Director Montgomery F. Moran | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
6 | Ratify Auditors | Management | For | For |
CISCO SYSTEMS, INC.
MEETING DATE: NOV 18, 2010 |
||||
TICKER: CSCO
SECURITY ID: 17275R102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Carol A. Bartz | Management | For | For |
2 | Elect Director M. Michele Burns | Management | For | For |
3 | Elect Director Michael D. Capellas | Management | For | For |
4 | Elect Director Larry R. Carter | Management | For | For |
5 | Elect Director John T. Chambers | Management | For | For |
6 | Elect Director Brian L. Halla | Management | For | For |
7 | Elect Director John L. Hennessy | Management | For | For |
8 | Elect Director Richard M. Kovacevich | Management | For | For |
9 | Elect Director Roderick C. Mcgeary | Management | For | For |
10 | Elect Director Michael K. Powell | Management | For | For |
11 | Elect Director Arun Sarin | Management | For | For |
12 | Elect Director Steven M. West | Management | For | For |
13 | Elect Director Jerry Yang | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Ratify Auditors | Management | For | For |
16 | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | Shareholder | Against | Abstain |
17 | Report on Internet Fragmentation | Shareholder | Against | Abstain |
18 | Adopt Policy Prohibiting Sale of Products in China if they Contribute to Human Rights Abuses | Shareholder | Against | Abstain |
CITRIX SYSTEMS, INC.
MEETING DATE: MAY 26, 2011 |
||||
TICKER: CTXS
SECURITY ID: 177376100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Murray J. Demo | Management | For | For |
2 | Elect Director Asiff S. Hirji | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
CLARCOR, INC.
MEETING DATE: MAR 22, 2011 |
||||
TICKER: CLC
SECURITY ID: 179895107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark A. Emkes | Management | For | For |
1.2 | Elect Director Robert H. Jenkins | Management | For | For |
1.3 | Elect Director Philip R. Lochner, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
CLINICAL DATA, INC.
MEETING DATE: SEP 16, 2010 |
||||
TICKER: CLDA
SECURITY ID: 18725U109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Randal J. Kirk | Management | For | For |
1.2 | Elect Director Andrew J. Fromkin | Management | For | For |
1.3 | Elect Director Larry D. Horner | Management | For | For |
1.4 | Elect Director Arthur B. Malman | Management | For | For |
1.5 | Elect Director Burton E. Sobel, M.d. | Management | For | For |
1.6 | Elect Director Scott L. Tarriff | Management | For | For |
1.7 | Elect Director Richard J. Wallace | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
CME GROUP INC.
MEETING DATE: JUN 08, 2011 |
||||
TICKER: CME
SECURITY ID: 12572Q105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Craig S. Donohue | Management | For | For |
1.2 | Elect Director Timothy S. Bitsberger | Management | For | For |
1.3 | Elect Director Jackie M. Clegg | Management | For | For |
1.4 | Elect Director James A. Donaldson | Management | For | For |
1.5 | Elect Director J. Dennis Hastert | Management | For | For |
1.6 | Elect Director William P. Miller II | Management | For | For |
1.7 | Elect Director Terry L. Savage | Management | For | For |
1.8 | Elect Director Christopher Stewart | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
COACH, INC.
MEETING DATE: NOV 03, 2010 |
||||
TICKER: COH
SECURITY ID: 189754104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lew Frankfort | Management | For | For |
1.2 | Elect Director Susan Kropf | Management | For | For |
1.3 | Elect Director Gary Loveman | Management | For | For |
1.4 | Elect Director Ivan Menezes | Management | For | For |
1.5 | Elect Director Irene Miller | Management | For | For |
1.6 | Elect Director Michael Murphy | Management | For | For |
1.7 | Elect Director Jide Zeitlin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Adopt Policy on Ending Use of Animal Fur in Products | Shareholder | Against | Abstain |
COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION
MEETING DATE: JUN 02, 2011 |
||||
TICKER: CTSH
SECURITY ID: 192446102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert W. Howe | Management | For | For |
2 | Elect Director Robert E. Weissman | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Increase Authorized Common Stock | Management | For | For |
6 | Reduce Supermajority Vote Requirement | Management | For | For |
7 | Reduce Supermajority Vote Requirement | Management | For | For |
8 | Ratify Auditors | Management | For | For |
CONCHO RESOURCES INC.
MEETING DATE: JUN 02, 2011 |
||||
TICKER: CXO
SECURITY ID: 20605P101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Timothy A. Leach | Management | For | For |
1.2 | Elect Director William H. Easter III | Management | For | For |
1.3 | Elect Director W. Howard Keenan, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
CONCUR TECHNOLOGIES, INC.
MEETING DATE: MAR 15, 2011 |
||||
TICKER: CNQR
SECURITY ID: 206708109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey T. McCabe | Management | For | For |
1.2 | Elect Director Edward P. Gilligan | Management | For | For |
1.3 | Elect Director Rajeev Singh | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
COOPER INDUSTRIES PLC
MEETING DATE: MAY 02, 2011 |
||||
TICKER: CBE
SECURITY ID: G24140108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Linda A. Hill as Director | Management | For | For |
2 | Elect James J. Postl as Director | Management | For | For |
3 | Elect Mark S. Thompson as Director | Management | For | For |
4 | Accept Financial Statements and Statutory Reports | Management | For | For |
5 | Approve Ernst & Young as Auditors and Authorize the Audit Committee to Fix Their Remuneration | Management | For | For |
6 | Approve Omnibus Stock Plan | Management | For | Against |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
8 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
9 | Authorize Share Repurchase by any Subsidiary of the Company | Management | For | For |
10 | Authorize the Reissue Price Range of Treasury Shares | Management | For | For |
COSTAR GROUP, INC.
MEETING DATE: JUN 02, 2011 |
||||
TICKER: CSGP
SECURITY ID: 22160N109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael R. Klein | Management | For | For |
1.2 | Elect Director Andrew C. Florance | Management | For | For |
1.3 | Elect Director David Bonderman | Management | For | Withhold |
1.4 | Elect Director Michael J. Glosserman | Management | For | For |
1.5 | Elect Director Warren H. Haber | Management | For | For |
1.6 | Elect Director Christopher J. Nassetta | Management | For | For |
1.7 | Elect Director David J. Steinberg | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
COSTCO WHOLESALE CORPORATION
MEETING DATE: JAN 27, 2011 |
||||
TICKER: COST
SECURITY ID: 22160K105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Susan L. Decker | Management | For | For |
1.2 | Elect Director Richard M. Libenson | Management | For | For |
1.3 | Elect Director John W. Meisenbach | Management | For | For |
1.4 | Elect Director Charles T. Munger | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
CROMPTON GREAVES LTD.
MEETING DATE: JUL 19, 2010 |
||||
TICKER: 500093
SECURITY ID: Y1788L144
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Confirm First and Second Interim Dividends of INR 2.20 Per Share | Management | For | For |
3 | Reappoint O. Goswami as Director | Management | For | For |
4 | Reappoint M. Pudumjee as Director | Management | For | For |
5 | Approve Sharp & Tannan as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
6 | Appoint Branch Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
7 | Appoint S. Prabhu as Director | Management | For | For |
8 | Approve Commission Remuneration for Non-Executive Directors | Management | For | For |
CUMMINS INC.
MEETING DATE: MAY 10, 2011 |
||||
TICKER: CMI
SECURITY ID: 231021106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Theodore M. Solso | Management | For | For |
2 | Elect Director N. Thomas Linebarger | Management | For | For |
3 | Elect Director William I. Miller | Management | For | For |
4 | Elect Director Alexis M. Herman | Management | For | For |
5 | Elect Director Georgia R. Nelson | Management | For | For |
6 | Elect Director Carl Ware | Management | For | For |
7 | Elect Director Robert K. Herdman | Management | For | For |
8 | Elect Director Robert J. Bernhard | Management | For | For |
9 | Elect Director Franklin R. Chang-Diaz | Management | For | For |
10 | Elect Director Stephen B. Dobbs | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
13 | Ratify Auditors | Management | For | For |
DANAHER CORPORATION
MEETING DATE: MAY 10, 2011 |
||||
TICKER: DHR
SECURITY ID: 235851102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director H. Lawrence Culp, Jr. | Management | For | For |
1.2 | Elect Director Mitchell P. Rales | Management | For | For |
1.3 | Elect Director Elias A. Zerhouni | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Management | For | For |
4 | Provide Right to Call Special Meeting | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
DENBURY RESOURCES INC.
MEETING DATE: MAY 18, 2011 |
||||
TICKER: DNR
SECURITY ID: 247916208
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Wieland F. Wettstein | Management | For | For |
1.2 | Elect Director Michael L. Beatty | Management | For | For |
1.3 | Elect Director Michael B. Decker | Management | For | For |
1.4 | Elect Director Ronald G. Greene | Management | For | For |
1.5 | Elect Director David I. Heather | Management | For | For |
1.6 | Elect Director Gregory L. McMichael | Management | For | For |
1.7 | Elect Director Gareth Roberts | Management | For | For |
1.8 | Elect Director Phil Rykhoek | Management | For | For |
1.9 | Elect Director Randy Stein | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | Against |
5 | Ratify Auditors | Management | For | For |
DIAMOND FOODS, INC.
MEETING DATE: JAN 18, 2011 |
||||
TICKER: DMND
SECURITY ID: 252603105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John J. Gilbert | Management | For | For |
1.2 | Elect Director Robert J. Zollars | Management | For | For |
1.3 | Elect Director Edward A. Blechschmidt | Management | For | For |
1.4 | Elect Director Steven M. Neil | Management | For | For |
2 | Ratify Auditors | Management | For | For |
DICE HOLDINGS, INC.
MEETING DATE: APR 15, 2011 |
||||
TICKER: DHX
SECURITY ID: 253017107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter R. Ezersky | Management | For | For |
1.2 | Elect Director David S. Gordon | Management | For | For |
1.3 | Elect Director David C. Hodgson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
DOLLARAMA INC
MEETING DATE: JUN 09, 2011 |
||||
TICKER: DOL
SECURITY ID: 25675T107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Larry Rossy | Management | For | For |
1.2 | Elect Director Joshua Bekenstein | Management | For | For |
1.3 | Elect Director Gregory David | Management | For | For |
1.4 | Elect Director Stephen Gunn | Management | For | For |
1.5 | Elect Director Matthew Levin | Management | For | Withhold |
1.6 | Elect Director Nicholas Nomicos | Management | For | For |
1.7 | Elect Director Huw Thomas | Management | For | For |
1.8 | Elect Director Neil Rossy | Management | For | For |
1.9 | Elect Director John J. Swidler | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
DOLLARAMA INC
MEETING DATE: JUN 09, 2011 |
||||
TICKER: DOL
SECURITY ID: 25675T206
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Larry Rossy | Management | For | For |
1.2 | Elect Director Joshua Bekenstein | Management | For | For |
1.3 | Elect Director Gregory David | Management | For | For |
1.4 | Elect Director Stephen Gunn | Management | For | For |
1.5 | Elect Director Matthew Levin | Management | For | Withhold |
1.6 | Elect Director Nicholas Nomicos | Management | For | For |
1.7 | Elect Director Huw Thomas | Management | For | For |
1.8 | Elect Director Neil Rossy | Management | For | For |
1.9 | Elect Director John J. Swidler | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
DRESSER-RAND GROUP INC.
MEETING DATE: MAY 10, 2011 |
||||
TICKER: DRC
SECURITY ID: 261608103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William E. Macaulary | Management | For | For |
1.2 | Elect Director Vincent R. Volpe, Jr | Management | For | For |
1.3 | Elect Director Rita V. Foley | Management | For | For |
1.4 | Elect Director Louis A. Raspino | Management | For | For |
1.5 | Elect Director Philip R. Roth | Management | For | For |
1.6 | Elect Director Stephen A. Snider | Management | For | For |
1.7 | Elect Director Michael L. Underwood | Management | For | For |
1.8 | Elect Director Joseph C. Winkler, III | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
DROGASIL S.A
MEETING DATE: APR 11, 2011 |
||||
TICKER: DROG3
SECURITY ID: P3587W107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3 | Elect Directors | Management | For | Against |
4 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | Management | For | For |
DYNEX CAPITAL, INC.
MEETING DATE: MAY 11, 2011 |
||||
TICKER: DX
SECURITY ID: 26817Q506
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas B. Akin | Management | For | For |
1.2 | Elect Director Michael R. Hughes | Management | For | For |
1.3 | Elect Director Barry Igdaloff | Management | For | For |
1.4 | Elect Director Daniel K. Osborne | Management | For | For |
1.5 | Elect Director James C. Wheat, III | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
4 | Ratify Auditors | Management | For | For |
EBAY INC.
MEETING DATE: APR 28, 2011 |
||||
TICKER: EBAY
SECURITY ID: 278642103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Fred D. Anderson | Management | For | For |
2 | Elect Director Edward W. Barnholt | Management | For | For |
3 | Elect Director Scott D. Cook | Management | For | For |
4 | Elect Director John J. Donahoe | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Ratify Auditors | Management | For | For |
8 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
EDWARDS LIFESCIENCES CORPORATION
MEETING DATE: MAY 12, 2011 |
||||
TICKER: EW
SECURITY ID: 28176E108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John T. Cardis | Management | For | For |
2 | Elect Director David E.I. Pyott | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
6 | Ratify Auditors | Management | For | For |
EMC CORPORATION
MEETING DATE: MAY 04, 2011 |
||||
TICKER: EMC
SECURITY ID: 268648102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Michael W. Brown | Management | For | For |
2 | Elect Director Randolph L. Cowen | Management | For | For |
3 | Elect Director Michael J. Cronin | Management | For | For |
4 | Elect Director Gail Deegan | Management | For | For |
5 | Elect Director James S. DiStasio | Management | For | For |
6 | Elect Director John R. Egan | Management | For | For |
7 | Elect Director Edmund F. Kelly | Management | For | For |
8 | Elect Director Windle B. Priem | Management | For | For |
9 | Elect Director Paul Sagan | Management | For | For |
10 | Elect Director David N. Strohm | Management | For | For |
11 | Elect Director Joseph M. Tucci | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Amend Omnibus Stock Plan | Management | For | Against |
14 | Provide Right to Call Special Meeting | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
ESTERLINE TECHNOLOGIES CORPORATION
MEETING DATE: MAR 02, 2011 |
||||
TICKER: ESL
SECURITY ID: 297425100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert W. Cremin | Management | For | For |
2 | Elect Director Anthony P. Franceschini | Management | For | For |
3 | Elect Director James J. Morris | Management | For | For |
4 | Elect Director Delores M. Etter | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Ratify Auditors | Management | For | For |
EXPRESS SCRIPTS, INC.
MEETING DATE: MAY 04, 2011 |
||||
TICKER: ESRX
SECURITY ID: 302182100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gary G. Benanav | Management | For | For |
1.2 | Elect Director Maura C. Breen | Management | For | For |
1.3 | Elect Director Nicholas J. LaHowchic | Management | For | For |
1.4 | Elect Director Thomas P. Mac Mahon | Management | For | For |
1.5 | Elect Director Frank Mergenthaler | Management | For | For |
1.6 | Elect Director Woodrow A. Myers Jr. | Management | For | For |
1.7 | Elect Director John O. Parker, Jr. | Management | For | For |
1.8 | Elect Director George Paz | Management | For | For |
1.9 | Elect Director Samuel K. Skinner | Management | For | For |
1.10 | Elect Director Seymour Sternberg | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Provide Right to Call Special Meeting | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
6 | Approve Omnibus Stock Plan | Management | For | For |
7 | Report on Political Contributions | Shareholder | Against | Abstain |
EXTRACT RESOURCES LTD.
MEETING DATE: FEB 21, 2011 |
||||
TICKER: EXT
SECURITY ID: Q36899104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve the Issuance of Shares to Kalahari Uranium Ltd | Management | For | For |
EXXON MOBIL CORPORATION
MEETING DATE: MAY 25, 2011 |
||||
TICKER: XOM
SECURITY ID: 30231G102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director M.J. Boskin | Management | For | For |
1.2 | Elect Director P. Brabeck-Letmathe | Management | For | For |
1.3 | Elect Director L.R. Faulkner | Management | For | For |
1.4 | Elect Director J.S. Fishman | Management | For | For |
1.5 | Elect Director K.C. Frazier | Management | For | For |
1.6 | Elect Director W.W. George | Management | For | For |
1.7 | Elect Director M.C. Nelson | Management | For | For |
1.8 | Elect Director S.J. Palmisano | Management | For | For |
1.9 | Elect Director S.S. Reinemund | Management | For | For |
1.10 | Elect Director R.W. Tillerson | Management | For | For |
1.11 | Elect Director E.E. Whitacre, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
6 | Report on Political Contributions | Shareholder | Against | Abstain |
7 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | Against |
8 | Adopt Policy on Human Right to Water | Shareholder | Against | Abstain |
9 | Report on Environmental Impact of Oil Sands Operations in Canada | Shareholder | Against | Abstain |
10 | Report on Environmental Impacts of Natural Gas Fracturing | Shareholder | Against | Abstain |
11 | Report on Energy Technologies Development | Shareholder | Against | Abstain |
12 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
FIDELITY NATIONAL INFORMATION SERVICES, INC.
MEETING DATE: MAY 18, 2011 |
||||
TICKER: FIS
SECURITY ID: 31620M106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David K. Hunt | Management | For | For |
2 | Elect Director Richard N. Massey | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Approve Executive Incentive Bonus Plan | Management | For | For |
FLOWSERVE CORPORATION
MEETING DATE: MAY 19, 2011 |
||||
TICKER: FLS
SECURITY ID: 34354P105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John R. Friedery | Management | For | For |
1.2 | Elect Director Joe E. Harlan | Management | For | For |
1.3 | Elect Director Michael F. Johnston | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Reduce Supermajority Vote Requirement Relating to the Board of Directors | Management | For | For |
5 | Reduce Supermajority Vote Requirement for Certain Business Combinations | Management | For | For |
6 | Ratify Auditors | Management | For | For |
FMC CORPORATION
MEETING DATE: APR 26, 2011 |
||||
TICKER: FMC
SECURITY ID: 302491303
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Edward J. Mooney | Management | For | For |
2 | Elect Director Enrique J. Sosa | Management | For | For |
3 | Elect Director Vincent R. Volpe, Jr | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
GARDNER DENVER, INC.
MEETING DATE: MAY 03, 2011 |
||||
TICKER: GDI
SECURITY ID: 365558105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Donald G. Barger, Jr. | Management | For | For |
1.2 | Elect Director Raymond R. Hipp | Management | For | For |
1.3 | Elect Director David D. Petratis | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
GENTEX CORPORATION
MEETING DATE: MAY 12, 2011 |
||||
TICKER: GNTX
SECURITY ID: 371901109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Arlyn Lanting | Management | For | For |
1.2 | Elect Director Mark Newton | Management | For | For |
1.3 | Elect Director Richard Schaum | Management | For | For |
2 | Prepare Sustainability Report | Shareholder | Against | Abstain |
3 | Declassify the Board of Directors | Shareholder | Against | For |
4 | Require a Majority Vote for the Election of Directors | Shareholder | None | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
GOME ELECTRICAL APPLIANCES HOLDINGS LTD (FORMERLY CHINA EAGL
MEETING DATE: JUN 10, 2011 |
||||
TICKER: 00493
SECURITY ID: G3978C124
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend of HK$0.041 Per Share | Management | For | For |
3a | Reelect Zou Xiao Chun as an Executive Director | Management | For | Against |
3b | Reelect Zhang Da Zhong as a Non-Executive Director | Management | For | Against |
3c | Reelect Thomas Joseph Manning as an Independent Non-Executive Director | Management | For | Against |
3d | Reelect Lee Kong Wai, Conway as an Independent Non-Executive Director | Management | For | For |
3e | Elect Ng Wai Hung as an Independent Non-Executive Director | Management | For | For |
4 | Reappoint Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Approve Annual Remuneration of HK$600,000 for Non-Executive Directors | Management | For | For |
6 | Approve Annual Remuneration of HK$600,000 for Independent Non-Executive Directors | Management | For | For |
7 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
8 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
GOODRICH CORPORATION
MEETING DATE: APR 19, 2011 |
||||
TICKER: GR
SECURITY ID: 382388106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Carolyn Corvi | Management | For | For |
1.2 | Elect Director Diane C. Creel | Management | For | For |
1.3 | Elect Director Harris E. Deloach, Jr. | Management | For | For |
1.4 | Elect Director James W. Griffith | Management | For | For |
1.5 | Elect Director William R. Holland | Management | For | For |
1.6 | Elect Director John P. Jumper | Management | For | For |
1.7 | Elect Director Marshall O. Larsen | Management | For | For |
1.8 | Elect Director Lloyd W. Newton | Management | For | For |
1.9 | Elect Director Alfred M. Rankin, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
GOOGLE INC.
MEETING DATE: JUN 02, 2011 |
||||
TICKER: GOOG
SECURITY ID: 38259P508
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Larry Page | Management | For | For |
1.2 | Elect Director Sergey Brin | Management | For | For |
1.3 | Elect Director Eric E. Schmidt | Management | For | For |
1.4 | Elect Director L. John Doerr | Management | For | For |
1.5 | Elect Director John L. Hennessy | Management | For | For |
1.6 | Elect Director Ann Mather | Management | For | For |
1.7 | Elect Director Paul S. Otellini | Management | For | For |
1.8 | Elect Director K. Ram Shriram | Management | For | For |
1.9 | Elect Director Shirley M. Tilghman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
6 | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | Shareholder | Against | Abstain |
7 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
8 | Report on Code of Conduct Compliance | Shareholder | Against | Against |
HALLIBURTON COMPANY
MEETING DATE: MAY 19, 2011 |
||||
TICKER: HAL
SECURITY ID: 406216101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Alan M. Bennett | Management | For | For |
2 | Elect Director James R. Boyd | Management | For | For |
3 | Elect Director Milton Carroll | Management | For | For |
4 | Elect Director Nance K. Dicciani | Management | For | For |
5 | Elect Director S. Malcolm Gillis | Management | For | For |
6 | Elect Director Abdallah S. Jum'ah | Management | For | For |
7 | Elect Director David J. Lesar | Management | For | For |
8 | Elect Director Robert A. Malone | Management | For | For |
9 | Elect Director J Landis Martin | Management | For | For |
10 | Elect Director Debra L. Reed | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
14 | Review and Assess Human Rights Policies | Shareholder | Against | Abstain |
15 | Report on Political Contributions | Shareholder | Against | Abstain |
HARLEY-DAVIDSON, INC.
MEETING DATE: APR 30, 2011 |
||||
TICKER: HOG
SECURITY ID: 412822108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barry K. Allen | Management | For | For |
1.2 | Elect Director R. John Anderson | Management | For | For |
1.3 | Elect Director Richard I. Beattie | Management | For | For |
1.4 | Elect Director George H. Conrades | Management | For | For |
1.5 | Elect Director Judson C. Green | Management | For | For |
1.6 | Elect Director Sara L. Levinson | Management | For | For |
1.7 | Elect Director N. Thomas Linebarger | Management | For | For |
1.8 | Elect Director George L. Miles, Jr. | Management | For | For |
1.9 | Elect Director Jochen Zeitz | Management | For | Withhold |
2 | Reduce Supermajority Vote Requirement | Management | For | For |
3 | Reduce Supermajority Vote Requirement | Management | For | For |
4 | Reduce Supermajority Vote Requirement | Management | For | For |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
8 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
9 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives without Shareholder Approval | Shareholder | Against | Against |
HEARTLAND PAYMENT SYSTEMS, INC.
MEETING DATE: MAY 13, 2011 |
||||
TICKER: HPY
SECURITY ID: 42235N108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert O. Carr | Management | For | For |
1.2 | Elect Director Marc J. Ostro | Management | For | For |
1.3 | Elect Director George F. Raymond | Management | For | For |
1.4 | Elect Director Mitchell L. Hollin | Management | For | For |
1.5 | Elect Director Jonathan J. Palmer | Management | For | For |
1.6 | Elect Director Richard W. Vague | Management | For | For |
1.7 | Elect Director Robert H. Niehaus | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
HERBALIFE LTD.
MEETING DATE: APR 28, 2011 |
||||
TICKER: HLF
SECURITY ID: G4412G101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael O. Johnson | Management | For | For |
1.2 | Elect Director John Tartol | Management | For | For |
1.3 | Elect Director Carole Black | Management | For | For |
1.4 | Elect Director Michael J. Levitt | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Approve 2:1 Stock Split | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Ratify Auditors | Management | For | For |
7 | Amend Executive Incentive Bonus Plan | Management | For | For |
HONEYWELL INTERNATIONAL INC.
MEETING DATE: APR 25, 2011 |
||||
TICKER: HON
SECURITY ID: 438516106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Gordon M. Bethune | Management | For | For |
2 | Elect Director Kevin Burke | Management | For | For |
3 | Elect Director Jaime Chico Pardo | Management | For | For |
4 | Elect Director David M. Cote | Management | For | For |
5 | Elect Director D. Scott Davis | Management | For | For |
6 | Elect Director Linnet F. Deily | Management | For | For |
7 | Elect Director Judd Gregg | Management | For | For |
8 | Elect Director Clive R. Hollick | Management | For | For |
9 | Elect Director George Paz | Management | For | For |
10 | Elect Director Bradley T. Sheares | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
14 | Approve Omnibus Stock Plan | Management | For | For |
15 | Amend Executive Incentive Bonus Plan | Management | For | For |
16 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
17 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
HUMAN GENOME SCIENCES, INC.
