0000353184-13-000046.txt : 20131118 0000353184-13-000046.hdr.sgml : 20131118 20131118155645 ACCESSION NUMBER: 0000353184-13-000046 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131104 FILED AS OF DATE: 20131118 DATE AS OF CHANGE: 20131118 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AIR T INC CENTRAL INDEX KEY: 0000353184 STANDARD INDUSTRIAL CLASSIFICATION: AIR COURIER SERVICES [4513] IRS NUMBER: 521206400 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 3524 AIRPORT RD CITY: MAIDEN STATE: NC ZIP: 28650 BUSINESS PHONE: 7043772109 MAIL ADDRESS: STREET 1: P O BOX 488 CITY: DENVER STATE: NC ZIP: 28037 FORMER COMPANY: FORMER CONFORMED NAME: AIR TRANSPORTATION HOLDING CO INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: ATLANTA EXPRESS AIRLINE CORP DATE OF NAME CHANGE: 19840321 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Swenson Nicholas John CENTRAL INDEX KEY: 0001478067 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35476 FILM NUMBER: 131226983 MAIL ADDRESS: STREET 1: 3033 EXCELSIOR BOULEVARD STREET 2: SUITE 560 CITY: MINNEAPOLIS STATE: MN ZIP: 55416 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: AO Partners LLC CENTRAL INDEX KEY: 0001549244 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35476 FILM NUMBER: 131226984 BUSINESS ADDRESS: STREET 1: 3033 EXCELSIOR BOULEVARD, SUITE 560 CITY: MINNEAPOLIS STATE: MN ZIP: 55416 BUSINESS PHONE: 612-843-4301 MAIL ADDRESS: STREET 1: 3033 EXCELSIOR BOULEVARD, SUITE 560 CITY: MINNEAPOLIS STATE: MN ZIP: 55416 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: AO Partners I, LP CENTRAL INDEX KEY: 0001542769 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35476 FILM NUMBER: 131226985 BUSINESS ADDRESS: STREET 1: 3033 EXCELSIOR BLVD STREET 2: SUITE 560 CITY: MINNEAPOLIS STATE: MN ZIP: 55416 BUSINESS PHONE: 612-843-4301 MAIL ADDRESS: STREET 1: 3033 EXCELSIOR BLVD STREET 2: SUITE 560 CITY: MINNEAPOLIS STATE: MN ZIP: 55416 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2013-11-04 0 0000353184 AIR T INC AIRT 0001542769 AO Partners I, LP 3033 EXCELSIOR BLVD SUITE 560 MINNEAPOLIS MN 55416 1 1 1 0 Interim CEO 0001549244 AO Partners LLC 3033 EXCELSIOR BOULEVARD, SUITE 560 MINNEAPOLIS MN 55416 0 0 1 0 0001478067 Swenson Nicholas John 3033 EXCELSIOR BOULEVARD SUITE 560 MINNEAPOLIS MN 55416 0 0 1 0 Common Stock 2013-11-04 4 P 0 200 11.13 A 447522 D Common Stock 2013-11-13 4 P 0 1114 11.25 A 448636 D Common Stock 2013-11-14 4 P 0 300 11.25 A 448936 D Common Stock 2013-11-15 4 P 0 2300 11.1935 A 451236 D Stock Option 8.62 2013-08-30 2022-08-30 Common Stock 2500 2500 D The price in Column 4 is a weighted average price. The prices actually paid ranged from $11.10 to $11.25. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. The reported securities are owned directly by AO Partners I. L.P., and indirectly by AO Partners, LLC, as General Partner of AO Partners I. L.P., and Nicholas J. Swenson as Managing Member of AO Partners, LLC, AO Partners, LLC and Nicholas J. Swenson disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein. The reported securities are owned directly by Nicholas J. Swenson, as a Director, Chairman and Interim CEO of the issuer. /s/ AO Partners I, LP, By AO Partners, LLC, General Partner, By Nicholas J. Swenson, Managing Member 2013-11-18 /s/ AO Partners, LLC, By Nicholas J. Swenson, Managing Member 2013-11-18 /s/ Nicholas J. Swenson 2013-11-18