0001567619-22-002933.txt : 20220208 0001567619-22-002933.hdr.sgml : 20220208 20220208183900 ACCESSION NUMBER: 0001567619-22-002933 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220204 FILED AS OF DATE: 20220208 DATE AS OF CHANGE: 20220208 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Swenson Nicholas John CENTRAL INDEX KEY: 0001478067 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35476 FILM NUMBER: 22603241 MAIL ADDRESS: STREET 1: 5000 WEST 36TH STREET STREET 2: SUITE 130 CITY: MINNEAPOLIS STATE: MN ZIP: 55416 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AIR T INC CENTRAL INDEX KEY: 0000353184 STANDARD INDUSTRIAL CLASSIFICATION: AIR COURIER SERVICES [4513] IRS NUMBER: 521206400 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 5930 BALSOM RIDGE ROAD CITY: DENVER STATE: NC ZIP: 28037 BUSINESS PHONE: 7043772109 MAIL ADDRESS: STREET 1: P O BOX 488 CITY: DENVER STATE: NC ZIP: 28037 FORMER COMPANY: FORMER CONFORMED NAME: AIR TRANSPORTATION HOLDING CO INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: ATLANTA EXPRESS AIRLINE CORP DATE OF NAME CHANGE: 19840321 4 1 doc1.xml FORM 4 X0306 4 2022-02-04 0 0000353184 AIR T INC AIRT 0001478067 Swenson Nicholas John 5000 W. 36TH STREET, UNIT 130 MINNEAPOLIS MN 55416 1 1 1 0 CEO Common Stock 2022-02-04 4 P 0 720 22.6003 A 966009 I By AO Partners I, LP Common Stock 2022-02-07 4 P 0 37 22.7719 A 966046 I By AO Partners I, LP Common Stock 2022-02-07 4 P 0 838 24.5363 A 966884 I By AO Partners I, LP Common Stock 2022-02-08 4 P 0 202 26.0805 A 967086 I By AO Partners I, LP Common Stock 2022-02-08 4 P 0 673 26.9826 A 967759 I By AO Partners I, LP Common Stock 59170 D Common Stock 94938 I By Glenhurst Co. Common Stock 53301 I By Groveland Capital, LLC Common Stock 169806 I By Groveland DST, LLC Common Stock 8.62 2013-08-30 2022-08-30 Common Stock 3750 3750 D The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 31, 2020. The price reported in Column 4 is a weighted average price. The prices actually received ranged from $22.00 to $23.00. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. The reported securities are owned directly by AO Partners I. L.P., and indirectly by AO Partners, LLC, as General Partner of AO Partners I. L.P., and Nicholas J. Swenson as Managing Member of AO Partners, LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. The price reported in Column 4 is a weighted average price. The prices actually received ranged from $22.76 to $22.98. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. The price reported in Column 4 is a weighted average price. The prices actually received ranged from $24.10 to $25.00. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. The price reported in Column 4 is a weighted average price. The prices actually received ranged from $25.51 to $26.25. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. The price reported in Column 4 is a weighted average price. The prices actually received ranged from $26.53 to $27.10. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. The reported securities are owned directly by Glenhurst Co., a Minnesota corporation, wholly owned by Nicholas J. Swenson. The reported securities are owned directly by Groveland Capital, LLC and indirectly by Nicholas J. Swenson as the sole managing member and president of Groveland Capital, LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. The reported securities are owned directly by Groveland DST, LLC and indirectly by Nicholas J. Swenson as the sole managing member and president of Groveland DST, LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. /s/ Mark R. Jundt, attorney-in-fact 2022-02-08