0000353184-18-000047.txt : 20181002
0000353184-18-000047.hdr.sgml : 20181002
20181002100145
ACCESSION NUMBER: 0000353184-18-000047
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180928
FILED AS OF DATE: 20181002
DATE AS OF CHANGE: 20181002
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Swenson Nicholas John
CENTRAL INDEX KEY: 0001478067
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35476
FILM NUMBER: 181099671
MAIL ADDRESS:
STREET 1: 5000 WEST 36TH STREET
STREET 2: SUITE 130
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55416
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AIR T INC
CENTRAL INDEX KEY: 0000353184
STANDARD INDUSTRIAL CLASSIFICATION: AIR COURIER SERVICES [4513]
IRS NUMBER: 521206400
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 3524 AIRPORT RD
CITY: MAIDEN
STATE: NC
ZIP: 28650
BUSINESS PHONE: 7043772109
MAIL ADDRESS:
STREET 1: P O BOX 488
CITY: DENVER
STATE: NC
ZIP: 28037
FORMER COMPANY:
FORMER CONFORMED NAME: AIR TRANSPORTATION HOLDING CO INC
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: ATLANTA EXPRESS AIRLINE CORP
DATE OF NAME CHANGE: 19840321
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2018-09-28
0
0000353184
AIR T INC
AIRT
0001478067
Swenson Nicholas John
5000 WEST 36TH STREET
SUITE 130
MINNEAPOLIS
MN
55416
1
1
1
0
CEO
Common Stock
2018-09-28
4
P
0
30000
33.55
A
32304
I
By Groveland Capital, LLC
Common Stock
113204
I
By Groveland DST, LLC
Common Stock
587130
I
By AO Partners I, LP
Common Stock
57960
I
By Glenhurst Co.
Common Stock
40307
D
Stock Options
8.62
2013-08-30
2022-08-30
Common Stock
2500
2500
D
The reported securities are owned directly by Groveland Capital, LLC and indirectly by Nicholas J. Swenson as the sole managing member and president of Groveland Capital, LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Included in the reported securities are shares that were previously owned by Groveland Hedged Credit Fund LLC and subsequently transferred to Groveland Capital, LLC via transactions exempt from reporting under Rule 16a-13.
The Form 4 filed on September 10, 2018 incorrectly reported that Nicholas J. Swenson purchased 375 shares of Air T, Inc. on September 6, 2018 and 200 shares of Air T, Inc. on September 7, 2018. These shares have been properly removed from the amount of shares beneficially owned by Groveland DST, LLC.
The reported securities are owned directly by Groveland DST, LLC and indirectly by Nicholas J. Swenson as the sole managing member and president of Groveland DST, LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. These shares were previously owned by Groveland Hedged Credit Fund LLC and subsequently transferred to Groveland DST, LLC via transactions exempt from reporting under Rule 16a-13.
The reported securities are owned directly by AO Partners I. L.P., and indirectly by AO Partners, LLC, as General Partner of AO Partners I. L.P., and Nicholas J. Swenson as Managing Member of AO Partners, LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
The reported securities are owned directly by Glenhurst Co., a Minnesota corporation, wholly owned by Nicholas J. Swenson.
/s/ Nicholas J. Swenson*
2018-10-02