-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JqZzbXv6ZawZkP+cwxKzDsUziYjwLlGHAxnwhNg1MOVEkHEBAZGZWvf0GCeV44jb jcjIxo0bg260SJJQvaI5cw== 0000353291-08-000004.txt : 20080826 0000353291-08-000004.hdr.sgml : 20080826 20080826091742 ACCESSION NUMBER: 0000353291-08-000004 CONFORMED SUBMISSION TYPE: TA-1/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20080714 DATE AS OF CHANGE: 20080826 EFFECTIVENESS DATE: 20080724 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FRANKLIN TEMPLETON INVESTOR SERVICES LLC /TA CENTRAL INDEX KEY: 0000353291 IRS NUMBER: 000000000 STATE OF INCORPORATION: CA FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: TA-1/A SEC ACT: 1934 Act SEC FILE NUMBER: 084-01036 FILM NUMBER: 081037949 BUSINESS ADDRESS: STREET 1: 3344 QUALITY DR CITY: RANCHO CORDOVA STATE: CA ZIP: 95670 BUSINESS PHONE: 9164634350 MAIL ADDRESS: STREET 1: P O BOX 2258 CITY: RANCHO CORDOVA STATE: CA ZIP: 95741-2258 FORMER COMPANY: FORMER CONFORMED NAME: FRANKLIN TEMPLETON INVESTOR SERVICES INC /TA DATE OF NAME CHANGE: 20010427 FORMER COMPANY: FORMER CONFORMED NAME: FRANKLIN ADMINISTRATIVE SERVICES INC /TA DATE OF NAME CHANGE: 19931214 FORMER COMPANY: FORMER CONFORMED NAME: FRANKLIN TEMPLETON INVESTOR SERVICES LLC /TA DATE OF NAME CHANGE: 19810605 TA-1/A 1 primary_doc.xml X0302 TA-1/A LIVE 3.2.0 0000353291 084-01036 SEC Franklin Templeton Investor Services, LLC 404665 3344 Quality Drive Rancho Cordova CA CALIFORNIA 95670 false 916-463-4350 true 100 Fountain Parkway St. Petersburg FL FLORIDA 33716 One Franklin Parkway San Mateo CA CALIFORNIA 94403 false true Franklin Templeton International Services (India) Private Limited 084-06303 Q4 3rd Floor, Cyber Towers Madhapur, Hyderabad K7 INDIA 500081 Franklin Templeton Investments Poland Sp. z o.o. 084-06302 Andersia Tower Plac Andersia 3, 14th Floor Poznan R9 POLAND 61-894 false Other Limited Liability Company Templeton Worldwide, Inc. 2001-01-01 Sole Member Mgmt of business & affairs of registrant true Franklin Resources, Inc. 100% ownership of Templeton Worldwide, Inc. false false false false false true Franklin Advisers, Inc. ("FAV") In the matter of FAV, Administrative Proeeding File No. 3-11572 2004-08-02 U.S. Securities and Exhange Commission ("SEC") The action concerned the SEC investigation of market timing activity. FAV and the SEC reached an agreement that resolved the issues resulting from the investigation into market timing activity. FAV and Franklin Templeton Distributors,Inc. ("FTDI") In the matter of FAV and FTDI, Administrative Proceeding File No. 3-11769 2004-12-13 SEC The action concerned the SEC investigation of marketing support payments to securities dealers who sell fund shares. FAV and FTDI reached an agreement with the SEC that resolved the issues resulting from the investigation into marketing support payments to securities dealers who sell fund shares. true FAV In the matter of FAV, Administrative Proceeding File No. 3-11572 2004-08-08 SEC The action concerned the SEC investigation of market timing activity. FAV and the SEC reached an agreement that resolved the issues resulting from the investigation into marketing timing activity. FAV and FTDI In the matter of FAV and FTDI, Administrative Proceeding File No. 3-11769 2004-12-13 SEC The action concerned the SEC investigation of marketing support payments to securities dealers who sell fund shares. FAV and FTDI reached an agreement with the SEC that resolved the issues resulting from the investigation into marketing support payments to securities dealers who sell fund shares. false false true FAV and Franklin Templeton Alternative Strategies, Inc. ("FTASI") In the matter of FAV and FTSAI, Docket No. E-2004-007 2004-09-20 Securities Division Office of the Secretary of the Commonwealth of Massachusetts The action concerned the Commonwealth of Massachusetts' investigation of market timing activity. FAV and FTSAI reached an agreement with the Commonwealth of Massachusetts that resolved the issues resulting from the investigation of market timing activity. Franklin Resources, Inc. ("FRI") In the matter of FRI, Docket No. 2004-0044 2004-11-19 Securities Division Office of the Secretary of the Commonwealth of Massachusetts FRI's disclosure in Form 8-K regarding FAV and FTASI's agreement with the Commonwealth of Massachusetts that resolved the issues from the investigation of market timing activity. FRI and Commonwealth of Massachusetts reached an agreement that resolved the issue resulting from FRI's Form 8-K disclosure. true FAV and FTASI In the matter of FAV and FTASI, Docket No. E-2004-007 2004-09-20 Securities Division Office of the Secretary of the Commonwealth of Massachusetts The action concerned the Commonwealth of Massachusetts investigation of market timing activity. FAV and FTASI reached an agreement with the Commonwealth of Massachusetts that resolved the issues resulting from the investigation of market timing activity. FRI In the matter of FRI, Docket No. E-2004-0044 2004-11-19 Securities Division Office of the Secretary of the Commonwealth of Massachusetts FRI's disclosure in Form 8-K regarding FAV and FTASI's agreement with the Commonwealth of Massachusetts that resolved the issues from the investigation of market timing activity. FRI and the Commonwealth of Massachusetts reached an agreement that resolved the issue resulting from FRI's Form 8-K disclosure false true FAV and FTASI In the matter of FAV and FTASI, Docket No. E-2004-007 2004-09-20 Securities Division Office of the Secretary of the Commonwealth of Massachusetts The action concerned the Commonwealth of Massachusetts investigation of market timing activity. FAV and FTASI reached an agreement with the Commonwealth of Massachusetts that resolved the issues resulting from the investigation of market timing activity. FRI In the matter of FRI, Docket No. E-2004-0044 2004-11-19 Securities Division Office of the Secretary of the Commonwealth of Massachusetts FRI's disclosure in Form 8-K regarding FAV and FTASI's agreement with the Commonwealth of Massachusetts that resolved the issues from the investigation of market timing activity. FRI and the Commonwealth of Massachusetts reached an agreement that resolved the issue resulting from FRI's Form 8-K disclosure false false false false false false true Franklin Templeton Investments Corp. ("FTIC") Securities Act R.S.O. 1990, C. S.5., as amended and FTIC 2005-03-03 Ontario Securities Commission ("OSC") The action concerned the OSC's investigation into market timing activity. FTIC and the OSC reached an agreement that resolved the issues resulting from the OSC's investigation into market timing activity. false false false Basil K. Fox, Jr. President 916-463-1515 2008-07-14 -----END PRIVACY-ENHANCED MESSAGE-----