MEETING DATE: MAY 11, 2011 |
||||
TICKER: HGSI
SECURITY ID: 444903108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard J. Danzig | Management | For | For |
1.2 | Elect Director Colin Goddard | Management | For | For |
1.3 | Elect Director Maxine Gowen | Management | For | For |
1.4 | Elect Director Tuan Ha-Ngoc | Management | For | For |
1.5 | Elect Director A. N. 'Jerry' Karabelas | Management | For | For |
1.6 | Elect Director John L. LaMattina | Management | For | For |
1.7 | Elect Director Augustine Lawlor | Management | For | For |
1.8 | Elect Director George J. Morrow | Management | For | For |
1.9 | Elect Director Gregory Norden | Management | For | For |
1.10 | Elect Director H. Thomas Watkins | Management | For | For |
1.11 | Elect Director Robert C. Young | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
IHS INC.
MEETING DATE: MAY 05, 2011 |
||||
TICKER: IHS
SECURITY ID: 451734107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jerre L. Stead | Management | For | For |
1.2 | Elect Director C. Michael Armstrong | Management | For | For |
1.3 | Elect Director Balakrishnan S. Iyer | Management | For | For |
1.4 | Elect Director Brian H. Hall | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
ILLUMINA, INC.
MEETING DATE: MAY 10, 2011 |
||||
TICKER: ILMN
SECURITY ID: 452327109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel M. Bradbury | Management | For | For |
1.2 | Elect Director Roy A. Whitfield | Management | For | For |
1.3 | Elect Director Gerald Moller | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
ILUKA RESOURCES LTD. (FORMERLY WESTRALIAN SANDS)
MEETING DATE: MAY 25, 2011 |
||||
TICKER: ILU
SECURITY ID: Q4875J104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Jennifer Anne Seabrook as a Director | Management | For | For |
2 | Approve the Adoption of Remuneration Report for the Year Ended Dec. 31, 2010 | Management | For | For |
3 | Approve the Remuneration of Non-Executive Directors in the Amount of A$1.5 Million Per Annum | Management | For | For |
4 | Approve the Grant of 750,000 LTID Share Rights in Three Tranches under the Company's Share Acquisition Plan to David Robb, Managing Director of the Company | Management | For | For |
5 | Approve the Termination Benefits under the Revised Executive Employment Agreement of David Robb, Managing Director of the Company | Management | For | Against |
INCYTE CORPORATION
MEETING DATE: MAY 20, 2011 |
||||
TICKER: INCY
SECURITY ID: 45337C102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard U. De Schutter | Management | For | For |
1.2 | Elect Director Barry M. Ariko | Management | For | For |
1.3 | Elect Director Julian C. Baker | Management | For | For |
1.4 | Elect Director Paul A. Brooke | Management | For | For |
1.5 | Elect Director Wendy L. Dixon | Management | For | For |
1.6 | Elect Director Paul A. Friedman | Management | For | For |
1.7 | Elect Director John F. Niblack | Management | For | For |
1.8 | Elect Director Roy A. Whitfield | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Ratify Auditors | Management | For | For |
INFORMATICA CORPORATION
MEETING DATE: MAY 26, 2011 |
||||
TICKER: INFA
SECURITY ID: 45666Q102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Mark A. Bertelsen | Management | For | For |
2 | Elect Director A. Brooke Seawell | Management | For | For |
3 | Elect Director Godfrey R. Sullivan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
INGERSOLL-RAND PLC
MEETING DATE: JUN 02, 2011 |
||||
TICKER: IR
SECURITY ID: G47791101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Ann C. Berzin | Management | For | For |
2 | Elect Director John Bruton | Management | For | For |
3 | Elect Director Jared L. Cohon | Management | For | For |
4 | Elect Director Gary D. Forsee | Management | For | For |
5 | Elect Director Peter C. Godsoe | Management | For | For |
6 | Elect Director Edward E. Hagenlocker | Management | For | For |
7 | Elect Director Constance J. Horner | Management | For | For |
8 | Elect Director Michael W. Lamach | Management | For | For |
9 | Elect Director Theodore E. Martin | Management | For | For |
10 | Elect Director Richard J. Swift | Management | For | For |
11 | Elect Director Tony L. White | Management | For | For |
12 | Approve Executive Incentive Scheme | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
15 | Authorize Market Purchase | Management | For | For |
16 | Ratify Auditors | Management | For | For |
INTUIT INC.
MEETING DATE: JAN 19, 2011 |
||||
TICKER: INTU
SECURITY ID: 461202103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David H. Batchelder | Management | For | For |
2 | Elect Director Christopher W. Brody | Management | For | For |
3 | Elect Director William V. Campbell | Management | For | For |
4 | Elect Director Scott D. Cook | Management | For | For |
5 | Elect Director Diane B. Greene | Management | For | For |
6 | Elect Director Michael R. Hallman | Management | For | For |
7 | Elect Director Edward A. Kangas | Management | For | For |
8 | Elect Director Suzanne Nora Johnson | Management | For | For |
9 | Elect Director Dennis D. Powell | Management | For | For |
10 | Elect Director Brad D. Smith | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Amend Omnibus Stock Plan | Management | For | Against |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
INVESCO LTD.
MEETING DATE: MAY 26, 2011 |
||||
TICKER: IVZ
SECURITY ID: G491BT108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Rex D. Adams | Management | For | For |
1.2 | Elect Director John Banham | Management | For | For |
1.3 | Elect Director Denis Kessler | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Approve Omnibus Stock Plan | Management | For | Against |
5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
IPG PHOTONICS CORPORATION
MEETING DATE: MAY 31, 2011 |
||||
TICKER: IPGP
SECURITY ID: 44980X109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Valentin P. Gapontsev, Ph.D. | Management | For | For |
1.2 | Elect Director Eugene Scherbakov, Ph.D. | Management | For | For |
1.3 | Elect Director Igor Samartsev | Management | For | For |
1.4 | Elect Director Robert A. Blair | Management | For | For |
1.5 | Elect Director Michael C. Child | Management | For | For |
1.6 | Elect Director Michael R. Kampfe | Management | For | For |
1.7 | Elect Director Henry E. Gauthier | Management | For | For |
1.8 | Elect Director William S. Hurley | Management | For | For |
1.9 | Elect Director William F. Krupke, Ph.D. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
JMP GROUP INC.
MEETING DATE: JUN 06, 2011 |
||||
TICKER: JMP
SECURITY ID: 46629U107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joseph A. Jolson | Management | For | For |
1.2 | Elect Director Craig R. Johnson | Management | For | For |
1.3 | Elect Director Mark L. Lehmann | Management | For | For |
1.4 | Elect Director Carter D. Mack | Management | For | For |
1.5 | Elect Director Glenn H. Tongue | Management | For | For |
1.6 | Elect Director Kenneth M. Karmin | Management | For | For |
1.7 | Elect Director H. Mark Lunenburg | Management | For | For |
1.8 | Elect DirectorDavid M. DiPietro | Management | For | For |
1.9 | Elect Director Jonathan M. Orszag | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Amend Executive Incentive Bonus Plan | Management | For | For |
6 | Ratify Auditors | Management | For | For |
JPMORGAN CHASE & CO.
MEETING DATE: MAY 17, 2011 |
||||
TICKER: JPM
SECURITY ID: 46625H100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Crandall C. Bowles | Management | For | For |
2 | Elect Director Stephen B. Burke | Management | For | For |
3 | Elect Director David M. Cote | Management | For | For |
4 | Elect Director James S. Crown | Management | For | For |
5 | Elect Director James Dimon | Management | For | For |
6 | Elect Director Ellen V. Futter | Management | For | For |
7 | Elect Director William H. Gray, III | Management | For | For |
8 | Elect Director Laban P. Jackson, Jr. | Management | For | For |
9 | Elect Director David C. Novak | Management | For | For |
10 | Elect Director Lee R. Raymond | Management | For | For |
11 | Elect Director William C. Weldon | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
15 | Amend Omnibus Stock Plan | Management | For | For |
16 | Affirm Political Non-Partisanship | Shareholder | Against | Abstain |
17 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
18 | Report on Loan Modifications | Shareholder | Against | Against |
19 | Report on Political Contributions | Shareholder | Against | Abstain |
20 | Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity | Shareholder | Against | Abstain |
21 | Require Independent Board Chairman | Shareholder | Against | Against |
JUNIPER NETWORKS, INC.
MEETING DATE: MAY 18, 2011 |
||||
TICKER: JNPR
SECURITY ID: 48203R104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mary B. Cranston | Management | For | For |
1.2 | Elect Director Kevin R. Johnson | Management | For | For |
1.3 | Elect Director J. Michael Lawrie | Management | For | For |
1.4 | Elect Director David Schlotterbeck | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Declassify the Board of Directors | Shareholder | None | For |
KENMARE RESOURCES PLC
MEETING DATE: JUN 01, 2011 |
||||
TICKER: JEV
SECURITY ID: G52332106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2a | Re-elect Sofia Bianchi as Director | Management | For | For |
2b | Re-elect Charles Carvill as Director | Management | For | For |
2c | Re-elect Michael Carvill as Director | Management | For | For |
2d | Re-elect Jacob Deysel as Director | Management | For | For |
2e | Re-elect Ian Egan as Director | Management | For | For |
2f | Re-elect Simon Farrell as Director | Management | For | Against |
2g | Re-elect Terence Fitzpatrick as Director | Management | For | For |
2h | Re-elect Tony Lowrie as Director | Management | For | For |
2i | Re-elect Peter McAleer as Director | Management | For | For |
2j | Re-elect Tony McCluskey as Director | Management | For | For |
3 | Elect Elizabeth Headon as Director | Management | For | For |
4 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
5 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
6 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
7 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
KEYENCE CORP.
MEETING DATE: JUN 17, 2011 |
||||
TICKER: 6861
SECURITY ID: J32491102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 30 | Management | For | For |
2.1 | Elect Director Takizaki, Takemitsu | Management | For | For |
2.2 | Elect Director Yamamoto, Akinori | Management | For | For |
2.3 | Elect Director Kanzawa, Akira | Management | For | For |
2.4 | Elect Director Kimura, Tsuyoshi | Management | For | For |
2.5 | Elect Director Ueda, Yoshihiro | Management | For | For |
2.6 | Elect Director Ogishi, Yuuji | Management | For | For |
2.7 | Elect Director Sasaki, Michio | Management | For | For |
3 | Appoint Statutory Auditor Kinomoto, Yoshiro | Management | For | Against |
4 | Appoint Alternate Statutory Auditor Hashimoto, Kensho | Management | For | For |
KINGDEE INTERNATIONAL SOFTWARE GROUP CO. LTD.
MEETING DATE: APR 20, 2011 |
||||
TICKER: 00268
SECURITY ID: G52568147
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3a | Reelect Feng Guo Hua as Director | Management | For | For |
3b | Reelect Gary Clark Biddle as Director | Management | For | For |
3c | Reelect James Ming King as Director | Management | For | For |
3d | Reelect Wu Cheng as Director | Management | For | For |
4 | Authorize Board to Fix the Remuneration of Directors | Management | For | For |
5 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
6 | Approve Bonus Issue on the Basis of Two Bonus Shares for Every Ten Existing Shares of HK$0.025 Each in the Share Capital | Management | For | For |
7a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
7b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
7c | Authorize Reissuance of Repurchased Shares | Management | For | For |
KIT DIGITAL, INC.
MEETING DATE: SEP 30, 2010 |
||||
TICKER: KITD
SECURITY ID: 482470200
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kaleil Isaza Tuzman | Management | For | Withhold |
1.2 | Elect Director Gavin Campion | Management | For | Withhold |
1.3 | Elect Director Robin Smyth | Management | For | Withhold |
1.4 | Elect Director Kamal El-Tayara | Management | For | Withhold |
1.5 | Elect Director Daniel W. Hart | Management | For | Withhold |
1.6 | Elect Director Lars Kroijer | Management | For | Withhold |
1.7 | Elect Director Joseph E. Mullin III | Management | For | For |
1.8 | Elect Director Wayne Walker | Management | For | Withhold |
1.9 | Elect Director Christopher Williams | Management | For | Withhold |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
LENNOX INTERNATIONAL INC.
MEETING DATE: MAY 12, 2011 |
||||
TICKER: LII
SECURITY ID: 526107107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Janet K. Cooper | Management | For | For |
2 | Elect Director John W. Norris, Iii | Management | For | For |
3 | Elect Director Paul W. Schmidt | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
LOWE'S COMPANIES, INC.
MEETING DATE: MAY 27, 2011 |
||||
TICKER: LOW
SECURITY ID: 548661107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Raul Alvarez | Management | For | For |
1.2 | Elect Director David W. Bernauer | Management | For | For |
1.3 | Elect Director Leonard L. Berry | Management | For | For |
1.4 | Elect Director Peter C. Browning | Management | For | For |
1.5 | Elect Director Dawn E. Hudson | Management | For | For |
1.6 | Elect Director Robert L. Johnson | Management | For | Withhold |
1.7 | Elect Director Marshall O. Larsen | Management | For | For |
1.8 | Elect Director Richard K. Lochridge | Management | For | For |
1.9 | Elect Director Robert A. Niblock | Management | For | For |
1.10 | Elect Director Stephen F. Page | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
6 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | For |
7 | Include Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
8 | Report on Political Contributions | Shareholder | Against | Abstain |
LULULEMON ATHLETICA INC.
MEETING DATE: JUN 08, 2011 |
||||
TICKER: LULU
SECURITY ID: 550021109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael Casey | Management | For | For |
1.2 | Elect Director RoAnn Costin | Management | For | For |
1.3 | Elect Director R. Brad Martin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Approve Executive Incentive Bonus Plan | Management | For | For |
7 | Approve Stock Split | Management | For | For |
LVMH MOET HENNESSY LOUIS VUITTON
MEETING DATE: MAR 31, 2011 |
||||
TICKER: MC
SECURITY ID: F58485115
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
4 | Approve Allocation of Income and Dividends of EUR 2.10 per Share | Management | For | For |
5 | Elect Delphine Arnault as Director | Management | For | For |
6 | Elect Nicolas Bazire as Director | Management | For | For |
7 | Elect Antonio Belloni as Director | Management | For | For |
8 | Elect Charles de Croisset as Director | Management | For | For |
9 | Elect Diego Della Valle as Director | Management | For | For |
10 | Elect Pierre Gode as Director | Management | For | For |
11 | Elect Gilles Hennessy as Director | Management | For | For |
12 | Elect Marie-Josee Kravis as Director | Management | For | For |
13 | Appoint Patrick Houel as Censor | Management | For | For |
14 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
15 | Authorize Capitalization of Reserves of Up to EUR 50 Million for Bonus Issue or Increase in Par Value | Management | For | For |
16 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
17 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 50 Million | Management | For | For |
18 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 50 Million | Management | For | For |
19 | Approve Issuance of Shares up to 20 Percent of Issued Capital Per Year for a Private Placement up to EUR 50 Million Reserved for Qualified Investors or Restricted Number of Investors | Management | For | For |
20 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights under Items 18 and 19 Above | Management | For | For |
21 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
22 | Authorize Capital Increase of Up to EUR 50 Million for Future Exchange Offers | Management | For | For |
23 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
24 | Approve Employee Stock Purchase Plan | Management | For | For |
25 | Set Total Limit for Capital Increase to Result from All Issuance Requests Above at EUR 50 Million | Management | For | For |
26 | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plan | Management | For | Against |
M&T BANK CORPORATION
MEETING DATE: APR 19, 2011 |
||||
TICKER: MTB
SECURITY ID: 55261F104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brent D. Baird | Management | For | For |
1.2 | Elect Director Robert J. Bennett | Management | For | For |
1.3 | Elect Director C. Angela Bontempo | Management | For | For |
1.4 | Elect Director Robert T. Brady | Management | For | For |
1.5 | Elect Director Michael D. Buckley | Management | For | For |
1.6 | Elect Director T. Jefferson Cunningham, III | Management | For | For |
1.7 | Elect Director Mark J. Czarnecki | Management | For | For |
1.8 | Elect Director Gary N. Geisel | Management | For | For |
1.9 | Elect Director Patrick W.E. Hodgson | Management | For | For |
1.10 | Elect Director Richard G. King | Management | For | For |
1.11 | Elect Director Jorge G. Pereira | Management | For | For |
1.12 | Elect Director Michael P. Pinto | Management | For | For |
1.13 | Elect Director Melinda R. Rich | Management | For | For |
1.14 | Elect Director Robert E. Sadler, Jr. | Management | For | For |
1.15 | Elect Director Herbert L. Washington | Management | For | For |
1.16 | Elect Director Robert G. Wilmers | Management | For | For |
2 | Advisory Vote on Executive Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
MARRIOTT INTERNATIONAL, INC.
MEETING DATE: MAY 06, 2011 |
||||
TICKER: MAR
SECURITY ID: 571903202
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director J.W. Marriott, Jr. | Management | For | For |
2 | Elect Director John W. Marriott, III | Management | For | For |
3 | Elect Director Mary K. Bush | Management | For | For |
4 | Elect Director Lawrence W. Kellner | Management | For | For |
5 | Elect Director Debra L. Lee | Management | For | For |
6 | Elect Director George Munoz | Management | For | For |
7 | Elect Director Harry J. Pearce | Management | For | For |
8 | Elect Director Steven S Reinemund | Management | For | For |
9 | Elect Director Lawrence M. Small | Management | For | For |
10 | Elect Director Arne M. Sorenson | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
MARVELL TECHNOLOGY GROUP LTD
MEETING DATE: JUL 08, 2010 |
||||
TICKER: MRVL
SECURITY ID: G5876H105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Ta-lin Hsu as Director | Management | For | For |
1b | Elect John G. Kassakian as Director | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
3 | Adopt Simple Majority Vote for Election of Directors | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
MASTERCARD INCORPORATED
MEETING DATE: SEP 21, 2010 |
||||
TICKER: MA
SECURITY ID: 57636Q104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Declassify the Board of Directors | Management | For | For |
2 | Reduce Supermajority Vote Requirement | Management | For | For |
3 | Amend Board Qualifications | Management | For | For |
4 | Amend Stock Ownership Limitations | Management | For | For |
5 | Adjourn Meeting | Management | For | For |
6.1 | Elect Director Nancy J. Karch | Management | For | For |
6.2 | Elect Director Jose Octavio Reyes Lagunes | Management | For | For |
6.3 | Elect Director Edward Suning Tian | Management | For | For |
6.4 | Elect Director Silvio Barzi | Management | For | For |
7 | Approve Executive Incentive Bonus Plan | Management | For | For |
8 | Ratify Auditors | Management | For | For |
MCDONALD'S CORPORATION
MEETING DATE: MAY 19, 2011 |
||||
TICKER: MCD
SECURITY ID: 580135101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Susan E. Arnold | Management | For | For |
2 | Elect Director Richard H. Lenny | Management | For | For |
3 | Elect Director Cary D. McMillan | Management | For | For |
4 | Elect Director Sheila A. Penrose | Management | For | For |
5 | Elect Director James A. Skinner | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
8 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
9 | Reduce Supermajority Vote Requirement for Transactions With Interested Shareholders | Management | For | For |
10 | Reduce Supermajority Vote Requirement Relating to the Board of Directors | Management | For | For |
11 | Reduce Supermajority Vote Requirement for Shareholder Action | Management | For | For |
12 | Declassify the Board of Directors | Shareholder | Against | For |
13 | Require Suppliers to Adopt CAK | Shareholder | Against | Abstain |
14 | Report on Policy Responses to Children's Health Concerns and Fast Food | Shareholder | Against | Abstain |
15 | Report on Beverage Container Environmental Strategy | Shareholder | Against | Abstain |
MEAD JOHNSON NUTRITION COMPANY
MEETING DATE: APR 26, 2011 |
||||
TICKER: MJN
SECURITY ID: 582839106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen W. Golsby | Management | For | For |
1.2 | Elect Director Steven M. Altschuler | Management | For | For |
1.3 | Elect Director Howard B. Bernick | Management | For | For |
1.4 | Elect Director Kimberly A. Casiano | Management | For | For |
1.5 | Elect Director Anna C. Catalano | Management | For | For |
1.6 | Elect Director Celeste A. Clark | Management | For | For |
1.7 | Elect Director James M. Cornelius | Management | For | For |
1.8 | Elect Director Peter G. Ratcliffe | Management | For | For |
1.9 | Elect Director Elliott Sigal | Management | For | For |
1.10 | Elect Director Robert S. Singer | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
MEDCO HEALTH SOLUTIONS, INC.
MEETING DATE: MAY 24, 2011 |
||||
TICKER: MHS
SECURITY ID: 58405U102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Howard W. Barker, Jr. | Management | For | For |
2 | Elect Director John L. Cassis | Management | For | For |
3 | Elect Director Michael Goldstein | Management | For | For |
4 | Elect Director Charles M. Lillis | Management | For | For |
5 | Elect Director Myrtle S. Potter | Management | For | For |
6 | Elect Director William L. Roper | Management | For | For |
7 | Elect Director David B. Snow, Jr. | Management | For | For |
8 | Elect Director David D. Stevens | Management | For | For |
9 | Elect Director Blenda J. Wilson | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Reduce Supermajority Vote Requirement | Management | For | For |
12 | Amend Omnibus Stock Plan | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
15 | Stock Retention/Holding Period | Shareholder | Against | Against |
MIRABELA NICKEL LTD.
MEETING DATE: MAY 13, 2011 |
||||
TICKER: MBN
SECURITY ID: Q6188C106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve the Adoption of the Remuneration Report for the year ended Dec. 31, 2010 | Management | For | For |
2 | Elect Geoffrey Handley as a Director | Management | For | For |
3 | Elect Ian McCubbing as a Director | Management | For | For |
4 | Elect William Clough as a Director | Management | For | For |
5 | Approve the Increase in the Remuneration of Non-Executive Directors from A$300,000 to A$1 Million Per Annum | Management | For | For |
6 | Ratify the Past Issuance of a Total of 112.78 Million Shares at an Issue Price of A$1.60 Each to Institutional Investors in Australia and Canada Made During the September 2010 Placement | Management | For | For |
7 | Section 195 Approval | Management | For | For |
MOHAWK INDUSTRIES, INC.
MEETING DATE: MAY 11, 2011 |
||||
TICKER: MHK
SECURITY ID: 608190104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Karen A. Smith Bogart | Management | For | For |
1.2 | Elect Director John F. Fiedler | Management | For | For |
1.3 | Elect Director Richard C. Ill | Management | For | For |
1.4 | Elect Director Jeffrey S. Lorberbaum | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
MONGOLIAN MINING CORP
MEETING DATE: JUN 21, 2011 |
||||
TICKER: 00975
SECURITY ID: G6264V102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Consolidated Financial Statements and Statutory Reports for the Year Ended Dec. 31, 2010 | Management | For | For |
2a | Reelect Odjargal Jambaljamts as an Executive Director | Management | For | For |
2b | Reelect Battsengel Gotov as an Executive Director | Management | For | For |
2c | Reelect Batsaikhan Purev as a Non-Executive Director | Management | For | For |
2d | Reelect Enkh-Amgalan Luvsantseren as a Non-Executive Director | Management | For | For |
2e | Reelect Gantumur Lingov as a Non-Executive Director | Management | For | For |
2f | Approve Remuneration of Directors | Management | For | For |
3 | Reappoint KPMG as Auditor and Authorize Board to Fix Its Remuneration | Management | For | For |
4 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
5 | Authorize Share Repurchase Program | Management | For | For |
6 | Authorize Reissuance of Repurchased Shares | Management | For | For |
NATIONAL OILWELL VARCO, INC.
MEETING DATE: MAY 19, 2011 |
||||
TICKER: NOV
SECURITY ID: 637071101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert E. Beauchamp | Management | For | For |
2 | Elect Director Jeffery A. Smisek | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Declassify the Board of Directors | Management | For | For |
7 | Increase Authorized Common Stock | Management | For | For |
8 | Report on Political Contributions | Shareholder | Against | Abstain |
NAVITAS LTD.
MEETING DATE: NOV 23, 2010 |
||||
TICKER: NVT
SECURITY ID: Q6630H109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve the Remuneration Report for the Fiscal Year Ended June 30, 2010 | Management | For | For |
2 | Elect Peter Campbell as a Director | Management | For | Against |
3 | Elect James King as a Director | Management | For | For |
4 | Approve the Increase in the Maximum Annual Aggregate Amount of the Non-Executive Directors' Remuneration to A$900,000 Per Annum | Management | For | For |
NETAPP, INC.
