0000353184-18-000010.txt : 20180208
0000353184-18-000010.hdr.sgml : 20180208
20180208150125
ACCESSION NUMBER: 0000353184-18-000010
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180206
FILED AS OF DATE: 20180208
DATE AS OF CHANGE: 20180208
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Swenson Nicholas John
CENTRAL INDEX KEY: 0001478067
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35476
FILM NUMBER: 18585287
MAIL ADDRESS:
STREET 1: 5000 WEST 36TH STREET
STREET 2: SUITE 130
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55416
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AIR T INC
CENTRAL INDEX KEY: 0000353184
STANDARD INDUSTRIAL CLASSIFICATION: AIR COURIER SERVICES [4513]
IRS NUMBER: 521206400
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 3524 AIRPORT RD
CITY: MAIDEN
STATE: NC
ZIP: 28650
BUSINESS PHONE: 7043772109
MAIL ADDRESS:
STREET 1: P O BOX 488
CITY: DENVER
STATE: NC
ZIP: 28037
FORMER COMPANY:
FORMER CONFORMED NAME: AIR TRANSPORTATION HOLDING CO INC
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: ATLANTA EXPRESS AIRLINE CORP
DATE OF NAME CHANGE: 19840321
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2018-02-06
0
0000353184
AIR T INC
AIRT
0001478067
Swenson Nicholas John
5000 WEST 36TH STREET
SUITE 130
MINNEAPOLIS
MN
55416
1
1
1
0
CEO
Common Stock
2018-02-06
4
P
0
600
27.999
A
160053
I
By Groveland Hedged Credit Fund, LLC
Common Stock
2018-02-06
4
P
0
200
28.85
A
160253
I
By Groveland Hedged Credit Fund, LLC
Common Stock
2018-02-07
4
P
0
200
28.825
A
160453
I
By Groveland Hedged Credit Fund, LLC
Common Stock
2018-02-07
4
P
0
100
29.75
A
160553
I
By Groveland Hedged Credit Fund, LLC
Common Stock
587130
I
By AO Partners I, LP
Common Stock
40307
D
Stock Options
8.62
2013-08-30
2022-08-30
Common Stock
2500
2500
D
The price in Column 4 is a weighted average price. The prices actually paid ranged from $27.70 to $28.50. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
The reported securities are owned directly by Groveland Hedged Credit Fund LLC, and indirectly by Nicholas J. Swenson as the sole managing member and president of Groveland Capital LLC, the investment adviser to the Groveland Hedged Credit Fund LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
The price in Column 4 is a weighted average price. The prices actually paid ranged from $28.80 to $28.90. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
The price in Column 4 is a weighted average price. The prices actually paid ranged from $28.70 to $28.95. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
The reported securities are owned directly by AO Partners I. L.P., and indirectly by AO Partners, LLC, as General Partner of AO Partners I. L.P., and Nicholas J. Swenson as Managing Member of AO Partners, LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
/s/ Nicholas J. Swenson*
2018-02-07