MEETING DATE: AUG 31, 2010 |
||||
TICKER: NTAP
SECURITY ID: 64110D104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffry R. Allen | Management | For | For |
1.2 | Elect Director Alan L. Earhart | Management | For | For |
1.3 | Elect Director Thomas Georgens | Management | For | For |
1.4 | Elect Director Gerald Held | Management | For | For |
1.5 | Elect Director Nicholas G. Moore | Management | For | For |
1.6 | Elect Director T. Michael Nevens | Management | For | For |
1.7 | Elect Director George T. Shaheen | Management | For | For |
1.8 | Elect Director Robert T. Wall | Management | For | For |
1.9 | Elect Director Daniel J. Warmenhoven | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
NEWMONT MINING CORPORATION
MEETING DATE: APR 19, 2011 |
||||
TICKER: NEM
SECURITY ID: 651639106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Glen A. Barton | Management | For | For |
1.2 | Elect Director Vincent A. Calarco | Management | For | For |
1.3 | Elect Director Joseph A. Carrabba | Management | For | For |
1.4 | Elect Director Noreen Doyle | Management | For | For |
1.5 | Elect Director Veronica M. Hagen | Management | For | For |
1.6 | Elect Director Michael S. Hamson | Management | For | For |
1.7 | Elect Director Richard T. O'Brien | Management | For | For |
1.8 | Elect Director John B. Prescott | Management | For | For |
1.9 | Elect Director Donald C. Roth | Management | For | For |
1.10 | Elect Director Simon Thompson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Other Business | Management | For | Against |
NOVO NORDISK A/S
MEETING DATE: MAR 23, 2011 |
||||
TICKER: NOVO B
SECURITY ID: K7314N152
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Report of Board | Management | None | None |
2 | Receive and Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
3.1 | Approve Remuneration of Directors for 2010 | Management | For | Did Not Vote |
3.2 | Approve Remuneration of Directors for 2011 | Management | For | Did Not Vote |
4 | Approve Allocation of Income and Dividends of DKK 10 for Each Novo Nordisk B Share of DKK 1 and for Each Novo Nordisk A Share of DKK 1 | Management | For | Did Not Vote |
5.1a | Reelect Sten Scheibye as Director | Management | For | Did Not Vote |
5.1b | Reelect Goran Ando as Director | Management | For | Did Not Vote |
5.1c | Elect Bruno Angelici as New Director | Management | For | Did Not Vote |
5.1d | Reelect Henrik Gurtler as Director | Management | For | Did Not Vote |
5.1e | Elect Thomas Koestler as New Director | Management | For | Did Not Vote |
5.1f | Reelect Kurt Nielsen as Director | Management | For | Did Not Vote |
5.1g | Reelect Hannu Ryopponen as Director | Management | For | Did Not Vote |
5.1h | Reelect Jorgen Wedel as Director | Management | For | Did Not Vote |
5.2 | Elect Sten Scheibye as Chairman of the Board | Management | For | Did Not Vote |
5.3 | Elect Goran Ando as Vice Chairman of the Board | Management | For | Did Not Vote |
6 | Ratify PricewaterhouseCoopers as Auditor | Management | For | Did Not Vote |
7.1 | Approve DKK 20.0 Million Reduction in Class B Share Capital via Share Cancellation | Management | For | Did Not Vote |
7.2 | Authorize Repurchase up to 10 Percent of Share Capital | Management | For | Did Not Vote |
7.3a | Delete Article 2 Specifying Location of Registered Office | Management | For | Did Not Vote |
7.3b | Amend Articles Re: Removal of the Requirement to Advertise the Notice in Two Daily Newspapers | Management | For | Did Not Vote |
7.3c | Amend Articles Re: Introduce Age Limit of 70 Years for Board Members | Management | For | Did Not Vote |
7.4 | Amend Guidelines for Incentive-Based Compensation for Executive Management and Board | Management | For | Did Not Vote |
8 | Other Business | Management | None | None |
OCCIDENTAL PETROLEUM CORPORATION
MEETING DATE: MAY 06, 2011 |
||||
TICKER: OXY
SECURITY ID: 674599105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Spencer Abraham | Management | For | For |
2 | Elect Director Howard I. Atkins | Management | For | For |
3 | Elect Director Stephen I. Chazen | Management | For | For |
4 | Elect Director Edward P. Djerejian | Management | For | For |
5 | Elect Director John E. Feick | Management | For | For |
6 | Elect Director Margaret M. Foran | Management | For | For |
7 | Elect Director Carlos M. Gutierrez | Management | For | For |
8 | Elect Director Ray R. Irani | Management | For | For |
9 | Elect Director Avedick B. Poladian | Management | For | For |
10 | Elect Director Rodolfo Segovia | Management | For | For |
11 | Elect Director Aziz D. Syriani | Management | For | For |
12 | Elect Director Rosemary Tomich | Management | For | For |
13 | Elect Director Walter L. Weisman | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
17 | Review Political Expenditures and Processes | Shareholder | Against | Abstain |
18 | Request Director Nominee with Environmental Qualifications | Shareholder | Against | Against |
OCEANEERING INTERNATIONAL, INC.
MEETING DATE: MAY 06, 2011 |
||||
TICKER: OII
SECURITY ID: 675232102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director T. Jay Collins | Management | For | For |
1.2 | Elect Director D. Michael Hughes | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
OIL STATES INTERNATIONAL, INC.
MEETING DATE: MAY 17, 2011 |
||||
TICKER: OIS
SECURITY ID: 678026105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Christopher T. Seaver | Management | For | For |
1.2 | Elect Director Douglas E. Swanson | Management | For | For |
1.3 | Elect Director Cindy B. Taylor | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
ORACLE CORPORATION
MEETING DATE: OCT 06, 2010 |
||||
TICKER: ORCL
SECURITY ID: 68389X105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey S. Berg | Management | For | For |
1.2 | Elect Director H. Raymond Bingham | Management | For | For |
1.3 | Elect Director Michael J. Boskin | Management | For | For |
1.4 | Elect Director Safra A. Catz | Management | For | For |
1.5 | Elect Director Bruce R. Chizen | Management | For | For |
1.6 | Elect Director George H. Conrades | Management | For | For |
1.7 | Elect Director Lawrence J. Ellison | Management | For | For |
1.8 | Elect Director Hector Garcia-Molina | Management | For | For |
1.9 | Elect Director Jeffrey O. Henley | Management | For | For |
1.10 | Elect Director Mark V. Hurd | Management | For | For |
1.11 | Elect Director Donald L. Lucas | Management | For | For |
1.12 | Elect Director Naomi O. Seligman | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
5 | Establish Board Committee on Sustainability | Shareholder | Against | Abstain |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
7 | Stock Retention/Holding Period | Shareholder | Against | Against |
PERRIGO COMPANY
MEETING DATE: OCT 27, 2010 |
||||
TICKER: PRGO
SECURITY ID: 714290103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Laurie Brlas | Management | For | For |
1.2 | Elect Director Michael J. Jandernoa | Management | For | For |
1.3 | Elect Director Joseph C. Papa | Management | For | For |
2 | Ratify Auditors | Management | For | For |
PIONEER NATURAL RESOURCES COMPANY
MEETING DATE: MAY 17, 2011 |
||||
TICKER: PXD
SECURITY ID: 723787107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edison C. Buchanan | Management | For | For |
1.2 | Elect Director R. Hartwell Gardner | Management | For | For |
1.3 | Elect Director Jim A. Watson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
6 | Declassify the Board of Directors | Shareholder | Against | For |
POLO RALPH LAUREN CORPORATION
MEETING DATE: AUG 05, 2010 |
||||
TICKER: RL
SECURITY ID: 731572103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frank A. Bennack, Jr | Management | For | For |
1.2 | Elect Director Joel L. Fleishman | Management | For | For |
1.3 | Elect Director Steven P. Murphy | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
POLYPORE INTERNATIONAL, INC.
MEETING DATE: MAY 12, 2011 |
||||
TICKER: PPO
SECURITY ID: 73179V103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael Graff | Management | For | For |
1.2 | Elect Director W. Nicholas Howley | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
PRECISION CASTPARTS CORP.
MEETING DATE: AUG 10, 2010 |
||||
TICKER: PCP
SECURITY ID: 740189105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel J. Murphy | Management | For | For |
1.2 | Elect Director Steven G. Rothmeier | Management | For | For |
1.3 | Elect Director Richard L. Wambold | Management | For | For |
1.4 | Elect Director Timothy A. Wicks | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Shareholder | Against | For |
QUALCOMM INCORPORATED
MEETING DATE: MAR 08, 2011 |
||||
TICKER: QCOM
SECURITY ID: 747525103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barbara T. Alexander | Management | For | For |
1.2 | Elect Director Stephen M. Bennett | Management | For | For |
1.3 | Elect Director Donald G. Cruickshank | Management | For | For |
1.4 | Elect Director Raymond V. Dittamore | Management | For | For |
1.5 | Elect Director Thomas W. Horton | Management | For | For |
1.6 | Elect Director Irwin Mark Jacobs | Management | For | For |
1.7 | Elect Director Paul E. Jacobs | Management | For | For |
1.8 | Elect Director Robert E. Kahn | Management | For | For |
1.9 | Elect Director Sherry Lansing | Management | For | For |
1.10 | Elect Director Duane A. Nelles | Management | For | For |
1.11 | Elect Director Francisco Ros | Management | For | For |
1.12 | Elect Director Brent Scowcroft | Management | For | For |
1.13 | Elect Director Marc I. Stern | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
7 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
RAIA SA
MEETING DATE: APR 29, 2011 |
||||
TICKER: RAIA3
SECURITY ID: P7991J107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
RAIA SA
MEETING DATE: APR 29, 2011 |
||||
TICKER: RAIA3
SECURITY ID: P7991J107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Rectify Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members for Fiscal 2010 | Management | For | Abstain |
2 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members for Fiscal 2011 | Management | For | For |
REALPAGE, INC.
MEETING DATE: JUN 01, 2011 |
||||
TICKER: RP
SECURITY ID: 75606N109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alfred R. Berkeley, III | Management | For | For |
1.2 | Elect Director Peter Gyenes | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
RED HAT, INC.
MEETING DATE: AUG 12, 2010 |
||||
TICKER: RHT
SECURITY ID: 756577102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Jeffrey J. Clarke | Management | For | For |
2 | Elect Director H. Hugh Shelton | Management | For | For |
3 | Ratify Auditors | Management | For | For |
REGAL BELOIT CORPORATION
MEETING DATE: MAY 02, 2011 |
||||
TICKER: RBC
SECURITY ID: 758750103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Stephen M. Burt | Management | For | For |
2 | Elect Director Thomas J. Fischer | Management | For | For |
3 | Elect Director Rakesh Sachdev | Management | For | For |
4 | Elect Director Carol N. Skornicka | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
7 | Approve Executive Incentive Bonus Plan | Management | For | For |
8 | Ratify Auditors | Management | For | For |
ROBERT HALF INTERNATIONAL INC.
MEETING DATE: MAY 04, 2011 |
||||
TICKER: RHI
SECURITY ID: 770323103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Andrew S. Berwick, Jr. | Management | For | For |
1.2 | Elect Director Edward W. Gibbons | Management | For | For |
1.3 | Elect Director Harold M. Messmer, Jr. | Management | For | For |
1.4 | Elect Director Barbara J. Novogradac | Management | For | For |
1.5 | Elect Director Robert J. Pace | Management | For | For |
1.6 | Elect Director Frederick A. Richman | Management | For | For |
1.7 | Elect Director M. Keith Waddell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
ROSS STORES, INC.
MEETING DATE: MAY 18, 2011 |
||||
TICKER: ROST
SECURITY ID: 778296103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George P. Orban | Management | For | For |
1.2 | Elect Director Donald H. Seiler | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Declassify the Board of Directors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
6 | Ratify Auditors | Management | For | For |
SALESFORCE.COM, INC.
MEETING DATE: JUN 09, 2011 |
||||
TICKER: CRM
SECURITY ID: 79466L302
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Marc Benioff | Management | For | For |
2 | Elect Director Craig Conway | Management | For | For |
3 | Elect Director Alan Hassenfeld | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Declassify the Board of Directors | Shareholder | Against | For |
SANDISK CORPORATION
MEETING DATE: JUN 07, 2011 |
||||
TICKER: SNDK
SECURITY ID: 80004C101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael Marks | Management | For | For |
1.2 | Elect Director Kevin DeNuccio | Management | For | For |
1.3 | Elect Director Irwin Federman | Management | For | For |
1.4 | Elect Director Steven J. Gomo | Management | For | For |
1.5 | Elect Director Eddy W. Hartenstein | Management | For | For |
1.6 | Elect Director Chenming Hu | Management | For | For |
1.7 | Elect Director Catherine P. Lego | Management | For | For |
1.8 | Elect Director Sanjay Mehrotra | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
SCHLUMBERGER LIMITED
MEETING DATE: APR 06, 2011 |
||||
TICKER: SLB
SECURITY ID: 806857108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Philippe Camus | Management | For | For |
1.2 | Elect Director Peter L.S. Currie | Management | For | For |
1.3 | Elect Director Andrew Gould | Management | For | For |
1.4 | Elect Director Tony Isaac | Management | For | For |
1.5 | Elect Director K. Vaman Kamath | Management | For | For |
1.6 | Elect Director Nikolay Kudryavtsev | Management | For | For |
1.7 | Elect Director Adrian Lajous | Management | For | For |
1.8 | Elect Director Michael E. Marks | Management | For | For |
1.9 | Elect Director Elizabeth Moler | Management | For | For |
1.10 | Elect Director Leo Rafael Reif | Management | For | For |
1.11 | Elect Director Tore I. Sandvold | Management | For | For |
1.12 | Elect Director Henri Seydoux | Management | For | For |
1.13 | Elect Director Paal Kibsgaard | Management | For | For |
1.14 | Elect Director Lubna S. Olayan | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
4 | Increase Authorized Common Stock | Management | For | Against |
5 | Adopt Plurality Voting for Contested Election of Directors | Management | For | For |
6 | Adopt and Approve Financials and Dividends | Management | For | For |
7 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
SEQUENOM, INC.
MEETING DATE: JUN 15, 2011 |
||||
TICKER: SQNM
SECURITY ID: 817337405
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ernst-Gunter Afting, Ph.D., M.D. | Management | For | For |
1.2 | Elect Director Kenneth F. Buechler, Ph.D. | Management | For | For |
1.3 | Elect Director John A. Fazio | Management | For | For |
1.4 | Elect Director Harry F. Hixson, Jr., Ph.D. | Management | For | For |
1.5 | Elect Director Richard A. Lerner, M.D. | Management | For | For |
1.6 | Elect Director Ronald M. Lindsay, Ph.D. | Management | For | For |
1.7 | Elect Director David Pendarvis | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Ratify Auditors | Management | For | For |
SHRIRAM TRANSPORT FINANCE COMPANY LIMITED
MEETING DATE: JUN 24, 2011 |
||||
TICKER: 511218
SECURITY ID: Y7758E119
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Dividend of INR 4.00 Per Share | Management | For | For |
3 | Reappoint A. Duggal as Director | Management | For | Against |
4 | Reappoint R. Dewan as Director | Management | For | Against |
5 | Reappoint S. Venkatakrishnan as Director | Management | For | Against |
6 | Approve S.R. Batliboi & Co. and G.D. Apte & Co. as Joint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
7 | Approve Increase in Borrowing Powers to INR 400 Billion | Management | For | For |
8 | Approve Pledging of Assets for Debt | Management | For | For |
9 | Amend Articles of Association Re: Shareholder Agreements | Management | For | For |
SOLARWINDS, INC.
MEETING DATE: MAY 19, 2011 |
||||
TICKER: SWI
SECURITY ID: 83416B109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark Bonham | Management | For | For |
1.2 | Elect Director Steven M. Cakebread | Management | For | For |
1.3 | Elect Director Roger J. Sippl | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
SOLERA HOLDINGS, INC.
MEETING DATE: NOV 10, 2010 |
||||
TICKER: SLH
SECURITY ID: 83421A104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Tony Aquila | Management | For | For |
1.2 | Elect Director Arthur F. Kingsbury | Management | For | For |
1.3 | Elect Director Jerrell W. Shelton | Management | For | For |
1.4 | Elect Director Kenneth A. Viellieu | Management | For | For |
1.5 | Elect Director Stuart J. Yarbrough | Management | For | For |
2 | Ratify Auditors | Management | For | For |
STARBUCKS CORPORATION
MEETING DATE: MAR 23, 2011 |
||||
TICKER: SBUX
SECURITY ID: 855244109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Howard Schultz | Management | For | For |
2 | Elect Director William W. Bradley | Management | For | For |
3 | Elect Director Mellody Hobson | Management | For | For |
4 | Elect Director Kevin R. Johnson | Management | For | For |
5 | Elect Director Olden Lee | Management | For | For |
6 | Elect Director Sheryl Sandberg | Management | For | For |
7 | Elect Director James G. Shennan, Jr. | Management | For | For |
8 | Elect Director Javier G. Teruel | Management | For | For |
9 | Elect Director Myron E. Ullman, III | Management | For | For |
10 | Elect Director Craig E. Weatherup | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
13 | Amend Omnibus Stock Plan | Management | For | For |
14 | Amend Omnibus Stock Plan | Management | For | For |
15 | Ratify Auditors | Management | For | For |
16 | Adopt Comprehensive Recycling Strategy for Beverage Containers | Shareholder | Against | Abstain |
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
MEETING DATE: MAY 05, 2011 |
||||
TICKER: HOT
SECURITY ID: 85590A401
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Adam M. Aron | Management | For | For |
1.2 | Elect Director Charlene Barshefsky | Management | For | For |
1.3 | Elect Director Thomas E. Clarke | Management | For | For |
1.4 | Elect Director Clayton C. Daley, Jr. | Management | For | For |
1.5 | Elect Director Bruce W. Duncan | Management | For | For |
1.6 | Elect Director Lizanne Galbreath | Management | For | For |
1.7 | Elect Director Eric Hippeau | Management | For | For |
1.8 | Elect Director Stephen R. Quazzo | Management | For | For |
1.9 | Elect Director Thomas O. Ryder | Management | For | For |
1.10 | Elect Director Frits van Paasschen | Management | For | For |
1.11 | Elect Director Kneeland C. Youngblood | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
TARGET CORPORATION
MEETING DATE: JUN 08, 2011 |
||||
TICKER: TGT
SECURITY ID: 87612E106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Roxanne S. Austin | Management | For | For |
2 | Elect Director Calvin Darden | Management | For | For |
3 | Elect Director Mary N. Dillon | Management | For | For |
4 | Elect Director James A. Johnson | Management | For | For |
5 | Elect Director Mary E. Minnick | Management | For | For |
6 | Elect Director Anne M. Mulcahy | Management | For | For |
7 | Elect Director Derica W. Rice | Management | For | For |
8 | Elect Director Stephen W. Sanger | Management | For | For |
9 | Elect Director Gregg W. Steinhafel | Management | For | For |
10 | Elect Director John G. Stumpf | Management | For | For |
11 | Elect Director Solomon D. Trujillo | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Approve Omnibus Stock Plan | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
16 | Adopt Compensation Benchmarking Policy | Shareholder | Against | Against |
17 | Report on Electronics Recycling and Preventing E-Waste Export | Shareholder | Against | Abstain |
TECK RESOURCES LIMITED
MEETING DATE: APR 20, 2011 |
||||
TICKER: TCK.B
SECURITY ID: 878742204
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect I. Abe as Director | Management | For | For |
1.2 | Elect M.M. Ashar as Director | Management | For | For |
1.3 | Elect J. B. Aune as Director | Management | For | For |
1.4 | Elect J. H. Bennett as Director | Management | For | For |
1.5 | Elect H. J. Bolton as Director | Management | For | For |
1.6 | Elect F. P. Chee as Director | Management | For | For |
1.7 | Elect J. L. Cockwell as Director | Management | For | For |
1.8 | Elect N. B. Keevil as Director | Management | For | For |
1.9 | Elect N. B. Keevil III as Director | Management | For | For |
1.10 | Elect T. Kuriyama as Director | Management | For | For |
1.11 | Elect D. R. Lindsay as Director | Management | For | For |
1.12 | Elect J. G. Rennie as Director | Management | For | For |
1.13 | Elect W.S.R. Seyffert as Director | Management | For | For |
1.14 | Elect C. M. Thompson as Director | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
TENNECO INC.
MEETING DATE: MAY 18, 2011 |
||||
TICKER: TEN
SECURITY ID: 880349105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Charles W. Cramb | Management | For | For |
2 | Elect Director Dennis J. Letham | Management | For | For |
3 | Elect Director Hari N. Nair | Management | For | For |
4 | Elect Director Roger B. Porter | Management | For | For |
5 | Elect Director David B. Price, Jr. | Management | For | For |
6 | Elect Director Gregg M. Sherrill | Management | For | For |
7 | Elect Director Paul T. Stecko | Management | For | For |
8 | Elect Director Mitsunobu Takeuchi | Management | For | For |
9 | Elect Director Jane L. Warner | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
TESLA MOTORS, INC.
MEETING DATE: JUN 01, 2011 |
||||
TICKER: TSLA
SECURITY ID: 88160R101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Elon Musk | Management | For | For |
1.2 | Elect Director Stephen T. Jurvetson | Management | For | For |
1.3 | Elect Director Herbert Kohler | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
TEXTRON INC.
MEETING DATE: APR 27, 2011 |
||||
TICKER: TXT
SECURITY ID: 883203101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James T. Conway | Management | For | For |
2 | Elect Director Paul E. Gagne | Management | For | For |
3 | Elect Director Dain M. Hancock | Management | For | For |
4 | Elect Director Lloyd G. Trotter | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Provide Right to Call Special Meeting | Management | For | For |
8 | Ratify Auditors | Management | For | For |
THE CHARLES SCHWAB CORPORATION
MEETING DATE: MAY 17, 2011 |
||||
TICKER: SCHW
SECURITY ID: 808513105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Frank C. Herringer | Management | For | For |
2 | Elect Director Stephen T. McLin | Management | For | For |
3 | Elect Director Charles R. Schwab | Management | For | For |
4 | Elect Director Roger O. Walther | Management | For | For |
5 | Elect Director Robert N. Wilson | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Amend Omnibus Stock Plan | Management | For | Against |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
9 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
10 | Report on Political Contributions | Shareholder | Against | Abstain |
11 | Declassify the Board of Directors | Shareholder | None | For |
THE COCA-COLA COMPANY
MEETING DATE: APR 27, 2011 |
||||
TICKER: KO
SECURITY ID: 191216100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Herbert A. Allen | Management | For | For |
2 | Elect Director Ronald W. Allen | Management | For | For |
3 | Elect Director Howard G. Buffett | Management | For | For |
4 | Elect Director Barry Diller | Management | For | For |
5 | Elect Director Evan G. Greenberg | Management | For | For |
6 | Elect Director Alexis M. Herman | Management | For | For |
7 | Elect Director Muhtar Kent | Management | For | For |
8 | Elect Director Donald R. Keough | Management | For | For |
9 | Elect Director Maria Elena Lagomasino | Management | For | For |
10 | Elect Director Donald F. McHenry | Management | For | For |
11 | Elect Director Sam Nunn | Management | For | For |
12 | Elect Director James D. Robinson III | Management | For | For |
13 | Elect Director Peter V. Ueberroth | Management | For | For |
14 | Elect Director Jacob Wallenberg | Management | For | For |
15 | Elect Director James B. Williams | Management | For | For |
16 | Ratify Auditors | Management | For | For |
17 | Amend Executive Incentive Bonus Plan | Management | For | For |
18 | Amend Restricted Stock Plan | Management | For | For |
19 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
20 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
21 | Publish Report on Chemical Bisphenol-A (BPA) | Shareholder | Against | Abstain |
THE ESTEE LAUDER COMPANIES INC.
MEETING DATE: NOV 09, 2010 |
||||
TICKER: EL
SECURITY ID: 518439104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Aerin Lauder | Management | For | For |
1.2 | Elect Director William P. Lauder | Management | For | For |
1.3 | Elect Director Lynn Forester de Rothschild | Management | For | For |
1.4 | Elect Director Richard D. Parsons | Management | For | For |
1.5 | Elect Director Richard F. Zannino | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
THE KNOT, INC.
MEETING DATE: JUN 15, 2011 |
||||
TICKER: KNOT
SECURITY ID: 499184109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David Liu | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Change Company Name | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
THE MOSAIC COMPANY
MEETING DATE: MAY 11, 2011 |
||||
TICKER: MOS
SECURITY ID: 61945A107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
THE PROCTER & GAMBLE COMPANY
MEETING DATE: OCT 12, 2010 |
||||
TICKER: PG
SECURITY ID: 742718109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Angela F. Braly | Management | For | For |
2 | Elect Director Kenneth I. Chenault | Management | For | For |
3 | Elect Director Scott D. Cook | Management | For | For |
4 | Elect Director Rajat K. Gupta | Management | For | For |
5 | Elect Director Robert A. Mcdonald | Management | For | For |
6 | Elect Director W. James Mcnerney, Jr. | Management | For | For |
7 | Elect Director Johnathan A. Rodgers | Management | For | For |
8 | Elect Director Mary A. Wilderotter | Management | For | For |
9 | Elect Director Patricia A. Woertz | Management | For | For |
10 | Elect Director Ernesto Zedillo | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Provide for Cumulative Voting | Shareholder | Against | Against |
THE TJX COMPANIES, INC.
MEETING DATE: JUN 14, 2011 |
||||
TICKER: TJX
SECURITY ID: 872540109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Jose B. Alvarez | Management | For | For |
2 | Elect Director Alan M. Bennett | Management | For | For |
3 | Elect Director Bernard Cammarata | Management | For | For |
4 | Elect Director David T. Ching | Management | For | For |
5 | Elect Director Michael F. Hines | Management | For | For |
6 | Elect Director Amy B. Lane | Management | For | For |
7 | Elect Director Carol Meyrowitz | Management | For | For |
8 | Elect Director John F. O'Brien | Management | For | For |
9 | Elect Director Willow B. Shire | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
TIM PARTICIPACOES S.A.
MEETING DATE: JUN 22, 2011 |
||||
TICKER: TCSL4
SECURITY ID: 88706P106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Convert Preferred Shares into Common Shares | Management | For | For |
TRANSDIGM GROUP INCORPORATED
MEETING DATE: MAR 03, 2011 |
||||
TICKER: TDG
SECURITY ID: 893641100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sean P. Hennessy | Management | For | For |
1.2 | Elect Director Douglas W. Peacock | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
5 | Ratify Auditors | Management | For | For |
TRANSOCEAN LTD.
MEETING DATE: MAY 13, 2011 |
||||
TICKER: RIGN
SECURITY ID: H8817H100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Discharge of Board and Senior Management | Management | For | Against |
3 | Approve Allocation of Income and Omission of Dividends | Management | For | For |
4 | Approve Re-allocation of Free Reserves to Legal Reserves from Capital Contribution | Management | For | For |
5 | Approve Reduction in Share Capital and Repayment of $3.11 per Share | Management | For | For |
6 | Approve Release and Re-allocation of Legal Reserves, Reserve from Capital Contribution, to Dividend Reserve From Capital Contributions | Management | For | For |
7 | Approve Creation of CHF 67 Million Pool of Capital without Preemptive Rights | Management | For | For |
8 | Approve Decrease in Size of Board | Management | For | For |
9a | Reelect Jagjeet S. Bindra as Director | Management | For | For |
9b | Reelect Steve Lucas as Director | Management | For | For |
9c | Reelect Tan Ek Kia as Director | Management | For | For |
9d | Reelect Martin B. McNamara as Director | Management | For | For |
9e | Reelect Ian C. Strachan as Director | Management | For | For |
10 | Appointment Of Ernst & Young LLP as Independent Registered Public Accounting Firm for Fiscal Year 2010 | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
ULTA SALON, COSMETICS & FRAGRANCE, INC.
MEETING DATE: JUN 02, 2011 |
||||
TICKER: ULTA
SECURITY ID: 90384S303
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dennis K. Eck | Management | For | For |
1.2 | Elect Director Charles J. Philippin | Management | For | For |
1.3 | Elect Director Kenneth T. Stevens | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Approve Omnibus Stock Plan | Management | For | For |
UNION PACIFIC CORPORATION
MEETING DATE: MAY 05, 2011 |
||||
TICKER: UNP
SECURITY ID: 907818108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Andrew H. Card, Jr. | Management | For | For |
1.2 | Elect Director Erroll B. Davis, Jr. | Management | For | For |
1.3 | Elect Director Thomas J. Donohue | Management | For | For |
1.4 | Elect Director Archie W. Dunham | Management | For | For |
1.5 | Elect Director Judith Richards Hope | Management | For | For |
1.6 | Elect Director Charles C. Krulak | Management | For | For |
1.7 | Elect Director Michael R. McCarthy | Management | For | For |
1.8 | Elect Director Michael W. McConnell | Management | For | For |
1.9 | Elect Director Thomas F. McLarty III | Management | For | For |
1.10 | Elect Director Steven R. Rogel | Management | For | For |
1.11 | Elect Director Jose H. Villarreal | Management | For | For |
1.12 | Elect Director James R. Young | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5a | Reduce Supermajority Vote Requirement Relating to Preference Rights of Preferred Stock | Management | For | For |
5b | Reduce Supermajority Vote Requirement Relating to Removal of Directors | Management | For | For |
5c | Reduce Supermajority Vote Requirement Relating to Amendments to Authorized Capital Stock | Management | For | For |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
UNITED TECHNOLOGIES CORPORATION
MEETING DATE: APR 13, 2011 |
||||
TICKER: UTX
SECURITY ID: 913017109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Louis R. Chenevert | Management | For | For |
2 | Elect Director John V. Faraci | Management | For | For |
3 | Elect Director Jean-Pierre Garnier | Management | For | For |
4 | Elect Director Jamie S. Gorelick | Management | For | For |
5 | Elect Director Edward A. Kangas | Management | For | For |
6 | Elect Director Ellen J. Kullman | Management | For | For |
7 | Elect Director Charles R. Lee | Management | For | For |
8 | Elect Director Richard D. McCormick | Management | For | For |
9 | Elect Director Harold McGraw III | Management | For | For |
10 | Elect Director Richard B. Myers | Management | For | For |
11 | Elect Director H. Patrick Swygert | Management | For | For |
12 | Elect Director Andre Villeneuve | Management | For | For |
13 | Elect Director Christine Todd Whitman | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Amend Omnibus Stock Plan | Management | For | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
17 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
18 | Stock Retention/Holding Period | Shareholder | Against | Against |
UNITED THERAPEUTICS CORPORATION
MEETING DATE: JUN 29, 2011 |
||||
TICKER: UTHR
SECURITY ID: 91307C102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Raymond Dwek | Management | For | For |
1.2 | Elect Director Roger Jeffs | Management | For | For |
1.3 | Elect Director Christopher Patusky | Management | For | For |
1.4 | Elect Director Tommy Thompson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
VALEANT PHARMACEUTICALS INTERNATIONAL
MEETING DATE: SEP 27, 2010 |
||||
TICKER: VRX
SECURITY ID: 91911X104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
VALEANT PHARMACEUTICALS INTERNATIONAL INC
MEETING DATE: SEP 27, 2010 |
||||
TICKER: VRX
SECURITY ID: 09067J109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Merger | Management | For | For |
2 | If Item #1 is approved: Change Company Name to Valeant Pharmaceuticals International, Inc. | Management | For | For |
VALEANT PHARMACEUTICALS INTERNATIONAL INC
MEETING DATE: MAY 16, 2011 |
||||
TICKER: VRX
SECURITY ID: 91911K102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Robert A. Ingram as Director | Management | For | For |
1.2 | Elect Theo Melas-Kyriazi as Director | Management | For | For |
1.3 | Elect G. Mason Morfit as Director | Management | For | For |
1.4 | Elect Laurence E. Paul as Director | Management | For | For |
1.5 | Elect J. Michael Pearson as Director | Management | For | For |
1.6 | Elect Robert N. Power as Director | Management | For | For |
1.7 | Elect Norma A. Provencio as Director | Management | For | For |
1.8 | Elect Lloyd M. Segal as Director | Management | For | For |
1.9 | Elect Katharine Stevenson as Director | Management | For | For |
1.10 | Elect Michael R. Van Every as Director | Management | For | For |
2 | Advisory Vote on Executive Compensation Approach | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
VANCEINFO TECHNOLOGIES INC.
MEETING DATE: NOV 11, 2010 |
||||
TICKER: VIT
SECURITY ID: 921564100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Re-elect Daniel Mingdong Wu as Director | Management | For | Against |
2 | Re-elect Samuelson S.M. Young as Director | Management | For | Against |
3 | Approve Auditors and Authorize Board to Fix Their Remuneration for FY 2009 | Management | For | For |
4 | Approve Auditors and Authorize Board to Fix Their Remuneration for FY 2010 | Management | For | For |
5 | Accept Financial Statements and Statutory Reports (Voting) | Management | For | For |
6 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | Against |
VERISIGN, INC.
MEETING DATE: MAY 26, 2011 |
||||
TICKER: VRSN
SECURITY ID: 92343E102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director D. James Bidzos | Management | For | For |
2 | Elect Director William L. Chenevich | Management | For | For |
3 | Elect Director Kathleen A. Cote | Management | For | For |
4 | Elect Director Mark D. Mclaughlin | Management | For | For |
5 | Elect Director Roger H. Moore | Management | For | For |
6 | Elect Director John D. Roach | Management | For | For |
7 | Elect Director Louis A. Simpson | Management | For | For |
8 | Elect Director Timothy Tomlinson | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
10 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
11 | Amend Omnibus Stock Plan | Management | For | For |
12 | Ratify Auditors | Management | For | For |
VISA INC.
MEETING DATE: JAN 27, 2011 |
||||
TICKER: V
SECURITY ID: 92826C839
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Declassify the Board of Directors | Management | For | For |
2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
3.1 | Elect Director Gary P. Coughlan | Management | For | For |
3.2 | Elect Director Mary B. Cranston | Management | For | For |
3.3 | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | For |
3.4 | Elect Director Robert W. Matschullat | Management | For | For |
3.5 | Elect Director Cathy E. Minehan | Management | For | For |
3.6 | Elect Director Suzanne Nora Johnson | Management | For | For |
3.7 | Elect Director David J. Pang | Management | For | For |
3.8 | Elect Director Joseph W. Saunders | Management | For | For |
3.9 | Elect Director William S. Shanahan | Management | For | For |
3.10 | Elect Director John A. Swainson | Management | For | For |
4.1 | Elect Director Suzanne Nora Johnson | Management | For | For |
4.2 | Elect Director Joseph W. Saunders | Management | For | For |
4.3 | Elect Director John A. Swainson | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Amend Executive Incentive Bonus Plan | Management | For | For |
8 | Ratify Auditors | Management | For | For |
VITAMIN SHOPPE, INC.
MEETING DATE: JUN 01, 2011 |
||||
TICKER: VSI
SECURITY ID: 92849E101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard L. Markee | Management | For | For |
1.2 | Elect Director B. Michael Becker | Management | For | For |
1.3 | Elect Director Catherine E. Buggeln | Management | For | For |
1.4 | Elect Director John H. Edmondson | Management | For | For |
1.5 | Elect Director David H. Edwab | Management | For | For |
1.6 | Elect Director Douglas R. Korn | Management | For | For |
1.7 | Elect Director Richard L. Perkal | Management | For | For |
1.8 | Elect Director Beth M. Pritchard | Management | For | For |
1.9 | Elect Director Katherine Savitt-Lennon | Management | For | For |
1.10 | Elect Director Anthony N. Truesdale | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
VMWARE, INC.
MEETING DATE: MAY 25, 2011 |
||||
TICKER: VMW
SECURITY ID: 928563402
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Renee J. James | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
WABCO HOLDINGS INC.
MEETING DATE: MAY 26, 2011 |
||||
TICKER: WBC
SECURITY ID: 92927K102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director G. Peter D'Aloia | Management | For | For |
1.2 | Elect Director Juergen W. Gromer | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
WALGREEN CO.
MEETING DATE: JAN 12, 2011 |
||||
TICKER: WAG
SECURITY ID: 931422109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David J. Brailer | Management | For | For |
2 | Elect Director Steven A. Davis | Management | For | For |
3 | Elect Director William C. Foote | Management | For | For |
4 | Elect Director Mark P. Frissora | Management | For | For |
5 | Elect Director Ginger L. Graham | Management | For | For |
6 | Elect Director Alan G. McNally | Management | For | For |
7 | Elect Director Nancy M. Schlichting | Management | For | For |
8 | Elect Director David Y. Schwartz | Management | For | For |
9 | Elect Director Alejandro Silva | Management | For | For |
10 | Elect Director James A. Skinner | Management | For | For |
11 | Elect Director Gregory D. Wasson | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Amend Articles of Incorporation to Revise the Purpose Clause | Management | For | For |
14 | Reduce Supermajority Vote Requirement | Management | For | For |
15 | Rescind Fair Price Provision | Management | For | For |
16 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
17 | Performance-Based Equity Awards | Shareholder | Against | Against |
WALTER ENERGY, INC.
MEETING DATE: APR 20, 2011 |
||||
TICKER: WLT
SECURITY ID: 93317Q105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Howard L. Clark, Jr. | Management | For | For |
1.2 | Elect Director Jerry W. Kolb | Management | For | For |
1.3 | Elect Director Patrick A. Kriegshauser | Management | For | For |
1.4 | Elect Director Joseph B. Leonard | Management | For | For |
1.5 | Elect Director Bernard G. Rethore | Management | For | For |
1.6 | Elect Director Michael T. Tokarz | Management | For | For |
1.7 | Elect Director A.J. Wagner | Management | For | For |
1.8 | Elect Director David R. Beatty | Management | For | For |
1.9 | Elect Director Keith Calder | Management | For | For |
1.10 | Elect Director Graham Mascall | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
WASTE CONNECTIONS, INC.
MEETING DATE: MAY 20, 2011 |
||||
TICKER: WCN
SECURITY ID: 941053100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert H. Davis | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
WEBMD HEALTH CORP.
MEETING DATE: OCT 21, 2010 |
||||
TICKER: WBMD
SECURITY ID: 94770V102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kevin M. Cameron | Management | For | For |
1.2 | Elect Director Wayne T. Gattinella | Management | For | For |
1.3 | Elect Director Abdool Rahim Moossa | Management | For | For |
1.4 | Elect Director Stanley S. Trotman, Jr. | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
WEG S.A
MEETING DATE: APR 26, 2011 |
||||
TICKER: WEGE3
SECURITY ID: P9832B129
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3 | Approve Remuneration of Executive Officers, Non-Executive Directors | Management | For | For |
4 | Elect Fiscal Council Members and Approve their Remuneration | Management | For | For |
5 | Authorize Capitalization of Reserves without Issuance of New Shares | Management | For | For |
6 | Consolidate Bylaws | Management | For | For |
7 | Designate Newspapers to Publish Company Announcements | Management | For | For |
WEG SA
MEETING DATE: FEB 22, 2011 |
||||
TICKER: WEGE3
SECURITY ID: P9832B129
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Article 5 to Allow the Company to Issue 12.418 Million Shares in Connection with a New Stock Option Plan | Management | For | Against |
2 | Amend Article 22 to Allow the Board of Directors to Submit the Stock Option Plan to the General Meeting | Management | For | For |
3 | Consolidate Bylaws | Management | For | Against |
4 | Approve Stock Option Plan | Management | For | Against |
WEIGHT WATCHERS INTERNATIONAL, INC.
MEETING DATE: MAY 10, 2011 |
||||
TICKER: WTW
SECURITY ID: 948626106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Raymond Debbane | Management | For | For |
1.2 | Elect Director John F. Bard | Management | For | For |
1.3 | Elect Director Jonas M. Fajgenbaum | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
WELLS FARGO & COMPANY
MEETING DATE: MAY 03, 2011 |
||||
TICKER: WFC
SECURITY ID: 949746101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Election Director John D. Baker II | Management | For | For |
2 | Election Director John S. Chen | Management | For | For |
3 | Election Director Lloyd H. Dean | Management | For | For |
4 | Election Director Susan E. Engel | Management | For | For |
5 | Election Director Enrique Hernandez, Jr. | Management | For | For |
6 | Election Director Donald M. James | Management | For | For |
7 | Election Director Mackey J. McDonald | Management | For | For |
8 | Election Director Cynthia H. Milligan | Management | For | For |
9 | Elect Director Nicholas G. Moore | Management | For | For |
10 | Elect Director Philip J. Quigley | Management | For | For |
11 | Elect Director Judith M. Runstad | Management | For | For |
12 | Elect Director Stephen W. Sanger | Management | For | For |
13 | Elect Director John G. Stumpf | Management | For | For |
14 | Elect Director an G. Swenson | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
17 | Ratify Auditors | Management | For | For |
18 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
19 | Provide for Cumulative Voting | Shareholder | Against | Against |
20 | Require Independent Board Chairman | Shareholder | Against | Against |
21 | Advisory Vote to Ratify Directors' Compensation | Shareholder | Against | Abstain |
22 | Require Audit Committee Review and Report on Controls Related to Loans, Foreclosure and Securitizations | Shareholder | Against | Against |
WHITING PETROLEUM CORPORATION
MEETING DATE: MAY 03, 2011 |
||||
TICKER: WLL
SECURITY ID: 966387102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director D. Sherwin Artus | Management | For | For |
1.2 | Elect Director Phillip E. Doty | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Ratify Auditors | Management | For | For |
WHOLE FOODS MARKET, INC.
MEETING DATE: FEB 28, 2011 |
||||
TICKER: WFM
SECURITY ID: 966837106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John Elstrott | Management | For | For |
1.2 | Elect Director Gabrielle Greene | Management | For | For |
1.3 | Elect Director Shahid (Hass) Hassan | Management | For | For |
1.4 | Elect Director Stephanie Kugelman | Management | For | For |
1.5 | Elect Director John Mackey | Management | For | For |
1.6 | Elect Director Walter Robb | Management | For | For |
1.7 | Elect Director Jonathan Seiffer | Management | For | For |
1.8 | Elect Director Morris (Mo) Siegel | Management | For | For |
1.9 | Elect Director Jonathan Sokoloff | Management | For | For |
1.10 | Elect Director Ralph Sorenson | Management | For | For |
1.11 | Elect Director W. (Kip) Tindell, III | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
5 | Amend Articles/Bylaws/Charter -- Removal of Directors | Shareholder | Against | Abstain |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
VOTE SUMMARY REPORT
FIDELITY MEGA CAP STOCK FUND
07/01/2010 - 06/30/2011
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
ABBOTT LABORATORIES
MEETING DATE: APR 29, 2011 |
||||
TICKER: ABT
SECURITY ID: 002824100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Alpern | Management | For | For |
1.2 | Elect Director Roxanne S. Austin | Management | For | For |
1.3 | Elect Director W. James Farrell | Management | For | For |
1.4 | Elect Director H. Laurance Fuller | Management | For | For |
1.5 | Elect Director Edward M. Liddy | Management | For | For |
1.6 | Elect Director Phebe N. Novakovic | Management | For | For |
1.7 | Elect Director William A. Osborn | Management | For | For |
1.8 | Elect Director Samuel C. Scott III | Management | For | For |
1.9 | Elect Director Glenn F. Tilton | Management | For | For |
1.10 | Elect Director Miles D. White | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Adopt Policy on Pharmaceutical Price Restraint | Shareholder | Against | Against |
ACCENTURE PLC
MEETING DATE: FEB 03, 2011 |
||||
TICKER: CSA
SECURITY ID: G1151C101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Reelect Charles H. Giancarlo as a Director | Management | For | For |
3 | Reelect Dennis F. Hightower as a Director | Management | For | For |
4 | Reelect Blythe J. McGarvie as a Director | Management | For | For |
5 | Reelect Mark Moody-Stuart as a Director | Management | For | For |
6 | Reelect Pierre Nanterme as a Director | Management | For | For |
7 | Ratify Auditors | Management | For | For |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
9 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
10 | Authorize the Holding of the 2012 AGM at a Location Outside Ireland | Management | For | For |
11 | Authorize Open-Market Purchases of Class A Ordinary Shares | Management | For | For |
12 | Determine the Price Range at which Accenture Plc can Re-issue Shares that it Acquires as Treasury Stock | Management | For | For |
ADOBE SYSTEMS INCORPORATED
MEETING DATE: APR 21, 2011 |
||||
TICKER: ADBE
SECURITY ID: 00724F101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert K. Burgess | Management | For | For |
2 | Elect Director Daniel Rosensweig | Management | For | For |
3 | Elect Director Robert Sedgewick | Management | For | For |
4 | Elect Director John E. Warnock | Management | For | For |
5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
6 | Approve Executive Incentive Bonus Plan | Management | For | For |
7 | Ratify Auditors | Management | For | For |
8 | Declassify the Board of Directors | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
10 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
AIR PRODUCTS AND CHEMICALS, INC.
MEETING DATE: JAN 27, 2011 |
||||
TICKER: APD
SECURITY ID: 009158106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Chadwick C. Deaton | Management | For | For |
1.2 | Elect Director Michael J. Donahue | Management | For | For |
1.3 | Elect Director Ursula O. Fairbairn | Management | For | For |
1.4 | Elect Director Lawrence S. Smith | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
ALSTOM
MEETING DATE: JUN 28, 2011 |
||||
TICKER: ALO
SECURITY ID: F0259M475
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 0.62 per Share | Management | For | For |
4 | Reelect Patrick Kron as Director | Management | For | For |
5 | Reelect Candace Beinecke as Director | Management | For | For |
6 | Reelect Jean-Martin Folz as Director | Management | For | For |
7 | Reelect James W Leng as Director | Management | For | For |
8 | Reelect Klaus Mangold as Director | Management | For | For |
9 | Reelect Alan Thomson as Director | Management | For | For |
10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
11 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
12 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
AMERICAN TOWER CORPORATION
MEETING DATE: MAY 18, 2011 |
||||
TICKER: AMT
SECURITY ID: 029912201
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Raymond P. Dolan | Management | For | For |
2 | Elect Director Ronald M. Dykes | Management | For | For |
3 | Elect Director Carolyn F. Katz | Management | For | For |
4 | Elect Director Gustavo Lara Cantu | Management | For | For |
5 | Elect Director Joann A. Reed | Management | For | For |
6 | Elect Director Pamela D.A. Reeve | Management | For | For |
7 | Elect Director David E. Sharbutt | Management | For | For |
8 | Elect Director James D. Taiclet, Jr. | Management | For | For |
9 | Elect Director Samme L. Thompson | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Reduce Supermajority Vote Requirement | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
AMGEN INC.
MEETING DATE: MAY 20, 2011 |
||||
TICKER: AMGN
SECURITY ID: 031162100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David Baltimore | Management | For | For |
2 | Elect Director Frank J. Biondi, Jr. | Management | For | For |
3 | Elect Director Francois De Carbonnel | Management | For | For |
4 | Elect Director Vance D. Coffman | Management | For | For |
5 | Elect Director Rebecca M. Henderson | Management | For | For |
6 | Elect Director Frank C. Herringer | Management | For | For |
7 | Elect Director Gilbert S. Omenn | Management | For | For |
8 | Elect Director Judith C. Pelham | Management | For | For |
9 | Elect Director J. Paul Reason | Management | For | For |
10 | Elect Director Leonard D. Schaeffer | Management | For | For |
11 | Elect Director Kevin W. Sharer | Management | For | For |
12 | Elect Director Ronald D. Sugar | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
16 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
APPLE INC.
MEETING DATE: FEB 23, 2011 |
||||
TICKER: AAPL
SECURITY ID: 037833100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William V. Campbell | Management | For | For |
1.2 | Elect Director Millard S. Drexler | Management | For | For |
1.3 | Elect Director Albert A. Gore, Jr. | Management | For | For |
1.4 | Elect Director Steven P. Jobs | Management | For | For |
1.5 | Elect Director Andrea Jung | Management | For | For |
1.6 | Elect Director Arthur D. Levinson | Management | For | For |
1.7 | Elect Director Ronald D. Sugar | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Adopt Policy on Succession Planning | Shareholder | Against | Against |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
APPLIED MATERIALS, INC.
MEETING DATE: MAR 08, 2011 |
||||
TICKER: AMAT
SECURITY ID: 038222105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Aart J. De Geus | Management | For | For |
1.2 | Elect Director Stephen R. Forrest | Management | For | For |
1.3 | Elect Director Thomas J. Iannotti | Management | For | For |
1.4 | Elect Director Susan M. James | Management | For | For |
1.5 | Elect Director Alexander A. Karsner | Management | For | For |
1.6 | Elect Director Gerhard H. Parker | Management | For | For |
1.7 | Elect Director Dennis D. Powell | Management | For | For |
1.8 | Elect Director Willem P. Roelandts | Management | For | For |
1.9 | Elect Director James E. Rogers | Management | For | For |
1.10 | Elect Director Michael R. Splinter | Management | For | For |
1.11 | Elect Director Robert H. Swan | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
ARCHER-DANIELS-MIDLAND COMPANY
MEETING DATE: NOV 04, 2010 |
||||
TICKER: ADM
SECURITY ID: 039483102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director George W. Buckley | Management | For | For |
2 | Elect Director Mollie Hale Carter | Management | For | For |
3 | Elect Director Pierre Dufour | Management | For | For |
4 | Elect Director Donald E. Felsinger | Management | For | For |
5 | Elect Director Victoria F. Haynes | Management | For | For |
6 | Elect Director Antonio Maciel Neto | Management | For | For |
7 | Elect Director Patrick J. Moore | Management | For | For |
8 | Elect Director Thomas F. O'Neill | Management | For | For |
9 | Elect Director Kelvin R. Westbrook | Management | For | For |
10 | Elect Director Patricia A. Woertz | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Adopt Policy to Prohibit Political Spending | Shareholder | Against | Abstain |
13 | Report on Political Contributions | Shareholder | Against | Abstain |
ATLAS COPCO AB
MEETING DATE: APR 20, 2011 |
||||
TICKER: ATCOA
SECURITY ID: W10020118
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting and Elect Chairman of Meeting | Management | For | Did Not Vote |
2 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
3 | Approve Agenda of Meeting | Management | For | Did Not Vote |
4 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
5 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
6 | Receive Financial Statements and Statutory Reports | Management | None | None |
7 | Receive President's Report | Management | None | None |
8 | Receive Reports from Board and Committees | Management | None | None |
9a | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
9b | Approve Discharge of Board and President | Management | For | Did Not Vote |
9c | Approve Allocation of Income and Dividends of SEK 4 per Share | Management | For | Did Not Vote |
9d | Approve April 27, 2011 as Record Date for Dividend | Management | For | Did Not Vote |
10 | Receive Report from Nominating Committee; Determine Number of Members (9) and Deputy Members of Board | Management | For | Did Not Vote |
11 | Reelect Sune Carlsson (Chair), Jacob Wallenberg (Vice Chair), Staffan Bohman, Ronnie Leten, Johan Forssell, Ulla Litzen, Gunilla Nordstrom, Anders Ullberg, and Margareth Ovrum as Directors | Management | For | Did Not Vote |
12 | Approve Remuneration of Directors in the Amounts of SEK 1.75 Million for Chairman, SEK 645,000 for Vice Chairman, and SEK 525,000 for Other Directors; Approve Remuneration for Committee Work; Approve Synthetic Shares as Part of Remuneration | Management | For | Did Not Vote |
13a | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
13b | Approve Stock Option Plan 2011 for Key Employees | Management | For | Did Not Vote |
14a | Authorize Repurchase of Up to 4.3 Million Class A Shares in Connection with Stock Option Plan 2011 | Management | For | Did Not Vote |
14b | Authorize Repurchase of Up to 70,000 Million Class A Shares in Connection with Synthetic Share Plan | Management | For | Did Not Vote |
14c | Approve Transfer of Shares in Connection with 2011 Stock Option Plan | Management | For | Did Not Vote |
14d | Approve Transfer of Shares in Connection with Synthetic Share Plan | Management | For | Did Not Vote |
14e | Approve Transfer of Shares in Connection with 2006, 2007, 2008, and 2009 Stock Option Plans | Management | For | Did Not Vote |
15 | Approve Redemption Program: Approve SEK 393 Million Reduction In Share Capital; Approve 2:1 Stock Split; Approve Capitalization of Reserves for a Bonus Issue; Amend Articles Accordingly | Management | For | Did Not Vote |
16 | Authorize Chairman of Board and Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee | Management | For | Did Not Vote |
17 | Close Meeting | Management | None | None |
AUTONOMY CORPORATION PLC
MEETING DATE: MAR 24, 2011 |
||||
TICKER: AU.
SECURITY ID: G0669T101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Re-elect Robert Webb as Director | Management | For | For |
4 | Elect Jonathan Bloomer as Director | Management | For | For |
5 | Re-elect Richard Gaunt as Director | Management | For | For |
6 | Re-elect Sushovan Hussain as Director | Management | For | For |
7 | Elect Frank Kelly as Director | Management | For | For |
8 | Re-elect Michael Lynch as Director | Management | For | For |
9 | Re-elect John McMonigall as Director | Management | For | For |
10 | Reappoint Deloitte LLP as Auditors | Management | For | For |
11 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
12 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
13 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
14 | Authorise Market Purchase | Management | For | For |
15 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
BAKER HUGHES INCORPORATED
MEETING DATE: APR 28, 2011 |
||||
TICKER: BHI
SECURITY ID: 057224107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Larry D. Brady | Management | For | For |
1.2 | Elect Director Clarence P. Cazalot, Jr. | Management | For | For |
1.3 | Elect Director Chad C. Deaton | Management | For | For |
1.4 | Elect Director Anthony G. Fernandes | Management | For | For |
1.5 | Elect Director Claire W. Gargalli | Management | For | For |
1.6 | Elect Director Pierre H. Jungels | Management | For | For |
1.7 | Elect Director James A. Lash | Management | For | For |
1.8 | Elect Director J. Larry Nichols | Management | For | For |
1.9 | Elect Director H. John Riley, Jr. | Management | For | For |
1.10 | Elect Director J. W. Stewart | Management | For | For |
1.11 | Elect Director Charles L. Watson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
BANK OF AMERICA CORPORATION
MEETING DATE: MAY 11, 2011 |
||||
TICKER: BAC
SECURITY ID: 060505104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Mukesh D. Ambani | Management | For | For |
2 | Elect Director Susan S. Bies | Management | For | For |
3 | Elect Director Frank P. Bramble, Sr. | Management | For | For |
4 | Elect Director Virgis W. Colbert | Management | For | For |
5 | Elect Director Charles K. Gifford | Management | For | For |
6 | Elect Director Charles O. Holliday, Jr. | Management | For | For |
7 | Elect Director D. Paul Jones, Jr. | Management | For | For |
8 | Elect Director Monica C. Lozano | Management | For | For |
9 | Elect Director Thomas J. May | Management | For | For |
10 | Elect Director Brian T. Moynihan | Management | For | For |
11 | Elect Director Donald E. Powell | Management | For | For |
12 | Elect Director Charles O. Rossotti | Management | For | For |
13 | Elect Director Robert W. Scully | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
16 | Ratify Auditors | Management | For | For |
17 | Disclose Prior Government Service | Shareholder | Against | Against |
18 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
19 | Require Audit Committee Review and Report on Controls Related to Loans, Foreclosure and Securitizations | Shareholder | Against | Against |
20 | Report on Lobbying Expenses | Shareholder | Against | Abstain |
21 | Report on Collateral in Derivatives Trading | Shareholder | Against | For |
22 | Restore or Provide for Cumulative Voting | Shareholder | Against | Against |
23 | Claw-back of Payments under Restatements | Shareholder | Against | For |
24 | Prohibit Certain Relocation Benefits to Senior Executives | Shareholder | Against | Against |
BB&T CORPORATION
MEETING DATE: APR 26, 2011 |
||||
TICKER: BBT
SECURITY ID: 054937107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John A. Allison IV | Management | For | For |
1.2 | Elect Director Jennifer S. Banner | Management | For | For |
1.3 | Elect Director K. David Boyer, Jr. | Management | For | For |
1.4 | Elect Director Anna R. Cablik | Management | For | For |
1.5 | Elect Director Ronald E. Deal | Management | For | For |
1.6 | Elect Director J. Littleton Glover, Jr. | Management | For | For |
1.7 | Elect Director Jane P. Helm | Management | For | For |
1.8 | Elect Director John P. Howe III | Management | For | For |
1.9 | Elect Director Kelly S. King | Management | For | For |
1.10 | Elect Director Valeria Lynch Lee | Management | For | For |
1.11 | Elect Director J. Holmes Morrison | Management | For | For |
1.12 | Elect Director Nido R. Qubein | Management | For | For |
1.13 | Elect Director Thomas E. Skains | Management | For | For |
1.14 | Elect Director Thomas N. Thompson | Management | For | For |
1.15 | Elect Director Stephen T. Williams | Management | For | For |
2 | Amend Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Report on Political Contributions | Shareholder | Against | Abstain |
7 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
BEIERSDORF AG
MEETING DATE: APR 21, 2011 |
||||
TICKER: BEI
SECURITY ID: D08792109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2010 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 0.70 per Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2010 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2010 | Management | For | For |
5 | Ratify Ernst & Young GmbH as Auditors for Fiscal 2011 | Management | For | For |
6 | Amend Articles Re: Location of General Meeting | Management | For | For |
7 | Amend Articles Re: Supervisory Board Remuneration | Management | For | For |
8 | Approve Remuneration System for Management Board Members | Management | For | For |
BUREAU VERITAS REGISTRE INTERNATIONAL DE CLASSIFICATION DE NAVIRES ET D AERONEFS
MEETING DATE: MAY 27, 2011 |
||||
TICKER: BVI
SECURITY ID: F96888114
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Non-Tax Deductible Expenses | Management | For | For |
3 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
4 | Approve Allocation of Income and Dividends of EUR 1.15 per Share | Management | For | For |
5 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
6 | Reelect Patrick Buffet as Director | Management | For | For |
7 | Reelect Philippe Louis-Dreyfus as Director | Management | For | For |
8 | Reelect Pierre Hessler as Director | Management | For | For |
9 | Reelect Aldo Cardoso as Director | Management | For | For |
10 | Elect Barbara Vernicos as Director | Management | For | For |
11 | Approve Remuneration of Directors in the Aggregate Amount of EUR 500,000 | Management | For | For |
12 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Against |
13 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
14 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Million | Management | For | For |
15 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Million | Management | For | For |
16 | Approve up to Aggregate Nominal Amount of EUR 1 Million for a Private Placement | Management | For | For |
17 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights under Items 15 and 16 | Management | For | For |
18 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote under Items 14, 15 and 16 Above | Management | For | For |
19 | Approve Employee Stock Purchase Plan | Management | For | Against |
20 | Authorize Capitalization of Reserves of Up to EUR 1.5 Million for Bonus Issue or Increase in Par Value | Management | For | For |
21 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
22 | Authorize Capital Increase of Up to EUR 1 Million for Future Exchange Offers | Management | For | For |
23 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
24 | Authorize up to 2 Percent of Issued Capital for Use in Stock Option Plan | Management | For | Against |
25 | Authorize up to 2 Percent of Issued Capital for Use in Restricted Stock Plan | Management | For | Against |
26 | Set Total Limit for Capital Increase to Result from Issuance Requests under Items 14, 15, 16, 18, 19, 21 and 22 at EUR 2 Million and from All Issuance Requests under Items 14, 15, 16, 18, 19, 20, 21 and 22 at EUR 3.5 Million | Management | For | For |
27 | Amend Article 26.3 of Bylaws to Comply with New Legislation Re: Attendance to General Meetings | Management | For | For |
28 | Amend Article 26.4 of Bylaws to Comply with New Legislation Re: Electronic Signature | Management | For | For |
29 | Amend Article 14.1 of Bylaws Re: Shareholding Requirements for Directors | Management | For | For |
30 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
CARNIVAL CORPORATION
MEETING DATE: APR 13, 2011 |
||||
TICKER: CCL
SECURITY ID: 143658300
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Reelect Micky Arison As A Director Of Carnival Corporation And As A Director Of Carnival Plc | Management | For | For |
2 | Reelect Sir Jonathon Band As A Director Of Carnival Corporation And As A Director Of Carnival Plc | Management | For | For |
3 | Reelect Robert H. Dickinson As A Director Of Carnival Corporation And As A Director Of Carnival Plc | Management | For | For |
4 | Reelect Arnold W. Donald As A Director Of Carnival Corporation And As A Director Of Carnival Plc | Management | For | For |
5 | Reelect Pier Luigi Foschi As A Director Of Carnival Corporation And As A Director Of Carnival Plc | Management | For | For |
6 | Reelect Howard S. Frank As A Director Of Carnival Corporation And As A Director Of Carnival Plc | Management | For | For |
7 | Reelect Richard J. Glasier As A Director Of Carnival Corporation And As A Director Of Carnival Plc | Management | For | For |
8 | Reelect Modesto A. Maidique As A Director Of Carnival Corporation And As A Director Of Carnival Plc | Management | For | For |
9 | Reelect Sir John Parker As A Director Of Carnival Corporation And As A Director Of Carnival Plc | Management | For | For |
10 | Reelect Peter G. Ratcliffe As A Director Of Carnival Corporation And As A Director Of Carnival Plc | Management | For | For |
11 | Reelect Stuart Subotnick As A Director Of Carnival Corporation And As A Director Of Carnival Plc | Management | For | For |
12 | Reelect Laura Weil As A Director Of Carnival Corporation And As A Director Of Carnival Plc | Management | For | For |
13 | Reelect Randall J. Weisenburger As A Director Of Carnival Corporation And As A Director Of Carnival Plc | Management | For | For |
14 | Reelect Uzi Zucker As A Director Of Carnival Corporation And As A Director Of Carnival Plc | Management | For | For |
15 | Reappoint The UK Firm Of PricewaterhouseCoopers LLP As Independent Auditors For Carnival Plc And Ratify The U.S. Firm Of PricewaterhouseCoopers LLP As The Independent Auditor For Carnival Corporation | Management | For | For |
16 | Authorize The Audit Committee Of Carnival Plc To Fix Remuneration Of The Independent Auditors Of Carnival Plc | Management | For | For |
17 | Receive The UK Accounts And Reports Of The Directors And Auditors Of Carnival Plc For The Year Ended November 30, 2010 | Management | For | For |
18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
19 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
20 | Approve Remuneration of Executive and Non-Executive Directors | Management | For | For |
21 | Authorize Issue of Equity with Pre-emptive Rights | Management | For | For |
22 | Authorize Issue of Equity without Pre-emptive Rights | Management | For | For |
23 | Authorise Shares for Market Purchase | Management | For | For |
24 | Approve Omnibus Stock Plan | Management | For | Against |
CHEVRON CORPORATION
MEETING DATE: MAY 25, 2011 |
||||
TICKER: CVX
SECURITY ID: 166764100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director L.F. Deily | Management | For | For |
2 | Elect Director R.E. Denham | Management | For | For |
3 | Elect Director R.J. Eaton | Management | For | For |
4 | Elect Director C. Hagel | Management | For | For |
5 | Elect Director E. Hernandez | Management | For | For |
6 | Elect Director G.L. Kirkland | Management | For | For |
7 | Elect Director D.B. Rice | Management | For | For |
8 | Elect Director K.W. Sharer | Management | For | For |
9 | Elect Director C.R. Shoemate | Management | For | For |
10 | Elect Director J.G. Stumpf | Management | For | For |
11 | Elect Director R.D. Sugar | Management | For | For |
12 | Elect Director C. Ware | Management | For | For |
13 | Elect Director J.S. Watson | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
17 | Request Director Nominee with Environmental Qualifications | Shareholder | Against | Against |
18 | Amend Bylaws to Establish a Board Committee on Human Rights | Shareholder | Against | Abstain |
19 | Include Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
20 | Adopt Guidelines for Country Selection | Shareholder | Against | Abstain |
21 | Report on Financial Risks of Climate Change | Shareholder | Against | Abstain |
22 | Report on Environmental Impacts of Natural Gas Fracturing | Shareholder | Against | Abstain |
23 | Report on Offshore Oil Wells and Spill Mitigation Measures | Shareholder | Against | Abstain |
CISCO SYSTEMS, INC.
MEETING DATE: NOV 18, 2010 |
||||
TICKER: CSCO
SECURITY ID: 17275R102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Carol A. Bartz | Management | For | For |
2 | Elect Director M. Michele Burns | Management | For | For |
3 | Elect Director Michael D. Capellas | Management | For | For |
4 | Elect Director Larry R. Carter | Management | For | For |
5 | Elect Director John T. Chambers | Management | For | For |
6 | Elect Director Brian L. Halla | Management | For | For |
7 | Elect Director John L. Hennessy | Management | For | For |
8 | Elect Director Richard M. Kovacevich | Management | For | For |
9 | Elect Director Roderick C. Mcgeary | Management | For | For |
10 | Elect Director Michael K. Powell | Management | For | For |
11 | Elect Director Arun Sarin | Management | For | For |
12 | Elect Director Steven M. West | Management | For | For |
13 | Elect Director Jerry Yang | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Ratify Auditors | Management | For | For |
16 | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | Shareholder | Against | Abstain |
17 | Report on Internet Fragmentation | Shareholder | Against | Abstain |
18 | Adopt Policy Prohibiting Sale of Products in China if they Contribute to Human Rights Abuses | Shareholder | Against | Abstain |
CITIGROUP INC.
MEETING DATE: APR 21, 2011 |
||||
TICKER: C
SECURITY ID: 172967101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Alain J.P. Belda | Management | For | For |
2 | Elect Director Timothy C. Collins | Management | For | For |
3 | Elect Director Jerry A. Grundhofer | Management | For | For |
4 | Elect Director Robert L. Joss | Management | For | For |
5 | Elect Director Michael E. O'Neill | Management | For | For |
6 | Elect Director Vikram S. Pandit | Management | For | For |
7 | Elect Director Richard D. Parsons | Management | For | For |
8 | Elect Director Lawrence R. Ricciardi | Management | For | For |
9 | Elect Director Judith Rodin | Management | For | For |
10 | Elect Director Robert L. Ryan | Management | For | For |
11 | Elect Director Anthony M. Santomero | Management | For | For |
12 | Elect Director Diana L. Taylor | Management | For | For |
13 | Elect Director William S. Thompson, Jr. | Management | For | For |
14 | Elect Director Ernesto Zedillo | Management | For | For |
15 | Ratify Auditors | Management | For | For |
16 | Amend Omnibus Stock Plan | Management | For | Against |
17 | Approve Executive Incentive Bonus Plan | Management | For | For |
18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
19 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
20 | Approve Reverse Stock Split | Management | For | For |
21 | Affirm Political Non-Partisanship | Shareholder | Against | Abstain |
22 | Report on Political Contributions | Shareholder | Against | Abstain |
23 | Report on Restoring Trust and Confidence in the Financial System | Shareholder | Against | Against |
24 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
25 | Require Audit Committee Review and Report on Controls Related to Loans, Foreclosure and Securitizations | Shareholder | Against | Against |
COLGATE-PALMOLIVE COMPANY
MEETING DATE: MAY 06, 2011 |
||||
TICKER: CL
SECURITY ID: 194162103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John T. Cahill | Management | For | For |
2 | Elect Director Ian Cook | Management | For | For |
3 | Elect Director Helene D. Gayle | Management | For | For |
4 | Elect Director Ellen M. Hancock | Management | For | For |
5 | Elect Director Joseph Jimenez | Management | For | For |
6 | Elect Director Richard J. Kogan | Management | For | For |
7 | Elect Director Delano E. Lewis | Management | For | For |
8 | Elect Director J. Pedro Reinhard | Management | For | For |
9 | Elect Director Stephen I. Sadove | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
13 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
CORNING INCORPORATED
MEETING DATE: APR 28, 2011 |
||||
TICKER: GLW
SECURITY ID: 219350105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John Seely Brown | Management | For | For |
2 | Elect Director John A. Canning, Jr. | Management | For | For |
3 | Elect Director Gordon Gund | Management | For | For |
4 | Elect Director Kurt M. Landgraf | Management | For | For |
5 | Elect Director H. Onno Ruding | Management | For | For |
6 | Elect Director Glenn F. Tilton | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
8 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
9 | Ratify Auditors | Management | For | For |
10 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
CREDIT SUISSE GROUP AG
MEETING DATE: APR 29, 2011 |
||||
TICKER: CSGN
SECURITY ID: 225401108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Receive Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
1.2 | Approve Remuneration Report | Management | For | Against |
1.3 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Discharge of Board and Senior Management | Management | For | For |
3.1 | Approve Allocation of Income and Omission of Dividends | Management | For | For |
3.2 | Approve Allocation of Dividend of CHF 1.30 per Registered Share from Share Premium Reserve | Management | For | For |
4.1 | Approve Creation of CHF 16 Million Pool of Capital without Preemptive Rights | Management | For | For |
4.2 | Approve Creation of CHF 4 Million Pool of Capital without Preemptive Rights | Management | For | For |
5.1 | Amend Articles Re: Voting Procedures for the General Meeting | Management | For | For |
5.2 | Amend Articles Re: Contributions in Kind | Management | For | For |
6.1.1 | Reelect Peter Brabeck-Letmathe as Director | Management | For | For |
6.1.2 | Reelect Jean Lanier as Director | Management | For | For |
6.1.3 | Reelect Anton van Rossum as Director | Management | For | For |
6.2 | Ratify KPMG AG as Auditors | Management | For | For |
6.3 | Ratify BDO AG as Special Auditors | Management | For | For |
7 | For Proposals that have not been Submitted until the AGM itself as defined in Art. 700 Paras. 3 and 4 of the Swiss Code of Obligations, I Hereby Authorize the Independent Proxy to Vote in Favor of the Proposal of the Board of Directors | Management | None | Against |
CVS CAREMARK CORPORATION
MEETING DATE: MAY 11, 2011 |
||||
TICKER: CVS
SECURITY ID: 126650100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Edwin M. Banks | Management | For | For |
2 | Elect Director C. David Brown II | Management | For | For |
3 | Elect Director David W. Dorman | Management | For | For |
4 | Elect Director Anne M. Finucane | Management | For | For |
5 | Elect Director Kristen Gibney Williams | Management | For | For |
6 | Elect Director Marian L. Heard | Management | For | For |
7 | Elect Director Larry J. Merlo | Management | For | For |
8 | Elect Director Jean-Pierre Millon | Management | For | For |
9 | Elect Director Terrence Murray | Management | For | For |
10 | Elect Director C.A. Lance Piccolo | Management | For | For |
11 | Elect Director Richard J. Swift | Management | For | For |
12 | Elect Director Tony L. White | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
16 | Report on Political Contributions | Shareholder | Against | Abstain |
17 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
DANAHER CORPORATION
MEETING DATE: MAY 10, 2011 |
||||
TICKER: DHR
SECURITY ID: 235851102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director H. Lawrence Culp, Jr. | Management | For | For |
1.2 | Elect Director Mitchell P. Rales | Management | For | For |
1.3 | Elect Director Elias A. Zerhouni | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Management | For | For |
4 | Provide Right to Call Special Meeting | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
DANONE
MEETING DATE: APR 28, 2011 |
||||
TICKER: BN
SECURITY ID: F12033134
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 1.30 per Share | Management | For | For |
4 | Ratify Appointment of Yoshihiro Kawabata as Director | Management | For | For |
5 | Reelect Bruno Bonnell as Director | Management | For | For |
6 | Reelect Bernard Hours as Director | Management | For | For |
7 | Reelect Yoshihiro Kawabata as Director | Management | For | For |
8 | Reelect Jacques Vincent as Director | Management | For | For |
9 | Elect Isabelle Seillier as Director | Management | For | For |
10 | Elect Jean-Michel Severino as Director | Management | For | For |
11 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
12 | Approve Agreement with Bernard Hours | Management | For | For |
13 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
14 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 56.5 Million | Management | For | For |
15 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 37.8 Million | Management | For | For |
16 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
17 | Authorize Capital Increase of Up to EUR 24 Million for Future Exchange Offers | Management | For | For |
18 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
19 | Authorize Capitalization of Reserves of Up to EUR 41.6 Million for Bonus Issue or Increase in Par Value | Management | For | For |
20 | Approve Employee Stock Purchase Plan | Management | For | For |
21 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
22 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
DR PEPPER SNAPPLE GROUP, INC.
MEETING DATE: MAY 19, 2011 |
||||
TICKER: DPS
SECURITY ID: 26138E109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Joyce M. Roche | Management | For | For |
2 | Elect Director Wayne R. Sanders | Management | For | For |
3 | Elect Director Jack L. Stahl | Management | For | For |
4 | Elect Director Larry D. Young | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
E. I. DU PONT DE NEMOURS AND COMPANY
MEETING DATE: APR 27, 2011 |
||||
TICKER: DD
SECURITY ID: 263534109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Richard H. Brown | Management | For | For |
2 | Elect Director Robert A. Brown | Management | For | For |
3 | Elect Director Bertrand P. Collomb | Management | For | For |
4 | Elect Director Curtis J. Crawford | Management | For | For |
5 | Elect Director Alexander M. Cutler | Management | For | For |
6 | Elect Director Eleuthere I. du Pont | Management | For | For |
7 | Elect Director Marillyn A. Hewson | Management | For | For |
8 | Elect Director Lois D. Juliber | Management | For | For |
9 | Elect Director Ellen J. Kullman | Management | For | For |
10 | Elect Director William K. Reilly | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Amend Omnibus Stock Plan | Management | For | Against |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
15 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
16 | Report on Genetically Engineered Seed | Shareholder | Against | Abstain |
17 | Report on Pay Disparity | Shareholder | Against | Against |
EBAY INC.
MEETING DATE: APR 28, 2011 |
||||
TICKER: EBAY
SECURITY ID: 278642103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Fred D. Anderson | Management | For | For |
2 | Elect Director Edward W. Barnholt | Management | For | For |
3 | Elect Director Scott D. Cook | Management | For | For |
4 | Elect Director John J. Donahoe | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Ratify Auditors | Management | For | For |
8 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
EMC CORPORATION
MEETING DATE: MAY 04, 2011 |
||||
TICKER: EMC
SECURITY ID: 268648102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Michael W. Brown | Management | For | For |
2 | Elect Director Randolph L. Cowen | Management | For | For |
3 | Elect Director Michael J. Cronin | Management | For | For |
4 | Elect Director Gail Deegan | Management | For | For |
5 | Elect Director James S. DiStasio | Management | For | For |
6 | Elect Director John R. Egan | Management | For | For |
7 | Elect Director Edmund F. Kelly | Management | For | For |
8 | Elect Director Windle B. Priem | Management | For | For |
9 | Elect Director Paul Sagan | Management | For | For |
10 | Elect Director David N. Strohm | Management | For | For |
11 | Elect Director Joseph M. Tucci | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Amend Omnibus Stock Plan | Management | For | Against |
14 | Provide Right to Call Special Meeting | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
EXXON MOBIL CORPORATION
MEETING DATE: MAY 25, 2011 |
||||
TICKER: XOM
SECURITY ID: 30231G102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director M.J. Boskin | Management | For | For |
1.2 | Elect Director P. Brabeck-Letmathe | Management | For | For |
1.3 | Elect Director L.R. Faulkner | Management | For | For |
1.4 | Elect Director J.S. Fishman | Management | For | For |
1.5 | Elect Director K.C. Frazier | Management | For | For |
1.6 | Elect Director W.W. George | Management | For | For |
1.7 | Elect Director M.C. Nelson | Management | For | For |
1.8 | Elect Director S.J. Palmisano | Management | For | For |
1.9 | Elect Director S.S. Reinemund | Management | For | For |
1.10 | Elect Director R.W. Tillerson | Management | For | For |
1.11 | Elect Director E.E. Whitacre, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
6 | Report on Political Contributions | Shareholder | Against | Abstain |
7 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | Against |
8 | Adopt Policy on Human Right to Water | Shareholder | Against | Abstain |
9 | Report on Environmental Impact of Oil Sands Operations in Canada | Shareholder | Against | Abstain |
10 | Report on Environmental Impacts of Natural Gas Fracturing | Shareholder | Against | Abstain |
11 | Report on Energy Technologies Development | Shareholder | Against | Abstain |
12 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
FIRSTENERGY CORP.
MEETING DATE: SEP 14, 2010 |
||||
TICKER: FE
SECURITY ID: 337932107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
GENERAL ELECTRIC COMPANY
MEETING DATE: APR 27, 2011 |
||||
TICKER: GE
SECURITY ID: 369604103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director W. Geoffrey Beattie | Management | For | For |
2 | Elect Director James I. Cash, Jr. | Management | For | For |
3 | Elect Director Ann M. Fudge | Management | For | For |
4 | Elect Director Susan Hockfield | Management | For | For |
5 | Elect Director Jeffrey R. Immelt | Management | For | For |
6 | Elect Director Andrea Jung | Management | For | For |
7 | Elect Director Alan G. Lafley | Management | For | For |
8 | Elect Director Robert W. Lane | Management | For | For |
9 | Elect Director Ralph S. Larsen | Management | For | For |
10 | Elect Director Rochelle B. Lazarus | Management | For | For |
11 | Elect Director James J. Mulva | Management | For | For |
12 | Elect Director Sam Nunn | Management | For | For |
13 | Elect Director Roger S. Penske | Management | For | For |
14 | Elect Director Robert J. Swieringa | Management | For | For |
15 | Elect Director James S. Tisch | Management | For | For |
16 | Elect Director Douglas A. Warner III | Management | For | For |
17 | Ratify Auditors | Management | For | For |
18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
19 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
20 | Provide for Cumulative Voting | Shareholder | Against | Against |
21 | Performance-Based Equity Awards | Shareholder | Against | Against |
22 | Withdraw Stock Options Granted to Executive Officers | Shareholder | Against | Against |
23 | Report on Climate Change Business Risk | Shareholder | Against | Abstain |
24 | Report on Animal Testing and Plans for Reduction | Shareholder | Against | Abstain |
GILEAD SCIENCES, INC.
MEETING DATE: MAY 12, 2011 |
||||
TICKER: GILD
SECURITY ID: 375558103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John F. Cogan | Management | For | For |
1.2 | Elect Director Etienne F. Davignon | Management | For | For |
1.3 | Elect Director James M. Denny | Management | For | For |
1.4 | Elect Director Carla A. Hills | Management | For | For |
1.5 | Elect Director Kevin E. Lofton | Management | For | For |
1.6 | Elect Director John W. Madigan | Management | For | For |
1.7 | Elect Director John C. Martin | Management | For | For |
1.8 | Elect Director Gordon E. Moore | Management | For | For |
1.9 | Elect Director Nicholas G. Moore | Management | For | For |
1.10 | Elect Director Richard J. Whitley | Management | For | For |
1.11 | Elect Director Gayle E. Wilson | Management | For | For |
1.12 | Elect Director Per Wold-Olsen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Reduce Supermajority Vote Requirement | Management | For | For |
5 | Provide Right to Call Special Meeting | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
GLAXOSMITHKLINE PLC
MEETING DATE: MAY 05, 2011 |
||||
TICKER: GSK
SECURITY ID: 37733W105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Elect Simon Dingemans as Director | Management | For | For |
4 | Elect Stacey Cartwright as Director | Management | For | For |
5 | Elect Judy Lewent as Director | Management | For | For |
6 | Re-elect Sir Christopher Gent as Director | Management | For | For |
7 | Re-elect Andrew Witty as Director | Management | For | For |
8 | Re-elect Sir Roy Anderson as Director | Management | For | For |
9 | Re-elect Dr Stephanie Burns as Director | Management | For | For |
10 | Re-elect Larry Culp as Director | Management | For | For |
11 | Re-elect Sir Crispin Davis as Director | Management | For | For |
12 | Re-elect Sir Deryck Maughan as Director | Management | For | Against |
13 | Re-elect James Murdoch as Director | Management | For | For |
14 | Re-elect Dr Daniel Podolsky as Director | Management | For | For |
15 | Re-elect Dr Moncef Slaoui as Director | Management | For | For |
16 | Re-elect Tom de Swaan as Director | Management | For | For |
17 | Re-elect Sir Robert Wilson as Director | Management | For | For |
18 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
19 | Authorise Audit Committee to Fix Remuneration of Auditors | Management | For | For |
20 | Authorise EU Political Donations and Expenditure | Management | For | For |
21 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
22 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
23 | Authorise Market Purchase | Management | For | For |
24 | Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors' Reports | Management | For | For |
25 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
GOOGLE INC.
MEETING DATE: JUN 02, 2011 |
||||
TICKER: GOOG
SECURITY ID: 38259P508
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Larry Page | Management | For | For |
1.2 | Elect Director Sergey Brin | Management | For | For |
1.3 | Elect Director Eric E. Schmidt | Management | For | For |
1.4 | Elect Director L. John Doerr | Management | For | For |
1.5 | Elect Director John L. Hennessy | Management | For | For |
1.6 | Elect Director Ann Mather | Management | For | For |
1.7 | Elect Director Paul S. Otellini | Management | For | For |
1.8 | Elect Director K. Ram Shriram | Management | For | For |
1.9 | Elect Director Shirley M. Tilghman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
6 | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | Shareholder | Against | Abstain |
7 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
8 | Report on Code of Conduct Compliance | Shareholder | Against | Against |
HALLIBURTON COMPANY
MEETING DATE: MAY 19, 2011 |
||||
TICKER: HAL
SECURITY ID: 406216101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Alan M. Bennett | Management | For | For |
2 | Elect Director James R. Boyd | Management | For | For |
3 | Elect Director Milton Carroll | Management | For | For |
4 | Elect Director Nance K. Dicciani | Management | For | For |
5 | Elect Director S. Malcolm Gillis | Management | For | For |
6 | Elect Director Abdallah S. Jum'ah | Management | For | For |
7 | Elect Director David J. Lesar | Management | For | For |
8 | Elect Director Robert A. Malone | Management | For | For |
9 | Elect Director J Landis Martin | Management | For | For |
10 | Elect Director Debra L. Reed | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
14 | Review and Assess Human Rights Policies | Shareholder | Against | Abstain |
15 | Report on Political Contributions | Shareholder | Against | Abstain |
HEWLETT-PACKARD COMPANY
MEETING DATE: MAR 23, 2011 |
||||
TICKER: HPQ
SECURITY ID: 428236103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director M. L. Andreessen | Management | For | For |
2 | Elect Director L. Apotheker | Management | For | For |
3 | Elect Director L.T. Babbio, Jr. | Management | For | For |
4 | Elect Director S.M. Baldauf | Management | For | For |
5 | Elect Director S. Banerji | Management | For | For |
6 | Elect Director R.L. Gupta | Management | For | For |
7 | Elect Director J.H. Hammergren | Management | For | For |
8 | Elect Director R.J. Lane | Management | For | For |
9 | Elect Director G.M. Reiner | Management | For | For |
10 | Elect Director P.F. Russo | Management | For | For |
11 | Elect Director D. Senequier | Management | For | For |
12 | Elect Director G.K. Thompson | Management | For | For |
13 | Elect Director M.C. Whitman | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
16 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
17 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
18 | Amend Executive Incentive Bonus Plan | Management | For | For |
HONEYWELL INTERNATIONAL INC.
MEETING DATE: APR 25, 2011 |
||||
TICKER: HON
SECURITY ID: 438516106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Gordon M. Bethune | Management | For | For |
2 | Elect Director Kevin Burke | Management | For | For |
3 | Elect Director Jaime Chico Pardo | Management | For | For |
4 | Elect Director David M. Cote | Management | For | For |
5 | Elect Director D. Scott Davis | Management | For | For |
6 | Elect Director Linnet F. Deily | Management | For | For |
7 | Elect Director Judd Gregg | Management | For | For |
8 | Elect Director Clive R. Hollick | Management | For | For |
9 | Elect Director George Paz | Management | For | For |
10 | Elect Director Bradley T. Sheares | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
14 | Approve Omnibus Stock Plan | Management | For | For |
15 | Amend Executive Incentive Bonus Plan | Management | For | For |
16 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
17 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
HSBC HOLDINGS PLC
MEETING DATE: MAY 27, 2011 |
||||
TICKER: HSBA
SECURITY ID: 404280406
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3a | Re-elect Safra Catz as Director | Management | For | For |
3b | Elect Laura Cha as Director | Management | For | For |
3c | Re-elect Marvin Cheung as Director | Management | For | For |
3d | Re-elect John Coombe as Director | Management | For | For |
3e | Re-elect Rona Fairhead as Director | Management | For | For |
3f | Re-elect Douglas Flint as Director | Management | For | For |
3g | Re-elect Alexander Flockhart as Director | Management | For | For |
3h | Re-elect Stuart Gulliver as Director | Management | For | For |
3i | Re-elect James Hughes-Hallett as Director | Management | For | For |
3j | Re-elect William Laidlaw as Director | Management | For | For |
3k | Re-elect Janis Lomax as Director | Management | For | For |
3l | Elect Iain Mackay as Director | Management | For | For |
3m | Re-elect Gwyn Morgan as Director | Management | For | Against |
3n | Re-elect Nagavara Murthy as Director | Management | For | For |
3o | Re-elect Sir Simon Robertson as Director | Management | For | For |
3p | Re-elect John Thornton as Director | Management | For | For |
3q | Re-elect Sir Brian Williamson as Director | Management | For | For |
4 | Reappoint KPMG Audit plc as Auditors and Authorise Their Remuneration | Management | For | For |
5 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
6 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
7 | Approve Share Plan 2011 | Management | For | For |
8 | Approve Fees Payable to Non-Executive Directors | Management | For | For |
9 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
HTC CORPORATION
MEETING DATE: JUN 15, 2011 |
||||
TICKER: 2498
SECURITY ID: Y3732M103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2010 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve 2010 Allocation of Income and Dividends | Management | For | For |
3 | Approve Capitalization of 2010 Dividends and Employee Profit Sharing | Management | For | For |
4 | Amend Articles of Association | Management | For | For |
5 | Approve to Amend Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
6.1 | Elect David Bruce Yoffie with Shareholder Number 19540707DA as Director | Management | For | For |
6.2 | Elect Jerry H.C. Chu with ID Number A121108388 as Supervisor | Management | For | For |
7 | Approve Release of Restrictions of Competitive Activities of Directors | Management | For | For |
8 | Transact Other Business (Non-Voting) | Management | None | None |
INGERSOLL-RAND PLC
MEETING DATE: JUN 02, 2011 |
||||
TICKER: IR
SECURITY ID: G47791101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Ann C. Berzin | Management | For | For |
2 | Elect Director John Bruton | Management | For | For |
3 | Elect Director Jared L. Cohon | Management | For | For |
4 | Elect Director Gary D. Forsee | Management | For | For |
5 | Elect Director Peter C. Godsoe | Management | For | For |
6 | Elect Director Edward E. Hagenlocker | Management | For | For |
7 | Elect Director Constance J. Horner | Management | For | For |
8 | Elect Director Michael W. Lamach | Management | For | For |
9 | Elect Director Theodore E. Martin | Management | For | For |
10 | Elect Director Richard J. Swift | Management | For | For |
11 | Elect Director Tony L. White | Management | For | For |
12 | Approve Executive Incentive Scheme | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
15 | Authorize Market Purchase | Management | For | For |
16 | Ratify Auditors | Management | For | For |
INTERNATIONAL BUSINESS MACHINES CORPORATION
MEETING DATE: APR 26, 2011 |
||||
TICKER: IBM
SECURITY ID: 459200101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director A. J. P. Belda | Management | For | For |
2 | Elect Director W. R. Brody | Management | For | For |
3 | Elect Director K. I. Chenault | Management | For | For |
4 | Elect Director M. L. Eskew | Management | For | For |
5 | Elect Director S. A. Jackson | Management | For | For |
6 | Elect Director A. N. Liveris | Management | For | For |
7 | Elect Director W. J. McNerney, Jr. | Management | For | For |
8 | Elect Director J. W. Owens | Management | For | For |
9 | Elect Director S. J. Palmisano | Management | For | For |
10 | Elect Director J. E. Spero | Management | For | For |
11 | Elect Director S. Taurel | Management | For | For |
12 | Elect Director L. H. Zambrano | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
16 | Provide for Cumulative Voting | Shareholder | Against | Against |
17 | Report on Political Contributions | Shareholder | Against | Abstain |
18 | Report on Lobbying Expenses | Shareholder | Against | Abstain |
JOHNSON & JOHNSON
MEETING DATE: APR 28, 2011 |
||||
TICKER: JNJ
SECURITY ID: 478160104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Mary Sue Coleman | Management | For | For |
2 | Elect Director James G. Cullen | Management | For | For |
3 | Elect Director Ian E.L. Davis | Management | For | For |
4 | Elect Director Michael M.e. Johns | Management | For | For |
5 | Elect Director Susan L. Lindquist | Management | For | For |
6 | Elect Director Anne M. Mulcahy | Management | For | For |
7 | Elect Director Leo F. Mullin | Management | For | For |
8 | Elect Director William D. Perez | Management | For | For |
9 | Elect Director Charles Prince | Management | For | For |
10 | Elect Director David Satcher | Management | For | For |
11 | Elect Director William C. Weldon | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
15 | Adopt Policy to Restrain Pharmaceutical Price Increases | Shareholder | Against | Against |
16 | Amend EEO Policy to Prohibit Discrimination Based on Applicant's Health Status | Shareholder | Against | Abstain |
17 | Adopt Animal-Free Training Methods | Shareholder | Against | Abstain |
JOHNSON CONTROLS, INC.
MEETING DATE: JAN 26, 2011 |
||||
TICKER: JCI
SECURITY ID: 478366107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Natalie A. Black | Management | For | For |
1.2 | Elect Director Robert A. Cornog | Management | For | For |
1.3 | Elect Director William H. Lacy | Management | For | For |
1.4 | Elect Director Stephen A. Roell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Amend Executive Incentive Bonus Plan | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
7 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
JPMORGAN CHASE & CO.
MEETING DATE: MAY 17, 2011 |
||||
TICKER: JPM
SECURITY ID: 46625H100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Crandall C. Bowles | Management | For | For |
2 | Elect Director Stephen B. Burke | Management | For | For |
3 | Elect Director David M. Cote | Management | For | For |
4 | Elect Director James S. Crown | Management | For | For |
5 | Elect Director James Dimon | Management | For | For |
6 | Elect Director Ellen V. Futter | Management | For | For |
7 | Elect Director William H. Gray, III | Management | For | For |
8 | Elect Director Laban P. Jackson, Jr. | Management | For | For |
9 | Elect Director David C. Novak | Management | For | For |
10 | Elect Director Lee R. Raymond | Management | For | For |
11 | Elect Director William C. Weldon | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
15 | Amend Omnibus Stock Plan | Management | For | For |
16 | Affirm Political Non-Partisanship | Shareholder | Against | Abstain |
17 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
18 | Report on Loan Modifications | Shareholder | Against | Against |
19 | Report on Political Contributions | Shareholder | Against | Abstain |
20 | Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity | Shareholder | Against | Abstain |
21 | Require Independent Board Chairman | Shareholder | Against | Against |
JUNIPER NETWORKS, INC.
MEETING DATE: MAY 18, 2011 |
||||
TICKER: JNPR
SECURITY ID: 48203R104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mary B. Cranston | Management | For | For |
1.2 | Elect Director Kevin R. Johnson | Management | For | For |
1.3 | Elect Director J. Michael Lawrie | Management | For | For |
1.4 | Elect Director David Schlotterbeck | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Declassify the Board of Directors | Shareholder | None | For |
KELLOGG COMPANY
MEETING DATE: APR 29, 2011 |
||||
TICKER: K
SECURITY ID: 487836108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John Bryant | Management | For | For |
1.2 | Elect Director Rogelio Rebolledo | Management | For | For |
1.3 | Elect Director Sterling Speirn | Management | For | For |
1.4 | Elect Director John Zabriskie | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Ratify Auditors | Management | For | For |
6 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
7 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
KIMBERLY-CLARK CORPORATION
MEETING DATE: APR 21, 2011 |
||||
TICKER: KMB
SECURITY ID: 494368103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John R. Alm | Management | For | For |
2 | Elect Director John F. Bergstrom | Management | For | For |
3 | Elect Director Abelardo E. Bru | Management | For | For |
4 | Elect Director Robert W. Decherd | Management | For | For |
5 | Elect Director Thomas J. Falk | Management | For | For |
6 | Elect Director Mae C. Jemison | Management | For | For |
7 | Elect Director James M. Jenness | Management | For | For |
8 | Elect Director Nancy J. Karch | Management | For | For |
9 | Elect Director Ian C. Read | Management | For | For |
10 | Elect Director Linda Johnson Rice | Management | For | For |
11 | Elect Director Marc J. Shapiro | Management | For | For |
12 | Elect Director G. Craig Sullivan | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | Against |
15 | Approve Omnibus Stock Plan | Management | For | Against |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
17 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
KLA-TENCOR CORPORATION
MEETING DATE: NOV 03, 2010 |
||||
TICKER: KLAC
SECURITY ID: 482480100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward W. Barnholt | Management | For | For |
1.2 | Elect Director Emiko Higashi | Management | For | For |
1.3 | Elect Director Stephen P. Kaufman | Management | For | For |
1.4 | Elect Director Richard P. Wallace | Management | For | For |
2 | Ratify Auditors | Management | For | For |
KOHL'S CORPORATION
MEETING DATE: MAY 12, 2011 |
||||
TICKER: KSS
SECURITY ID: 500255104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Peter Boneparth | Management | For | For |
2 | Elect Director Steven A. Burd | Management | For | For |
3 | Elect Director John F. Herma | Management | For | For |
4 | Elect Director Dale E. Jones | Management | For | For |
5 | Elect Director William S. Kellogg | Management | For | For |
6 | Elect Director Kevin Mansell | Management | For | For |
7 | Elect Director Frank V. Sica | Management | For | For |
8 | Elect Director Peter M. Sommerhauser | Management | For | For |
9 | Elect Director Stephanie A. Streeter | Management | For | For |
10 | Elect Director Nina G. Vaca | Management | For | For |
11 | Elect Director Stephen E. Watson | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Reduce Supermajority Vote Requirement Relating to Director Elections | Management | For | For |
14 | Reduce Supermajority Vote Requirement | Management | For | For |
15 | Amend Executive Incentive Bonus Plan | Management | For | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
17 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
18 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
19 | Adopt Policy on Succession Planning | Shareholder | Against | Against |
KONINKLIJKE PHILIPS ELECTRONICS
MEETING DATE: MAR 31, 2011 |
||||
TICKER: PHG
SECURITY ID: 500472303
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | President's Speech | Management | None | None |
2a | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
2b | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
2c | Approve Dividends of EUR 0.75 Per Share | Management | For | Did Not Vote |
2d | Approve Discharge of Management Board | Management | For | Did Not Vote |
2e | Approve Discharge of Supervisory Board | Management | For | Did Not Vote |
3a | Elect F.A.Van Houten to Management Board as CEO | Management | For | Did Not Vote |
3b | Elect R.H. Wirahadiraksa to Management Board | Management | For | Did Not Vote |
3c | Elect P.A.J. Nota to Management Board | Management | For | Did Not Vote |
4a | Reelect C.J.A. van Lede to Supervisory Board | Management | For | Did Not Vote |
4b | Reelect J.M. Thompson to Supervisory Board | Management | For | Did Not Vote |
4c | Reelect H. von Prondzynski to Supervisory Board | Management | For | Did Not Vote |
4d | Elect J.P. Tai to Supervisory Board | Management | For | Did Not Vote |
5 | Ratify KPMG Accountants NV as Auditors | Management | For | Did Not Vote |
6a | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights | Management | For | Did Not Vote |
6b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 6a | Management | For | Did Not Vote |
7 | Authorize Repurchase of Shares | Management | For | Did Not Vote |
8 | Other Business | Management | None | None |
LI & FUNG LIMITED
MEETING DATE: MAY 18, 2011 |
||||
TICKER: 00494
SECURITY ID: G5485F144
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Declare Final Dividend of HK$0.52 Per Share | Management | For | For |
3a | Reelect William Fung Kwok Lun as Director | Management | For | Against |
3b | Reelect Allan Wong Chi Yun as Director | Management | For | For |
3c | Reelect Benedict Chang Yew Teck as Director | Management | For | Against |
4 | Approve Remuneration of Directors | Management | For | For |
5 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
7 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
8 | Authorize Reissuance of Repurchased Shares | Management | For | For |
9 | Approve Subdivision of Every Issued and Unissued Share of HK$0.025 Each in the Share Capital of the Company into Two Shares of HK$0.0125 Each | Management | For | For |
LOWE'S COMPANIES, INC.
MEETING DATE: MAY 27, 2011 |
||||
TICKER: LOW
SECURITY ID: 548661107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Raul Alvarez | Management | For | For |
1.2 | Elect Director David W. Bernauer | Management | For | For |
1.3 | Elect Director Leonard L. Berry | Management | For | For |
1.4 | Elect Director Peter C. Browning | Management | For | For |
1.5 | Elect Director Dawn E. Hudson | Management | For | For |
1.6 | Elect Director Robert L. Johnson | Management | For | Withhold |
1.7 | Elect Director Marshall O. Larsen | Management | For | For |
1.8 | Elect Director Richard K. Lochridge | Management | For | For |
1.9 | Elect Director Robert A. Niblock | Management | For | For |
1.10 | Elect Director Stephen F. Page | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
6 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | For |
7 | Include Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
8 | Report on Political Contributions | Shareholder | Against | Abstain |
MARATHON OIL CORPORATION
MEETING DATE: APR 27, 2011 |
||||
TICKER: MRO
SECURITY ID: 565849106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Gregory H. Boyce | Management | For | For |
2 | Elect Director Pierre Brondeau | Management | For | For |
3 | Elect Director Clarence P. Cazalot, Jr. | Management | For | For |
4 | Elect Director David A. Daberko | Management | For | For |
5 | Elect Director William L. Davis | Management | For | For |
6 | Elect Director Shirley Ann Jackson | Management | For | For |
7 | Elect Director Philip Lader | Management | For | For |
8 | Elect Director Charles R. Lee | Management | For | For |
9 | Elect Director Michael E. J. Phelps | Management | For | For |
10 | Elect Director Dennis H. Reilley | Management | For | For |
11 | Elect Director Seth E. Schofield | Management | For | For |
12 | Elect Director John W. Snow | Management | For | For |
13 | Elect Director Thomas J. Usher | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Provide Right to Call Special Meeting | Management | For | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
17 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
18 | Report on Accident Risk Reduction Efforts | Shareholder | Against | Abstain |
MASTERCARD INCORPORATED
MEETING DATE: SEP 21, 2010 |
||||
TICKER: MA
SECURITY ID: 57636Q104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Declassify the Board of Directors | Management | For | For |
2 | Reduce Supermajority Vote Requirement | Management | For | For |
3 | Amend Board Qualifications | Management | For | For |
4 | Amend Stock Ownership Limitations | Management | For | For |
5 | Adjourn Meeting | Management | For | For |
6.1 | Elect Director Nancy J. Karch | Management | For | For |
6.2 | Elect Director Jose Octavio Reyes Lagunes | Management | For | For |
6.3 | Elect Director Edward Suning Tian | Management | For | For |
6.4 | Elect Director Silvio Barzi | Management | For | For |
7 | Approve Executive Incentive Bonus Plan | Management | For | For |
8 | Ratify Auditors | Management | For | For |
MASTERCARD INCORPORATED
MEETING DATE: JUN 07, 2011 |
||||
TICKER: MA
SECURITY ID: 57636Q104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Marc Olivie | Management | For | For |
2 | Elect Director Rima Qureshi | Management | For | For |
3 | Elect Director Mark Schwartz | Management | For | For |
4 | Elect Director Jackson P. Tai | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Ratify Auditors | Management | For | For |
MCDONALD'S CORPORATION
MEETING DATE: MAY 19, 2011 |
||||
TICKER: MCD
SECURITY ID: 580135101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Susan E. Arnold | Management | For | For |
2 | Elect Director Richard H. Lenny | Management | For | For |
3 | Elect Director Cary D. McMillan | Management | For | For |
4 | Elect Director Sheila A. Penrose | Management | For | For |
5 | Elect Director James A. Skinner | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
8 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
9 | Reduce Supermajority Vote Requirement for Transactions With Interested Shareholders | Management | For | For |
10 | Reduce Supermajority Vote Requirement Relating to the Board of Directors | Management | For | For |
11 | Reduce Supermajority Vote Requirement for Shareholder Action | Management | For | For |
12 | Declassify the Board of Directors | Shareholder | Against | For |
13 | Require Suppliers to Adopt CAK | Shareholder | Against | Abstain |
14 | Report on Policy Responses to Children's Health Concerns and Fast Food | Shareholder | Against | Abstain |
15 | Report on Beverage Container Environmental Strategy | Shareholder | Against | Abstain |
MCKESSON CORPORATION
MEETING DATE: JUL 28, 2010 |
||||
TICKER: MCK
SECURITY ID: 58155Q103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Andy D. Bryant | Management | For | For |
2 | Elect Director Wayne A. Budd | Management | For | For |
3 | Elect Director John H. Hammergren | Management | For | For |
4 | Elect Director Alton F. Irby III | Management | For | For |
5 | Elect Director M. Christine Jacobs | Management | For | For |
6 | Elect Director Marie L. Knowles | Management | For | For |
7 | Elect Director David M. Lawrence | Management | For | For |
8 | Elect Director Edward A. Mueller | Management | For | For |
9 | Elect Director Jane E. Shaw | Management | For | For |
10 | Amend Omnibus Stock Plan | Management | For | For |
11 | Amend Executive Incentive Bonus Plan | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Stock Retention/Holding Period | Shareholder | Against | Against |
14 | Report on Pay Disparity | Shareholder | Against | Against |
MEDCO HEALTH SOLUTIONS, INC.
MEETING DATE: MAY 24, 2011 |
||||
TICKER: MHS
SECURITY ID: 58405U102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Howard W. Barker, Jr. | Management | For | For |
2 | Elect Director John L. Cassis | Management | For | For |
3 | Elect Director Michael Goldstein | Management | For | For |
4 | Elect Director Charles M. Lillis | Management | For | For |
5 | Elect Director Myrtle S. Potter | Management | For | For |
6 | Elect Director William L. Roper | Management | For | For |
7 | Elect Director David B. Snow, Jr. | Management | For | For |
8 | Elect Director David D. Stevens | Management | For | For |
9 | Elect Director Blenda J. Wilson | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Reduce Supermajority Vote Requirement | Management | For | For |
12 | Amend Omnibus Stock Plan | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
15 | Stock Retention/Holding Period | Shareholder | Against | Against |
MERCK & CO., INC.
MEETING DATE: MAY 24, 2011 |
||||
TICKER: MRK
SECURITY ID: 58933Y105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Leslie A. Brun | Management | For | For |
2 | Elect Director Thomas R. Cech | Management | For | For |
3 | Elect Director Richard T. Clark | Management | For | For |
4 | Elect Director Kenneth C. Frazier | Management | For | For |
5 | Elect Director Thomas H. Glocer | Management | For | For |
6 | Elect Director Steven F. Goldstone | Management | For | For |
7 | Elect Director William B. Harrison. Jr. | Management | For | For |
8 | Elect Director Harry R. Jacobson | Management | For | For |
9 | Elect Director William N. Kelley | Management | For | For |
10 | Elect Director C. Robert Kidder | Management | For | For |
11 | Elect Director Rochelle B. Lazarus | Management | For | Against |
12 | Elect Director Carlos E. Represas | Management | For | For |
13 | Elect Director Patricia F. Russo | Management | For | For |
14 | Elect Director Thomas E. Shenk | Management | For | For |
15 | Elect Director Anne M. Tatlock | Management | For | For |
16 | Elect Director Craig B. Thompson | Management | For | For |
17 | Elect Director Wendell P. Weeks | Management | For | For |
18 | Elect Director Peter C. Wendell | Management | For | For |
19 | Ratify Auditors | Management | For | For |
20 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
21 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
MONSANTO COMPANY
MEETING DATE: JAN 25, 2011 |
||||
TICKER: MON
SECURITY ID: 61166W101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Laura K. Ipsen | Management | For | For |
2 | Elect Director William U. Parfet | Management | For | For |
3 | Elect Director George H. Poste | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
7 | Amend Executive Incentive Bonus Plan | Management | For | For |
MORGAN STANLEY
MEETING DATE: MAY 18, 2011 |
||||
TICKER: MS
SECURITY ID: 617446448
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Roy J. Bostock | Management | For | For |
2 | Elect Director Erskine B. Bowles | Management | For | For |
3 | Elect Director Howard J. Davies | Management | For | For |
4 | Elect Director James P. Gorman | Management | For | For |
5 | Elect Director James H. Hance Jr. | Management | For | For |
6 | Elect Director C. Robert Kidder | Management | For | For |
7 | Elect Director John J. Mack | Management | For | For |
8 | Elect Director Donald T. Nicolaisen | Management | For | For |
9 | Elect Director Hutham S. Olayan | Management | For | For |
10 | Elect Director James. W. Owens | Management | For | For |
11 | Elect Director O. Griffith Sexton | Management | For | For |
12 | Elect Director Masaaki Tanaka | Management | For | For |
13 | Elect Director Laura D. Tyson | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Amend Omnibus Stock Plan | Management | For | Against |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
17 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
MOTOROLA, INC.
MEETING DATE: NOV 29, 2010 |
||||
TICKER: MSI
SECURITY ID: 620076109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reverse Stock Split | Management | For | For |
2 | Amend Certificate of Incorporation to Effect Reverse Stock Split and Reduce Proportionately the Number of Common Shares | Management | For | For |
NORTHERN TRUST CORPORATION
MEETING DATE: APR 19, 2011 |
||||
TICKER: NTRS
SECURITY ID: 665859104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Linda Walker Bynoe | Management | For | For |
1.2 | Elect Director Nicholas D. Chabraja | Management | For | For |
1.3 | Elect Director Susan Crown | Management | For | For |
1.4 | Elect Director Dipak C. Jain | Management | For | For |
1.5 | Elect Director Robert W. Lane | Management | For | For |
1.6 | Elect Director Robert C. McCormack | Management | For | For |
1.7 | Elect Director Edward J. Mooney | Management | For | For |
1.8 | Elect Director John W. Rowe | Management | For | For |
1.9 | Elect DirectorMartin P. Slark | Management | For | For |
1.10 | Elect Director David H.B. Smith, Jr. | Management | For | For |
1.11 | Elect Director Enrique J. Sosa | Management | For | For |
1.12 | Elect Director Charles A. Tribbett, III | Management | For | For |
1.13 | Elect Director Frederick H. Waddell | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
NUCOR CORPORATION
MEETING DATE: MAY 12, 2011 |
||||
TICKER: NUE
SECURITY ID: 670346105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter C. Browning | Management | For | For |
1.2 | Elect Director Victoria F. Haynes | Management | For | For |
1.3 | Elect Director Christopher J. Kearney | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
OCCIDENTAL PETROLEUM CORPORATION
MEETING DATE: MAY 06, 2011 |
||||
TICKER: OXY
SECURITY ID: 674599105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Spencer Abraham | Management | For | For |
2 | Elect Director Howard I. Atkins | Management | For | For |
3 | Elect Director Stephen I. Chazen | Management | For | For |
4 | Elect Director Edward P. Djerejian | Management | For | For |
5 | Elect Director John E. Feick | Management | For | For |
6 | Elect Director Margaret M. Foran | Management | For | For |
7 | Elect Director Carlos M. Gutierrez | Management | For | For |
8 | Elect Director Ray R. Irani | Management | For | For |
9 | Elect Director Avedick B. Poladian | Management | For | For |
10 | Elect Director Rodolfo Segovia | Management | For | For |
11 | Elect Director Aziz D. Syriani | Management | For | For |
12 | Elect Director Rosemary Tomich | Management | For | For |
13 | Elect Director Walter L. Weisman | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
17 | Review Political Expenditures and Processes | Shareholder | Against | Abstain |
18 | Request Director Nominee with Environmental Qualifications | Shareholder | Against | Against |
ORACLE CORPORATION
MEETING DATE: OCT 06, 2010 |
||||
TICKER: ORCL
SECURITY ID: 68389X105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey S. Berg | Management | For | For |
1.2 | Elect Director H. Raymond Bingham | Management | For | For |
1.3 | Elect Director Michael J. Boskin | Management | For | For |
1.4 | Elect Director Safra A. Catz | Management | For | For |
1.5 | Elect Director Bruce R. Chizen | Management | For | For |
1.6 | Elect Director George H. Conrades | Management | For | For |
1.7 | Elect Director Lawrence J. Ellison | Management | For | For |
1.8 | Elect Director Hector Garcia-Molina | Management | For | For |
1.9 | Elect Director Jeffrey O. Henley | Management | For | For |
1.10 | Elect Director Mark V. Hurd | Management | For | For |
1.11 | Elect Director Donald L. Lucas | Management | For | For |
1.12 | Elect Director Naomi O. Seligman | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
5 | Establish Board Committee on Sustainability | Shareholder | Against | Abstain |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
7 | Stock Retention/Holding Period | Shareholder | Against | Against |
PACCAR INC
MEETING DATE: APR 20, 2011 |
||||
TICKER: PCAR
SECURITY ID: 693718108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John M. Fluke, Jr. | Management | For | For |
1.2 | Elect Director Kirk S. Hachigian | Management | For | For |
1.3 | Elect Director Stephen F. Page | Management | For | For |
1.4 | Elect Director Thomas E. Plimpton | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Executive Incentive Bonus Plan | Management | For | For |
6 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
7 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
PEPSICO, INC.
MEETING DATE: MAY 04, 2011 |
||||
TICKER: PEP
SECURITY ID: 713448108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director S.L. Brown | Management | For | For |
2 | Elect Director I.M. Cook | Management | For | For |
3 | Elect Director D. Dublon | Management | For | For |
4 | Elect Director V.J. Dzau | Management | For | For |
5 | Elect Director R.L. Hunt | Management | For | For |
6 | Elect Director A. Ibarguen | Management | For | For |
7 | Elect Director A.C. Martinez | Management | For | For |
8 | Elect Director I.K. Nooyi | Management | For | For |
9 | Elect Director S.P. Rockefeller | Management | For | For |
10 | Elect Director J.J. Schiro | Management | For | For |
11 | Elect Director L.G. Trotter | Management | For | For |
12 | Elect Director D. Vasella | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
15 | Ratify Auditors | Management | For | For |
16 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
17 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
18 | Report on Political Contributions | Shareholder | Against | Abstain |
PFIZER INC.
MEETING DATE: APR 28, 2011 |
||||
TICKER: PFE
SECURITY ID: 717081103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Dennis A. Ausiello | Management | For | For |
2 | Elect Director Michael S. Brown | Management | For | For |
3 | Elect Director M. Anthony Burns | Management | For | For |
4 | Elect Director W. Don Cornwell | Management | For | For |
5 | Elect Director Frances D. Fergusson | Management | For | For |
6 | Elect Director William H. Gray III | Management | For | For |
7 | Elect Director Constance J. Horner | Management | For | For |
8 | Elect Director James M. Kilts | Management | For | For |
9 | Elect Director George A. Lorch | Management | For | For |
10 | Elect Director John P. Mascotte | Management | For | For |
11 | Elect Director Suzanne Nora Johnson | Management | For | For |
12 | Elect Director Ian C. Read | Management | For | For |
13 | Elect Director Stephen W. Sanger | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
16 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
17 | Publish Political Contributions | Shareholder | Against | Abstain |
18 | Report on Public Policy Advocacy Process | Shareholder | Against | Abstain |
19 | Adopt Policy to Restrain Pharmaceutical Price Increases | Shareholder | Against | Against |
20 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
21 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
22 | Report on Animal Testing and Plans for Reduction | Shareholder | Against | Abstain |
PHILIP MORRIS INTERNATIONAL INC.
MEETING DATE: MAY 11, 2011 |
||||
TICKER: PM
SECURITY ID: 718172109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Harold Brown | Management | For | For |
2 | Elect Director Mathis Cabiallavetta | Management | For | For |
3 | Elect Director Louis C. Camilleri | Management | For | For |
4 | Elect Director J. Dudley Fishburn | Management | For | For |
5 | Elect Director Jennifer Li | Management | For | For |
6 | Elect Director Graham Mackay | Management | For | For |
7 | Elect Director Sergio Marchionne | Management | For | For |
8 | Elect Director Lucio A. Noto | Management | For | For |
9 | Elect Director Carlos Slim Helu | Management | For | For |
10 | Elect Director Stephen M. Wolf | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
14 | Report on Effect of Marketing Practices on the Poor | Shareholder | Against | Abstain |
15 | Require Independent Board Chairman | Shareholder | Against | Against |
PORSCHE AUTOMOBIL HOLDING SE
MEETING DATE: NOV 30, 2010 |
||||
TICKER: PAH3
SECURITY ID: D6240C122
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2009/2010 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 0.094 per Ordinary Share and EUR 0.10 per Preferred Share | Management | None | None |
3 | Approve Discharge of Management Board for Fiscal 2009/2010 | Management | None | None |
4 | Approve Discharge of Supervisory Board for Fiscal 2009/2010 | Management | None | None |
5 | Ratify Ernst & Young GmbH as Auditors for the Abbreviated Fiscal Year Aug. 1, 2010 to Dec. 31, 2010 | Management | None | None |
6 | Approve EUR 2.5 Billion Increase in Share Capital via the Issuance of New Ordinary and Preferred Shares | Management | None | None |
7 | Confirm Resolution of Common Shareholders in Item 6 | Management | For | For |
8 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 2.5 Billion | Management | None | None |
9 | Confirm Resolution of Common Shareholders in Item 8 | Management | For | For |
10 | Approve Creation of EUR 87.5 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Management | None | None |
11 | Confirm Resolution of Common Shareholders in Item 10 | Management | For | For |
12 | Approve Creation of EUR 87.5 Million Pool of Capital without Preemptive Rights | Management | None | None |
13 | Confirm Resolution of Common Shareholders in Item 12 | Management | For | For |
PPG INDUSTRIES, INC.
MEETING DATE: APR 21, 2011 |
||||
TICKER: PPG
SECURITY ID: 693506107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen F. Angel | Management | For | For |
1.2 | Elect Director Hugh Grant | Management | For | For |
1.3 | Elect Director Michele J. Hooper | Management | For | For |
1.4 | Elect Director Robert Mehrabian | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Ratify Auditors | Management | For | For |
7 | Report on Community Environmental Impact Disclosure Process | Shareholder | Against | Abstain |
PPL CORPORATION
MEETING DATE: MAY 18, 2011 |
||||
TICKER: PPL
SECURITY ID: 69351T106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frederick M. Bernthal | Management | For | For |
1.2 | Elect Director John W. Conway | Management | For | Withhold |
1.3 | Elect Director Steven G. Elliott | Management | For | For |
1.4 | Elect Director Louise K. Goeser | Management | For | For |
1.5 | Elect Director Stuart E. Graham | Management | For | For |
1.6 | Elect Director Stuart Heydt | Management | For | For |
1.7 | Elect Director James H. Miller | Management | For | For |
1.8 | Elect Director Craig A. Rogerson | Management | For | For |
1.9 | Elect Director Natica von Althann | Management | For | For |
1.10 | Elect Director Keith W. Williamson | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
7 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
PRAXAIR, INC.
MEETING DATE: APR 26, 2011 |
||||
TICKER: PX
SECURITY ID: 74005P104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen F. Angel | Management | For | For |
1.2 | Elect Director Oscar Bernardes | Management | For | For |
1.3 | Elect Director Nance K. Dicciani | Management | For | For |
1.4 | Elect Director Edward G. Galante | Management | For | For |
1.5 | Elect Director Claire W. Gargalli | Management | For | For |
1.6 | Elect Director Ira D. Hall | Management | For | For |
1.7 | Elect Director Raymond W. LeBoeuf | Management | For | For |
1.8 | Elect Director Larry D. McVay | Management | For | For |
1.9 | Elect Director Wayne T. Smith | Management | For | For |
1.10 | Elect Director Robert L. Wood | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Ratify Auditors | Management | For | For |
PUBLIC STORAGE
MEETING DATE: MAY 05, 2011 |
||||
TICKER: PSA
SECURITY ID: 74460D109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Trustee B. Wayne Hughes | Management | For | For |
1.2 | Elect Trustee Ronald L. Havner, Jr. | Management | For | For |
1.3 | Elect Trustee Tamara Hughes Gustavson | Management | For | For |
1.4 | Elect Trustee Uri P. Harkham | Management | For | For |
1.5 | Elect Trustee B. Wayne Hughes, Jr. | Management | For | For |
1.6 | Elect Trustee Avedick B. Poladian | Management | For | For |
1.7 | Elect Trustee Gary E. Pruitt | Management | For | For |
1.8 | Elect Trustee Ronald P. Spogli | Management | For | For |
1.9 | Elect Trustee Daniel C. Staton | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
QUALCOMM INCORPORATED
MEETING DATE: MAR 08, 2011 |
||||
TICKER: QCOM
SECURITY ID: 747525103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barbara T. Alexander | Management | For | For |
1.2 | Elect Director Stephen M. Bennett | Management | For | For |
1.3 | Elect Director Donald G. Cruickshank | Management | For | For |
1.4 | Elect Director Raymond V. Dittamore | Management | For | For |
1.5 | Elect Director Thomas W. Horton | Management | For | For |
1.6 | Elect Director Irwin Mark Jacobs | Management | For | For |
1.7 | Elect Director Paul E. Jacobs | Management | For | For |
1.8 | Elect Director Robert E. Kahn | Management | For | For |
1.9 | Elect Director Sherry Lansing | Management | For | For |
1.10 | Elect Director Duane A. Nelles | Management | For | For |
1.11 | Elect Director Francisco Ros | Management | For | For |
1.12 | Elect Director Brent Scowcroft | Management | For | For |
1.13 | Elect Director Marc I. Stern | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
7 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
RECKITT BENCKISER GROUP PLC
MEETING DATE: MAY 05, 2011 |
||||
TICKER: RB
SECURITY ID: G74079107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Re-elect Adrian Bellamy as Director | Management | For | For |
5 | Re-elect Peter Harf as Director | Management | For | For |
6 | Re-elect Bart Becht as Director | Management | For | For |
7 | Re-elect Graham Mackay as Director | Management | For | For |
8 | Elect Liz Doherty as Director | Management | For | For |
9 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
10 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
11 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
12 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
13 | Authorise Market Purchase | Management | For | For |
14 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
15 | Amend 2007 Senior Executives' Share Ownership Policy Plan, 2007 Global Stock Profit Plan, 2007 Long-Term Incentive Plan, 2007 US Savings-Related Share Option Plan and 2007 Savings Related Share Option Plan | Management | For | For |
ROYAL DUTCH SHELL PLC
MEETING DATE: MAY 17, 2011 |
||||
TICKER: RDSB
SECURITY ID: 780259206
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Elect Linda Stuntz as Director | Management | For | For |
4 | Re-elect Josef Ackermann as Director | Management | For | For |
5 | Re-elect Malcolm Brinded as Director | Management | For | For |
6 | Elect Guy Elliott as Director | Management | For | For |
7 | Re-elect Simon Henry as Director | Management | For | For |
8 | Re-elect Charles Holliday as Director | Management | For | For |
9 | Re-elect Lord Kerr of Kinlochard as Director | Management | For | For |
10 | Elect Gerard Kleisterlee as Director | Management | For | For |
11 | Re-elect Christine Morin-Postel as Director | Management | For | For |
12 | Re-elect Jorma Ollila as Director | Management | For | For |
13 | Re-elect Jeroen van der Veer as Director | Management | For | For |
14 | Re-elect Peter Voser as Director | Management | For | For |
15 | Re-elect Hans Wijers as Director | Management | For | For |
16 | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | Management | For | For |
17 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
20 | Authorise Market Purchase | Management | For | For |
21 | Authorise EU Political Donations and Expenditure | Management | For | For |
SCHLUMBERGER LIMITED
MEETING DATE: APR 06, 2011 |
||||
TICKER: SLB
SECURITY ID: 806857108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Philippe Camus | Management | For | For |
1.2 | Elect Director Peter L.S. Currie | Management | For | For |
1.3 | Elect Director Andrew Gould | Management | For | For |
1.4 | Elect Director Tony Isaac | Management | For | For |
1.5 | Elect Director K. Vaman Kamath | Management | For | For |
1.6 | Elect Director Nikolay Kudryavtsev | Management | For | For |
1.7 | Elect Director Adrian Lajous | Management | For | For |
1.8 | Elect Director Michael E. Marks | Management | For | For |
1.9 | Elect Director Elizabeth Moler | Management | For | For |
1.10 | Elect Director Leo Rafael Reif | Management | For | For |
1.11 | Elect Director Tore I. Sandvold | Management | For | For |
1.12 | Elect Director Henri Seydoux | Management | For | For |
1.13 | Elect Director Paal Kibsgaard | Management | For | For |
1.14 | Elect Director Lubna S. Olayan | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
4 | Increase Authorized Common Stock | Management | For | Against |
5 | Adopt Plurality Voting for Contested Election of Directors | Management | For | For |
6 | Adopt and Approve Financials and Dividends | Management | For | For |
7 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
SMITH INTERNATIONAL, INC.
MEETING DATE: AUG 24, 2010 |
||||
TICKER: SII
SECURITY ID: 832110100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2.1 | Elect Director James R. Gibbs | Management | For | For |
2.2 | Elect Director Duane C. Radtke | Management | For | For |
2.3 | Elect Director John Yearwood | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Adjourn Meeting | Management | For | For |
STANDARD CHARTERED PLC
MEETING DATE: MAY 05, 2011 |
||||
TICKER: STAN
SECURITY ID: G84228157
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Re-elect Steve Bertamini as Director | Management | For | For |
5 | Re-elect Jaspal Bindra as Director | Management | For | For |
6 | Re-elect Richard Delbridge as Director | Management | For | For |
7 | Re-elect Jamie Dundas as Director | Management | For | For |
8 | Re-elect Val Gooding as Director | Management | For | For |
9 | Re-elect Dr Han Seung-soo as Director | Management | For | For |
10 | Re-elect Simon Lowth as Director | Management | For | For |
11 | Re-elect Rudy Markham as Director | Management | For | For |
12 | Re-elect Ruth Markland as Director | Management | For | For |
13 | Re-elect Richard Meddings as Director | Management | For | For |
14 | Re-elect John Paynter as Director | Management | For | For |
15 | Re-elect John Peace as Director | Management | For | For |
16 | Re-elect Mike Rees as Director | Management | For | For |
17 | Re-elect Peter Sands as Director | Management | For | For |
18 | Re-elect Paul Skinner as Director | Management | For | For |
19 | Re-elect Oliver Stocken as Director | Management | For | For |
20 | Reappoint KPMG Audit plc as Auditors | Management | For | For |
21 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
22 | Authorise EU Political Donations and Expenditure | Management | For | For |
23 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
24 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
25 | Approve 2011 Share Plan | Management | For | Against |
26 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
27 | Authorise Market Purchase | Management | For | For |
28 | Authorise Market Purchase | Management | For | For |
29 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
STAPLES, INC.
MEETING DATE: JUN 07, 2011 |
||||
TICKER: SPLS
SECURITY ID: 855030102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Basil L. Anderson | Management | For | For |
2 | Elect Director Arthur M. Blank | Management | For | For |
3 | Elect Director Mary Elizabeth Burton | Management | For | For |
4 | Elect Director Justin King | Management | For | For |
5 | Elect Director Carol Meyrowitz | Management | For | For |
6 | Elect Director Rowland T. Moriarty | Management | For | For |
7 | Elect Director Robert C. Nakasone | Management | For | For |
8 | Elect Director Ronald L. Sargent | Management | For | For |
9 | Elect Director Elizabeth A. Smith | Management | For | For |
10 | Elect Director Robert E. Sulentic | Management | For | For |
11 | Elect Director Vijay Vishwanath | Management | For | For |
12 | Elect Director Paul F. Walsh | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
16 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
SUNCOR ENERGY INC
MEETING DATE: MAY 03, 2011 |
||||
TICKER: SU
SECURITY ID: 867224107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mel E. Benson | Management | For | For |
1.2 | Elect Director Dominic D'Alessandro | Management | For | For |
1.3 | Elect Director John T. Ferguson | Management | For | For |
1.4 | Elect Director W. Douglas Ford | Management | For | For |
1.5 | Elect Director Richard L. George | Management | For | For |
1.6 | Elect Director Paul Haseldonckx | Management | For | For |
1.7 | Elect Director John R. Huff | Management | For | For |
1.8 | Elect Director Jacques Lamarre | Management | For | For |
1.9 | Elect Director Brian F. MacNeill | Management | For | For |
1.10 | Elect Director Maureen McCaw | Management | For | For |
1.11 | Elect Director Michael W. O'Brien | Management | For | For |
1.12 | Elect Director James W. Simpson | Management | For | For |
1.13 | Elect Director Eira Thomas | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
SUNTRUST BANKS, INC.
MEETING DATE: APR 26, 2011 |
||||
TICKER: STI
SECURITY ID: 867914103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert M. Beall, II | Management | For | For |
2 | Elect Director Alston D. Correll | Management | For | For |
3 | Elect Director Jeffrey C. Crowe | Management | For | For |
4 | Elect Director Blake P. Garrett, Jr. | Management | For | For |
5 | Elect Director David H. Hughes | Management | For | For |
6 | Elect Director M. Douglas Ivester | Management | For | For |
7 | Elect Director J. Hicks Lanier | Management | For | For |
8 | Elect Director Kyle Prechtl Legg | Management | For | For |
9 | Elect Director William A. Linnenbringer | Management | For | For |
10 | Elect Director G. Gilmer Minor, III | Management | For | For |
11 | Elect Director Frank S. Royal | Management | For | For |
12 | Elect Director Thomas R. Watjen | Management | For | For |
13 | Elect Director James M. Wells, III | Management | For | For |
14 | Elect Director Phail Wynn, Jr. | Management | For | For |
15 | Amend Omnibus Stock Plan | Management | For | Against |
16 | Ratify Auditors | Management | For | For |
17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
18 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
19 | Prepare Sustainability Report | Shareholder | Against | Abstain |
TAIWAN SEMICONDUCTOR MANUFACTURING CO., LTD.
MEETING DATE: JUN 09, 2011 |
||||
TICKER: 2330
SECURITY ID: Y84629107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2010 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve 2010 Allocation of Income and Dividends | Management | For | For |
3 | Approve Amendments on the Procedures for Lending Funds to Other Parties and Procedures for Endorsement and Guarantees | Management | For | For |
4 | Approve Transfer of TSMC's Solar Business and Solid State Lighting Business into Two New TSMC Wholly Owned Companies Respectively, and to Further Approve the "Solar Business Transfer Plan" and "Solid State Lighting Business Transfer Plan" | Management | For | For |
5.1 | Approve By-Election of Gregory C. Chow as Independent Director | Management | For | For |
5.2 | Approve By-Election of Kok-Choo Chen as Independent Director | Management | For | For |
6 | Transact Other Business | Management | None | None |
TAIWAN SEMICONDUCTOR MANUFACTURING CO., LTD.
MEETING DATE: JUN 09, 2011 |
||||
TICKER: 2330
SECURITY ID: 874039100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2010 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve 2010 Allocation of Income and Dividends | Management | For | For |
3 | Approve Amendments on the Procedures for Lending Funds to Other Parties and Procedures for Endorsement and Guarantees | Management | For | For |
4 | Approve Transfer of TSMC's Solar Business and Solid State Lighting Business into Two New TSMC Wholly Owned Companies Respectively, and to Further Approve the "Solar Business Transfer Plan" and "Solid State Lighting Business Transfer Plan" | Management | For | For |
5.1 | Approve By-Election of Gregory C. Chow as Independent Director | Management | For | For |
5.2 | Approve By-Election of Kok-Choo Chen as Independent Director | Management | For | For |
6 | Transact Other Business | Management | None | None |
TARGET CORPORATION
MEETING DATE: JUN 08, 2011 |
||||
TICKER: TGT
SECURITY ID: 87612E106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Roxanne S. Austin | Management | For | For |
2 | Elect Director Calvin Darden | Management | For | For |
3 | Elect Director Mary N. Dillon | Management | For | For |
4 | Elect Director James A. Johnson | Management | For | For |
5 | Elect Director Mary E. Minnick | Management | For | For |
6 | Elect Director Anne M. Mulcahy | Management | For | For |
7 | Elect Director Derica W. Rice | Management | For | For |
8 | Elect Director Stephen W. Sanger | Management | For | For |
9 | Elect Director Gregg W. Steinhafel | Management | For | For |
10 | Elect Director John G. Stumpf | Management | For | For |
11 | Elect Director Solomon D. Trujillo | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Approve Omnibus Stock Plan | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
16 | Adopt Compensation Benchmarking Policy | Shareholder | Against | Against |
17 | Report on Electronics Recycling and Preventing E-Waste Export | Shareholder | Against | Abstain |
TEXAS INSTRUMENTS INCORPORATED
MEETING DATE: APR 21, 2011 |
||||
TICKER: TXN
SECURITY ID: 882508104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director R.W. Babb, Jr. | Management | For | For |
2 | Elect Director D.A. Carp | Management | For | For |
3 | Elect Director C.S. Cox | Management | For | For |
4 | Elect Director S.P. MacMillan | Management | For | For |
5 | Elect Director P.H. Patsley | Management | For | For |
6 | Elect Director R.E. Sanchez | Management | For | For |
7 | Elect Director W.R. Sanders | Management | For | For |
8 | Elect Director R.J. Simmons | Management | For | For |
9 | Elect Director R.K. Templeton | Management | For | For |
10 | Elect Director C.T. Whitman | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
13 | Ratify Auditors | Management | For | For |
THE BANK OF NEW YORK MELLON CORPORATION
MEETING DATE: APR 12, 2011 |
||||
TICKER: BK
SECURITY ID: 064058100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Ruth E. Bruch | Management | For | For |
2 | Elect Director Nicholas M. Donofrio | Management | For | For |
3 | Elect Director Gerald L. Hassell | Management | For | For |
4 | Elect Director Edmund F. Kelly | Management | For | For |
5 | Elect Director Robert P. Kelly | Management | For | For |
6 | Elect Director Richard J. Kogan | Management | For | For |
7 | Elect Director Michael J. Kowalski | Management | For | For |
8 | Elect Director John A. Luke, Jr. | Management | For | For |
9 | Elect Director Mark A. Nordenberg | Management | For | For |
10 | Elect Director Catherine A. Rein | Management | For | For |
11 | Elect Director William C. Richardson | Management | For | For |
12 | Elect Director Samuel C. Scott III | Management | For | For |
13 | Elect Director John P. Surma | Management | For | For |
14 | Elect Director Wesley W. von Schack | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
17 | Amend Omnibus Stock Plan | Management | For | Against |
18 | Amend Executive Incentive Bonus Plan | Management | For | For |
19 | Ratify Auditors | Management | For | For |
20 | Provide for Cumulative Voting | Shareholder | Against | Against |
THE BOEING COMPANY
MEETING DATE: MAY 02, 2011 |
||||
TICKER: BA
SECURITY ID: 097023105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John E. Bryson | Management | For | For |
2 | Elect Director David L. Calhoun | Management | For | For |
3 | Elect Director Arthur D. Collins, Jr. | Management | For | For |
4 | Elect Director Linda Z. Cook | Management | For | For |
5 | Elect Director Kenneth M. Duberstein | Management | For | For |
6 | Elect Director Edmund P. Giambastiani, Jr. | Management | For | For |
7 | Elect Director Edward M. Liddy | Management | For | For |
8 | Elect Director John F. McDonnell | Management | For | For |
9 | Elect Director W. James McNerney, Jr. | Management | For | For |
10 | Elect Director Susan C. Schwab | Management | For | For |
11 | Elect Director Ronald A. Williams | Management | For | For |
12 | Elect Director Mike S. Zafirovski | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
15 | Ratify Auditors | Management | For | For |
16 | Implement Third-Party Supply Chain Monitoring | Shareholder | Against | Abstain |
17 | Report on Political Contributions | Shareholder | Against | Abstain |
18 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
19 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
20 | Require Independent Board Chairman | Shareholder | Against | Against |
THE COCA-COLA COMPANY
MEETING DATE: APR 27, 2011 |
||||
TICKER: KO
SECURITY ID: 191216100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Herbert A. Allen | Management | For | For |
2 | Elect Director Ronald W. Allen | Management | For | For |
3 | Elect Director Howard G. Buffett | Management | For | For |
4 | Elect Director Barry Diller | Management | For | For |
5 | Elect Director Evan G. Greenberg | Management | For | For |
6 | Elect Director Alexis M. Herman | Management | For | For |
7 | Elect Director Muhtar Kent | Management | For | For |
8 | Elect Director Donald R. Keough | Management | For | For |
9 | Elect Director Maria Elena Lagomasino | Management | For | For |
10 | Elect Director Donald F. McHenry | Management | For | For |
11 | Elect Director Sam Nunn | Management | For | For |
12 | Elect Director James D. Robinson III | Management | For | For |
13 | Elect Director Peter V. Ueberroth | Management | For | For |
14 | Elect Director Jacob Wallenberg | Management | For | For |
15 | Elect Director James B. Williams | Management | For | For |
16 | Ratify Auditors | Management | For | For |
17 | Amend Executive Incentive Bonus Plan | Management | For | For |
18 | Amend Restricted Stock Plan | Management | For | For |
19 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
20 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
21 | Publish Report on Chemical Bisphenol-A (BPA) | Shareholder | Against | Abstain |
THE HOME DEPOT, INC.
MEETING DATE: JUN 02, 2011 |
||||
TICKER: HD
SECURITY ID: 437076102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director F. Duane Ackerman | Management | For | For |
2 | Elect Director Francis S. Blake | Management | For | For |
3 | Elect Director Ari Bousbib | Management | For | For |
4 | Elect Director Gregory D. Brenneman | Management | For | For |
5 | Elect Director J. Frank Brown | Management | For | For |
6 | Elect Director Albert P. Carey | Management | For | For |
7 | Elect Director Armando Codina | Management | For | For |
8 | Elect Director Bonnie G. Hill | Management | For | For |
9 | Elect Director Karen L. Katen | Management | For | For |
10 | Elect Director Ronald L. Sargent | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
14 | Provide Right to Act by Written Consent | Management | For | For |
15 | Restore or Provide for Cumulative Voting | Shareholder | Against | Against |
16 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
17 | Prepare Employment Diversity Report | Shareholder | Against | Abstain |
18 | Adopt Proxy Statement Reporting on Political Contributions and Advisory Vote | Shareholder | Against | Abstain |
THE MOSAIC COMPANY
MEETING DATE: OCT 07, 2010 |
||||
TICKER: MOS
SECURITY ID: 61945A107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William R. Graber | Management | For | For |
1.2 | Elect Director Emery N. Koenig | Management | For | For |
1.3 | Elect Director Sergio Rial | Management | For | For |
1.4 | Elect Director David T. Seaton | Management | For | For |
2 | Ratify Auditors | Management | For | For |
THE TJX COMPANIES, INC.
MEETING DATE: JUN 14, 2011 |
||||
TICKER: TJX
SECURITY ID: 872540109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Jose B. Alvarez | Management | For | For |
2 | Elect Director Alan M. Bennett | Management | For | For |
3 | Elect Director Bernard Cammarata | Management | For | For |
4 | Elect Director David T. Ching | Management | For | For |
5 | Elect Director Michael F. Hines | Management | For | For |
6 | Elect Director Amy B. Lane | Management | For | For |
7 | Elect Director Carol Meyrowitz | Management | For | For |
8 | Elect Director John F. O'Brien | Management | For | For |
9 | Elect Director Willow B. Shire | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
TIME WARNER INC.
MEETING DATE: MAY 20, 2011 |
||||
TICKER: TWX
SECURITY ID: 887317303
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James L. Barksdale | Management | For | For |
2 | Elect Director William P. Barr | Management | For | For |
3 | Elect Director Jeffrey L. Bewkes | Management | For | For |
4 | Elect Director Stephen F. Bollenbach | Management | For | For |
5 | Elect Director Frank J. Caufield | Management | For | For |
6 | Elect Director Robert C. Clark | Management | For | For |
7 | Elect Director Mathias Dopfner | Management | For | For |
8 | Elect Director Jessica P. Einhorn | Management | For | For |
9 | Elect Director Fred Hassan | Management | For | For |
10 | Elect Director Michael A. Miles | Management | For | For |
11 | Elect Director Kenneth J. Novack | Management | For | For |
12 | Elect Director Paul D. Wachter | Management | For | For |
13 | Elect Director Deborah C. Wright | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
17 | Reduce Supermajority Vote Requirement | Management | For | For |
18 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
TYCO INTERNATIONAL, LTD.
MEETING DATE: MAR 09, 2011 |
||||
TICKER: TYC
SECURITY ID: H89128104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal 2009/2010 | Management | For | For |
2 | Approve Discharge of Board and Senior Management | Management | For | For |
3.1 | Elect Edward D. Breen as Director | Management | For | For |
3.2 | Elect Michael Daniels as Director | Management | For | For |
3.3 | Reelect Timothy Donahue as Director | Management | For | For |
3.4 | Reelect Brian Duperreault as Director | Management | For | For |
3.5 | Reelect Bruce Gordon as Director | Management | For | For |
3.6 | Reelect Rajiv L. Gupta as Director | Management | For | For |
3.7 | Reelect John Krol as Director | Management | For | For |
3.8 | Reelect Brendan O'Neill as Director | Management | For | For |
3.9 | Reelect Dinesh Paliwal as Director | Management | For | For |
3.10 | Reelect William Stavropoulos as Director | Management | For | For |
3.11 | Reelect Sandra Wijnberg as Director | Management | For | For |
3.12 | Reelect R. David Yost as Director | Management | For | For |
4a | Ratify Deloitte AG as Auditors | Management | For | For |
4b | Appoint Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal 2010/2011 | Management | For | For |
4c | Ratify PricewaterhouseCoopers AG as Special Auditors | Management | For | For |
5a | Approve Carrying Forward of Net Loss | Management | For | For |
5b | Approve Ordinary Cash Dividend | Management | For | For |
6 | Amend Articles to Renew Authorized Share Capital | Management | For | For |
7 | Approve CHF 188,190,276.70 Reduction in Share Capital | Management | For | For |
8a | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
8b | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
U.S. BANCORP
MEETING DATE: APR 19, 2011 |
||||
TICKER: USB
SECURITY ID: 902973304
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Douglas M. Baker, Jr. | Management | For | For |
2 | Elect Director Y. Marc Belton | Management | For | For |
3 | Elect Director Victoria Buyniski Gluckman | Management | For | For |
4 | Elect Director Arthur D. Collins, Jr. | Management | For | For |
5 | Elect Director Richard K. Davis | Management | For | For |
6 | Elect Director Joel W. Johnson | Management | For | For |
7 | Elect Director Olivia F. Kirtley | Management | For | For |
8 | Elect Director Jerry W. Levin | Management | For | For |
9 | Elect Director David B. O'Maley | Management | For | For |
10 | Elect Director O Dell M. Owens | Management | For | For |
11 | Elect Director Richard G. Reiten | Management | For | For |
12 | Elect Director Craig D. Schnuck | Management | For | For |
13 | Elect Director Patrick T. Stokes | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
17 | Advisory Vote to Ratify Directors' Compensation | Shareholder | Against | Abstain |
UNILEVER NV
MEETING DATE: MAY 12, 2011 |
||||
TICKER: UN
SECURITY ID: 904784709
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Report of Management Board (Non-Voting) | Management | None | None |
2 | Approve Financial Statements and Allocation of Income | Management | For | For |
3 | Approve Discharge of Executive Board Members | Management | For | For |
4 | Approve Discharge of Non-Executive Board Members | Management | For | For |
5 | Reelect P.G.J.M. Polman as CEO to Board of Directors | Management | For | For |
6 | Relect R.J.M.S. Huet as CFO to Board of Directors | Management | For | For |
7 | Reelect L.O. Fresco to Board of Directors | Management | For | For |
8 | Reelect A.M. Fudge to Board of Directors | Management | For | For |
9 | Reelect C.E. Golden to Board of Directors | Management | For | For |
10 | Reelect B.E. Grote to Board of Directors | Management | For | For |
11 | Reelect H. Nyasulu to Board of Directors | Management | For | For |
12 | Reelect M. Rifkind to Board of Directors | Management | For | For |
13 | Reelect K.J. Storm to Board of Directors | Management | For | For |
14 | Reelect M. Treschow to Board of Directors | Management | For | For |
15 | Reelect P.S. Walsh to Board of Directors | Management | For | For |
16 | Elect S. Bharti Mittal to Board of Directors | Management | For | For |
17 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
18 | Approve Authorization to Cancel Ordinary Shares | Management | For | For |
19 | Grant Board Authority to Issue Shares Up To10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights | Management | For | For |
20 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
21 | Allow Questions and Close Meeting | Management | None | None |
UNION PACIFIC CORPORATION
MEETING DATE: MAY 05, 2011 |
||||
TICKER: UNP
SECURITY ID: 907818108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Andrew H. Card, Jr. | Management | For | For |
1.2 | Elect Director Erroll B. Davis, Jr. | Management | For | For |
1.3 | Elect Director Thomas J. Donohue | Management | For | For |
1.4 | Elect Director Archie W. Dunham | Management | For | For |
1.5 | Elect Director Judith Richards Hope | Management | For | For |
1.6 | Elect Director Charles C. Krulak | Management | For | For |
1.7 | Elect Director Michael R. McCarthy | Management | For | For |
1.8 | Elect Director Michael W. McConnell | Management | For | For |
1.9 | Elect Director Thomas F. McLarty III | Management | For | For |
1.10 | Elect Director Steven R. Rogel | Management | For | For |
1.11 | Elect Director Jose H. Villarreal | Management | For | For |
1.12 | Elect Director James R. Young | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5a | Reduce Supermajority Vote Requirement Relating to Preference Rights of Preferred Stock | Management | For | For |
5b | Reduce Supermajority Vote Requirement Relating to Removal of Directors | Management | For | For |
5c | Reduce Supermajority Vote Requirement Relating to Amendments to Authorized Capital Stock | Management | For | For |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
UNITED PARCEL SERVICE, INC.
MEETING DATE: MAY 05, 2011 |
||||
TICKER: UPS
SECURITY ID: 911312106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director F. Duane Ackerman | Management | For | For |
2 | Elect Director Michael J. Burns | Management | For | For |
3 | Elect Director D. Scott Davis | Management | For | For |
4 | Elect Director Stuart E. Eizenstat | Management | For | For |
5 | Elect Director Michael L. Eskew | Management | For | For |
6 | Elect Director William R. Johnson | Management | For | For |
7 | Elect Director Ann M. Livermore | Management | For | For |
8 | Elect Director Rudy H.P. Markham | Management | For | For |
9 | Elect Director Clark T. Randt, Jr. | Management | For | For |
10 | Elect Director John W. Thompson | Management | For | For |
11 | Elect Director Carol B. Tome | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
14 | Ratify Auditors | Management | For | For |
15 | Other Business | Management | For | Against |
UNITED TECHNOLOGIES CORPORATION
MEETING DATE: APR 13, 2011 |
||||
TICKER: UTX
SECURITY ID: 913017109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Louis R. Chenevert | Management | For | For |
2 | Elect Director John V. Faraci | Management | For | For |
3 | Elect Director Jean-Pierre Garnier | Management | For | For |
4 | Elect Director Jamie S. Gorelick | Management | For | For |
5 | Elect Director Edward A. Kangas | Management | For | For |
6 | Elect Director Ellen J. Kullman | Management | For | For |
7 | Elect Director Charles R. Lee | Management | For | For |
8 | Elect Director Richard D. McCormick | Management | For | For |
9 | Elect Director Harold McGraw III | Management | For | For |
10 | Elect Director Richard B. Myers | Management | For | For |
11 | Elect Director H. Patrick Swygert | Management | For | For |
12 | Elect Director Andre Villeneuve | Management | For | For |
13 | Elect Director Christine Todd Whitman | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Amend Omnibus Stock Plan | Management | For | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
17 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
18 | Stock Retention/Holding Period | Shareholder | Against | Against |
VISA INC.
MEETING DATE: JAN 27, 2011 |
||||
TICKER: V
SECURITY ID: 92826C839
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Declassify the Board of Directors | Management | For | For |
2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
3.1 | Elect Director Gary P. Coughlan | Management | For | For |
3.2 | Elect Director Mary B. Cranston | Management | For | For |
3.3 | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | For |
3.4 | Elect Director Robert W. Matschullat | Management | For | For |
3.5 | Elect Director Cathy E. Minehan | Management | For | For |
3.6 | Elect Director Suzanne Nora Johnson | Management | For | For |
3.7 | Elect Director David J. Pang | Management | For | For |
3.8 | Elect Director Joseph W. Saunders | Management | For | For |
3.9 | Elect Director William S. Shanahan | Management | For | For |
3.10 | Elect Director John A. Swainson | Management | For | For |
4.1 | Elect Director Suzanne Nora Johnson | Management | For | For |
4.2 | Elect Director Joseph W. Saunders | Management | For | For |
4.3 | Elect Director John A. Swainson | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Amend Executive Incentive Bonus Plan | Management | For | For |
8 | Ratify Auditors | Management | For | For |
WALGREEN CO.
MEETING DATE: JAN 12, 2011 |
||||
TICKER: WAG
SECURITY ID: 931422109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David J. Brailer | Management | For | For |
2 | Elect Director Steven A. Davis | Management | For | For |
3 | Elect Director William C. Foote | Management | For | For |
4 | Elect Director Mark P. Frissora | Management | For | For |
5 | Elect Director Ginger L. Graham | Management | For | For |
6 | Elect Director Alan G. McNally | Management | For | For |
7 | Elect Director Nancy M. Schlichting | Management | For | For |
8 | Elect Director David Y. Schwartz | Management | For | For |
9 | Elect Director Alejandro Silva | Management | For | For |
10 | Elect Director James A. Skinner | Management | For | For |
11 | Elect Director Gregory D. Wasson | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Amend Articles of Incorporation to Revise the Purpose Clause | Management | For | For |
14 | Reduce Supermajority Vote Requirement | Management | For | For |
15 | Rescind Fair Price Provision | Management | For | For |
16 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
17 | Performance-Based Equity Awards | Shareholder | Against | Against |
WEATHERFORD INTERNATIONAL LTD.
MEETING DATE: MAY 25, 2011 |
||||
TICKER: WFT
SECURITY ID: H27013103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Discharge of Board and Senior Management | Management | For | For |
3.1 | Reelect Bernard Duroc-Danner as Director | Management | For | For |
3.2 | Reelect Samuel Bodman, III as Director | Management | For | Against |
3.3 | Reelect Nicholas Brady as Director | Management | For | For |
3.4 | Reelect David Butters as Director | Management | For | For |
3.5 | Reelect William Macaulay as Director | Management | For | Against |
3.6 | Reelect Robert Millard as Director | Management | For | For |
3.7 | Reelect Robert Moses, Jr. as Director | Management | For | Against |
3.8 | Reelect Guilliermo Ortiz as Director | Management | For | For |
3.9 | Reelect Emyr Parry as Director | Management | For | For |
3.10 | Reelect Robert Rayne as Director | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
WELLS FARGO & COMPANY
MEETING DATE: MAY 03, 2011 |
||||
TICKER: WFC
SECURITY ID: 949746101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Election Director John D. Baker II | Management | For | For |
2 | Election Director John S. Chen | Management | For | For |
3 | Election Director Lloyd H. Dean | Management | For | For |
4 | Election Director Susan E. Engel | Management | For | For |
5 | Election Director Enrique Hernandez, Jr. | Management | For | For |
6 | Election Director Donald M. James | Management | For | For |
7 | Election Director Mackey J. McDonald | Management | For | For |
8 | Election Director Cynthia H. Milligan | Management | For | For |
9 | Elect Director Nicholas G. Moore | Management | For | For |
10 | Elect Director Philip J. Quigley | Management | For | For |
11 | Elect Director Judith M. Runstad | Management | For | For |
12 | Elect Director Stephen W. Sanger | Management | For | For |
13 | Elect Director John G. Stumpf | Management | For | For |
14 | Elect Director an G. Swenson | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
17 | Ratify Auditors | Management | For | For |
18 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
19 | Provide for Cumulative Voting | Shareholder | Against | Against |
20 | Require Independent Board Chairman | Shareholder | Against | Against |
21 | Advisory Vote to Ratify Directors' Compensation | Shareholder | Against | Abstain |
22 | Require Audit Committee Review and Report on Controls Related to Loans, Foreclosure and Securitizations | Shareholder | Against | Against |
WEYERHAEUSER COMPANY
MEETING DATE: APR 14, 2011 |
||||
TICKER: WY
SECURITY ID: 962166104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Wayne W. Murdy | Management | For | For |
2 | Elect Director John I. Kieckhefer | Management | For | For |
3 | Elect Director Charles R. Williamson | Management | For | For |
4 | Provide Right to Call Special Meeting | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Ratify Auditors | Management | For | For |
YUM! BRANDS, INC.
MEETING DATE: MAY 19, 2011 |
||||
TICKER: YUM
SECURITY ID: 988498101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David W. Dorman | Management | For | For |
2 | Elect Director Massimo Ferragamo | Management | For | For |
3 | Elect Director J. David Grissom | Management | For | For |
4 | Elect Director Bonnie G. Hill | Management | For | For |
5 | Elect Director Robert Holland, Jr. | Management | For | For |
6 | Elect Director Kenneth G. Langone | Management | For | For |
7 | Elect Director Jonathan S. Linen | Management | For | For |
8 | Elect Director Thomas C. Nelson | Management | For | For |
9 | Elect Director David C. Novak | Management | For | For |
10 | Elect Director Thomas M. Ryan | Management | For | For |
11 | Elect Director Jing-Shyh S. Su | Management | For | For |
12 | Elect Director Robert D. Walter | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
16 | Provide Right to Call Special Meeting | Management | For | For |
ZIMMER HOLDINGS, INC.
MEETING DATE: MAY 02, 2011 |
||||
TICKER: ZMH
SECURITY ID: 98956P102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Betsy J. Bernard | Management | For | For |
2 | Elect Director Marc N. Casper | Management | For | For |
3 | Elect Director David C. Dvorak | Management | For | For |
4 | Elect Director Larry C. Glasscock | Management | For | For |
5 | Elect Director Robert A. Hagemann | Management | For | For |
6 | Elect Director Arthur J. Higgins | Management | For | For |
7 | Elect Director John L. McGoldrick | Management | For | For |
8 | Elect Director Cecil B. Pickett | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
10 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
11 | Ratify Auditors | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY SERIES EMERGING MARKETS DEBT FUND
07/01/2010 - 06/30/2011
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
POWER OF ATTORNEY
I, the undersigned Treasurer of the following investment companies:
Fidelity Advisor Series I
Fidelity Advisor Series VII Fidelity Advisor Series VIII Fidelity Beacon Street Trust Fidelity Capital Trust Fidelity Central Investment Portfolios LLC Fidelity Commonwealth Trust Fidelity Concord Street Trust Fidelity Congress Street Fund Fidelity Contrafund Fidelity Covington Trust Fidelity Destiny Portfolios Fidelity Devonshire Trust Fidelity Exchange Fund Fidelity Financial Trust |
Fidelity Hanover Street Trust
Fidelity Hastings Street Trust Fidelity Investment Trust Fidelity Magellan Fund Fidelity Mt. Vernon Street Trust Fidelity Puritan Trust Fidelity Securities Fund Fidelity Select Portfolios Fidelity Summer Street Trust Fidelity Trend Fund Variable Insurance Products Fund Variable Insurance Products Fund II Variable Insurance Products Fund III Variable Insurance Products Fund IV |
in addition to any other investment company for which Fidelity Management & Research Company or an affiliate acts as investment adviser and for which the undersigned individual serves as Treasurer (collectively, the "Funds"), hereby constitute and appoint Mark Lundvall and Jay Burke my true and lawful attorney-in-fact, each of them singly, with full power of substitution, and with full power to sign for me and in my name in the appropriate capacity, all Reports of the Proxy Voting Records of the Funds on Form N-PX under the Investment Company Act of 1940, as amended (the "Act"), or any successor thereto, and any supplements or other instruments in connection therewith, and generally do all such things in my name and behalf in connection therewith as said attorney-in-fact deems necessary or appropriate to cause such Form to be completed and filed in accordance with the Act and all related requirements of the Securities and Exchange Commission. I hereby ratify and confirm all that said attorney-in-fact or his substitute may do or cause to be done by virtue hereof. This power of attorney is effective for all documents filed on or after June 1, 2009.
WITNESS my hand on this 1st day of June 2009.
/s/Kenneth B. Robins
Kenneth B. Robins
Treasurer